KENNETH D. BELL, District Judge.
Having reviewed and considered the written arguments, administrative record, and applicable authority, and for the reasons set forth below, the Court finds that Defendant's decision to deny Plaintiff's Social Security benefits is not supported by substantial evidence. Accordingly, the Court will
Mr. Henderson protectively filed his application for DIB on March 4, 2013.
A hearing was held on June 20, 2017 before the ALJ. (Tr. at 128-53). In the ALJ's decision, he ultimately concluded that Mr. Henderson was not disabled under sections 216(i) and 223(d) of the Social Security Act and denied his application in a decision dated March 12, 2018. (Tr. at 100-17). The Appeals Council denied his request for review of the ALJ's decision. (Tr. at 1-4). The ALJ's decision now stands as the final decision of the Commissioner, and Mr. Henderson has requested judicial review.
For the reasons stated below, the Court reverses the decision of the Commissioner and remands this matter for further proceedings consistent with this Order.
At step one, the ALJ concluded that Mr. Henderson had not engaged in substantial gainful activity since the alleged onset date and filing date.
(Tr. at 106). When making his RFC assessment, the ALJ considered the opinions of several sources, including a licensed clinical social worker, a consultative psychologist, and state agency medical and psychological consultants, among other sources (Tr. at 111-15), as well as Mr. Henderson's subjective statements about his symptoms. (Tr. at 106-11). The ALJ concluded at step four that Mr. Henderson is unable to perform any past relevant work. (Tr. at 115). At step five, however, the ALJ concluded that there are jobs existing in significant numbers in the national economy that he can perform despite his limitations, rendering him ineligible for DIB. (Tr. at 115-16). The vocational expert ("VE") testified that given the limitations ultimately included in the RFC determination, Mr. Henderson would still be able to perform jobs such as checker I, inspector/hand packager of plastic parts, and assembler of small products I/bench assembler. (Tr. at 116; 144-47). The Appeals Council denied review and Mr. Henderson has appealed to this Court pursuant to 42 U.S.C. § 405(g). (Tr. at 1-4; Doc. No. 9).
The Social Security Act, 42 U.S.C. § 405(g) and § 1383(c)(3), limits this Court's review of a final decision of the Commissioner to (1) whether substantial evidence supports the Commissioner's decision, Richardson v. Perales, 402 U.S. 389, 401 (1971), and (2) whether the Commissioner applied the correct legal standards. Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir. 1990); see also Hunter v. Sullivan, 993 F.2d 31, 34 (4th Cir. 1992) (per curiam). The District Court does not review a final decision of the Commissioner de novo. Smith v. Schweiker, 795 F.2d 343, 345 (4th Cir. 1986); King v. Califano, 599 F.2d 597, 599 (4th Cir. 1979); Blalock v. Richardson, 483 F.2d 773, 775 (4th Cir. 1972).
The Social Security Act provides that "[t]he findings of the [Commissioner] as to any fact, if supported by substantial evidence, shall be conclusive." 42 U.S.C. § 405(g). In Smith v. Heckler, 782 F.2d 1176, 1179 (4th Cir. 1986) (quoting Perales, 402 U.S. at 401), the Fourth Circuit defined "substantial evidence" thus:
See also Seacrist v. Weinberger, 538 F.2d 1054, 1056-57 (4th Cir. 1976) ("We note that it is the responsibility of the [Commissioner] and not the courts to reconcile inconsistencies in the medical evidence.").
The Fourth Circuit has long emphasized that it is not for a reviewing court to weigh the evidence again, nor to substitute its judgment for that of the Commissioner, assuming the Commissioner's final decision is supported by substantial evidence. Hays, 907 F.2d at 1456; see also Smith, 795 F.2d at 345; Blalock, 483 F.2d at 775. This is true even if the reviewing court disagrees with the outcome—so long as there is "substantial evidence" in the record to support the final decision below. Lester v. Schweiker, 683 F.2d 838, 841 (4th Cir. 1982).
Mr. Henderson argues that the ALJ violated the standards articulated in Mascio v. Colvin, 780 F.3d 632 (4th Cir. 2015), when conducting the RFC assessment. (Doc. No. 9-1, at 13-15). The ALJ is solely responsible for assessing a claimant's RFC. 20 C.F.R. §§ 404.1546(c) & 416.946(c). In making that assessment, the ALJ must consider the functional limitations resulting from the claimant's medically determinable impairments. Social Security Ruling ("SSR") 96-8p. The ALJ must also "include a narrative discussion describing how the evidence supports each conclusion, citing specific medical facts . . . and nonmedical evidence." Id.
Plaintiff has the burden of establishing his RFC by showing how his impairments affect his functioning. See 20 C.F.R. §§404.1512(c) & 416.912(c); see also, e.g., Stormo v. Barnhart, 377 F.3d 801, 806 (8th Cir. 2004) ("The burden of persuasion . . . to demonstrate RFC remains on the claimant, even when the burden of production shifts to the Commissioner at step five."); Plummer v. Astrue, No. 5:11-cv-06-RLV-DSC, 2011 WL 7938431, at *5 (W.D.N.C. Sept. 26, 2011) (Memorandum and Recommendation) ("The claimant bears the burden of providing evidence establishing the degree to which her impairments limit her RFC."), adopted, 2012 WL 1858844 (May 22, 2102), aff'd, 487 F. App'x 795 (4th Cir. Nov. 6, 2012).
In Mascio, the Fourth Circuit held that "remand may be appropriate . . . where an ALJ fails to assess a claimant's capacity to perform relevant functions, despite contradictory evidence in the record, or where other inadequacies in the ALJ's analysis frustrate meaningful review." Mascio, 780 F.3d at 636 (quoting Cichocki v. Astrue, 729 F.3d 172, 177 (2d Cir. 2013)). This explicit function-by-function analysis is not necessary when functions are irrelevant or uncontested.
The Mascio Court also "agree[d] with other circuits that an ALJ does not account `for a claimant's limitations in concentration, persistence, and pace by restricting the hypothetical question to simple, routine tasks or unskilled work.'" Id. at 638 (quoting Winschel v. Comm'r of Soc. Sec., 631 F.3d 1176, 1180 (11th Cir. 2011) (joining the Third, Seventh, and Eighth Circuits)); see also SSR 96-8p (explaining that the mental RFC evaluation before steps 4 and 5 "requires a more detailed assessment by itemizing various functions" than the assessment under step 2). This is because "[t]he ability to perform simple tasks differs from the ability to stay on task. Only the latter limitation would account for a claimant's limitation in concentration, persistence or pace." Id.
After finding at step three that Mr. Henderson had moderate limitations "[w]ith regard to concentrating, persisting, or maintaining pace," (Tr. at 105), the ALJ determined that Mr. Henderson was limited to "simple, routine, repetitive tasks; the claimant's time off task can be accommodated by normal breaks; and the claimant can only have occasional interaction with the public." (Tr. at 106). Even if this portion of the RFC assessment was supported by substantial evidence, a limitation to work with simple, routine, repetitive work, without more, "does not account for a claimant's limitation in concentration, persistence [or] pace." Mascio, 780 F.3d at 638 (internal quotation marks omitted). See also Parham v. Colvin, No. 1:15-CV-063-GCM-DCK, 2016 WL 4523475 (W.D.N.C. August 8, 2016), Kittrell v. Colvin, No. 5:14-cv-163-RJC, 2016 WL 1048070 (W.D.N.C. March 6, 2016), Newton v. Colvin, No. 3:14-cv-371-RJC-DSC, 2015 WL 4411110, at *3 (W.D.N.C. July 20, 2015); Scruggs v. Colvin, No. 3:14-cv-00466-MOC, 2015 WL 2250890, at *4-5 (W.D.N.C. May 13, 2015). The ALJ has failed to assess the extent to which Mr. Henderson can maintain concentration, persistence, or pace throughout a full eight-hour workday. See Woods v. Berryhill, 888 F.3d 686, 694 (4th Cir. 2018) (discussing the requirement that ALJ's consider the extent to which a claimant can perform a type of activity). Furthermore, the ALJ's additional determination that Mr. Henderson is limited to work requiring only occasional interaction with the public and that time off task can be accommodated by normal breaks does not render the assessment sufficient under Mascio: "[p]erhaps the ALJ can explain why [Plaintiff's] . . . limitation in concentration, persistence, or pace . . . does not translate into a limitation in his residual functional capacity. . . . But because the ALJ here gave no explanation, a remand is in order." Id. (citation omitted).
By ordering remand pursuant to sentence four of 42 U.S.C. § 405(g), the Court does not forecast a decision on the merits of Mr. Henderson's application for disability benefits. See Patterson v. Comm'r of Soc. Sec. Admin., 846 F.3d 656, 663 (4th Cir. 2017). "Under § 405(g), `each final decision of the Secretary [is] reviewable by a separate piece of litigation,' and a sentence-four remand order `terminate[s] the civil action' seeking judicial review of the Secretary's final decision." Shalala v. Schaefer, 509 U.S. 292, 299 (1993) (alternation in original) (emphasis omitted) (quoting Sullivan v. Finkelstein, 496 U.S. 617, 624-25 (1990)).
Because remand is required on this issue, the Court finds it unnecessary to discuss Mr. Henderson's other arguments on appeal.
Plaintiff's Motion for Summary Judgment (Doc. No. 9) is