STEPHAN, J.
Following a jury trial in the district court for Lancaster County, Rodney L. Baker was convicted and sentenced on one count of first degree sexual assault, a Class II felony, and one count of third degree sexual assault of a child, a Class IIIA felony.
From the summer of 2003 until December 21, 2005, K.B. and her younger sister lived with their mother in a single family residence in Lincoln, Nebraska. Baker, the mother's boy-friend at the time, also lived at the residence. K.B. was between 11 and 13 years old during this time period.
K.B. wanted to be a massage therapist, and from an early age, she gave back and foot massages to her mother. During the time she lived with Baker, K.B. would
K.B.'s mother testified that sometime after this incident, Baker began instructing her to call K.B. into their bedroom late at night in order to give the mother a massage. This occurred on various occasions for approximately 2 years. Usually, Baker would masturbate while K.B. massaged her mother on the bed. Baker sometimes fondled K.B. and instructed her on how to touch herself in order to receive sexual pleasure. K.B. testified that Baker digitally penetrated her on one occasion and that on more than one occasion, he made her touch his penis, once ejaculating on her hand.
On December 21, 2005, through juvenile court proceedings, K.B. and her sister were removed from the home they shared with their mother and Baker. The girls were then placed in various foster care settings. K.B.'s contact with Baker after her removal from the home was limited, especially after February 2008, when her foster parents became her legal guardians. K.B. first reported the sexual assaults by Baker in October 2008.
Both K.B. and her mother testified at trial about their delay in reporting the assaults. In general, both testified that Baker had threatened them with harm if they reported his actions to authorities and that they believed he would carry out the threats, based upon prior acts of domestic violence. This testimony was the subject of a pretrial proceeding pursuant to the Nebraska Evidence Rules, as set forth in greater detail below.
When Baker was initially questioned by police in this matter, he admitted that K.B. had been sexually abused. Baker contended, however, that K.B.'s mother was the actual perpetrator of the abuse and that he was just a bystander. He was convicted after a jury trial and filed this timely direct appeal.
Baker assigns, restated, that the district court erred in (1) allowing the State to introduce evidence of other crimes, wrongs, or acts which he contends were inadmissible; (2) receiving hearsay testimony from K.B. regarding threats and domestic violence directed at her mother; and (3) permitting the State to utilize extrinsic evidence of the conduct of a witness for the purpose of supporting or impeaching credibility.
In proceedings where the Nebraska Evidence Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make such discretion a factor in determining admissibility.
It is within the discretion of the trial court to determine relevancy and admissibility of evidence of other wrongs or
Apart from rulings under the residual hearsay exception, an appellate court reviews for clear error the factual findings underpinning a trial court's hearsay ruling and reviews de novo the court's ultimate determination to admit evidence over a hearsay objection.
When the object of cross-examination is to collaterally ascertain the accuracy or credibility of the witness, some latitude should be permitted, and the scope of such latitude is ordinarily subject to the discretion of the trial judge, and, unless abused, its exercise is not reversible error.
Shortly after Baker was arraigned, his counsel filed a motion seeking access to K.B.'s juvenile court records. In a hearing on the motion, counsel argued that he needed the confidential records in order to confirm his belief that K.B. had not reported sexual abuse by Baker during counseling which she received in 2005 and 2006 and that she had assured counselors that she would report such abuse if it had occurred. Baker's counsel argued that he needed this information in order to effectively cross-examine K.B. and her mother at trial. After an in camera review of the juvenile court records, the court determined that portions thereof should be disclosed to the defense and provided copies of those records to Baker's counsel.
After that ruling but prior to trial, the State filed notice that pursuant to rule 404(2), it intended to offer evidence of Baker's physical abuse of and threats of harm directed at K.B. and her mother for the purpose of (1) showing that K.B. and her mother feared Baker, (2) showing that such fear was real and not imagined, and (3) explaining the failure of K.B. and her mother to promptly report the conduct which formed the bases of the charges against Baker. Baker filed an objection. The district court conducted a pretrial hearing and ultimately determined (1) that the mother's testimony about what she did and why she did it on the nights of the alleged assaults was not rule 404 evidence and (2) that the remainder of this evidence was admissible for the purposes proposed by the State.
During the trial, K.B. testified that Baker told her he would kill her and her mother if she reported the assaults. K.B. testified over Baker's continuing rule 404 objection that she believed Baker would carry out the threats because she had observed her mother with body bruises and black eyes at various times while they lived with Baker. K.B. believed these injuries
K.B.'s mother also testified that Baker threatened to kill her or tell police she was responsible for everything if she reported the assaults. The mother testified that if she refused to bring K.B. into the bedroom after Baker told her to do so, Baker would beat or choke her, and at times threatened her with a knife. On one occasion when the mother confronted Baker about the sexual abuse of K.B., he choked her until she lost consciousness. The mother further testified that Baker was physically abusive to her throughout the time they lived together. The abuse included choking and striking her with his fist, resulting in black eyes on multiple occasions. Prior to this testimony, the district court gave a limiting instruction similar to the one given during K.B.'s testimony, as quoted above.
After both K.B. and her mother testified that K.B. often gave her mother evening massages in the living room, the State sought to elicit testimony from the mother regarding the first time she noticed Baker becoming sexually aroused while K.B. was massaging her. Baker asserted a rule 404 objection and argued that the evidence was inadmissible as a prior bad act. The court overruled Baker's objection, reasoning that the evidence was not rule 404 evidence and was admissible because it was "part of the whole story" of the charged crimes. The court specifically directed the State to connect the evidence regarding the living room incident with the subsequent events that occurred in the bedroom. In the prosecutor's summation, he argued from this evidence that Baker was sexually aroused by watching K.B. administer massages to her mother, thus making it more likely that the sexual abuse was committed by Baker and not K.B.'s mother, as Baker claimed in his statement to police.
In addition to the limiting instructions given during the testimony of K.B. and her mother, the court's final instructions to the jury included a statement that the evidence of physical violence perpetrated upon K.B. or her mother was received "for the limited purpose of helping you evaluate [K.B.'s] testimony regarding her delay in reporting the allegations of sexual abuse" and the mother's "testimony regarding her failure to report or take other steps to stop the alleged sexual abuse." The jury was again instructed that it could consider such evidence "for that limited purpose and for no other."
Baker contends that the evidence summarized above was inadmissible under rule 404(2), which governs the admissibility of what has been characterized as "other crimes" or "similar acts" evidence.
Rule 404(2) prohibits the admission of other bad acts evidence for the purpose of demonstrating a person's propensity to act in a certain manner.
Our first task is to determine what portion of the challenged evidence is governed by rule 404(2). Bad acts that form the factual setting of the crime in issue or that form an integral part of the crime charged are not part of the coverage under rule 404(2).
Here, K.B.'s testimony that Baker threatened her with harm if she reported his conduct is inextricably intertwined with the charged offenses and therefore is not subject to rule 404(2). The same is true with regard to the mother's testimony that Baker threatened and physically assaulted her if she did not bring K.B. to the bedroom when he instructed her to do so. And, likewise, the mother's testimony regarding the first time she observed Baker become sexually aroused while watching K.B. administer a massage is "part of the whole story" of the charged offenses and not governed by rule 404(2). All of this evidence was within the "coherent picture of the facts of the crimes charged"
But all of the remaining testimony of K.B. and her mother regarding threats and domestic violence does constitute rule 404(2) evidence. As required by State v. Sanchez,
This court has upheld the admissibility of rule 404(2) evidence on similar grounds. In State v. Hitt,
Applying evidence rules similar to rule 404(2), other courts have admitted "other crimes" evidence for the limited purpose of explaining the failure of a victim or other witness to promptly report a crime. In Brock v. State,
In arguing that the rule 404(2) evidence was erroneously received at his trial, Baker relies upon our opinions in State v. Sanchez
In this case, it was clear from the outset that the credibility of K.B. and her mother would be contested and likely determinative issues at trial. In addressing these issues during its case in chief, the State had a legitimate interest in explaining why the charged offenses were not reported until more than 3 years after they were allegedly committed. The district court did not abuse its discretion in determining that Baker's prior acts of domestic violence had independent relevance to show that K.B. and her mother had a genuine and legitimate basis for believing that Baker would carry out his threats to harm them if they reported the crimes and that the probative value of such evidence was not substantially outweighed by the danger of unfair prejudice or other factors enumerated in rule 403. By its limiting instructions, the district court correctly informed the jury of the narrow purpose for which it could consider the evidence. Baker's first assignment of error is without merit.
During her direct examination, K.B. testified that she had not observed Baker touch her mother in an aggressive manner. The prosecutor then asked if her mother ever told her that he had done so. Upon Baker's hearsay objection, the court inquired if the prosecutor was offering the mother's statement to prove its truth, and he responded in the negative. The court ruled that it would receive evidence of the mother's statement "only for the fact that it was said, not whether what was said was true." K.B. then testified that her mother told her that Baker had given her a black eye and that she was afraid of him. The prosecutor also asked K.B. if her mother ever told her that Baker had threatened her. Over Baker's hearsay objection, the court again received K.B.'s testimony about her mother's statement for the fact that a statement was made, but not for the truth of that statement. K.B. then testified that her mother told her that Baker had threatened to hurt both of them if K.B. "said anything." Baker assigns and
Hearsay is "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted."
We therefore focus on the mother's statement relating Baker's threat to K.B. and the mother's statement to K.B. that Baker had given her a black eye. If an out-of-court statement is not offered for the purpose of proving the truth of the facts asserted, it is not hearsay.
In this case, the district court did not identify the nonhearsay purpose for which the making of the statements in question was relevant, but any error in this regard was harmless beyond a reasonable doubt. Harmless error review looks to the basis on which the jury actually rested its verdict; the inquiry is not whether in a trial that occurred without the error a guilty verdict would surely have been rendered, but, rather, whether the guilty verdict rendered in the questioned trial was surely unattributable to the error.
During cross-examination of K.B., Baker's counsel asked, "Do you have an opinion about the truthfulness of your mother?" When K.B. responded that she did, counsel asked, "Is that opinion that she — that opinion that you have, is it that she is not a truthful person?" K.B. responded, "On occasion, yes." On redirect, the prosecutor asked K.B. what led her to that opinion. Baker objected, and after an unrecorded sidebar conference, the court overruled the objection. The prosecutor then asked K.B., "What was the basis for your opinion?" She responded, "I was basing it on that she broke her promise about him not touching me anymore." K.B. then confirmed that this was the only basis for her opinion regarding her mother's truthfulness.
In his third assignment of error, Baker argues that the admission of this testimony violated rule 608. While the specific grounds of Baker's objection at trial were not stated, we are satisfied from the context that it was based upon rule 608(2), which provides in pertinent part:
We find no merit in Baker's argument that K.B.'s explanation of why she considered her mother to be untruthful violated this rule. Rule 608(2) does not prohibit inquiry into specific instances of a witness' conduct; it only prohibits proof of that conduct by extrinsic evidence.
For the reasons discussed, we find no merit in any of Baker's assignments of
AFFIRMED.