GERRARD, J.
Roy L. Ellis was convicted of first degree murder in connection with the killing of 12-year-old Amber Harris and sentenced to death. This is Ellis' automatic direct appeal from his conviction and sentence.
Amber disappeared on November 29, 2005, after she was dropped off by her school bus about five blocks from her North Omaha, Nebraska, home. A few weeks later, Ellis was arrested and incarcerated in the Douglas County Correctional Center on unrelated charges. Several witnesses reported that while in jail, before Amber's body was found or Ellis was a suspect in her killing, he made a number of remarks suggesting that he was involved in Amber's disappearance.
To begin with, Ellis made telephone calls from jail suggesting that he needed to get out of jail to take care of some things and "find some stuff." Ellis had lived in a boarding house on Lake Street, although he moved to another residence nearby before Amber disappeared. While in jail, Ellis called his former neighbors, asking repeatedly about any activity at the boarding house. But no more of those calls were made after February 14, 2006, when Amber's bookbag was found in a large trash storage container behind the boarding house. Although Ellis continued to call his former neighbor after the bag was
While he was incarcerated during early 2006, Ellis also repeatedly asked Terrelle Smith, a Douglas County corrections officer, for information regarding Amber's case. Because Smith was studying criminal justice, Ellis also asked him questions about criminal investigation, regarding subjects such as fingerprint identification and the decomposition of buried bodies. Ellis asked Smith whether blood or semen left outside would be contaminated by the elements and how long it would take before contaminated semen would no longer be considered relevant evidence. And Ellis asked Smith for books on forensics and DNA examination. Ellis also asked Brandon Clark, another corrections officer, about how long semen would last inside a dead body and in a forested, rural area and asked Clark to perform Internet research for him on the subject.
Ellis also asked Darryl Chambers, a fellow inmate, if he knew how long semen would last inside a decomposed body. And another inmate, Clarence Dennis, heard Ellis asking other inmates questions about how long blood and semen would last when exposed to the elements and what was necessary to keep dirt from subsiding above a buried body. Clenix Martin, another inmate, said Ellis had asked him about the persistence of DNA left outside, whether DNA could be traced after a body had decomposed, and how long it took a body to decompose.
Ellis also made more particular statements that foreshadowed what would be discovered about the circumstances of Amber's disappearance after her body was found. Dennis heard Ellis say that he had previously taken women to Hummel Park, in a rural area north of Omaha, and forced them to have sex with him by threatening to leave them in the park alone at night. Smith overheard Ellis saying that if a woman did not do what he wanted, "[h]e would just hit them upside their heads." Ellis told Chambers that he liked underage girls. Ellis told his cellmate, David Shaffer, that he had sexually molested underage girls, some of them at Hummel Park.
Shaffer said that Ellis expressed an unusual interest in Amber's disappearance and cut out newspaper articles about the case. Ellis told Martin that he had sexually assaulted a young girl and strangled her. When Shaffer mentioned to Ellis that it was "crazy what happened to that Amber Harris girl," Ellis replied, "that's why I got to get out and cover my tracks." And both Dennis and Chambers said Ellis had admitted to sexually assaulting Amber and striking her in the head. According to Dennis, Ellis said he hit Amber in the head with a hammer.
Finally, on May 11, 2006, Amber's decomposed body was discovered by passers-by, covered with a mound of soil, in a secluded, wooded area of Hummel Park. Amber had been killed by blunt force trauma to the skull, resulting from at least two blows to the head with a blunt object. Because of decomposition, it was impossible to tell whether Amber had also been choked or strangled. Although Amber's sweater was still on, her jeans and underwear had been removed. Amber's jacket, jeans, and bra had been found in her bookbag. Amber's blood was on the jacket and jeans, and DNA was found on the jeans, in a shape resembling a handprint, in a mixture from which Ellis could not be excluded as a contributor.
Ellis was charged with first degree murder on theories of both premeditated murder and felony murder, for which the predicate felony was sexual assault. Over Ellis' objection, in addition to the evidence
More specific details will be set forth below as they relate to some of Ellis' separate arguments.
Ellis' assignments of error can be separated into two broad categories: issues relating to evidence at trial and issues arising out of the capital sentencing proceedings.
The State, over Ellis' objection, presented testimony from Ellis' former stepdaughters that Ellis had sexually assaulted them during a 3-year period from 1993 to 1995. Ellis' first assignment of error takes issue with that evidence.
The State argued that the evidence was relevant to the issues of motive, identity, intent, and opportunity. The district court agreed in part, finding that the crimes were sufficiently similar to help establish the identity of Amber's killer. The court reasoned that Amber was of a similar age to Ellis' stepdaughters and also noted that when Ellis had first assaulted one of the girls, he removed her pants but left her shirt on, similar to the condition in which Amber's body had been discovered. And one of the girls testified that Ellis struck her in the head with his fist. The court also found that the prior assaults were relevant to prove that Ellis acted intentionally for the purpose of forced sexual penetration.
However, the court rejected the State's contention that the prior bad acts were relevant to motive, reasoning that the State's argument on motive actually went to Ellis' propensity to commit such acts. And the court found that the assaults did nothing to show Ellis' opportunity to attack Amber.
Nonetheless, the court found that the probative value of the evidence outweighed its potential for unfair prejudice, and admitted it subject to an instruction to the jury to consider the evidence only as relevant to identity and intent. And in opening and closing arguments, the State argued that the prior assaults tended to prove that Ellis was the killer and that he acted intentionally. Ellis moved for a mistrial during the State's closing argument, asserting that the State was using the evidence to prove Ellis' propensity to act. But that motion was overruled.
Ellis assigns that the district court committed reversible error in admitting evidence of the prior sexual assaults on Ellis' stepdaughters, because intent and identity were not proper purposes for receipt of said evidence, and abused its discretion in denying two mistrial requests due to prosecutorial misconduct where the State argued propensity in context of the evidence admitted pursuant to Neb. Evid. R. 404.
In proceedings where the Nebraska Evidence Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make discretion a factor in determining
Ellis argues that the district court's rulings were erroneous. The State continues to argue that the evidence was relevant to prove Ellis' identity and intent.
Rule 404(2) provides that evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he or she acted in conformity therewith. Such evidence may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident. We note that rule 404 has been amended to permit the admission, in a criminal case in which the defendant is accused of a sexual assault, of evidence of another offense of sexual assault.
Rule 404(2) prohibits the admissibility of relevant evidence for the purpose of proving the character of a person in order to show that he or she acted in conformity therewith; or, stated another way, the rule prohibits the admission of other bad acts evidence for the purpose of demonstrating a person's propensity to act in a certain manner.
The alleged similarities between the offenses are not compelling. We addressed a comparable situation in State v. Trotter,
The same is true here. Other acts evidence may have probative value as to identity where there are overwhelming similarities between the other crime and the charged offense or offenses, such that the crimes are so similar, unusual, and distinctive that the trial judge could reasonably find that they bear the same signature.
But in this case, the prior acts were separated by more than a decade from Amber's disappearance. And the purported "signature" of the crime is that the victims were approximately the same age, they were isolated and alone when they were assaulted, one of Ellis' stepdaughters was subjected to blows to the head, and Ellis' other stepdaughter was, on at least one instance, assaulted while nude only from the waist down. These facts are not so distinctive as to separate these prior acts from nearly any other forcible sexual assault.
Therefore, we conclude that the trial court abused its discretion in admitting evidence, during the guilt phase of the trial, of Ellis' assaults on his stepdaughters. But the State also argues that any error was harmless. Evidentiary error is harmless when improper admission of evidence did not materially influence the jury to reach a verdict adverse to substantial rights of the defendant.
We recognize that the admission of other acts evidence, by its nature, is usually prejudicial to the defendant. But this is the rare instance in which it was not. For one thing, Shaffer testified, without objection, that Ellis admitted molesting young girls and impregnating his stepdaughter. And more fundamentally, Ellis was inescapably tied to Amber's killing through DNA evidence that, as we will explain below, was admissible and persuasive, and physical evidence that proved to be consistent with Ellis' careless statements that had already been reported to investigators. There was no innocent explanation for how Ellis' DNA came to be on Amber's bloody clothing. Nor is there any innocent explanation for how several witnesses came forward with information before Amber's body or Ellis' DNA on her clothing had been discovered linking Ellis to the killing—some of whom even accurately described Amber's cause
Given Ellis' statements, the physical evidence, and the other circumstantial evidence, we have no doubt that any reasonable trier of fact would have found Ellis guilty of the charge against him. In particular, no reasonable trier of fact could overlook the testimony of Dennis, Smith, and Shaffer, each of whom was interviewed several weeks before Ellis' DNA was identified on Amber's clothing and at least a month before Amber's body was found in Hummel Park. Each witness found Ellis' interest in the case suspicious, and they all described details of the case that they had no way of knowing unless they heard them from the person who killed Amber. Therefore, although we find merit to Ellis' first assignment of error, we find that the error was not prejudicial to Ellis.
For similar reasons, we find no merit to Ellis' second assignment of error. Ellis argues that the district court should have ordered a mistrial after the State made arguments during opening and closing statements that referred to the other acts evidence discussed above and, according to Ellis, referred to his propensity to commit such acts. Because the evidence was itself inadmissible, the court also erred in permitting argument based upon it. But the decision to grant a motion for mistrial is within the trial court's discretion,
Before trial, Ellis moved to exclude testimony from Martin and Dennis, claiming the State had failed to make certain disclosures required by the statutes in effect at the time concerning "jailhouse informers."
Ellis assigns that the district court erred in denying his motion to exclude testimony
Trial courts have broad discretion with respect to sanctions involving discovery procedures, and their rulings thereon will not be reversed in the absence of an abuse of discretion.
It should be noted that since Ellis' trial, the statutes upon which he relies have been repealed. However, the provisions have been substantially reenacted as part of Neb.Rev.Stat. § 29-1912 (Cum.Supp. 2010), and now specifically define "jailhouse witness" as a person who was in jail at the time the statements to which the person will testify were first disclosed. So, the question of statutory interpretation Ellis presents is a case of last impression. And, on the record before us, it is not a question we need to answer.
We explained in State v. Gutierrez
The only point Ellis makes on appeal that appears to relate to prejudice is that after his testimony at trial, Dennis entered into a plea agreement for some charges that had been pending against him. But there is no evidence that the plea agreement had been reached, or contemplated, at the time Dennis testified. In other words, nothing in the record is contrary to the district court's express finding, in ruling on Ellis' motion to exclude testimony, that the relevant statutes were substantially complied with. The court did not abuse its discretion in rejecting Ellis' motion, and we find no merit to Ellis' assignment of error.
As noted above, the State presented DNA evidence relating to a sample found on Amber's jeans that tended to implicate Ellis in the killing. Before trial, Ellis moved to exclude the DNA evidence, but his motion was overruled, as was his foundational objection at trial.
The State's witness, Dr. James Wisecarver, explained generally that the testing process used in this case involved looking at 16 different genetic markers scattered throughout the genome at different loci. One of those is a sex marker that identifies the gender of the contributor; the other 15 are used to compare to known reference samples (in this case, for Amber and Ellis) to see if they are the same or different.
The DNA found on Amber's jeans was a mixture of DNA from at least two people, one of whom was male. Wisecarver explained that it was not possible to separate the mixture into a major and minor contributor at each locus. Instead, he said, the presence of the mixture was taken into account when calculating the likelihood that any other person would have any combination of the genetic markers that had been identified. Wisecarver explained that the purpose of the statistical calculations was to determine the likelihood that
Given that Amber's genetic profile was known, Wisecarver testified that only 1 in 2.3 billion people would be expected to "plug in" as the other contributor to the mixture. And despite those odds, Ellis could not be excluded as a contributor to the mixture.
On cross-examination, Wisecarver was asked about what happened when two samples had common alleles—in other words, when the two possible contributors to the mixture were genetically identical at a tested locus. Wisecarver conceded that when such a common genetic marker was found at a locus, in this case, it was not possible to tell who had contributed the allele. But, Wisecarver said, it was still scientifically appropriate to consider such a locus when making statistical calculations.
Ellis assigns that the district court erred in denying his motion in limine regarding the State's use of DNA evidence.
The standard for reviewing the admissibility of expert testimony is abuse of discretion.
Ellis does not contend that the State's witnesses were not qualified to testify, or that their basic reasoning and methodology was not reliable. Rather, Ellis contends that under our Daubert/Schafersman framework,
Ellis' appellate argument is focused on the use of common alleles in the State's statistical analysis. Ellis contends that the "overriding issue" with that method is that "where there is uncertainty as to the contributor, as long as the suspect is `fully represented' ... then that location counts against the suspect in calculating the possibility of exclusion."
Ellis cites no authority that is specifically relevant to the issue he raises, nor is it clear that he raised that issue in the trial court. It was not addressed in his pretrial motion, which was addressed generally at the theory of PCR-STR DNA testing that was applied in this case.
Furthermore, Ellis' argument rests upon a misunderstanding of the way in which the DNA statistics were calculated. As Wisecarver explained, the purpose of examining each locus is to determine two things: (1) whether the contributor of the reference sample can be excluded as a contributor and (2) how commonly one might expect the profile that is generated to occur randomly in the population.
On the second step, the fact that the DNA sample was a mixture clearly affected the calculation of how many people might be expected to have genetic profiles consistent with the sample, which is presumably why the probabilities found in this case are relatively modest compared to others. While 1 in 2.3 billion people might seem like a daunting figure, other cases involving single-contributor or major-contributor samples have produced probabilities of 1 in several quintillion.
As noted above, Amber disappeared on November 29, 2005, and was presumably killed shortly thereafter. Ellis was charged with first degree murder on February 6, 2007. At the time, the Nebraska death penalty statutes provided that the mode of inflicting the punishment of death was electrocution.
Ellis contends that the repeal of electrocution as the method of carrying out a sentence of death by L.B. 36 requires a sentence of life in prison.
When issues on appeal present questions of law, an appellate court has an obligation to reach an independent conclusion irrespective of the decision of the court below.
Ellis argues that he is not subject to the death penalty because at the time of the offense, electrocution was the sole method of carrying out a death sentence. Ellis concludes that he must be sentenced to life imprisonment because at the time of his sentencing, there was no valid method of punishment.
Ellis' argument is without merit for two reasons. First, in L.B. 36, the Legislature expressly stated that "[n]o death sentence shall be voided or reduced as a result of a determination that a method of execution was declared unconstitutional under the Constitution of Nebraska or the Constitution of the United States."
But Ellis' argument does not hinge upon L.B. 36; rather, it hinges upon our decision in Mata. Ellis' argument is really that because we struck down electrocution in Mata, he could not have been sentenced to death until another means of enforcing a death sentence was enacted. Ellis' argument, however, is inconsistent with Mata, in which we affirmed the defendant's death sentence despite striking down the only method available under state law to enforce that sentence.
Although Ellis was sentenced after Mata was decided, his situation is not meaningfully distinguishable. The sentence was lawfully imposed, and although the sentence could not have been executed at that very time, the sentence itself remains valid. The sentencing panel did not err in imposing a sentence of death because of Mata.
Ellis raises a number of arguments that challenge the constitutionality of various aspects of Nebraska's death penalty statutes.
Ellis argues that the statutes establishing the procedure for enforcing a sentence of death, Neb.Rev.Stat. § 83-964 et seq. (Cum.Supp.2010), delegate a legislative function to the executive branch in violation of the Nebraska Constitution. Ellis asserts, therefore, that his death sentence should be voided and that he should be sentenced to life imprisonment.
As noted above, Nebraska law now provides that "[a] sentence of death shall be enforced by the intravenous injection of a substance or substances in a quantity sufficient to cause death. The lethal substance or substances shall be administered in compliance with an execution protocol created and maintained by the Department of Correctional Services."
The only substantive direction provided by the Legislature regarding the execution protocol is that the protocol "shall require that the first or only substance injected be capable of rendering the convicted person unconscious and that a determination sufficient to reasonably verify that the convicted person is unconscious be made before the administration of any additional substances, if any."
Ellis argues that the Legislature has unconstitutionally delegated its legislative responsibility to establish an execution protocol, in violation of the Nebraska Constitution.
We have said that delegation of legislative power is most commonly indicated where the relations to be regulated are highly technical or where regulation requires a course of continuous decision.
We agree, and likewise conclude that Nebraska's Legislature has provided reasonable limitations and standards for carrying out the duties of establishing a protocol for lethal injection. The tasks assigned to the director are highly technical and require a course of continuous decision, making it appropriate to delegate them. We also note, as an aside, that even if Ellis' separation of powers argument had merit, his sentence would not be void. Rather, as explained above, our holding in Mata dictates that his sentence would remain valid, even if the State lacked a constitutional means of enforcing it.
Generally, Ellis argues that the Nebraska death penalty statutes are unconstitutional on their face. Specifically, he contends that the third part of § 29-2523(1)(a) and the first and second parts of § 29-2523(1)(d) are unconstitutional on their face and as interpreted by the courts of the State of Nebraska and as applied in this case. But we have previously rejected each of Ellis' arguments.
To begin with, Ellis contends that § 29-2523(1)(a), which provides as an aggravating circumstance that the defendant "has a substantial prior history of serious assaultive or terrorizing criminal activity," is unconstitutional because it fails to define those terms clearly. But we have concluded otherwise on a number of occasions.
We have explained that "serious," "assaultive," and "terrorizing" are words in common usage with meanings well fixed and generally clearly understood and that the term "substantial history" is likewise reasonably clear.
Ellis acknowledges this authority, but contends that we should reconsider it in light of the fact that juries, and not judges, are now responsible for factfinding with respect to aggravating circumstances.
Similarly, Ellis takes issue with § 29-2523(1)(d), which provides as an aggravating circumstance that "[t]he murder was especially heinous, atrocious, cruel, or manifested exceptional depravity by ordinary standards of morality and intelligence." This aggravating circumstance contains two separate disjunctive components which may operate together or independently of one another.
Ellis specifically takes issue with the use of the term "helpless" in our construction of (and the jury instruction for) the "exceptional depravity" prong of § 29-2523(1)(d). We have held that "exceptional depravity" in a murder exists when it is shown, beyond a reasonable doubt, that the following circumstances, either separately or collectively, exist in reference to a first degree murder: (1) apparent relishing of the murder by the killer, (2) infliction of gratuitous violence on the victim, (3) needless mutilation of the victim, (4) senselessness of the crime, or (5) helplessness of the victim.
Ellis points out that our construction of the "exceptional depravity" prong is broader than that of the Arizona law upon which it was based, because in Arizona, unlike Nebraska, a mere finding that the victim was helpless would not be sufficient to establish the aggravator.
As an aside, we note that the jury was instructed, with respect to the first prong of § 29-2523(1)(d), that it should find that the murder was especially heinous, atrocious, or cruel if Ellis inflicted serious mental anguish or serious physical abuse and that mental anguish "includes a victim's uncertainty as to his or her ultimate fate." We have since disapproved this instruction in State v. Sandoval.
In sum, we find no merit to Ellis' argument that either § 29-2523(1)(a) or § 29-2523(1)(d) is unconstitutional, on its face or as applied in this case. We note that Ellis' brief also asserts a number of other facial challenges to the Nebraska death penalty statutes: for instance, he asserts due process, equal protection, uniformity, and cruel and unusual punishment claims under the state and federal Constitutions. But his "laundry list" of constitutional claims contains no argument other than his assertions that these provisions were violated;
Ellis contends that the Nebraska death penalty statutes' prohibition on presenting mitigating evidence to a jury violates the 6th, 8th, and 14th Amendments to the U.S. Constitution. In a related argument, Ellis contends that the Nebraska death penalty statutes' prohibition against the jury's assigning any relative "weight" to an aggravating circumstance in comparison to any mitigating circumstance violates the 6th, 8th, and 14th Amendments to the U.S. Constitution.
We have previously rejected both of these arguments.
It is the finding of an aggravating circumstance increasing the defendant's authorized punishment which implicates the right to trial by jury, so "when a trial judge exercises his discretion to select a specific sentence within a defined range, the defendant has no right to a jury determination of the facts that the judge deems relevant."
In other words, mitigating circumstances, and the "weight" to be assigned to the aggravating and mitigating circumstances, are relevant only to the sentencing panel's exercise of its discretion to decide which statutorily authorized sentence to impose and do not require determination by a jury. We find no merit to Ellis' assignments of error.
Ellis contends that the Nebraska death penalty statutes' separation of an aggravating circumstance fact finder (jury) and a mitigating circumstance fact finder (three-judge
But we effectively rejected that argument in State v. Hessler.
We found no merit to that argument because, as explained above, there is no constitutional support for the contention that the jury's constitutional role extends beyond finding the facts that are necessary to condition an increase in the defendant's maximum punishment.
The sentencing panel is statutorily limited to weighing the aggravating circumstances found by the jury, but there is no constitutional basis to argue that the sentencing panel is limited in the evidence it may consider, or the view of the evidence it may take, in exercising its sentencing discretion. The facts setting the outer limits of a sentence, and of the judicial power to impose it, are the elements of the crime for purposes of constitutional analysis.
Ellis argues that the Nebraska death penalty statutes do not allow the jury to make the determination of life or death in violation of the 6th, 8th, and 14th Amendments to the U.S. Constitution. But we previously rejected this argument in Hessler.
Ellis argues that the Nebraska death penalty statutes prejudice the defendant's right to a jury trial because no unanimous findings of specific facts are required before the jury may find an aggravating circumstance. But, if the defendant waives a jury, then the three-judge panel is required to make a unanimous finding of any fact in support of an aggravating circumstance. According to Ellis, this "unequal treatment,"
But we rejected an identical argument in Hessler.
In Hessler, the defendant argued that Nebraska's statutory scheme violates Jackson because a defendant who prefers to have the same fact finder determine both the aggravating circumstances and the sentence must waive the right to have a jury find the aggravating circumstances. The defendant complained that "[i]n order for [him] to receive the additional benefit of unanimous findings of fact—in writing— supporting the aggravating circumstances,"
Simply put, "[r]equiring three judges to unanimously agree on any fact supporting an aggravating circumstance does not necessarily make a favorable sentence more likely than requiring 12 jurors to unanimously agree under alternative
Ellis argues that § 83-964 et seq. are in violation of the federal Controlled Substances Act (CSA)
But the initial question posed by Ellis' argument is one of standing: whether either of the federal statutes relied upon by Ellis gives rise to a private right of action to enforce it. Like substantive federal law itself, private rights of action to enforce federal law must be created by Congress.
And courts have consistently held that neither the FDCA nor the CSA creates a private remedy.
Similarly, the Sixth Circuit recently held in Durr v. Strickland
The CSA expressly gives the Attorney General the power to enforce its provisions,
We find that reasoning persuasive, and likewise conclude that neither the FDCA nor the CSA provides a private right of action that Ellis can assert. We also note that even if Ellis' argument had merit, for the reasons explained above, Ellis' challenge to the legality of the lethal injection protocol would not invalidate his sentence.
The jury was instructed, at the aggravation hearing, as to several of the aggravating circumstances set forth in § 29-2523(1). As relevant, the jury was instructed that it should find an aggravating circumstance if it found that Ellis had "a substantial prior history of serious assaultive or terrorizing criminal activity."
In determining whether those aggravating circumstances existed, the jury was instructed to consider the evidence received at the trial of guilt.
The jury found that Ellis had a substantial prior history of serious assaultive or terrorizing criminal activity
Ellis argues that there was insufficient evidence for the jury to find either of those aggravating circumstances and that as a result, the sentencing panel erred in relying on those circumstances in reaching the sentence of death.
When reviewing the sufficiency of the evidence to sustain the trier of fact's finding of an aggravating circumstance, the relevant question for this court is whether, after viewing the evidence in the light most favorable to the State, any rational trier of fact could have found the essential elements of the aggravating circumstance beyond a reasonable doubt.
Ellis' first argument is that there was insufficient evidence to find that he has a substantial prior history of serious assaultive or terrorizing criminal activity.
But that testimony did not stand alone. As noted above, the State also adduced evidence of Ellis' convictions for armed robbery and sexual assault. And we note that while evidence that Ellis had sexually assaulted his stepdaughters should not have been admitted at trial, it would have been admissible during the aggravation hearing as relevant to this aggravating circumstance.
Ellis also argues that there was insufficient evidence to support a finding that the killing was especially heinous, atrocious, or cruel.
Finally, Ellis contends that the evidence was insufficient to prove that the murder manifested exceptional depravity by ordinary standards of morality and intelligence.
In sum, the evidence was sufficient to support the jury's findings of aggravating circumstances. Ellis' assignment of error has no merit.
At sentencing, Ellis presented expert testimony that he had schizoaffective disorder and a history of polysubstance abuse. However, Ellis' expert witness, Dr. Bruce Gutnik, admitted that his diagnosis was based on Ellis' self-reporting of symptoms such as hallucinations and emotional instability. Gutnik also admitted that Ellis seemed to be exaggerating some of his symptoms, and Gutnik noted that he had been unable to corroborate some of Ellis' self-reported symptoms. And Gutnik had not performed any psychological tests on Ellis that might have detected malingering.
Ellis argued that this evidence proved two mitigating circumstances: The crime was committed while the offender was under the influence of extreme mental or emotional disturbance,
Ellis assigns that the sentencing panel erred in failing to find the evidence submitted at the sentencing hearing supported a finding of statutory mitigating factors under § 29-2523(2)(c) and (g).
The sentencing panel's determination of the existence or nonexistence of a mitigating circumstance is subject to de novo review by this court.
Ellis argues that a diagnosis of either schizoaffective disorder or antisocial personality disorder would prove that the crime was committed while Ellis was under the influence of extreme mental or emotional disturbance within the meaning of § 29-2523(2)(c). But we have explained that for purposes of § 29-2523(2)(c), "extreme" means that the disturbance must
Beyond that, given the evidence of malingering on Ellis' part, Moore's testimony was more persuasive. And Moore described a person who has antisocial personality disorder as someone who does not think in terms of right and wrong, but instead in terms of self-gratification, and does not understand or have interest in the rights or feelings of others. While this is an apt description of what the record establishes concerning Ellis' behavior, it is not an extreme mental disturbance, nor are we persuaded that it in any way mitigates Ellis' conduct.
With respect to § 29-2523(2)(g), we agree with the sentencing panel that the evidence was insufficient to support a finding that at the time of the crime, Ellis was unable to appreciate the wrongfulness of his conduct or conform his conduct to the requirements of law. Neither Gutnik nor Moore testified to that effect. Gutnik did not express an opinion on Ellis' ability to appreciate the wrongfulness of his conduct or conform it to the law at any time, and although Moore discussed the general effect of antisocial personality disorder on a person's ability to distinguish right from wrong, Moore specifically said that he was "not able to provide any information about [Ellis'] state of mind at the time of the crime." Moore explained that Ellis denied committing the crime and that "[h]is denial does not seem to be the outgrowth of any sort of psychotic thinking." And, we note, Ellis' evident attempts to conceal the crime are inconsistent with any claim that he was unable to appreciate its wrongfulness.
In sum, the evidence falls far short of proving what is required by § 29-2523(2)(g). We have said, in the context of an insanity defense, that the fact that a defendant has some form of mental illness or defect does not by itself establish insanity.
We find no merit to Ellis' argument that the sentencing panel should have found statutory mitigating circumstances.
In a capital sentencing proceeding, the sentencing panel is required to consider whether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.
Ellis argues that the sentencing panel erred in the proportionality review to be conducted pursuant to § 29-2522(3) and thus violated Ellis' rights under the 5th, 8th, and 14th Amendments to the U.S. Constitution.
In a capital sentencing proceeding, this court conducts an independent review of the record to determine if the evidence is sufficient to support imposition of the death penalty.
Ellis' argument is simply that the facts of Hessler, Joubert, and Otey are insufficiently similar to those of the instant case to make a valid comparison. We disagree. Obviously, a proportionality review does not require that a court "color match" cases precisely.
In Hessler, the defendant was convicted of first degree murder, kidnapping, first degree sexual assault on a child, and use of a firearm to commit a felony, based upon the killing of a 15-year-old girl who disappeared while making deliveries on her newspaper route.
In Joubert, the defendant was convicted of two counts of first degree murder arising out of the killings of two young boys.
Finally, in Otey, the defendant was convicted of first degree murder in the perpetration of a first degree sexual assault, after he entered the victim's apartment and raped her, then stabbed her, struck her on the head with a hammer, and strangled her with a belt.
Ellis asserts that
Ellis is essentially arguing that the instant case is not comparable to the cases relied upon by the sentencing panel because in this case, Ellis neither confessed nor left a living witness. In other words, Ellis seeks to benefit from the partial success of his efforts to conceal direct evidence of his crime.
But that is one form of success for which society has no reward.
In short, we find no merit to Ellis' argument that the cases relied upon in the sentencing panel's proportionality review were not comparable. On our de novo review, we agree with the sentencing panel that those cases are relevant and helpful in evaluating the proportionality of Ellis' sentence.
Finally, in reviewing a sentence of death, we conduct a de novo review of the record to determine whether the aggravating and mitigating circumstances support the imposition of the death penalty.
In addition, we are required, upon appeal, to determine the propriety of a death sentence by conducting a proportionality review, comparing the aggravating and mitigating circumstances with those present in other cases in which a district court imposed the death penalty.
In conducting our review, we agree with the sentencing panel that our decisions in Hessler, Joubert, and Otey, discussed in detail above, are particularly pertinent here.
Having reviewed our capital jurisprudence, and taking note of comparable cases, we are persuaded that the imposition of the sentence in this case was not greater than those imposed in other cases with the same or similar circumstances.
Although we find that Ellis' argument regarding evidence admitted pursuant to
AFFIRMED.
HEAVICAN, C.J., not participating.