McCORMACK, J.
After successfully appealing his conviction for first degree murder and use of a weapon to commit a felony, Daniel C. Miller pled guilty upon remand to manslaughter and use of a weapon to commit a felony. Miller asserts that the second judge was vindictive because of Miller's successful appeal and, thus, imposed a harsher sentence for the weapons conviction in violation of Miller's due process rights. At issue is whether the presumption of vindictiveness applies when a different judge gives a greater sentence after the defendant successfully appeals. We hold that such a presumption does not apply when there is a different sentencing judge after a successful appeal.
A jury convicted Miller of first degree murder and use of a weapon to commit a felony. The district court sentenced Miller to life in prison on the murder conviction and 10 years in prison on the weapons conviction, to be served consecutively. On appeal, we overturned Miller's convictions because of an error in the jury instructions.
The cause was remanded and assigned to a different district court judge. After plea bargain negotiations, Miller pled guilty to the lesser count of manslaughter and use of a weapon to commit a felony. Prior to sentencing, the district court reviewed the probation file, the police reports, the presentence investigation report, and the briefs and pleadings of the case. Based on its findings, the district court sentenced Miller to the maximum of 20 years in prison for manslaughter and 30 to 50 years in prison for the weapons conviction.
Miller assigns that his sentence for the weapons conviction should be overturned for two reasons: (1) The district court's reasoning fails to overcome the presumption of vindictiveness that arises when the second sentence is significantly harsher than the original sentence and (2) the lack of affirmative explanation supporting the harsher sentence demonstrates actual vindictiveness.
Whether the district court's resentencing of a defendant following a successful appeal violates the defendant's due process rights presents a question of law.
Miller contends that the increased sentence on the weapons conviction violated his right to due process of law because it was vindictive. In support, Miller points to the U.S. Supreme Court opinion in North Carolina v. Pearce,
In Pearce, the U.S. Supreme Court overturned a harsher sentence because the sentence was the product of the judge's vindictiveness for the defendant's successful appeal of the first conviction.
Since Pearce, the U.S. Supreme Court has applied the presumption of vindictiveness to sentences increased after a successful appeal of the prior conviction.
Miller contends the presumption of vindictiveness is applicable because he received a harsher sentence for his conviction of use of a weapon to commit a felony. We disagree. Since its holding in Pearce, the U.S. Supreme Court has limited the presumption of vindictiveness to cases that involve the same judge or jury handing down both the initial sentence and the second, harsher sentence.
In Colten v. Kentucky,
In Chaffin v. Stynchcombe,
In Texas v. McCullough,
The U.S. Supreme Court in McCullough indicated in dicta that it would not extend the presumption to cases when there were two different sentencing judges.
The Court's refusal to read Pearce to govern the two-sentencer issue, along with the policy reasons for the presumption, casts a strong argument against extending the presumption to sentences handed down by a different judge after appeal.
Here, the procedural history does not support Miller's position that his successful appeal was the motivation for the greater sentence. After his appeal, a different district court judge handled the plea bargain and sentencing. There is no reason to presume the second judge had a
Therefore, we conclude that the presumption of vindictiveness does not apply when there are two different sentencers.
When the presumption of vindictiveness is not applied, the burden remains with the defendant to prove actual vindictiveness.
In Wasman v. United States,
For his first argument, Miller asserts that the increased sentence on the weapons conviction from 10 years to 30 to 50 years in prison demonstrates vindictiveness. We disagree. The increased sentence alone is not sufficient evidence of actual vindictiveness.
Second, according to Miller, the district court judge demonstrated actual vindictiveness when she stated, "as the state said, he did get a benefit of that, a huge benefit, by pleading to manslaughter." However, such a conclusion by Miller is grounded in pure speculation. Prior to sentencing, the district court judge had reviewed the probation file, the police reports, the presentence investigation report, and the briefs and pleadings of the case. The district court judge understood the seriousness of the crime, and her statement could merely indicate the belief that Miller received leniency by pleading guilty to manslaughter. Nothing about that statement, in and of itself, indicates actual vindictiveness for Miller's successful appeal of his first degree murder conviction.
Third, Miller alleges that the sentence for the conviction of use of a
Based on the district court's review of the available record for sentencing, the second district court judge could quite readily find that Miller's use of a firearm to kill another man justified a severe punishment under § 28-1205. Contrary to Miller's assertion, pleading guilty to the lesser charge of manslaughter does not demand leniency on the sentence for using a weapon to commit a felony.
And finally, Miller asserts the district court failed to sufficiently explain the drastic increase in the sentence. Such an argument presupposes that the burden is on the district court to justify the increased sentence. The burden shifts to the district court only after the presumption of vindictiveness is applied.
Nothing in our review of the record demonstrates that the district court based the second sentences on impermissible considerations or vindictiveness. In light of the evidence provided for the guilty plea, the second judge apparently viewed the proper sentence for the weapons conviction differently than the original sentencing judge. The possibility of a higher sentence is a legitimate risk of resentencing
We conclude that the vindictiveness presumption does not apply when a judge, different from the original sentencing judge, sentences a defendant to a harsher sentence after a successful appeal. Furthermore, we reject Miller's contention that the second district court judge acted with actual vindictiveness.
AFFIRMED.