Connolly, J.
Melanie M. requested an administrative hearing after the Department of Health and Human Services (Department) informed her that it was going to change her benefits under the Supplemental Nutrition Assistance Program (SNAP). The Department informed Melanie — a resident of North Platte, Nebraska — that it would hold the hearing in Lincoln, Nebraska. Melanie could participate telephonically at the Department's North Platte office or travel to Lincoln and participate in person.
Melanie filed a complaint in district court, asserting that the Department's regulations and the Due Process Clause required a "face-to-face" hearing in North Platte. The court entered a temporary restraining order, but overruled Melanie's motion for a temporary injunction and sustained the defendants' motion for summary judgment. After applying the three-factor test under Mathews v. Eldridge,
Melanie is the mother of four minor children who reside with her in North
According to Melanie, caring for one of her children, Ethan M., presents "logistical problems" that are "more than simply extraordinary." Ethan was born without kidneys and suffered a brain embolism. He cannot care for himself. Ethan's former attending physician opined that Melanie's absence from Ethan "is far more than a mere inconvenience" because Melanie is Ethan's "primary caregiver." Melanie said that it is very difficult to find someone else to care for Ethan.
Melanie receives benefits under "SNAP," formerly known as the Food Stamp Program. In Nebraska, the Department administers SNAP and issues electronic benefits transfer cards to eligible households, which they can use to purchase food.
In early 2014, the Department notified Melanie that her SNAP benefits were going to change because her net adjusted income had changed. The Department also informed Melanie that it planned to recover overpayments. Melanie requested an administrative hearing regarding the proposed changes. Her attorney sent a letter to the Department demanding an "in-person, face-to-face hearing in the local office in North Platte."
The Department sent Melanie notices informing her that it would hold a hearing in Lincoln and that Melanie could participate "in person" or telephonically. The notices informed Melanie that she had certain rights, including the right to testify, present testimony from other witnesses, submit documentary evidence, and confront adverse witnesses. Ryan C. Gilbride signed the notices as the hearing officer.
Before any administrative hearing occurred, Melanie filed a complaint in district court individually and as next friend of her four minor children. The complaint named as defendants Kerry T. Winterer and Gilbride (identified as "Employees and Agents of State of Nebraska-Department of Health and Human Services") in their individual and official capacities. Melanie also sued "The State of Nebraska-Department of Health and Human Services."
Citing 42 U.S.C. § 1983 (2012), Melanie alleged that the defendants' refusal to grant her a face-to-face hearing at the Department's North Platte office deprived her of procedural due process. She stated that her "ability to confront and cross-examine witnesses is certainly crippled by the Hobson's choice of either travelling approximately 450 miles round-trip, or participating by telephone without the ability to even see the fact-finder or the adverse witnesses." Melanie also alleged that regulations required the Department to offer her a face-to-face hearing in North Platte and, pending the administrative hearing, to maintain her SNAP benefits at their original level.
Melanie requested injunctive relief requiring the defendants to hold a face-to-face hearing in North Platte, the restoration of SNAP benefits pending an administrative hearing, damages, and attorney fees under 42 U.S.C. § 1988 (2012).
Along with the complaint, Melanie moved for a temporary restraining order and injunction. "Because of the medical conditions of [Melanie's] children," the court entered on the same day a temporary order that restrained the defendants
In their answer, the defendants admitted that they offered Melanie a face-to-face hearing only in Lincoln. Winterer and Gilbride affirmatively alleged that they were entitled to qualified immunity. Gilbride also affirmatively alleged that he was entitled to "quasi-judicial immunity since his participation in this matter was limited to his role as a hearing officer."
The court sustained the defendants' motion for summary judgment. First, the court considered whether the Department's regulations entitled Melanie to a face-to-face hearing at the North Platte office. Giving deference to the Department's interpretation of its own rules, the court decided that the Department's reading was consistent with the regulation's plain language. As to Melanie's due process claim, the court acknowledged that she had a property interest in her SNAP benefits and that the Due Process Clause entitled her to a hearing. But it could "find no case that extends [Melanie's] right to participate in the hearing to the right to control the location of the hearing." Alternatively, the court held that Winterer and Gilbride were entitled to qualified immunity in their individual capacities and that Gilbride was entitled to absolute immunity because he acted in a quasi-judicial capacity.
Melanie generally assigns that the court erred by sustaining the defendants' motion for summary judgment. She specifically assigns, renumbered and restated, that the court erred by (1) finding that the defendants offered Melanie a hearing that "met the regulatory and constitutional requirements of due process," (2) finding that the "individual defendants" were entitled to qualified immunity, and (3) not awarding attorney fees.
We will affirm a lower court's grant of summary judgment if the pleadings and admitted evidence show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from the facts and that the moving party is entitled to judgment as a matter of law.
To the extent that the meaning and interpretation of statutes and regulations are involved, questions of law are presented which an appellate court decides independently of the decision made by the court below.
Melanie argues that the Due Process Clause of the 14th Amendment requires the defendants to offer her a face-to-face
The first step in a due process analysis is to identify a property or liberty interest entitled to due process protection.
Once we decide that due process applies, the question remains what process is due.
In Mathews,
But Melanie argues that we do not have to apply a Mathews analysis because in Goldberg v. Kelly,
The procedures challenged in Goldberg allowed a welfare recipient to contest in writing a proposed termination. But a recipient could not "appear personally" before the final decisionmaker to "present evidence to that official orally" and cross-examine adverse witnesses.
We conclude that Goldberg does not specifically mandate a predeprivation face-to-face hearing in every welfare case. Goldberg plainly requires the opportunity to present evidence orally. But the Court did not decide whether due process requires the oral presentation of evidence in a face-to-face hearing. We note that, so far as we can tell, no court has held that telephonic hearings in welfare cases are categorically deficient under Goldberg.
So, we must determine the adequacy of a telephonic hearing under the Mathews factors. Melanie's private interest is substantial. SNAP recipients "are, by definition, low-income persons who live `on the very margin of subsistence.'"
The last Mathews factor we must consider is the risk of erroneous deprivation from a telephonic hearing compared to a face-to-face hearing. The difference between the two is, obviously, that the hearing officer in a telephonic hearing is unable to visually observe the witnesses in the flesh. Thus, the officer is deprived of the full range of demeanor evidence.
The "`wordless language'" of a witness' demeanor is an important tool for evaluating credibility.
The question here, though, is not whether the in-person observation of witnesses has value — it does — but whether its value is so great that the Due Process Clause requires it in Melanie's welfare appeals. While "[p]hysical appearance can be a clue to credibility, ... of equal or greater importance is what a witness says
We conclude that for this type of hearing, the risk of erroneous deprivation is not so great that a face-to-face hearing in North Platte is constitutionally required.
In conclusion, after weighing the private interest, the government's interest, and the risk of erroneous deprivation, we determine that the Due Process Clause does not require a face-to-face hearing at the local office in the particular SNAP appeals in question. We do not consider whether a telephonic hearing violates the Equal Protection Clause because Melanie did not specifically assign this issue as error in her opening brief. For an appellate court to consider an alleged error, a party must specifically assign and argue it.
Apart from her rights under the federal Constitution, Melanie argues that the Department's regulations entitle her to a face-to-face hearing at the local office. The defendants respond that Melanie did not specifically assign this issue as error. But we decide that the third assignment in her brief — which asks us to consider whether a telephonic hearing "met the regulatory and constitutional requirements of due process" — is sufficient to put the question before this court.
Section 1983 does not provide a remedy for the violation of state law.
Agency regulations properly adopted and filed with the Secretary of State of Nebraska have the effect of statutory law.
For purposes of construction, a rule or regulation of an administrative agency is generally treated like a statute.
The regulation in question is 475 Neb. Admin. Code, ch. 1, § 007 (2005). Section 007 provides:
As the district court noted, the second sentence provides that the Department may hold either a telephonic or a face-to-face hearing at the local office. The last sentence provides the household can request a face-to-face hearing if the Department initially schedules a telephonic hearing. The court reasoned that "[t]o interpret the last sentence ... as allowing [Melanie] to require that the face-to-face hearing be held in the county of her residence, would contradict the prior provision of the regulation and essentially turn the word `may' into `shall.'" So, the court appeared to conclude that § 007
But the court's interpretation renders the last sentence meaningless. The plain and ordinary meaning of § 007 requires that the Department hold the face-to-face hearing at the local office. Although the choice between a face-to-face or a telephonic hearing at the local office is initially permissive, a face-to-face hearing is mandatory if the household requests one. Read in the context of the regulation as a whole, the household's right to request a face-to-face hearing in the last sentence is a right to request such a hearing at the local office, not at a location of the Department's choosing. Thus, Melanie is entitled to a face-to-face hearing at the North Platte office.
Melanie argues that she is entitled to attorney fees under 42 U.S.C. § 1988. Apparently referring to the temporary restraining order, she asserts that the district court "issued an enforceable order to restore benefits, which [the defendants] indisputably did."
Generally, a party may recover attorney fees and expenses in a civil action only if provided for by statute or if a recognized and accepted uniform course of procedure allows the recovery of attorney fees.
But a plaintiff who obtains temporary injunctive relief is not a prevailing party under § 1988 if the plaintiff eventually loses on the merits. In Sole v. Wyner,
The U.S. Supreme Court held that the plaintiff's victory at the temporary injunction stage did not entitle her to attorney fees. The Court stated that "a plaintiff who gains a preliminary injunction does not qualify for an award of counsel fees under § 1988(b) if the merits of the case are ultimately decided against her."
Here, the court issued a temporary restraining order against the defendants, but overruled Melanie's motion for a temporary injunction and eventually entered a judgment on the merits against Melanie's due process claim. We note that the purpose of a temporary restraining order is only to maintain the status quo until a court can hear both parties on the propriety of a temporary injunction.
Alternatively, Melanie suggests that she does not have to prevail in the courtroom to be a prevailing party. She contends that if "a lawsuit produces voluntary action by a defendant that affords all or some of the relief sought through a judgment, the plaintiff is deemed to have prevailed regardless of the absence of a favorable formal judgment."
Finally, we note again that § 1983 does not remedy violations of Nebraska law.
We conclude that Melanie is entitled to a face-to-face hearing at the Department's local office under 475 Neb. Admin. Code, ch. 1, § 007, but not under the Due Process Clause. She is not a prevailing party for purposes of attorney fees under 42 U.S.C. § 1988, because she lost on the merits of her claim under federal law. We reverse, and remand for further proceedings on Melanie's request for a declaration of rights under 475 Neb. Admin. Code, ch. 1, § 007, and injunctive relief within the scope of such declaration.
AFFIRMED IN PART, AND IN PART REVERSED AND REMANDED FOR FURTHER PROCEEDINGS.