Heavican, C.J.
Todd Steckelberg filed a public records request under Neb. Rev. Stat. § 84-712
Steckelberg is employed by the State Patrol as a trooper. He was an applicant for a lateral transfer to the position of Executive Protection Trooper. Interviews were conducted on March 26, 2015. Another applicant was awarded the position.
On April 5, 2015, Steckelberg requested that he be permitted to review his score sheets and the comments and recommendations from the hiring board. That request was denied, with the State Patrol's human resources division informing Steckelberg that the State Patrol would not provide feedback concerning interviews. That same day, Steckelberg inquired as to why his own records were not provided to him. Steckelberg was again informed that there would be no feedback given regarding interviews, because such records were considered to be confidential.
On April 9, 2015, Steckelberg made, through counsel, a request under Nebraska's public records laws for "any and all documents regarding the most recent interview for the Executive Protection Trooper position," including "the completed a [sic] score sheet, which each member made notes and comments on, each recommendation and the Board's recommendation to the Superintendent." The State Patrol sent the listing for the open position but otherwise denied Steckelberg's request, with the State Patrol referencing Neb. Rev. Stat. § 84-712.05(15) (Reissue 2014) as the basis for such denial.
On May 6, 2015, Steckelberg sought a writ of mandamus in the Lancaster County District Court, again under Nebraska's public records laws, seeking the records that were the subject of his public records request. Trial on Steckelberg's petition was held on August 14.
The trial court held for the State Patrol and denied Steckelberg's petition for writ of mandamus. The trial court concluded that the records Steckelberg sought could be withheld under § 84-712.05(7), providing that the personal information of personnel could be withheld from examination. The court addressed and rejected Steckelberg's argument that the State Patrol was not permitted to rely on § 84-712.05(7) when its initial denial was purportedly premised on § 84-712.05(15), concluding that its review of the public records request was de novo under Neb. Rev. Stat. § 84-712.03 (Reissue 2014).
Steckelberg appealed. The State Patrol filed a petition to bypass the Court of Appeals, which we granted.
Steckelberg assigns, restated and consolidated, that the trial court erred in (1) allowing the State Patrol to rely on a different exemption than that originally relied upon, (2) finding that Steckelberg had not met his burden of proof to show that the documents were public records, (3) finding the records were exempt under § 84-712.05(7) and accordingly denying his petition for writ of mandamus, and (4) not allowing Steckelberg to review the records that the court reviewed in camera.
An action for a writ of mandamus is a law action, and in an appellate review
A claim of equitable estoppel rests in equity, and in an appeal of an equity action, an appellate court tries factual questions de novo on the record and reaches a conclusion independent of the findings of the trial court.
On appeal, Steckelberg makes three basic arguments: (1) that the district court erred in allowing the State Patrol to rely on a different exception to the public records laws than that originally cited by the State Patrol when it denied Steckelberg's request, (2) that the district court erred in finding that the records sought were exempted from disclosure, and (3) that the district court ought to have allowed him to inspect the records during the court's in camera review.
Some background law is helpful. Section 84-712(1) provides that "all citizens of this state and all other persons interested in the examination of the public records as defined in section 84-712.01 are hereby fully empowered and authorized" to examine such records. Neb. Rev. Stat. § 84-712.01(1) (Reissue 2014) provides in part:
Records "which may be withheld from the public" include 18 separate categories.
Before the district court, the State Patrol relied upon § 84-712.05(7) — "[p]ersonal information in records regarding personnel of public bodies other than salaries and routine directory information" — to support the withholding of the records from Steckelberg. In initially denying Steckelberg's request, however, the State Patrol relied on § 84-712.05(15), which provides that the following information may be withheld:
Steckelberg first argues that the State Patrol should not be permitted to
We have little case law on the concept of mending one's hold. But, generally, to mend one's hold means that "where a party has based his conduct upon certain reasons stated by him, he will not be permitted, after litigation has commenced, to assert other reasons for his conduct."
We noted this concept in Enterprise Co., Inc. v. Nettleton Business College.
And we echoed this concept of prejudice in State ex rel. Neb. Health Care Assn. v. Dept. of Health.
We therefore examine this record for prejudice caused as a result of the State Patrol's change in position. We find none. Steckelberg's request for the records was denied within days of making of the request. Initially, § 84-712.05(15) was cited, but by the time the State Patrol filed its answer, it cited to subsection (7). There is nothing in the record to suggest that during the district court litigation of this matter, the State Patrol argued that records were exempted under subsection (15). This conclusion is reinforced by the district court's correct observation that its review of the State Patrol's denial was de novo.
Steckelberg's first assignment of error is without merit.
Steckelberg next argues that the district court erred in finding that he did not meet his burden to show that the records were public records. The district court reasoned both that Steckelberg had not met his initial burden to show that the records in
This is a mandamus action. A party seeking a writ of mandamus under § 84-712.03 has the burden to satisfy three elements: (1) The requesting party is a citizen of the state or other person interested in the examination of the public records, (2) the document sought is a public record as defined by § 84-712.01, and (3) the requesting party has been denied access to the public record as guaranteed by § 84-712. If the requesting party satisfies its prima facie claim for release of public records, the public body opposing disclosure must show by clear and convincing evidence that § 84-712.05 or Neb. Rev. Stat. § 84-712.08 (Reissue 2014) exempts the records from disclosure.
We agree with Steckelberg insofar as he argues that the district court erred in finding that he had not met his initial burden. It is undisputed that Steckelberg is a citizen or otherwise interested party and that he has been denied access to the records sought. Steckelberg has also shown that the records sought were those belonging to the State Patrol, an agency of the State, and thus were public records as defined by § 84-712.01. Indeed, the State Patrol concedes that Steckelberg has met his burden.
We turn next to the question of whether the State Patrol showed that the records fall within an exemption listed in § 84-712.05.
Steckelberg argues that these records do not fit within § 84-712.05(7) for two reasons: (1) The State Patrol's own evidence shows that the records sought are not part of an employee's personnel record, and (2) the records sought fit more neatly into § 84-712.05(15), which the State Patrol concedes is otherwise inapplicable.
Steckelberg's first argument — that the State Patrol's own evidence shows the records are not personnel records — misses the mark. The State Patrol did produce an affidavit stating that the records were not kept with an employee's personnel record, but were kept separately by the State Patrol's human resources division. But § 84-712.05(7) exempts "[p]ersonal information in records regarding personnel." The district court found that the information in the records sought did contain personal information. And the information was about employees, otherwise known as personnel,
We also note that the records in question are not part of our appellate record, nor did either party request their inclusion in our record. It is incumbent upon the appellant to present a record supporting the errors assigned.
Steckelberg also argues that the records fit more squarely into § 84-712.05(15), which all agree is otherwise inapplicable on these facts. Steckelberg argues that records such as this are not open for examination where the applicants are not finalists, but are open when the applicants are finalists, as is the case here. Though not entirely specific, Steckelberg appears to be arguing that if § 84-712.05(7) is read broadly enough to exempt these materials, then there is no purpose behind the exemption provided by § 84-712.05(15).
This argument is without merit. Section 84-712.05(15) provides that "job application materials" of applicants, "other than finalists," are exempt from examination. Job application materials are defined in subsection (15) as "employment applications, resumes, reference letters, and school transcripts."
It is conceded that Steckelberg was a finalist. But even if he had not been, he sought "the completed a [sic] score sheet, which each member made notes and comments on, each recommendation and the Board's recommendation to the Superintendent." These records are not "job application materials" as defined by § 84-712.05(15).
Section 84-712.05(7) does not infringe upon the exemption provided by § 84-712.05(15). As such, Steckelberg's second argument and his second and third assignments of error are without merit.
Finally, Steckelberg argues that he ought to have been permitted to inspect the records during the district court's in camera review. Section 84-712.03(2) provides in relevant part that "[t]he court may view the records in controversy in camera before reaching a decision, and in the discretion of the court other persons, including the requester, counsel, and necessary expert witnesses, may be permitted to view the records, subject to necessary protective orders."
This decision, then, is entrusted to the discretion of the court. And we review for an abuse of that discretion. We cannot find an abuse of discretion in this case. There was nothing about the nature of these records that required any other person to be present to help the court decipher the meaning of the records in question. To allow Steckelberg to be present for this review would obviate the need for the underlying litigation.
There is no merit to Steckelberg's final assignment of error.
The records Steckelberg seeks to view are exempted under § 84-712.05(7). As such, the district court did not err in denying Steckelberg's petition for writ of mandamus. The decision of the district court is affirmed.
AFFIRMED.
Stacy, J., not participating.