JOSEPH F. BATAILLON, District Judge.
This matter is before the court on a motion for leave to amend their answer filed by defendants Jeff Davis and Sarpy County, Nebraska (collectively, "the County Defendants" or "the County" and "Sheriff Davis"),
This is an action for deprivation of civil rights and conspiracy under 42 U.S.C. §§ 1983 and 1985(3) against federal and state defendants. In his amended complaint, the plaintiff generally alleges that he was unlawfully detained for three days based on an improper immigration detainer issued on March 5, 2010, and withdrawn on March 8, 2010. The plaintiff also asserts state law tort claims.
The County Defendants seek leave to amend their answer to assert a statute of limitations defense to the plaintiff's civil rights claim, arguing that the plaintiff's amended complaint was filed outside the four-year statute of limitations. They also move to dismiss under Fed. R. Civ. P. 12(b)(2) (for lack of personal jurisdiction), 12(b)(4) (for insufficient process) and 12(b)(5) (for insufficient service of process). In addition, they move for dismissal for failure to state a claim under Fed. R. Civ. P. 12(b)(6), asserting the plaintiff's claims are barred by the statute of limitations.
The record shows the plaintiff's initial complaint was filed on February 28, 2013.
The plaintiff later moved for leave to amend his complaint to: 1) withdraw the claim of Laura Mendoza, 2) substitute Justin Osterberg for one of the John Doe defendants, 3) add a civil rights conspiracy claim, 4) assert a Bivens claim against the federal defendants, and 5) limit the 42 U.S.C. § 1983 claim to the state defendants.
On September 18, 2013, the plaintiff filed his amended complaint.
The County Defendants contend that Sheriff Davis was served in his individual capacity and he answered in his individual capacity only.
A district court should freely give leave to a party to amend its pleadings when justice so requires, Fed. R. Civ. P. 15(a). However, the court may properly deny a party's motion to amend its pleading when such amendment would unduly prejudice the non-moving party or would be futile. McAninch v. Wintermute, 491 F.3d 759, 766 (8th Cir. 2007). The Federal Rules provide for relation back of amendments to a pleading when the amendment "asserts a claim that arose out of the same conduct, transaction, or occurrence set out—or attempted to be set out—in the original pleading." Fed. R. Civ. P. 15(c)(1)(B); see Dodd v. United States, 614 F.3d 512, 515 (8th Cir. 2010). "To arise out of the same conduct, transaction, or occurrence, the claims must be `tied to a common core of operative facts.'" Id. (quoting Mayle v. Felix, 545 U.S. 644, 664 (2005)).
An amended complaint may raise new legal theories only if the new claims relate back to the original motion by arising out of the same set of facts as the original claims. Dodd, 614 F.3d at 515 (noting that the facts alleged must be specific enough to put the opposing party on notice of the factual basis for the claim). When "the amendment changes the party or the naming of the party against whom a claim is asserted," relation back is permitted if, along with asserting a claim that arises out of the same facts as the original pleading, "the party to be brought in by amendment: (i) received such notice of the action that it will not be prejudiced in defending on the merits; and (ii) knew or should have known that the action would have been brought against it, but for a mistake concerning the proper party's identity." Fed. R. Civ. P. 15(c)(1)(C) (i) & (ii).
Under the Federal Rules, "[a] state, a municipal corporation, or any other statecreated governmental organization that is subject to suit must be served by: (A) delivering a copy of the summons and of the complaint to its chief executive officer; or (B) serving a copy of each in the manner prescribed by that state's law for serving a summons or like process on such a defendant. Fed. R. Civ. P. 4(j)(2). Under Nebraska law, "[t]he State of Nebraska, any state agency as defined in section 81-8,210, and any employee of the state as defined in section 81-8,210 sued in an official capacity may be served by leaving the summons at the office of the Attorney General with the Attorney General, deputy attorney general, or someone designated in writing by the Attorney General, or by certified mail service addressed to the office of the Attorney General."
Evidence that service actually reached the intended person strongly supports a conclusion that service is valid because due process has been afforded. See Minnesota Mining and Mfg. Co. v. Kirkevold, 87 F.R.D. 317, 324 (D. Minn. 1980) (holding that where actual notice is received, the rules governing service should be liberally construed to uphold the service). Service of process is intended to give notice to a defendant, and due process requires that service of process must be reasonably calculated to reach the defendant. See Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 314 (1950) (stating "due process [requires] . . . notice reasonably calculated, under all the circumstances, to apprise interested parties of the pendency of the action and afford them an opportunity to present their objections.").
Although a defect in service may result in the dismissal of the improperly served person, a court has broad remedial power to correct the service, especially where justice demands and prejudice would not result to the improperly served parties. Haley v. Simmons, 529 F.2d 78, 79 (8th Cir. 1976). One of the remedial options is the quashing of service but retention of the case so that service may be effected in accord with the Rules. C & L Farms, Inc. v. Federal Crop Ins. Corp., 771 F.2d 407, 409 (8th Cir. 1985); Haley, 529 F.2d at 79. Moreover, a motion to dismiss for insufficiency of service may be denied where there has been substantial compliance with Rule 4, the mistake was innocent, and the defendant was not prejudiced. See, e.g., Gray v. Allied Waste Servs. of Washington, 2012 WL 2871422, *4 (D. Md. 2012) ("Because Plaintiff is pro se and Defendant received actual notice, dismissal for ineffective service of process is inappropriate at this stage."); Myrtle v. Graham, 2011 WL 446397 (E.D. La. 2011) (dismissal should not result when plaintiff made good faith attempt to comply with rules for service and defendant did not demonstrate prejudice or lack of actual notice).
A plaintiff may assert § 1983 claims against a public official acting in his individual capacity and in his official capacity and the distinction is important, especially with respect to individual damage liability and the State's Eleventh Amendment immunity.
The court first finds that the defendants' motion to amend their answer to assert a statute of limitations defense to the plaintiff's civil rights claim should be denied by reason of futility. The relation-back doctrine is dispositive on this issue. The court finds that the claims asserted in the amended complaint relate back to the original complaint. The claims asserted in the amended complaint arise from the same operative facts as the original complaint. Further, the record shows that the County Defendants had sufficient notice of the action and will not be prejudiced in defending on the merits. The County and Sheriff Davis, in his official capacity, knew or should have known that the action would have been brought against them, but for a mistake concerning the parties' proper identities or capacities.
The County was listed in the caption and mentioned throughout both the original and the amended complaints. Both the original and amended complaints refer to Sherriff Davis as a duly appointed official acting in his official capacity. The County appeared and moved for an extension of time in which to file a responsive pleading and later filed an answer on behalf of both Sheriff Davis and the County, albeit asserting insufficiency of process and ostensibly limiting Sherriff Davis's answer to claims against him in his official capacity. Though the County Defendants argue that the original complaint was not clear as to whether Sheriff Davis was sued in his individual or official capacity, the court finds that is not the case. The original complaint expressly asserts an official-capacity claim and Eighth Circuit precedent would require the court to assume it was an official-capacity suit if the complaint were silent on the issue. Sheriff Davis acceded to claims against him in his individual capacity by appearing and answering in that capacity. The County Defendants do not challenge the individual capacity claims in this motion. At this juncture, there is no real dispute with respect to whether Sheriff Davis was sued in his individual or his official capacity—he was sued in both.
It is clear from the record that the County Defendants had actual notice of the plaintiff's lawsuit from the outset. Though service may not have been in technical compliance with Nebraska law, the County Defendants have not argued or shown that they have been in any way prejudiced by the manner of service.
Resolution of the relation-back and sufficiency of process issues is dispositive of the County Defendants' statute-of-limitations motion. The claims in the amended complaint relate back to the claims asserted in the original complaint. The events at issue occurred in May 2010, and the plaintiff's original complaint was filed on February 28, 2013, well within the statute of limitations on the civil rights claim. As for the statelaw claims, the court is bound to accept the pleadings alleged in the amended complaint as true. The amended complaint alleges timely compliance with the Federal and State Tort Claims Acts. Accordingly, the court finds the defendants' motion to dismiss for failure to state a claim should be denied.
IT IS ORDERED:
1. Defendants Jeff Davis's and Sarpy County's motion for leave to amend their answer (
2. Defendants Jeff Davis's and Sarpy County's motion to dismiss (