PAUL BARBADORO, District Judge.
This case arises from a custody dispute between the divorced parents of two minor children who are currently living in Hanover, New Hampshire. Ismail Ozgur Yaman, the children's father, was granted custody of both children by a Turkish court. He has filed a petition here seeking an order requiring that the children be returned to Turkey pursuant to the Hague Convention on the Civil Aspects of International Child Abduction, Oct. 24, 1980, T.I.A.S. No. 11670, S. Treaty Doc. No. 99-11 ("Hague Convention").
Linda Margherita Yaman, the children's mother, has responded by arguing, among other things, that the children should not be returned to Turkey because they are "now settled" in New Hampshire. A now-settled defense is viable only if the person seeking the return order failed to file a return petition within a year of the date on which the children were wrongfully removed. Dr. Yaman concedes that he did not file his petition within the one-year filing period, but he argues that the filing period should be equitably tolled because Ms. Yaman made it impossible for him to file his petition earlier by concealing the children's whereabouts.
In this order, I explain why concealment does not equitably toll the Hague Convention's one-year filing period.
Dr. and Ms. Yaman met in 1997 in Detroit, Michigan where he was enrolled in post-graduate studies at Wayne State University. The couple married in August 2000 in Turkey, and then returned to the United States. Ms. Yaman became a Turkish citizen on October 3, 2000. The couple's older daughter, K.Y., was born on March 5, 2002, in the United States and later became a Turkish citizen. In January 2003, the family moved to Turkey, where Dr. Yaman's parents live, and where Dr. Yaman had been hired as a professor in the Civil Engineering Department at the Middle East Technical University. The Yamans' younger daughter, E.Y., was born in Turkey on August 11, 2003. Both children are dual citizens of Turkey and the United States.
In May 2004, Ms. Yaman accused her husband of sexually abusing their daughters. Dr. Yaman denied the allegations.
Ms. Yaman appealed the Turkish Family Court order, during which time the children remained in her custody. On April 3, 2007, the Supreme Court of Appeals affirmed the family court's custody decision. Ms. Yaman appealed the decision, which the Supreme Court of Appeals again affirmed on July 16, 2007. On August 3, 2007, the Turkish Family Court entered its final ruling awarding custody of the children to Dr. Yaman.
Ms. Yaman began preparing to remove the children from Turkey sometime during the divorce and custody proceedings. She contacted a former Army Ranger and snatchback specialist, Gus Zamora, who helped her and her mother devise a plan to abscond with the children from Turkey. In August 2007, Ms. Yaman fled Turkey in a boat bound for Greece with the children and without informing Dr. Yaman of her intentions to leave or where she was going. From Greece, Ms. Yaman traveled with the children to Andorra, where they lived for about two and a half years. She then moved with them to the United States in 2010, where they have remained to date. The children and Ms. Yaman currently live together in Hanover, New Hampshire.
Dr. Yaman filed a Hague Convention petition in this court in June 2012. He contends that Ms. Yaman sought to conceal the children's whereabouts from him after taking them from Turkey. For purposes of this motion, I assume that his allegations of concealment are true.
The Hague Convention's first Article succinctly states its objectives, which are "to secure the prompt return of children wrongfully removed to or retained in any Contracting State" and "to ensure that rights of custody and of access under the law of one Contracting State are effectively respected in the other Contracting States." Hague Convention, art. 1; see also Abbott v. Abbott, 560 U.S. 1, 130 S.Ct. 1983, 1989, 176 L.Ed.2d 789 (2010). A hearing pursuant to the Convention "is not meant ... to inquire into the merits of any custody dispute underlying the petition for return." Duarte v. Bardales, 526 F.3d 563, 569 (9th Cir.2008) (citation and quotations omitted). It functions instead to determine in which jurisdiction the custody dispute should be settled. See 42 U.S.C. § 11601(b)(4); Barzilay v. Barzilay, 536 F.3d 844, 847 (8th Cir.2008); Hague International Child Abduction Convention; Text and Legal Analysis, 51 Fed. Reg. 10494, 10511 ("State Department Analysis").
The Convention authorizes a person claiming that a child has been removed from a participating country in breach of custody rights to petition for the child's return. It does not, however, purport to empower a judicial or administrative tribunal to issue a return order. Instead, it assumes that the tribunal possesses such power and specifies in Article 12 the circumstances under which a tribunal ordinarily must issue a return order. Articles 13 and 20 set forth defenses which, if proved, authorize a tribunal to refuse to issue a return order even if such an order is otherwise required under Article 12.
Article 12 establishes rules for when a tribunal must issue a return order that
Dr. Yaman argues that the one-year filing period set forth in Article 12 must be equitably tolled while an abducting parent is concealing the location of a wrongfully removed child. Ms. Yaman disagrees. I resolve this dispute by examining the treaty to determine whether it authorizes a court to equitably toll the one-year filing period.
The Supreme Court has recognized that "[t]he interpretation of a treaty, like the interpretation of a statute, begins with its text." Abbott, 130 S.Ct. at 1990 (quoting Medellin v. Texas, 552 U.S. 491, 506, 128 S.Ct. 1346, 170 L.Ed.2d 190 (2008)). General rules of statutory "construction may be brought to bear on difficult or ambiguous passages," and the court "may look beyond the written words to the history of the treaty, the negotiations, and the practical construction adopted by the parties." E. Airlines, Inc. v. Floyd, 499 U.S. 530, 535, 111 S.Ct. 1489, 113 L.Ed.2d 569 (1991) (citations and quotations omitted). In addition, "[i]t is well settled that the Executive Branch's interpretation of a treaty is entitled to great weight." Abbott, 130 S.Ct. at 1993 (citation and quotations omitted). I address each of these potential sources of meaning in turn and then consider decisions by domestic and foreign courts that have addressed the issue.
Neither the Hague Convention nor ICARA explicitly authorizes a court to equitably toll the one-year period set out in Article 12. To the contrary, Article 12 appears to adopt a categorical approach in which the filing of a return petition within the one-year filing period precludes any consideration of a now-settled defense but a later filing requires a court to assess the merits of the defense if it is properly raised. Because the text of Article 12 is silent with respect to equitable tolling, I must look beyond it for a grant of power to toll the one-year filing period.
The Convention's drafting history provides no support for Dr. Yaman's equitable tolling argument.
The drafters considered a number of solutions to the problem of concealment. For example, an early version of Article 12, included in a preliminary draft of the Convention, provided for two filing periods. It set out a brief six-month filing period for cases in which the left-behind parent was aware of the abducted child's location, and also established an extended time period and a discovery rule for cases in which the left-behind parent was unaware of the child's location. That extended time period required the prompt return of a child if the petitioner filed within six months of discovering the child's location and no more than one year had elapsed since the child's abduction. Actes et documents de la quatorzieme session (1980), tome III, Child abduction ("Preparatory Work") at 168.
In revising the preliminary draft, delegates discussed the possibility that a "clever abductor" might attempt to evade a
Ultimately, the drafters resolved these competing concerns by adopting the current version of Article 12, which employs a single, one-year time period during which an abducted child must be returned forthwith. It also requires a tribunal to issue a return order even after one year has elapsed, unless the respondent can establish that the child is settled in his new environment.
The Explanatory Report prepared by the Convention's official reporter ("Perez-Vera Report")
Courts generally afford "great weight" to the Executive Branch's interpretation of a treaty. Abbott, 130 S.Ct. at 1993 (citations and quotations omitted). Over the years, the Executive Branch has taken various positions on the equitable tolling issue. Its earliest comment appears to be from 1986, when the Department of State drafted a detailed Legal Analysis of the Convention for the Senate Committee on Foreign Relations (the committee to which the Convention was referred for consideration). State Department
Some courts have relied on this statement as evidence that the Executive Branch supports equitable tolling. See, e.g., Duarte, 526 F.3d at 570. Dr. Yaman cites this language in his supplemental brief on the issue. Doc. No. 143 at 12.
Dr. Yaman also relies on an executive branch statement from 2006 as evidence that the Executive Branch supports equitable tolling. Doc. No. 58 at 11. That statement was contained in the response of the United States's Central Authority
The USCA provided no further analysis or reasoning to support its comments.
To understand the USCA's position in question 67, I examine its response to question 13(f). Question 13 was a multi-part question which asked each Central Authority to discuss important developments in its country's judicial interpretations of various provisions of the Convention. Part (f) asked the Central Authorities to comment specifically on developments related to "The One-Year Period for the Purposes of Article 12 — equitable tolling. Cite cases." Id. at 11. In response to that question, the USCA cited several cases in which courts treated the one-year time period in Article 12 as a statute of limitations and concluded that equitable tolling was required in order to
Recently, the Second Circuit solicited the State Department's views on equitable tolling in connection with a Hague Convention case on appeal from the District Court for the Southern District of New York. See Doc. No. 57-5, Ex. C, Brief for United States Department of Justice, Lozano v. Alvarez, 697 F.3d 41 (2d Cir.2012) (No. 11-2224) ("Lozano brief"). In the brief it submitted in response, the Department of Justice analyzed the drafting history of the Convention and the Perez-Vera Report and took the position that the text, history, and purpose of the Convention do not permit equitable tolling of the one-year period in Article 12.
The Lozano brief and the 1986 analysis, however, are not irreconcilable. See Lozano, 697 F.3d at 54 n. 14. In 1986, the State Department merely indicated that whether the well-settled defense should be available in cases of concealment is "highly questionable"; the Department did not state that the defense is unavailable if concealment resulted in a filing delay beyond one year. In that sense, the State Department's 1986 statement hardly expressed a definitive view on equitable tolling from which the government could now be viewed as departing, and the relevance of concealment to the well-settled defense remained an open question.
The 2006 questionnaire responses are not similarly reconcilable with the Lozano brief. Contra Lozano, 697 F.3d at 54 n. 14
Third, the Department of Justice is far better equipped than the USCA to interpret treaty language. In fact, while Hague Convention Central Authorities are charged with a number of tasks related to discharging the State's duties under the Convention, none of those tasks involves the interpretation of treaty provisions. See Hague Convention, art. 7. Further, the USCA itself did not purport to provide its own interpretation of Article 12 in its questionnaire responses. The USCA's response to question 67 stated simply that it "supports the concept of equitable tolling," presumably as a policy matter. The USCA did not undertake any legal analysis to demonstrate that the Convention permits or requires equitable tolling. Fourth and finally, the USCA's statement is not the most recent Executive Branch comment on the issue. As directed by the Supreme Court, I give the greatest weight to the most recent Executive Branch pronouncement on an issue, even though it is "newly memorialized, and ... appear[s] contrary to [a view] expressed by the department at the time of the treaty's signing and negotiation." Abbott, 130 S.Ct. at 2007.
Four circuit courts have considered whether Article 12 permits equitable tolling of the one-year time period when a parent has concealed an abducted child. Three of those courts have permitted equitable tolling. See Dietz v. Dietz, 349 Fed. Appx. 930 (5th Cir.2009); Duarte, 526 F.3d 563; Furnes v. Reeves, 362 F.3d 702 (11th Cir.2004). One court has not. See Lozano, 697 F.3d 41. I am unpersuaded by the Fifth, Ninth, and Eleventh Circuit decisions to apply equitable tolling to the time period in Article 12 and instead agree with the Second Circuit decision, which concludes that the one-year period cannot be equitably tolled based on concealment.
I reject the majority view for several reasons. First, none of the courts that have equitably tolled the one-year period considered the Convention's drafting history. Dietz adds nothing to the debate because it addresses the issue in a summary fashion. 349 Fed.Appx. at 933.
Second, the courts that applied equitable tolling to the time period in Article 12 did so because they drew, in error, an analogy between the time period in Article 12 and state and federal statutes of limitations. The equitable power that a federal court normally has to toll a statute of limitations is unavailable here because the governing law is an international treaty. Although "[i]t is hornbook law that limitations periods are customarily subject to equitable tolling," and that "Congress must be presumed to draft limitations periods in light of this background principle," Young v. United States, 535 U.S. 43, 49-50, 122 S.Ct. 1036, 152 L.Ed.2d 79 (2002) (citations and quotations omitted), the Hague Convention is not a statute. It is an international treaty, which must be interpreted in
I also consider "the opinions of our sister signatories." Abbott, 130 S.Ct. at 1993 (citations and quotations omitted). Although I am not bound by foreign courts' decisions relating to treaty interpretation, nor do I defer to their judgment or analysis, cf. Roper v. Simmons, 543 U.S. 551, 575, 125 S.Ct. 1183, 161 L.Ed.2d 1 (2005), their interpretations are "entitled to considerable weight." Abbott, 130 S.Ct. at 1993. This "principle applies with special force here, for Congress has directed that `uniform international interpretation of the Convention' is part of the Convention's framework." Id. (quoting 42 U.S.C. § 11601(b)(3)(B)). Foreign courts have generally rejected proposals to toll the one-year time period in Article 12.
In Cannon v. Cannon, the Court of Appeal for England and Wales rejected the tolling doctrine, stating that it was "too crude an approach" to determining whether to return a child to his habitual residence. [2004] EWCA (Civ) 1330, (2005) 1 W.L.R. 32 (Eng.), available at http://www.hcch.net/incadat/fullcase/0598.htm. In another U.K. case, a judge stated:
Courts in Hong Kong and New Zealand have also refused to toll the one-year period in Article 12. See A.C. v. P.C., [2004] HKMP 1238, summary available at http://www.incadat.com/index.cfm?act=search.detail&cid=825&lng=1&sl=2; H.J. v. Secretary for Justice [2006] NZFLR 1005, summary available at http://www.incadat.com/index.cfm?act=search.detail&cid=882&lng=1&sl=2.
Courts that apply equitable tolling to Article 12 generally emphasize the presumed deterrent effect of the doctrine and its accord with the Convention's overarching goal of "deterring child abduction." Duarte, 526 F.3d at 570. I share the Ninth and Eleventh Circuits' concern that "awarding an abducting parent an affirmative defense if that parent hides the child from the parent seeking return would not only encourage child abductions, but also encourage hiding the child from the parent seeking return." Id. That concern, however, was carefully considered by the drafters of the Convention, and the solution they adopted does not permit a court to disregard the possibility that a child may be well-settled in his new environment in cases of concealment. Even if I would have balanced the competing interests differently and incorporated a tolling provision into Article 12, it is not for me to do so when the drafters of the Convention elected to follow a different path. See Sosa v. Alvarez-Machain, 542 U.S. 692, 727, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004).
I deny Petitioner's motion to preclude the Respondent from presenting the affirmative defense of settledness. (Doc. No. 57.) Nonetheless, evidence of the children's concealment since their abduction from Turkey will be relevant to a determination of whether the children are, in fact, settled.
SO ORDERED.