LANDYA McCAFFERTY, District Judge.
Pending before me are the parties' objections to the May 11, 2015 Report and Recommendation of Magistrate Judge Andrea K. Johnstone ("R&R") (doc. no. 86) granting, in large part, plaintiff Frank Staples's motion for a preliminary injunction (doc. no. 1). The defendants are the New Hampshire Parole Board and three named officials at the New Hampshire State Prison ("NHSP"): Warden Richard M. Gerry; Commissioner William Wrenn; and Chaplain James Daly.
This case involves an inmate at the NHSP who wants, for religious reasons, to maintain a full-length beard while incarcerated.
Following a two-day evidentiary hearing, the Magistrate Judge recommended that this court issue the following injunction:
R&R (doc. no. 86) 44.
The Magistrate Judge further recommended that the court deny the motion for a preliminary injunction to the extent it asserts an equal protection claim, and to defer ruling on Staples's First Amendment claims because his claims under the Religious Land Use and Institutionalized Persons Act (RLUIPA), 42 U.S.C. § 2000cc
Both plaintiff and defendants have filed objections to the R&R.
The defendants object to only one portion of the R&R and otherwise agree to comply with the injunction during the pendency of this lawsuit. Specifically, the defendants object to part B, the portion of the proposed injunction ordering them to transfer Staples out of SHU and into a lower security unit while he maintains a full-length beard. The defendants' central contention is that the R&R is not sufficiently deferential to the prison's security-based justification for requiring an inmate with a full-length beard to remain in SHU.
Having carefully reviewed the record and considered the defendants' objection (doc. no. 90), I agree with the Magistrate Judge's decision to issue part B of the injunction, although I modify it to clarify that the prison may place Staples in a housing unit known as a "Closed Custody Unit" ("CCU") while he maintains his full-length beard. I also modify the proposed injunction to make clear that the prison has the right to house Staples in SHU in the event that he uses his beard to conceal contraband or becomes a target for abuse on the basis of his full-length beard. With those modifications, I find that the injunction accords proper deference to the defendants' expertise in running the prison while this lawsuit is pending.
In
RLUIPA provides, in relevant part, that the government shall not "impose a substantial burden on the religious exercise of a person residing in or confined to an institution . . . unless the government demonstrates that imposition of the burden on that person — (1) is in furtherance of a compelling governmental interest; and (2) is the least restrictive means of furthering that compelling governmental interest." 42 U.S.C. § 2000cc-1(a).
In their objection, defendants' primary challenge is to the Magistrate Judge's refusal to credit and defer to the prison's security concerns that: (1) Staples could conceal contraband in his full-length beard; and (2) Staples's full-length beard makes him a highly visible target for abuse by other inmates.
To determine whether defendants have satisfied their burden under the second prong of RLUIPA,
Here, unlike
In the analysis below, I begin by summarizing the differences between the three housing options (SHU, CCU and medium-security) available to the prison. Next, I analyze the security concerns articulated by the prison. Finally, I evaluate whether those security concerns meet the defendants' "exceptionally demanding" burden under RLUIPA,
To decide whether placement in SHU is the "leastrestrictive" of the three available housing options, it is necessary to understand the differences between the options. The prison houses each inmate based on his security classification. The prison classifies inmates by assessing their background, need for close supervision, and overall dangerousness. An inmate's classification is not a static assessment; rather, it can fluctuate depending on his behavior while incarcerated. For purposes of this case, there are three relevant classifications. Listed in descending order of perceived dangerousness, the relevant classifications are C-5, C-4, and C-3.
Once classified, an inmate is assigned to a particular housing unit at the prison. There are multiple housing units but, like the security classifications, only three are relevant in this case. Listed in order of most to least restrictive, the relevant units are: (1) SHU (for inmates classified as C-5); (2) the "closed custody unit" or "CCU" (for inmates classified as C-4); and (3) the medium-security units, also referred to as the units housing "the general population" (for inmates classified as C-3).
In SHU, the prison exercises the highest level of supervision and control over inmates. Inmates are held in single cells and are allowed out of their cells only for limited reasons (
Compared to SHU, CCU allows for increased socialization and movement. CCU has three tiers with 40 inmates on each tier. The inmates are allowed out of their cells in groups of 20 inmates at a time, three times per day: morning, afternoon and evening. As Warden Gerry explained, CCU offers inmates "an opportunity . . . [for] showering, using the telephone, and recreating within that unit. They would also be going to the dining halls and they would move as a group . . . . There's a lot more interaction with other inmates and more out-of-cell time than there is in SHU." Hr'g Tr., Feb. 20, 2015 (doc. no. 99) 48:24-49:5.
Compared to the inmates in SHU and CCU, the inmates in the medium-security units have much more freedom of movement and less supervision. In a typical medium-security unit, there are 288 inmates. They can have significant out-of-cell time and are able to interact with all the other 288 inmates in that unit. They have far less supervision; the ratio of corrections officers to inmates is approximately three to 288. They are allowed to move around the prison in groups and with less supervision, going from their units to the dining hall, their jobs, the gym, the outdoor recreational area, and to other areas of the prison.
The classification of an inmate as C-5, C-4, or C-3 is not a perfect correlation for their being placed in SHU, CCU, or a medium-security unit. The record reveals that inmates classified as C-5, and therefore in need of the highest level of supervision, reside only in SHU. However, it is undisputed that the prison may place a C-3 or C-4 inmate in SHU for reasons unrelated to the inmate's security classification. For example, SHU can serve as a temporary holding place for a C-3 or C-4 inmate while the prison resolves issues pertaining to that inmate. However, there are a limited number of beds in SHU, and the prison prefers to reserve those beds for the inmates most in need of close supervision.
While there is testimony in the record about the differences between these three levels of housing, the evidence at the hearing before the Magistrate Judge focused on the different security risks only as between SHU and the medium-security units. What follows is brief discussion of the security risks articulated by the prison.
The defendants argue that the placement of Staples in SHU while he maintains his full-length beard is the least restrictive of the available options on the basis of both a concern about contraband concealment and distribution, and a concern for Staples's safety. The prison's contraband-related security concerns can be summarized as follows:
In the context of a medium-security housing unit, the defendants' security concerns are entitled to significantly more deference that those articulated by the prison in
Moreover, the prison's contraband concerns are tethered to current conditions at NHSP. One particular worrisome form of contraband is Suboxone, a drug that can be produced in the form of a thin, wafer-like strip. A prison official testified that inmates have devised means for bringing Suboxone into the prison and distributing it in a manner that prison officials not been able to counter effectively. R&R (doc. no. 86) at 22. The prison is also concerned about the concealing of small metal objects such as razor blades. It is undisputed that Staples's beard could conceal these types of items.
Importantly, the record reveals that the prison's contraband-related security concerns are not abstract and generalized, but are tied to Staples's background and disciplinary history. During the hearing, a prison official testified about Staples's disciplinary history in the prison. According to the prison, Staples presents a heightened risk of contraband concealment and distribution based on the fact that Staples has a drug-related conviction and has a lengthy disciplinary history at the prison. That disciplinary history includes an incident where Staples, while housed in SHU, used a razor blade for self-harm, despite knowing that razor blades are considered contraband in SHU, and an incident in which Staples concealed prescribed medication in violation of prison rules. R&R (doc. no. 86) at 22.
The prison witnesses explained the rigorous search procedures employed at the prison to prevent the concealment of contraband, and the fact that regular searches of a thick, coarse, full-length beard would require the kind of hands-on and invasive interaction with inmates that the prison attempts to minimize. The prison officials testified that, as a general rule, the more invasive and frequent the search, the greater the risk that inmates subjected to such searches will become agitated and aggressive in response. Where the ratio of corrections officers to inmates in a medium-security unit is low (by comparison to SHU where it is one-on-one), the prison deems SHU a safer environment in which to house an inmate with a fulllength beard.
The record establishes that inmates are allowed to grow the hair on their heads to whatever length they desire, regardless of security classification or housing assignment. On its face, this policy cuts against the prison's contraband-related security justifications for keeping Staples in SHU. Prison officials testified, however, that an inmate with long head hair is able to lean over, shake his head and hair, and run his fingers through his own hair to enable an effective search. With a full-length beard like Staples's, however, prison officials explained that an effective search of such a beard would require the corrections officer to conduct a hands-on, more invasive search of the beard. In response to a question about how the prison handles an inmate with thick hair and with a texture more like that of Staples's beard, a prison official testified that he was not aware of a single inmate in the prison who currently meets that description. Hr'g Tr., Feb. 20, 2015 (doc. no. 99) 176:21-177:12. However, if an inmate had a head of hair that presented security concerns similar to those presented by Staples's beard, the prison would address it with that inmate, and if necessary, issue directives to the inmate to cut his hair.
In addition to concerns about contraband, the prison articulated concerns about Staples's safety were he to be housed in a medium-security unit with his full-length beard. In short, the prison argued that permitting Staples to transfer into a medium-security unit with his full-length beard would make him an immediate and visible target for abuse. This is especially the case because, according to the testimony, Staples would be the sole inmate in the medium security population with a full-length beard. Major Fouts, who is chief of security at the prison and who has worked for the New Hampshire Department of Corrections for 25 years, was emphatic that housing Staples in a medium-security unit would cause him harm:
Hr'g Tr., Feb. 20, 2015 (doc. no. 99) 134:3-135:2.
In sum, the defendants' security justifications for keeping Staples in SHU while he maintains his full-length beard are related to contraband concealment and Staples's personal safety. The question remains whether those justifications are sufficient to meet the defendants' "exceptionally demanding" burden,
To determine whether something is the least restrictive alternative, a court must first understand the comparators. That is, a court must answer the narrower question: "Least restrictive as to what?" Here, the record reveals that the comparators to SHU are CCU and a medium-security unit. The defendants' evidence at the hearing before the Magistrate Judge consisted entirely of testimony about why a fully-bearded Staples had to remain in SHU rather than a medium-security unit. The defendants offered almost no evidence that CCU is an inappropriate placement for Staples.
In CCU, as compared to a medium-security unit, inmates are more closely supervised, fewer in number, and have less freedom of movement. The smaller numbers of inmates and closer supervision in CCU considerably mitigate the heightened concerns about searching for contraband and inmate safety that prison officials described. There is no indication in the record that the prison would be unable to closely monitor the contraband concerns and mitigate the risks to Staples's safety were Staples permitted to reside in CCU. Indeed, Major Fouts's emphatic expressions of concern for Staples's safety were in response to a question about housing Staples in a medium-security (C-3) unit. Hr'g Tr., Feb. 20, 2015 (doc. no. 99) 133:12-14.
When asked why CCU is not an appropriate alternative to SHU, Major Fouts provided the following testimony:
Hr'g Tr., Feb. 20, 2015 (doc. no. 99) 136:25-137:17.
Major Fouts's testimony is the only evidence offered by the prison to explain why CCU is not sufficient to address the contraband and safety concerns the prison has articulated.
However, his testimony that CCU is akin to a mediumsecurity housing unit in terms of monitoring the prison's security concerns is difficult to square with the undisputed evidence about the two housing units. A medium-security unit houses 288 inmates, and each inmate is permitted freedom of movement from location to location within the unit. Staples's ability to conceal contraband (such as a strip of Suboxone) in his beard, and go undetected as he transfers contraband from his beard to one of the other 288 inmates, appears to me to be a real possibility. This is especially the case where there are as few as three corrections officers supervising the 288 inmates. In CCU, by comparison, the inmates reside in units of 40. They move in groups of 20 inmates and are closely supervised by the corrections officers. The level of supervision and smaller numbers of inmates in CCU would make it far easier for the prison to monitor Staples's use of his beard to hide and transport contraband. Additionally, the smaller number of inmates in CCU would increase the prison's ability to monitor and protect Staples in the event any inmates (in the group of 20 with whom he is allowed contact) target him for abuse. To the extent that the prison has declared SHU, as opposed to CCU, the least-restrictive housing option to address its security concerns, it has done so "by fiat."
Having reviewed the record and carefully considered the defendants' objection to the R&R, I agree with the Magistrate Judge's conclusion that defendants have not met their burden under RLUIPA to show that the least-restrictive means of addressing the contraband and safety issues is for Staples to remain in SHU while he maintains a full-length beard. The record reveals that the prison could house Staples in CCU, which, because of its smaller size and closer supervision of inmates, would enable the prison to monitor Staples's conduct and his safety while he maintains his full-length beard.
The only portion of the proposed injunction to which defendants object is paragraph B. Specifically, the defendants object to being ordered to house Staples in a medium-security unit. Paragraph B does not, however, require that the prison house Staples in a medium-security housing unit. Rather, paragraph B permits the prison to decide whether to house Staples in CCU (a C-4 unit) or in a medium-security (C-3) unit. That is, paragraph B permits defendants to house Staples in CCU, even if he obtains a lower (C-3) security classification. I have modified the language of paragraph B of the proposed injunction to clarify this for the defendants.
Additionally, because there may be scenarios where Staples's full-length beard could present security concerns, the prison must have the right and freedom to respond to such concerns.
Other than these two modifications, I leave undisturbed the Magistrate Judge's proposed injunction.
Having reviewed the entire record, I accept and approve the Report and Recommendation of Magistrate Judge Andrea K. Johnstone dated May 11, 2015 (doc. no. 86), and modify the proposed injunction in two ways: (1) by editing paragraph B to clarify that the prison may house Staples in CCU (a C-4 unit) in the event he obtains a C-3 classification; and (2) by adding paragraph E to clarify the prison's right to take punitive or protective actions in the face of actual security risks. Accordingly, plaintiff's motion for a preliminary injunction (doc. no. 1) is granted in part, to the extent consistent with the Report and Recommendation and this Order, and is otherwise denied. The court specifically declines to order Staples's release from the NHSP at this time. Defendants, for the duration of this lawsuit, are subject to the following injunction:
SO ORDERED.