STEVEN J. McAULIFFE, District Judge.
Jon Larochelle is currently an inmate at the New Hampshire State Prison for Men in Concord, New Hampshire. At all times relevant to this proceeding, however, he was on parole status, under the supervision of the New Hampshire Department of Corrections. He claims that his assigned alcohol and drug counselor, defendant Jennifer Goduti, coerced him into a sexual relationship and provided him with both alcohol and controlled substances. According to Larochelle, Goduti's maintenance of a sexual relationship with him (as well as supplying him with both drugs and alcohol), while simultaneously acting as his stateappointed alcohol and drug counselor, was not only unethical, but also violated his common law and constitutionally protected rights.
In his amended complaint, Larochelle advances claims directly against Goduti for alleged violations of his constitutional rights and various common law torts. He also advances claims against the New Hampshire Department of Corrections and several of its employees, asserting that those defendants (the "State Defendants") are both vicariously liable for Goduti's wrongful conduct and independently liable for their own negligent failure to properly train and supervise her. The State Defendants move to dismiss all claims advanced against them, asserting that none states a viable cause of action.
For the reasons stated, the State Defendants' motion to dismiss is granted in part and denied in part.
When ruling on a motion to dismiss under Fed. R. Civ. P. 12(b)(6), the court must "accept as true all well-pleaded facts set out in the complaint and indulge all reasonable inferences in favor of the pleader."
In other words, "a plaintiff's obligation to provide the `grounds' of his `entitlement to relief' requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do."
Accepting the factual allegations set forth in plaintiff's amended complaint as true — as the court must at this juncture — the relevant background is as follows. During the period of time relevant to this litigation, plaintiff was on parole status and under the supervision of the New Hampshire Department of Corrections ("DOC"). During most of that time, he was subject to "active supervision," which meant that he had to meet routinely with his parole officer and submit to breath, blood, and/or urinalysis testing for the presence of illegal or prohibited substances, including drugs and alcohol. And, of course, any violation of the conditions of his parole carried the risk of reincarceration.
Jennifer Goduti was a licensed alcohol and drug counselor, employed by the DOC and working in the Manchester, New Hampshire, field service office. Scott Harrington was the Chief Probation and Parole Officer for the DOC in Manchester and, according to plaintiff, supervised the Manchester field office and its employees. Michael McAlister was the Director of Field Services for the DOC and, according to plaintiff, was responsible for supervising all DOC field service offices, including the one in Manchester.
In the fall of 2011, Goduti was assigned to act as plaintiff's "Case Counselor/Case Manager" and began working with him as his alcohol and drug counselor. At some point early in their relationship, Goduti reportedly told plaintiff that, "I have control over the drug addicts that walk into the office," and "whatever advice I give to the parole officer, that's what they go with." Amended Complaint (document no. 16) at para. 36. Plaintiff suggests that this was an implicit threat that if he failed to adhere to her instructions (or, presumably, if he refused to succumb to her demands), she would see to it that he was sent back to prison.
Plaintiff says that after performing an initial evaluation of him, Goduti learned that he has been a chronic substance abuser for most of his adult life and, among other things, is a heroin addict. He claims that by virtue of the authority vested in her by the DOC, as well as her knowledge of the intimate details of his medical and personal history, Goduti exercised significant control over him. He also alleges that, during the course of her supervision and counseling of him, Goduti:
In his fifteen-count amended complaint, plaintiff advances numerous common law and constitutional claims against the various defendants. Currently at issue are the seven counts advanced against the State Defendants.
There are two means by which the State Defendants might be liable to plaintiff.
In addition to advancing different theories of liability, the amended complaint asserts two general categories of claims: common law torts and violations of plaintiff's constitutional rights.
In counts five, six, and seven of the amended complaint, plaintiff alleges that Goduti was acting within the scope of her employment and benefitting her employer when she: (a) coerced plaintiff into an inappropriate sexual relationship and provided him with both alcohol and controlled substances; and (b) failed to provide plaintiff with constitutionally adequate medical treatment, in violation of the Eighth Amendment. Accordingly, he asserts that the State Defendants are, under the doctrine of respondeat superior, vicariously liable for Goduti's unlawful conduct.
The common law doctrine of respondeat superior provides that "an employer may be held vicariously responsible for the tortious acts of its employee if the employee was acting within the scope of his or her employment when his or her tortious act injured the plaintiff."
For an employee's conduct to fall within the scope of his or her employment, it must meet three criteria: (a) it must have been of the kind he or she was employed to perform; (b) it must have occurred substantially within the authorized time and space limits of his or her employment; and (c) it must have been undertaken, at least in part, by a purpose to serve the employer.
While Goduti's wrongful conduct toward plaintiff certainly arose out of her counseling relationship with him, the amended complaint fails to adequately allege that it was the type of conduct she was employed to perform, nor does it adequately allege that her wrongful conduct was undertaken with at least some demonstrable (or even de minimis) purpose to serve the DOC.
Here, Goduti's alleged conduct — that is, coercing plaintiff into a sexual relationship and providing him with both alcohol and controlled substances (contrary to his parole restrictions) — was so far removed from her duties as a parole drug and alcohol counselor that it cannot be said to have been undertaken within the scope of her employment or with any purpose to serve her employer. As the Wisconsin Court of Appeals observed in a similar case:
Even accepting the factual allegations of the amended complaint as true, and construing those allegations in the light most favorable to plaintiff, it is plain that Goduti was not acting within the scope of her employment when her alleged conduct injured the plaintiff. Accordingly, counts five, six, and seven, seeking to hold the State Defendants vicariously liable for Goduti's common law torts, fail to state a viable cause of action.
Parenthetically, the court notes that, in his opposition memorandum, plaintiff advances an alternate theory of liability: he asserts that defendants can be held vicariously liable for Goduti's wrongful conduct on grounds that her sexual harassment of him was facilitated by her supervisory authority over him — something he describes as Goduti's "apparent authority." That argument fails for several reasons. First, and perhaps most importantly, that theory of liability is not advanced in plaintiff's amended complaint. Second, even if that claim were advanced in the amended complaint, plaintiff has failed to adequately brief the contours of such a claim in response to defendants' motion to dismiss. It is, therefore, deemed forfeit.
Moreover, while Goduti plainly did not project apparent authority from the DOC to conduct an illicit sexual relationship with plaintiff (or to provide him with drugs and alcohol), a charitable interpretation of plaintiff's "apparent authority" theory of liability suggests that he is actually invoking a principle described in the Restatement (Second) of Agency known as "aided in accomplishing" or "aided in the agency."
And, of course, this is a federal court — generally an inappropriate forum in which to seek the substantial expansion of existing New Hampshire common law (a request implicit in plaintiff's memorandum, given his lack of citation to any New Hampshire precedent supportive of his "apparent authority" theory of liability).
Finally, plaintiff's constitutional claims are discussed more fully below. But, to the extent counts five, six, and seven assert claims against the State Defendants for Goduti's alleged violation of plaintiff's constitutional rights, those claims can be resolved quickly. The constitutional claims advanced in those counts are based upon respondeat superior and are brought pursuant to 42 U.S.C. § 1983. It is, however, well-established that supervisory liability under section 1983 cannot be premised on a theory of respondeat superior.
Consequently, to the extent that they advance respondeat superior claims based upon Goduti's common law torts, as well as her alleged failure to provide plaintiff with constitutionally adequate medical treatment, counts five, six, and seven of plaintiff's amended complaint fail to state viable causes of action.
In count twelve of his amended complaint, plaintiff advances common law tort claims against various yet-to-be-identified licensed clinical supervisors (the "Doe Defendants"). Specifically, he asserts that those defendants negligently trained and/or supervised Goduti and, thereby, proximately caused his injuries. In support of that claim, plaintiff points to the duties imposed upon licensed clinical supervisors by New Hampshire statute. That statute provides, in relevant part, that licensed clinical supervisors shall:
N.H. Rev. Stat. Ann. 330-C:12 II.
The State Defendants persuasively argue that Goduti's clinical supervisors had no duty to train her to refrain from sexually exploiting and/or assaulting her clients.
Accepting the factual allegations of the complaint as true, the court necessarily concludes that count twelve of the amended complaint asserts a viable common law claim to the extent it asserts that one or more Doe Defendants negligently failed to supervise Goduti, which failure proximately caused plaintiff's injuries.
Finally, in count fifteen of his amended complaint, plaintiff alleges that Harrington, McAlister, and the DOC were negligent in failing to investigate allegations that Goduti had engaged plaintiff in an inappropriate sexual relationship. In response, defendants point out that the amended complaint fails to allege that they had actual knowledge of Goduti's conduct. And, say defendants, they had no duty "to investigate situations and circumstances of which they [were] not aware." Defendants' Memorandum (document no. 18-1) at 17.
While defendants are correct in asserting that the amended complaint fails to allege that they had
At this juncture, the court must accept the factual allegations of the amended complaint as true. Doing so compels the conclusion that count fifteen of the amended complaint adequately states a viable negligence claim against defendants. Whether plaintiff can produce evidence to support that claim is an entirely different matter — one that must be resolved either on summary judgment or at trial, by the trier-of-fact.
In count eleven of his amended complaint, plaintiff alleges that Chief Probation Officer Harrington's failure to adequately supervise Goduti proximately caused his constitutional injuries — that is, the violation of rights protected by the Fourteenth Amendment. As noted above, supervisory liability under section 1983 cannot be predicated on a respondeat superior theory. Rather, a supervisor may be held liable "only on the basis of the supervisor's own acts or omissions."
Supervisory liability for constitutional injuries attaches only when: "(1) there is subordinate liability, and (2) the supervisor's action or inaction was `affirmatively linked' to the constitutional violation caused by the subordinate."
The State Defendants contend that Harrington cannot be liable for Goduti's violation of plaintiff's constitutional rights because he was completely unaware of the fact that she had engaged plaintiff in a sexual relationship. Indeed, the State Defendants point out that there are no allegations in the complaint that Harrington was even aware of Goduti's wrongful conduct toward plaintiff. Nevertheless, says plaintiff, the amended complaint states a viable claim against Harrington because it plausibly alleges that he had constructive knowledge of Goduti's violation of plaintiff's constitutional rights, yet made a conscious and deliberate choice not to investigate. The court disagrees.
Even construing the factual allegations of the amended complaint in the light most favorable to the plaintiff, at best one might infer that Harrington was negligent in failing to discover Goduti's illicit sexual relationship with plaintiff. The amended complaint does not, however, allege sufficient facts to support the conclusion that Harrington was willfully blind to the existence of that relationship, or that he was somehow deliberately indifferent to the alleged violation of plaintiff's constitutional rights. As the court of appeals has noted:
While the amended complaint adequately alleges that Harrington may have been negligent, it does not allege sufficient facts to support the conclusion that he was deliberately indifferent or willfully blind to the existence of Goduti's sexual relationship with plaintiff. Consequently, count eleven of the amended complaint fails to state a plausible basis to hold Harrington liable for the violation of plaintiff's constitutional rights. That is, it does not plausibly allege that Harrington's "behavior demonstrates deliberate indifference to conduct that [was] itself violative of a plaintiff's constitutional rights."
It is difficult to discern the precise nature of the claims advanced in count thirteen of the amended complaint. That is to say, it is unclear whether plaintiff is alleging common law negligence claims against the named defendants (as defendants seem to believe), or if he is asserting that defendants are liable to him under section 1983 for the violation of constitutionally protected rights. But, in his opposition memorandum, plaintiff makes clear that count thirteen seeks to impose liability on defendants under section 1983.
In that count, plaintiff alleges that Harrington, McAlister, and the DOC, failed to properly train and/or supervise Goduti, which failure proximately caused his constitutional injuries. Moreover, says plaintiff, defendants' wrongful conduct was the product of an official custom or policy that was the "moving force" behind his injuries.
Because count thirteen of the amended complaint advances a constitutional claim against the State Defendants, rather than merely a common law negligence claim, plaintiff bears a heavier burden. To state a viable cause of action, the amended complaint must plausibly allege that:
Here, the amended complaint fails to plausibly allege that defendants had actual or constructive knowledge that Goduti's alcohol and drug training was so deficient, and the need for "more or different training [was] so obvious, and the inadequacy so likely to result in the violation of constitutional rights,"
Plainly, then, Goduti had received relevant professional training that included very specific instructions not to engage clients in sexual activity. Indeed, Goduti acknowledged understanding that proscription in writing. It is, therefore, difficult to imagine how or what additional training conducted by defendants would have prevented the alleged violation of plaintiff's constitutional rights at issue in this case. At a minimum, it is plain that the amended complaint fails to allege sufficient facts to state a plausible claim that defendants were deliberately indifferent to the need to provide Goduti with additional relevant training.
Plaintiff's related assertion — that defendants failed to adequately supervise Goduti — also fails to state a viable constitutional claim. In short, the amended complaint does not allege facts which, if credited as true, would support the conclusion that the plaintiff's claimed injuries were the product of an official custom or policy borne of defendants' deliberate indifference to his constitutional rights. At most, construing the factual allegations of the amended complaint in the light most favorable to plaintiff, one might conclude that the State Defendants were negligent in their failure to discover Goduti's sexual relationship with plaintiff. But, to state a viable constitutional claim, the amended complaint must allege more than mere negligence on the part of defendants.
The allegations set forth in count thirteen of the amended complaint fall well short of alleging a plausible constitutional claim based upon the State Defendant's alleged maintenance of an official custom or policy that was the "moving force" behind the violation of plaintiff's constitutional rights. Consequently, that count fails to state a viable cause of action.
For the foregoing reasons, defendants' motion to dismiss (document no. 18) is granted in part, and denied in part. Counts two, five, six, seven, eleven, and thirteen of the amended complaint fail to plausibly allege viable causes of action and are, therefore, dismissed.
On or before June 1, 2016, plaintiff shall identify and properly serve the "Doe Defendants," failing which his claim against those unidentified defendants (i.e, count twelve) shall be dismissed.