LANDYA McCAFFERTY, District Judge.
This case now consists of nine claims against two defendants, including four claims against BMS Cat ("BMS"), a company with which Sanjeev Lath contracted in the aftermath of a fire at his unit in the Oak Brook Condominium. Before the court is Lath's motion for summary judgment on Cause 22, which is a claim for common law conversion.
A movant is entitled to summary judgment where he "shows that there is no genuine dispute as to any material fact and [that he] is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Moreover, under the Federal Rules of Civil Procedure, in summary judgment practice: (1) "[a] party asserting that a fact cannot be or is genuinely disputed must support the assertion by . . . citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations . . ., admissions, interrogatory answers, or other materials," Fed. R. Civ. P. 56(c)(1)(A); and (2) "[a] party may object that the material cited to support or dispute a fact cannot be presented in a form that would be admissible in evidence," Fed. R. Civ. P. 56(c)(2). Finally, in this court, "[a] memorandum in support of a summary judgment motion shall incorporate a short and concise statement of material facts, supported by appropriate record citations, as to which the moving party contends there is no genuine issue." LR 56.1(a). A similar requirement applies to memoranda in opposition to summary judgment motions.
BMS argues that Lath's motion should be denied because: (1) his memorandum does not comply with Local Rule 56.1(a); (2) none of the exhibits he attached to his motion are authenticated by affidavit or otherwise, which means that he has produced no admissible evidence to support his argument for summary judgment; (3) even if the court were to accept Lath's evidence, he cannot establish each of the elements of his conversion claim by conclusive evidence; and (4) Lath's failure to pay BMS for the services it provided gave BMS the legal right to retain Lath's property. In response, Lath concedes that "the requirements of [L]ocal Rule 56.1(a) [were] missed in oversight by Plaintiff," doc. no. 260 at 7, but he does not attempt to cure that oversight in his reply. In any event, before making his concession regarding Local Rule 56.1(a), Lath challenges the format in which BMS provided discovery, attacks two of the affidavits that BMS submitted in support of its objection, and criticizes BMS's Local Rule 56.1(b) statement for being insufficiently specific.
BMS's first argument for denying Lath's motion carries the day. As Lath concedes, his memorandum does not include the statement of facts required by Local Rule 56.1(a). "Ordinarily, the appropriate remedy for such an omission is a denial of the motion."
In its objection, BMS argues that in addition to failing to produce a proper Local Rule 56.1(a) statement, Lath also failed to produce any properly authenticated evidence in support of his motion for summary judgment. The court agrees.
As BMS notes, Lath supports his summary judgment motion with 20 exhibits, mostly documents. Those exhibits, however, are not attached to an affidavit. That is a problem, because "[t]o be admissible at the summary judgment stage, documents must be authenticated and attached to an affidavit that meets the requirements of Rule 56(e) (personal knowledge and competency)."
In his reply to BMS's objection to his summary judgment motion, Lath argues that because BMS produced certain documents in discovery by e-mail, purportedly in violation of the court's scheduling order, BMS has waived any challenge to the authenticity of those documents. Lath cites no authority for that proposition, and the court is aware of none.
Lath further argues that BMS's challenge to the documents he attached to his motion should be rejected because he attached many of those documents to his complaint, and BMS did not challenge their authenticity in its answer. While it is true that "[a] copy of a written instrument that is an exhibit to a pleading is a part of the pleading for all purposes," Fed. R. Civ. 10(c), incorporation of a document by reference into an unverified complaint, such as the one in this case, does not make that document admissible at summary judgment,
In his reply, Lath challenges two of the three affidavits that BMS submitted in support of its objection to his motion for summary judgment. While Lath's failure to properly produce evidence to support his motion means that BMS's obligation to produce evidence was never triggered in the first place, the court will, nevertheless respond to Lath's challenges to BMS's affidavits, in an effort to streamline any potential summary judgment briefing in the future.
In support of its objection to Lath's motion for summary judgment, BMS produced the affidavit of Gustavo Jimenez, who identified himself as the operations managers of BMS's Littleton, Massachusetts, office. Doc. no. 251-11 at ¶ 2. Lath argues that the court should disregard the Jimenez affidavit in its entirety because the acknowledgement of the notary public who signed it does not bear a seal and therefore runs afoul of the principles enunciated in
Neither Massachusetts law nor New Hampshire law appears to require a notary to affix a seal to a document to make his or her acknowledgment effective.
In support of its objection to Lath's motion for summary judgment, BMS produced the affidavit of Robert Smith, who identified himself as BMS's treasurer.
1. Lath argues that the court should disregard: (1) paragraphs 6, 7, 8, 9, 11, and 13 of the Smith affidavit, because they cite business records, and Smith did not make the averments necessary to make those business records admissible; and (2) paragraphs 10, 12, and 14, because they consist of inadmissible hearsay.
With regard to Lath's first argument, the court is somewhat puzzled. For example, Lath asks the court to disregard paragraphs 6, 7, and 8 of the Smith affidavit and/or strike the documents that Smith refers to in those paragraphs, but those paragraphs do nothing more than: (1) state that Lath signed three agreements with BMS; and (2) refer to copies of those agreements. Given that Lath is suing BMS for breaching those agreements, and that he attached them to his complaint, the court is hard pressed to understand why Lath is asking the court, in his reply, to disregard or strike those agreements. Rather than going through each of the six paragraphs in the Smith affidavit that Lath challenges, and the exhibits referred to therein, the court will simply take this opportunity to suggest that Lath may wish to think more carefully about the strategic value of the relief he seeks from the court. Asking the court to disregard documents that memorialize the contracts he is suing on does not seem like a productive tactic.
Lath also asks the court to disregard paragraphs 10, 12, and 14 of the Smith affidavit on hearsay grounds. In paragraph 14, Smith testified about an e-mail that a BMS employee sent to Lath, and he attached a copy of that e-mail to his affidavit. Given that Lath attached a copy of that same e-mail to his motion for summary judgment, it is not clear why he asks the court to disregard it. In paragraph 12, Smith testified about an e-mail in which Lath notified a BMS employee that he wanted his belongings back, and he attached a copy of that e-mail to his affidavit. Given the content of that e-mail, it is not clear why Lath asks the court to disregard it; it would seem that a request by Lath for the return of his belongings would help rather than hurt his case. Finally, in paragraph 10, Smith testified about an e-mail from a BMS employee to other BMS employees in which he purportedly characterized a conversation he had with Lath. That e-mail, and Smith's testimony about it, may be problematic. Leaving aside a possible hearsay problem with the e-mail, Smith's affidavit says that "[t]he e-mail states that Lath gave BMS permission to dispose of the mattress, box springs, refrigerator, oven, and other items in the unit that had been damaged in the fire," doc. no. 251-1 at ¶ 10, but the e-mail actually says this: "Just got off the phone with the adjuster for Mr. Lath. He gave us the green light for the contents. We can dispose of the mattresses, box springs, refrigerator, oven etc. . .," doc. no. 251-6 at 1 of 3. Obviously, Smith's apparent mischaracterization of the e-mail,
Finally, while Lath acknowledges that he violated Local Rule 56.1(a) by failing to provide any "short and concise statement of material facts,"
For the reasons described above, Lath's motion for summary judgment on Cause 22 of his first amended complaint, document no. 220, is denied. Consequently, Lath's motion to strike BMS's surreply, document no. 264, is denied as moot.
SO ORDERED.