Justice LaVECCHIA delivered the opinion of the Court.
New Jersey's Workers' Compensation Act (the Act), N.J.S.A. 34:15-1 to -128.5, provides a prompt and efficient remedy for an employee's claim against an employer for a workplace injury. The Legislature made the statutory workers' compensation remedy its preferred mechanism for providing compensation to injured workers. The Act's remedy is exclusive, except for injuries that result from an employer's "intentional wrong"; for those, an injured employee is permitted to maintain a common-law tort action against the employer. N.J.S.A. 34:15-8. A series of cases from this Court have addressed what constitutes an intentional wrong that permits relief from the statutory bar against a common-law action for a workplace injury. As the case law demonstrates, an employer's deliberate intent to injure is not the sine qua non; instead a substantial certainty that injury or death will result must be demonstrated. This appeal tests the limits of that formidable standard.
Plaintiff Kenneth Van Dunk and his wife filed this suit in the Law Division after he suffered serious injuries in a trench collapse at a construction site workplace.
No doubt, the circumstances in this matter are tragic. Although the proofs plaintiff advances could support a finding of gross negligence, that finding is insufficient to circumvent the statutory bar and maintain an action against plaintiff's employer. Based on the strong legislative preference for the workers' compensation remedy and an intentional-wrong standard that even an employer's recklessness and gross negligence fails to satisfy, we hold that this matter falls short of demonstrating that an intentional wrong creating substantial certainty of bodily injury or death occurred. The judgment of the Appellate Division is reversed. The workers' compensation statutory bar against a common-law tort action prevails and precludes this action.
In August 2004, when his workplace injuries occurred, Van Dunk was working for defendant James Construction Company, Inc. (James) as a union-provided "as-needed" laborer on a construction project at Giralda Farms in the Township of Chatham and Borough of Madison. Defendants Reckson Associates Company, Inc. and Reckson Construction, LLC (together Reckson) had contracted with James for James to perform site-preparation work. James, in turn, appointed Glenn Key as the project superintendent. Key also served as the OSHA-required on-site "competent person" for the project as of August 1, 2004.
On August 10, 2004, at the Giralda Farms construction site, James was excavating a trench to relocate a dewatering sump in a retention pond. Prior to that date, the project had been plagued by thunderstorms and heavy rain that had required work to be redone, without additional compensation to James. Rain was expected again later that day; as a result, Potash and Key sought to complete the sump relocation before the rain arrived. The sump relocation involved the following steps: digging a sloped trench; laying down first a filter fabric and then a layer of stone; placing a pipe on the stone; placing more stone on the sides and top of the pipe; and then wrapping additional filter fabric around the stone. As the trench excavation continued and its slope reached a depth of greater than five feet, Van Dunk and other workers began laying down the filter fabric from locations outside the trench. Eventually, the deepest part of the trench reached a depth of eighteen to twenty feet.
OSHA safety regulations mandate that workers cannot enter a trench that is deeper than five feet if protective systems are not in place. 29 C.F.R. § 1926.652(a). A protective system is defined as "a method of protecting employees from cave-ins, from material that could fall or roll from an excavation face or into an excavation, or
Key and his workers experienced difficulty when laying down the filter fabric from their locations outside the trench. Despite their efforts, the fabric would not lay flat. It became tangled and a crease developed. Van Dunk volunteered to go into the trench to straighten the filter fabric, but Key told him not to do so because of the possible risks attributable to the ground conditions.
OSHA investigators also arrived on the scene that day to investigate the incident and to interview Key. Their report states that the trench was approximately twenty feet in depth at its deepest point. Per OSHA standards, a registered professional engineer must design sloping or benching for a trench that is more than twenty feet deep. 29 C.F.R. § 1926 subpt. P, app. B, tbl. B-1. Key recognized that the trench's depth placed it "at the cusp" of requiring such special safety design treatment.
Importantly for purposes of this matter, Key readily acknowledged to OSHA that, as the competent person on-site, he knew the OSHA requirements and did not follow the standard for using a protective box for the trench's depth and category of soil type, notwithstanding that such a box was on-site. Also, there was no dispute that the sloping that was performed did not satisfy OSHA requirements; in his deposition Key explained that he lacked room to cut back the slopes more than had been accomplished. Those admissions led OSHA to find, in an investigative report, that the "non-compliance [with OSHA standards] was not an accident or negligence." As a result, the OSHA report concluded that James committed a willful violation and assessed a fine of $49,000. James did not contest the violation, but rather entered into negotiations with OSHA over the amount of the fine, ultimately agreeing to pay $24,500.
On August 8, 2006, Van Dunk and his wife filed the instant action against Reckson and James, among others, for damages arising out of his injuries from the trench
On appeal, the Appellate Division reversed, holding that plaintiff had produced sufficient evidence to show that defendants committed an intentional wrong, rendering plaintiff's suit free of the Act's exclusivity bar. See Van Dunk, supra, 415 N.J.Super. at 505, 2 A.3d 456. Recognizing that the case was "close," id. at 503, 2 A.3d 456, the panel addressed the two-pronged analysis for an intentional wrong and noted, with respect to defendant's conduct, that
Although not finding the OSHA violation conclusive, the panel stated that the motion court "did not give significant credit to the OSHA citation or the fact that defendant could have made the trench more stable if it had used protective devices." Id. at 504, 2 A.3d 456. On the context prong of the analysis, which the panel recognized as presenting a purely legal question, the court took the view that "the
James's petition for certification was granted on January 27, 2011. 205 N.J. 81, 12 A.3d 212 (2011).
Plaintiff maintains that he can overcome the Act's bar against independent tort recovery. Although he concedes that the issuance of an OSHA willful violation citation does not automatically establish an intentional wrong under the Act, he argues that many of the elements underlying a willful violation also support the finding of an intentional wrong. Plaintiff places great emphasis on Key's role as the on-site competent person, which placed Key in a unique position to assess the danger posed to plaintiff when he entered the trench. Based on a litany of risk factors, plaintiff asserts that Key knew that a trench collapse could happen, even if he did not know precisely when it would happen. Plaintiff further argues that Key and defendants were inappropriately motivated by their desire to keep costs down and finish the work quickly at the expense of employee safety.
According to plaintiff, Key's decision not to employ protective systems was a deliberate disregard of OSHA regulations that placed employees in a dangerous position. Thus, plaintiff asserts that his injury was more than an incidental risk of the job, pointing out that the Act is "not intended by the Legislature to protect and encourage the knowing and purposeful disobedience of the law." (Emphasis in original). He analogizes Key's decision not to utilize protective devices to circumstances in which the Court has found an intentional wrong where employers deliberately remove safety devices from equipment. Lastly, plaintiff contends that he does not need to demonstrate a pattern of past victims or close calls to establish an intentional wrong — a single event is sufficient.
Defendant James, on the other hand, argues that this Court's past decisions finding an intentional wrong in combination with an OSHA violation involved situations in which employers intentionally defrauded OSHA, which did not occur here. James further expresses concern that the Appellate Division's decision expands too far the ability to overcome the Act's exclusive remedy. According to defendant, the Appellate Division's decision will allow for injured parties to pursue independent tort actions based on the possibility of injury, rather than a near certainty. It also points out that a willful violation under OSHA should not serve as the basis for finding an intentional wrong — a willful violation can be predicated on an intentional disregard of OSHA regulations or plain indifference, and there is no way to know which of those standards relates to a particular willful violation.
Originally enacted in 1911 in response to perceived inequities in the administration of common-law remedies for employees' workplace injuries, the New Jersey Workers' Compensation Act accomplished a "historic trade-off whereby employees relinquished their right to pursue common-law remedies in exchange for automatic entitlement to certain, but reduced, benefits whenever they suffered injuries by accident arising out of and in the course of employment." Millison v. E.I. du Pont de Nemours & Co., 101 N.J. 161,
The Act's exclusivity can be overcome if the case satisfies the statutory exception for an intentional wrong. N.J.S.A. 34:15-8 provides that
In a series of cases beginning with Millison, this Court elucidated the modern understanding of the intentional-wrong exception to the Act's exclusive-remedy provision.
Millison presented the Court with the question of whether employees who suffered asbestos-related diseases as a result of their industrial jobs were limited to recovery only under the Act or whether such employees came within the intentional-wrong exception, entitling them to pursue a separate tort action against their employer. Millison, supra, 101 N.J. at 165, 501 A.2d 505. In their complaint, the plaintiffs alleged that their employer and company physicians committed two discrete wrongs. Id. at 168, 501 A.2d 505. First, the plaintiffs asserted that the defendants exposed employees to asbestos, knowing of its health hazards, and that the defendants intentionally withheld from the plaintiffs information about those health risks. Ibid. Second, the plaintiffs asserted that the company and its physicians became aware, through yearly company physical examinations, that the individual plaintiffs had contracted serious illnesses from asbestos exposure. Id. at 168-69, 501 A.2d 505. According to the plaintiffs, the defendants hid that information from them, and returned them to their asbestos-ridden workplace rather than provide medical treatment to the already sickened plaintiff-workers. Id. at 169, 501 A.2d 505.
Prior to Millison, New Jersey case law had set a high bar for satisfying the intentional-wrong exception, requiring proof of "a deliberate intention to injure." Id. at 170, 501 A.2d 505 (collecting cases). The Millison Court recognized that, when determining "what level of risk-exposure is so egregious as to constitute an `intentional wrong,'" the specific case before it demanded a careful balancing in recognition of the legislative intent behind the statute and an employee's interests, noting specifically that "the system of workers' compensation confronts head-on the unpleasant, even harsh, reality — but a reality nevertheless — that industry knowingly exposes workers to the risks of injury and disease." Id. at 177, 501 A.2d 505.
That said, the Court found the "deliberate intention to injure" standard to be too onerous and concluded that a more appropriate balance was struck through adoption of a "substantial certainty" standard. Id. at 178, 501 A.2d 505. The standard was delimited as follows:
The Court elaborated further on the newly established substantial-certainty standard, stating that it is not enough that "a known risk later blossoms into reality." Id. at 178, 501 A.2d 505. Rather, the standard "demand[s] a virtual certainty." Ibid.
Going forward, Millison instructed courts, when assessing claims of intentional wrong, to engage in a two-step analysis. First, a court considers the "conduct prong," examining the employer's conduct in the setting of the particular case. Id. at 178-79, 501 A.2d 505. Second, a court analyzes the "context prong," considering whether "the resulting injury or disease, and the circumstances in which it is inflicted on the worker, [may] fairly be viewed as a fact of life of industrial employment," or whether it is "plainly beyond anything the legislature could have contemplated as entitling the employee to recover only under the Compensation Act." Id. at 179, 501 A.2d 505.
Applying that test to the facts in Millison, the Court held that the plaintiffs' claim of intentional exposure to asbestos in the workplace failed to meet the substantial-certainty threshold because such hazards were considered within the risks the Legislature contemplated in passing the Act. Ibid. However, the Court recognized the existence of a valid cause of action in respect of the plaintiffs' second claim, that their medical conditions were aggravated by the defendants' concealment of their illnesses. Id. at 181, 501 A.2d 505. The Court noted a distinct and distinguishing "difference between ... tolerating in the workplace conditions that will result in a certain number of injuries or illnesses ... and ... actively misleading the employees who have already fallen victim to those risks of the workplace." Id. at 182, 501 A.2d 505.
Millison remains the landmark case on the meaning of intentional wrong. In a series of more recent cases, we have considered factual applications to determine whether particular employer wrongdoing satisfied the substantial-certainty test established in Millison.
In Laidlow v. Hariton Machinery Co., 170 N.J. 602, 790 A.2d 884 (2002), the question was whether an employer who removed a safety mechanism from a dangerous piece of equipment, thereby deceiving safety inspectors regarding the use of appropriate safety mechanisms in the workplace, had committed an intentional wrong. Id. at 606, 790 A.2d 884. We determined that where such conduct involving the intentional, and deceptively timed, engaging and disengaging of safety equipment led to the machine's crushing of an employee's hand, Millison's conduct and context prongs both were satisfied. Id. at 606-07, 790 A.2d 884.
The defendant manufacturer in Laidlow required employees to use a rolling mill into which employees would insert metal bars by hand. Id. at 607, 790 A.2d 884. In 1979, a safety guard was required to be installed in the machine, but from that date until the plaintiff's 1992 injury, the company never kept the safety guard in its appropriate place. Id. at 608, 790 A.2d 884. The guard was engaged only when OSHA inspectors were present at the plant; it was removed from the machine as
When considering whether the defendant's conduct amounted to an intentional wrong, we reiterated the essential holding of Millison. We explained that,
In determining that the conduct prong was met, we cited "the prior close-calls, the seriousness of any potential injury that could occur, Laidlow's complaints about the absent guard, and the guilty knowledge of [defendant] as revealed by its deliberate and systematic deception of OSHA." Id. at 622, 790 A.2d 884. However, we declined to issue a per se rule that removal of safety devices or OSHA violations equate to intentional wrongs. Id. at 622-23, 790 A.2d 884. Instead, they are factors to be considered, given the particular facts of the case; on the facts before us, we concluded that the plaintiff satisfied the context prong as well. Id. at 622, 790 A.2d 884. In that fact-sensitive conclusion, we stated that
A year later, in Tomeo v. Thomas Whitesell Construction Co., 176 N.J. 366, 823 A.2d 769 (2003), we again considered an application of the substantial-certainty test. Among his job duties, the plaintiff was expected to assist with snow removal from the employer defendant's buildings. Id. at 367, 823 A.2d 769. On the day of the plaintiff's injury, the defendant instructed another individual to train the plaintiff in the use of a particular snow blower. Id. at 367-68, 823 A.2d 769. The safety lever on the snow blower had been taped down to remain constantly in the operational position, although all parties denied taping it. Id. at 368, 823 A.2d 769. The plaintiff, while later using the snow blower, repeatedly used his hands to push snow through the chute when it became clogged and, eventually, while so doing, his hand became caught in the propellers and was injured. Ibid.
In support of a common-law tort action against his employer, the plaintiff asserted that the safety lever was disengaged to allow the company to remove snow at a faster pace and that such behavior constituted an intentional wrong. Id. at 369, 823 A.2d 769. We affirmed the grant of summary judgment to the employer finding
In two companion cases issued the same day as Tomeo, we concluded differently on the substantial-certainty test. Their fact patterns bore a closer resemblance to Laidlow in that each involved an OSHA violation among the factors to be considered. We concluded in each that the plaintiffs were entitled to proceed with common-law tort claims against their respective employers. Mull v. Zeta Consumer Products, 176 N.J. 385, 823 A.2d 782 (2003), involved a plaintiff who worked at a plastic-bag manufacturing facility. Id. at 387, 823 A.2d 782. One of the machines she worked with, a "winder," turned the bags on spools to prepare them for packaging and delivery. Ibid. The plaintiff was injured one day when she pressed a stop button on the machine to repair a jam on the winder and, as she was fixing the machine, it suddenly turned on, pulling her hand into it and causing injury. Id. at 387-88, 823 A.2d 782. She claimed her employer committed an intentional tort and filed a common-law tort action. Id. at 388, 823 A.2d 782. The trial court denied the defendant's motion for summary judgment, but the Appellate Division reversed. Id. at 389, 823 A.2d 782.
We granted certification, ibid., and held that the plaintiff presented sufficient facts to proceed to a jury, id. at 392, 823 A.2d 782. The plaintiff satisfied the conduct prong of the substantial-certainty standard for an intentional wrong because, prior to the plaintiff's injury, OSHA had cited the defendant for safety violations, the defendant nevertheless had removed safety devices from the winder, another employee had sustained a hand injury while working with the winder, and the employer was aware that employees repeatedly had complained about safety concerns. Id. at 392, 823 A.2d 782. The employer's callous and long-standing disregard of OSHA safety requirements and compliance was patent and permeated the facts. See ibid. Notwithstanding that the employer's deception did not rise to the level presented in Laidlow, it clearly affected the Court's totality of the circumstances analysis on the conduct prong. See ibid. With respect to the context prong, for reasons similar to those set forth in Laidlow, we concluded that the plaintiff satisfied the standard, explaining that "[t]he Legislature would not have considered the removal of the winder's safety devices, coupled with the employer's alleged knowledge of the machine's dangerous condition due to prior accidents and employee complaints, in addition to OSHA's prior violation notices, to constitute
The facts giving rise to the final case in the Tomeo trilogy arose from the death of the plaintiff Harold Crippen in an accident at the defendant's plant. Crippen v. Cent. Jersey Concrete Pipe Co., 176 N.J. 397, 399, 823 A.2d 789 (2003). Crippen worked as a "material man" and was expected to load sand and gravel into hoppers. Ibid. To do so, he had to walk on a narrow plank and stand on an unsecured, six-foot tall ladder. Id. at 400, 823 A.2d 789. While performing that job responsibility, Crippen fell into the hopper and suffocated. Ibid.
Eighteen months prior to Crippen's death, OSHA had cited the defendant for multiple violations, which had not yet been remedied at the time of Crippen's accident. Id. at 401-03, 410, 823 A.2d 789. The defendant's Environmental Health and Safety Manager also admitted, during discovery, that some of the hazardous conditions that had existed at the plant could cause an employee's death. Id. at 403, 823 A.2d 789.
Based on those factors, we held that "a jury reasonably could conclude that defendant had knowledge that its deliberate failure to cure the OSHA violations would result in a substantial certainty of injury or death to one of its employees." Id. at 409, 823 A.2d 789. The context prong was found as a matter of law to be satisfied as well, largely because of the defendant's deliberate decision to ignore the OSHA violations and its efforts to deceive OSHA into believing that the safety violations had been cured. Id. at 411, 823 A.2d 789. The deceptive nature of the employer's actions was essential to the outcome of the Court's determination, for the majority vote allowing the matter to proceed at the trial level was achieved only by virtue of the concurring opinion that made the employer's deception the linchpin in both the conduct and context prongs of the analysis. Id. at 412-13, 823 A.2d 789 (Verniero, J., concurring).
These leading cases on the proof essential to a finding of an intentional wrong provide important context to our analysis of plaintiff's claims. Equally important is an understanding of the federal statutory scheme governing workplace safety on construction sites, to which we now turn.
With the passage of the Occupational Safety and Health Act of 1970, 29 U.S.C.A. §§ 651 to -78, the United States Congress sought "to assure so far as possible every working man and woman in the Nation safe and healthful working conditions and to preserve our human resources," 29 U.S.C.A. § 651(b). To that end, Congress authorized the Secretary of Labor — through OSHA — to establish administrative regulations setting forth employment-safety standards. 29 U.S.C.A. § 655(a). The regulations are binding on employers whose businesses affect interstate commerce. 29 U.S.C.A. §§ 652(3), -(5), 654.
Through OSHA, the Secretary of Labor is authorized to make inspections to assess employer compliance with applicable safety regulations. 29 U.S.C.A. § 657(a). If there is a deficiency, OSHA is required to issue an official citation and order the employer to abate the problem. 29 U.S.C.A. § 658. Employers who contest the violation may bring their dispute before the Occupational Safety and Health Review Commission, a body specifically created to handle such challenges. 29 U.S.C.A. §§ 659(c), 661(a). If an employer does not contest the violation, it becomes final and is not subject to review by any agency or court. 29 U.S.C.A. § 659(a).
Specifically stating that "[t]he employer had not complied with the provisions of 29 [C.F.R.] 1926.652(b)(1)(i) in that the excavation was sloped at an angle steeper tha[n] one and one half horizontal to one vertical (34 degrees measured from the horizontal)," the OSHA report found that the employer failed to protect its employees from cave-ins in accordance with subsection c. The violation was categorized as "willful." 29 U.S.C.A. § 666(a) provides that "[a]ny employer who willfully or repeatedly violates the requirements ... of this title, any standard, rule, or order promulgated pursuant ... to this title, or regulations prescribed pursuant to this chapter may be assessed a civil penalty of not more than $70,000 for each violation, but not less than $5,000 for each willful violation." The term "willful" is not further defined by statute or in the regulations as far as our research revealed or as the parties were able to illuminate;
This Court has adhered to the legal principle articulated in Laidlow that a finding of an OSHA violation does not equate to an intentional wrong. Laidlow, supra, 170 N.J. at 622-23, 790 A.2d 884 ("Our holding is not to be understood as establishing a per se rule that an employer's conduct equates with an `intentional wrong' ... whenever that employer removes a guard or similar safety device from equipment or machinery, or commits some other OSHA violation."); see, e.g., Crippen, supra, 176 N.J. at 408, 823 A.2d 789 (citing same). The Appellate Division has treated OSHA violations raised in the context of the Act similarly in the past, see, e.g., Marinelli v. Mitts & Merrill, 303 N.J.Super. 61, 67, 73, 696 A.2d 55 (App. Div.1997) (holding that statutory immunity was not pierced although OSHA-issued five citations to employer in accident's wake), and also in this matter, where the panel expressly stated that the existence of the willful violation against defendant was not "conclusive," Van Dunk, supra, 415 N.J.Super. at 504, 2 A.3d 456. The United States District Court for the District of New Jersey also has declined to find the issuance of an OSHA violation as dispositive of an intentional wrong. See Fermaintt v. McWane, Inc., 694 F.Supp.2d 339, 349 (D.N.J.2010) (declining to pierce workers' compensation statutory immunity to employer although OSHA issued citation to employer after accident's occurrence).
Thus, the finding of an OSHA violation in the wake of this accident is one factor among the totality of circumstances to be considered in respect of immunity, notwithstanding the categorization of the OSHA violation as willful. As the trial court observed, one cannot glean from the OSHA finding of a willful violation whether the employer's violation of an OSHA requirement was "an intentional disregard or plain indifference." Secondly, that the regulatory noncompliance was, per the OSHA report, "not an accident or negligence" is a far cry from addressing, let alone disposing of, the requirement that the proofs demonstrate a finding of substantial certainty of injury or death. That is the pertinent standard an employee must meet to survive summary judgment on an employer's motion to dismiss a tort action based on the Act's immunity from suit.
Like the trial court and the Appellate Division, we conclude that the finding of a willful violation under OSHA is not dispositive of the issue of whether the employer in this case committed an intentional wrong. We decline to find that every willful OSHA violation constitutes an intentional wrong for purposes of the Act. To do so could produce detrimental consequences, such as encouraging employers to dispute OSHA violations
As Millison warned, we approach consideration of the conduct prong with some caution. Mere knowledge by an employer that a workplace is dangerous does not equate to an intentional wrong. Millison, supra, 101 N.J. at 178, 501 A.2d 505. "[T]he dividing line between negligent or reckless conduct on the one hand and intentional wrong on the other must be drawn with caution, so that the statutory framework of the Act is not circumvented simply because a known risk later blossoms into reality. We must demand a virtual certainty." Ibid.
The existence of an uncontested finding of an OSHA safety violation in the wake of this workplace injury does not establish the virtual certainty that Millison demands. An intentional wrong must amount to a virtual certainty that bodily injury or death will result. Ibid. A probability, or knowledge that such injury or death "could" result, is insufficient. Thus, the question here is whether in light of the clear violation of the OSHA safety requirements pertaining to trenches deeper than five feet, there was substantial certainty of injury or death. On the facts presented, we cannot reach that conclusion without causing a substantial erosion of the legislative preference for the workers' compensation remedy.
The events that transpired at this construction site do not equate to the more egregious circumstances involving intentional and persistent OSHA safety violations that, in the past, we found defeated an employer's motion for summary judgment on the conduct prong analysis. See, e.g., Crippen, supra, 176 N.J. at 409-10, 823 A.2d 789; Mull, supra, 176 N.J. at 392, 823 A.2d 782; Laidlow, supra, 170 N.J. at 619-22, 790 A.2d 884. What distinguishes Millison, Laidlow, Crippen, and Mull from the present matter is that those cases all involved the employer's affirmative action to remove a safety device from a machine, prior OSHA citations, deliberate deceit regarding the condition of the workplace, machine, or, in the case of Millison, the employee's medical condition, knowledge of prior injury or accidents, and previous complaints from employees. See, e.g., Crippen, supra, 176 N.J. at 409-10, 823 A.2d 789; Mull, supra, 176 N.J. at 392, 823 A.2d 782; Laidlow, supra, 170 N.J. at 620-22, 790 A.2d 884; Millison, supra, 101 N.J. at 182, 501 A.2d 505. In particular, this Court was mindful in those cases of the durational aspect of the employer's intentional noncompliance with OSHA requirements or other demonstrations of a longer-term decision to forego required safety devices or practices. See, e.g., Crippen, supra, 176 N.J. at 410, 823 A.2d 789 (discussing defendant's failure to correct OSHA violations for eighteen months prior to plaintiff's death); Laidlow, supra, 170 N.J. at 620, 790 A.2d 884 (discussing defendant's deliberate decision to remove safety devices over thirteen-year period).
The circumstances here are in sharp contrast to the removal of a safety device on a machine on which an employee is expected to continue operating. In this matter, the on-site supervisor made a quick but extremely poor decision, candidly admitted to having been made "out of frustration" with unfolding circumstances that morning. Key sent an employee into
That is not to say that the poor judgment exercised here is condoned. We consider only whether plaintiff must be satisfied with the relief provided via the preferred legislative remedy of the workers' compensation scheme.
This was an exceptional wrong, not an intentional wrong. The employer may have committed a reckless act; it could be possible to find gross negligence on these proofs. Nevertheless, as the trial court found, plaintiff did not satisfy the conduct prong of the substantial-certainty test of Millison. In our view, the Appellate Division's totality of the circumstances analysis overvalued the finding of a willful violation of known OSHA safety requirements, and parlayed the possibility or probability of a cave-in into satisfaction of the substantial-certainty test. However, some level of a "likelihood" of injury or death is not substantial certainty of injury or death. The Act's exclusivity analysis should not shift into an amorphous "percentage of the risk" analysis.
Moreover, we must note that the Appellate Division's analysis credited an argument that this employer disregarded plaintiff's safety "to increase defendant's profit and productivity," Van Dunk, supra, 415 N.J.Super. at 503, 2 A.3d 456, but the record lacks substantial support for that conclusion. The broad language of the panel could be used, inappropriately, to chasten any employer who acts with economic business motivation. In Laidlow we used profit consideration language only to critique an employer's long-term choice specifically to sacrifice employee safety for product-production efficiency. See Laidlow, supra, 170 N.J. at 622, 790 A.2d 884. We decline to extend that limited relevance of a profit motive to the circumstances of this case.
As for the context prong, we bear in mind that Millison enunciated a unitary test. The conduct and context analyses are related and, here, overlap to great degree. See, e.g., Crippen, supra, 176 N.J. at 408, 823 A.2d 789 (explaining that "same facts and circumstances generally will be relevant to both prongs"); Laidlow, supra, 170 N.J. at 622, 790 A.2d 884 (analyzing similar factors for both conduct and context prongs). We have concluded that the conduct prong is not satisfied in this matter. Although that renders the context prong analysis unnecessary, we choose to address it.
The separate consideration required by the context prong acts as an additional check against overcoming the statutory bar to a common-law tort action. It was added to the analysis to reinforce the strong legislative preference for the workers' compensation remedy. That preference is overcome only when it separately
That high threshold is not met here. Where the exclusivity bar of the Act operates to foreclose tort actions against employers for reckless or gross negligence under the substantial-certainty test — a standard accepted by the Legislature for more than two-and-one-half decades — one cannot reasonably conclude that the type of mistaken judgment by the employer and ensuing employee accident that occurred on this construction site was so far outside the bounds of industrial life as never to be contemplated for inclusion in the Act's exclusivity bar. While a single egregiously wrong act by an employer might, in the proper circumstances, satisfy the intentional-wrong standard, not every intentional, or indeed willful violation of OSHA safety requirements constitutes a wrong that is "plainly beyond anything the legislature could have contemplated as entitling the employee to recover only under the Compensation Act." Id. at 179, 501 A.2d 505. As a matter of law, we conclude that the context prong is not satisfied in this setting, notwithstanding that the employer was found, after the accident, to have committed a willful violation of OSHA safety requirements.
In sum, the Workers' Compensation Act circumscribes plaintiff's ability to pursue a tort action against his employer. Although a reasonable fact-finder could determine that the employer's actions constituted gross negligence, that showing is not enough to overcome the Act's exclusivity requirement. We hold that neither the conduct nor the context prongs of the Millison substantial-certainty test is satisfied in this matter. Accordingly, the Act's exclusivity provision and, specifically, its statutory bar, prevail to bar plaintiff's action against his employer.
The judgment of the Appellate Division is reversed.
For reversal — Chief Justice RABNER and Justices LaVECCHIA, ALBIN, HOENS, PATTERSON, and Judge WEFING (temporarily assigned) — 6.