KEVIN McNULTY, District Judge.
Todd M. Houston, a disabled volunteer firefighter, brings this action against the Township of Randolph, the Township of Randolph Volunteer Fire Department ("RVFD" or the "Department"), and RVFD's Chief, John McAndrew ("Chief McAndrew"). Houston alleges violations of his Free Speech, Due Process, and Equal Protection rights, the New Jersey Conscientious Employee Protection Act ("CEPA"), and the Americans with Disabilities Act (the "ADA"). He also alleges conspiracy to deprive him of his civil rights under 42 U.S.C. § 1985, and neglect or refusal to prevent the § 1985 conspiracy pursuant to 42 U.S.C. § 1986. All of these causes of action seek damages. This matter comes before the court on Defendants' motion for summary judgment pursuant to Rule 56, Fed.R.Civ.P.
Because Houston alleges claims under the United States Constitution and federal statutes, jurisdiction is proper pursuant to 28 U.S.C. § 1331 and § 1343(a). Supplemental jurisdiction over his state constitutional and statutory claims is permissible pursuant to 28 U.S.C. § 1367(a), because they are so related to his federal claims as to form part of the same case or controversy under Article III of the United States Constitution. Venue in this District is proper under 28 U.S.C. § 1391 because the events underlying Houston's claims occurred in New Jersey. This matter is decided without oral argument, pursuant to Fed.R.Civ.P. 78.
Citing policy disagreements with RVFD relating to the deployment of the Rapid Intervention Crew ("RIC"), Houston wrote a letter to Chief McAndrew in which he stepped down as a trainer for the RIC. Chief McAndrew responded by accepting Houston's resignation, stating that Houston should no longer conduct any training sessions, and suggesting that Houston take a break from the RVFD. Houston, however, remained a member of the Department. Houston now contends that this was not an acceptance of his resignation, but a "pretextual suspension" in retaliation for his speaking out about what he viewed as RVFD's violation of its own policies. In addition, Houston believes that, by prohibiting him from participating in training sessions, RVFD is illegally refusing to
One factual weakness common to Houston's retaliation claims is that, as a result of his disagreement with Chief McAndrew over RIC policies, Houston resigned as a RIC trainer. Chief McAndrew did no more than accept Houston's resignation when he prohibited Houston from participating in any further training sessions. True, McAndrew suggested a cooling-off period. Houston, however, was not expelled from the RVFD; he remained a member of the Department. He continued to qualify for LOSAP points and any other benefits. In addition, Houston also received all of the incentive payments to which he was entitled, and he did not properly appeal the denials of which he now complains.
Factual weaknesses aside, Houston's claims are seriously flawed as a matter of law, for the reasons stated herein. I find that McAndrew's response to Houston's resignation letter did not violate Houston's constitutional or statutory rights. Defendants' motion for summary judgment is granted.
Most of the essential facts underlying this suit are not disputed, even under a liberal interpretation of the procedural rules governing summary judgment.
RVFD is a fully volunteer fire department consisting of four companies, each of which is led by a Battalion Chief. (John McAndrew Aff. ¶¶ 2-3 [ECF No. 32-2]). The Department as a whole is overseen by a Chief and Deputy Chief. (Id. at ¶ 4). Since 2011, John McAndrew has served as the Chief of the RVFD. (Id. at ¶ 1).
A Rapid Intervention Crew, or RIC, is a group of firefighters that reports to a structural fire to assist and rescue firefighters who become lost, injured, or trapped. (Id. at ¶ 5). RVFD set up a RIC, sometimes also called a Rapid Intervention
The RIC does not confine its activities to the Township of Randolph, but also responds to fires in other jurisdictions in Morris County. (John McAndrew Dep. at 59:8-12, Ex. J to Harrison Aff. [ECF No. 32-8]). The fire scene's Incident Commander (the "IC") in the Authority Having Jurisdiction (the "AHJ") will contact a neighboring department, such as RVFD, via an electronic page seeking available RIC members. (John McAndrew Aff. ¶ 23). Once the chief of the responding department ascertains the number of available RIC-trained firefighters, he lets the IC know what resources are available. (Id. ¶ 24). The IC will then decide whether to summon the RIC members or to keep them on standby. (Id. ¶ 25).
A RIC may deploy to the fire scene as a whole team — that is, all of the RIC members, who come from the same fire department, may assemble at the firehouse, and only then go to the fire scene. Alternatively, partial RIC units from different departments may combine at the fire scene to form a RIC. (Id. ¶ 53). The former, whole-team method, in Houston's estimation, prioritizes the safety of the RIC members because they have trained together and have experience working together. The latter, partial-team method prioritizes speed by dispatching RIC members to the fire as soon as they are available.
Houston originally served as a full-time firefighter for North Hudson Regional Fire & Rescue. On that job, he was injured, and his foot is now fused at a 90 degree angle. (Houston Dep. 9:6-11, 59:1-62:4, Ex. I to Harrison Aff. [ECF Nos. 32-7, 32-8]). He retired from North Hudson with a permanent disability. (Id.).
Around March 2001, Houston began to volunteer for the RVFD. (Id. at 15:18-16:6). He is a member of Company # 2. (July 12, 2011 Letter from John McAndrew to Ted Carman, Ex. G to Harrison Aff. [ECF No. 32-7]). Houston's Battalion Chief since 2010 has been Ted Carman. (Houston Dep. at 97:18-22).
As a volunteer, Houston does not receive wages, expense accounts, health benefits, disability benefits, or any other standard compensation or benefits. (Final Pretrial Order at 6 [ECF No. 34]). If he participates in a certain number of activities, he is eligible to receive modest incentive payments, described in Section I.C, infra. He has stated that he is also eligible for free family memberships in the local YMCA and tuition assistance for certain classes at a community college. (Id. at 6-7).
The Emergency Services Volunteer Length of Service Award Program Act, which established the Length of Service Award Program ("LOSAP"), became effective in 1998. (Ex. M to Harrison Aff. at 1 [ECF No. 32-9]). LOSAP is a voluntary, municipally-funded, deferred-compensation program for volunteer emergency services personnel. (Id.; Thomas McAndrew Aff. ¶¶ 2, 15 [ECF No. 32-3]). A sponsoring agency, such as RVFD, establishes the local LOSAP and sets the yearly eligibility requirements. (Ex. M to Harrison Aff. at 1 [ECF No. 32-5]).
In the RVFD, to be eligible for LOSAP benefits in a particular year, the firefighter must amass a certain number of LOSAP Points, comprising Activity Points and Length of Service Points. (Thomas McAndrew Aff. ¶ 4 [ECF No. 32-3]). Participants earn Activity Points by, for example, attending meetings and training sessions, serving in leadership roles, or sitting on committees.
Firefighters with less than 15 years of service must earn at least 105 Activity Points to be eligible for a payment; those with 15 or more years need only 60 Activity Points. (Thomas McAndrew Aff. ¶ 9). If a firefighter meets a certain point threshold, thereby becoming eligible,
Category Total Points Maximum Payment 7 I 104 or less 0 II 105 to 149 $233.00 III 150 to 204 $815.00 IV 205 or more $1339.00
(Source: id. ¶¶ 10-12).
Houston's LOSAP results for 2008-11 are below. Because he had fewer than 15 years of service, he could only receive a LOSAP payment if he earned at least 105 Activity Points:
Year Activity Points Longevity Points Total Points Category (eligibility) 2008 135 35 170 Category 2009 93 42 135 Not 2010 91 42 133 Not 2011 135 42 180 Category
(Source: Thomas McAndrew Aff., Exs. 1-4).
The procedure for making a LOSAP eligibility determination is as follows. RVFD's Secretary of Accounts, currently Thomas McAndrew, maintains the Department's LOSAP records. (Thomas McAndrew Aff. ¶ 1). At the end of the year, the Secretary creates and submits to the Chief an "Individual Year-End Report" that states the number of LOSAP points earned by each firefighter that calendar year. (Id. ¶ 13). The Chief then mails each firefighter a Year-End Report.
Houston holds strong views of how the RIC should function. When RIC policies conflicted with his understanding of best practices, he communicated his disagreement to Chief McAndrew and other firefighters. (Houston Dep. at 114:6-116:2; 50:6-51:25; 93:2-97:3; 102:11-105:5; 106:2-19; 210:3-6; John McAndrew Aff. ¶¶ 37-39, 40-44, 47-49; 51-53, 56). These disagreements centered on policies relating to RIC deployment, destruction of property when the RIC was at the scene of a fire, and RIC training. (Id.).
Houston believed that the Guidelines required that an RIC could (and should) deploy to a fire only if and when an entire team had assembled. In his view, a RIC whose members have previously trained together is a safer RIC. (Houston Dep. at 40:13-16, 50:21-51:16; 93:2-11). Lacking a quorum, then, the Department should send no assistance to the IC. Chief McAndrew believed that Houston's favored approach might fatally impair the functions of the RIC, which must deploy quickly. (Id. ¶ 49). Chief McAndrew interpreted the Guidelines to allow, if the IC requested it, for a partial RIC team to be deployed to the scene of a fire, where they could be combined with members from other fire departments to form a whole RIC. (John McAndrew Aff. ¶ 53). McAndrew's preferred approach dovetailed with the practice of the mutual aid agencies of Morris County: to defer to the judgment of the IC as to the deployment of RIC resources. (Id. ¶ 50).
RVFD's deployment of a partial RIC led to Houston's voicing his disagreement with the Department's policy in three instances: one at the end of 2010, the second a few months later, and the third in early July 2011.
Houston expressed his disagreement to others aside from Chief McAndrew, including RVFD firefighters, firefighters in other departments, neighbors, and family members. (Id. at 94:21-95:4). Houston directly spoke to about fifteen to twenty members of his company, and the whole company knew his views. (Id. at 95:15-96:8). Chief McAndrew believed that this threatened the cohesiveness of the RVFD. (John McAndrew Aff. ¶¶ 51, 57-58).
Houston's views of proper RIC policies also diverged from those of Chief McAndrew regarding the procedure for certain RIC drills, the destruction of property at
On May 26, 2011, the RIC was scheduled to conduct a drill in a condemned structure. (John McAndrew Aff. ¶ 40). Specifically, Chief McAndrew wanted RIC personnel to practice maintaining communication with the potentially trapped firefighters they were assigned to aid. (Id. ¶ 41). Houston believed that a "hands-on" drill, i.e., a physical simulation of rescuing trapped firefighters involving destruction of the property, was more appropriate. (Id. ¶¶ 42-43; Houston Dep. at 98:22-102:2). Houston shared this opinion with Chief McAndrew and Deputy Chief Dunn. Voices were raised, and the RIC Captain, John Pedrick, was upset. (John McAndrew Aff. ¶¶ 42-43; Houston Dep. at 102:17-104:20). In that conversation, Houston was defiant and insubordinate to Chief McAndrew. (John McAndrew Aff. ¶ 41). Chief McAndrew explained that while he understood Houston's view, he had decided that the drill should focus on communication. (Id. ¶ 43). The situation was resolved by a compromise in which everyone agreed to a hands-on drill with a communications component. (Houston Dep. at 106:2-106:19). Houston was satisfied with that outcome. (Id. at 106:20-22).
During the same discussion, Chief McAndrew and Houston talked about the protocol for a RIC's destruction of property at the scene of a fire. Chief McAndrew's policy (and the custom of the mutual aid departments of Morris County) is that RIC members should not destroy property unless the IC authorizes it. (John McAndrew Aff. ¶ 37). Houston, by contrast, believed that RIC members should have discretion to destroy property. (Id. ¶ 38). The conversation did not change Houston's mind, and he did not indicate that he would instruct his RIC trainees to follow the policy favored by Chief McAndrew. (Id. ¶¶ 45-46). Chief McAndrew regarded this as defiance, and was concerned that Houston would not teach his preferred protocol to RIC trainees. (Id. ¶¶ 45-46).
In the same conversation, Chief McAndrew spoke with Houston about Houston's RIC training methods. (Id. ¶ 47). On several occasions, Chief McAndrew observed Houston leading training sessions. (Id. ¶ 34). Chief McAndrew found that Houston delivered these lessons in an overly aggressive and dramatic manner. (Id. ¶¶ 34-35). Consequently, Chief McAndrew thought that young volunteer firefighters might be demoralized and discouraged from participating in the Department. (Id. ¶¶ 36, 48). Chief McAndrew asked Houston to modify his presentation. (Id. ¶ 48). Houston refused, replying that to do so would put lives at risk. (Id. ¶ 49). At subsequent training sessions that Chief McAndrew attended, Houston's presentation style remained the same. (Id.).
The July 2011 partial RIC deployment served as the "proverbial straw that broke the camel's back." (Houston Dep. at 107:22-24). On July 8, 2011, Houston sent a letter to Chief McAndrew stating that because of the Department's "repeated disregard of the numerous rules, regulations and guidelines pertaining to the [RIC]," Houston "could no longer function as the training officer of the [RIC]." (Letter from Houston to Chief McAndrew, July 8, 2011). Houston wrote that deploying partial teams "is an extreme safety hazard, as well as being a disservice to the incident commander, who is expecting a fully equipped, staffed and trained [c]omplement of firefighters to respond." (Id.). Houston, in his own view, was teaching the proper standards to trainees, but the Department was "completely disregarding those standards when [the RIC was] activated."
Chief McAndrew replied by letter dated July 11, 2011:
(Letter from Chief McAndrew to Houston, dated July 11, 2011, Ex. F to Harrison Aff. [ECF No. 32-7]).
On July 12, 2011, Chief McAndrew followed this letter with a memo to Houston's Battalion Chief, Ted Carman. The memo reiterated that Houston was not to be a part of any training activities, and that Houston's "only involvement in [Department] activities is to be observation only, as his allowable activity is still in question." (July 12, 2011 Chief McAndrew Memo to Ted Carman, Ex. G to Harrison Aff. [ECF No. 32-7]).
Houston replied to Chief McAndrew's letter on July 14, 2011, reiterating many of the points made in his resignation letter.
Houston remains a member of the RVFD and remains eligible for LOSAP. (Id. ¶ 61).
Houston filed this action on August 19, 2011. In it, he alleges that Chief McAndrew's response to his resignation letter was in fact a "suspension." The grounds for this suspension, he alleges, were pretextual because it was in fact a form of retaliation for his criticism of the Department's RIC policies. In addition, Houston alleges that the RVFD failed to reasonably accommodate his disability when it declined to let him continue to serve as a trainer. He also asserts, generally, that the retaliation includes failing to make LOSAP payments that he earned for calendar years 2009, 2010, and 2011, and that his suspension prevented him from earning enough points to qualify for a LOSAP contribution. His suspension and the failure to pay him benefits, he alleges, violate his rights under the federal and state Free Speech and Equal Protection Clauses, the federal Due Process Clause, the Americans with Disabilities Act, and the New Jersey Conscientious Employee Protection Act (the "CEPA"). He cites 42 U.S.C. § 1985 (conspiracy to violate civil rights) and 42 U.S.C. § 1986 (neglect to prevent a violation of civil rights); he does not cite 42 U.S.C. § 1983, but the court presumes that such a claim was intended.
A court "shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (summary judgment is appropriate where "there is no genuine issue of material fact to be resolved and the moving party is entitled to judgment as a matter of law."); Alcoa, Inc. v. U.S., 509 F.3d 173, 175 (3d Cir.2007). Summary judgment is desirable because it eliminates unfounded claims without resort to a costly and lengthy trial, Celotex, 477 U.S. at 327, 106 S.Ct. 2548, but it should be granted only "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c).
"[S]ummary judgment will not lie if the dispute about a material fact is `genuine,' that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The burden of showing that no genuine issue of material fact exists rests initially on the moving party. Celotex, 477 U.S. at 323, 106 S.Ct. 2548. Once the moving party has made a
If a party fails to address the other party's properly supported assertion of fact, the court may consider "grant[ing] summary judgment if the motion and supporting materials — including the facts considered undisputed — show that the movant is entitled to it ...." Fed.R.Civ.P. 56(e). Local Civil Rule 56.1(a) deems a movant's statement of material facts undisputed where a party does not respond or file a counterstatement. L. Civ. R. 56(a). A failure to dispute a party's statement of material facts, however, "is not alone a sufficient basis for the entry of a summary judgment." See Anchorage Assocs. v. Virgin Islands Bd. of Tax Review, 922 F.2d 168, 175 (3d Cir.1990) (holding that even where a local rule deeming unopposed motions to be conceded, the court was still required to analyze the movant's summary judgment motion under the standard prescribed by Fed.R.Civ.P. 56(e)); see also Muskett v. Certegy Check Servs., Inc., Civ. No. 08-3975, 2010 WL 2710555 (D.N.J. July 6, 2010) ("In order to grant Defendant's unopposed motion for summary judgment, where, as here, `the moving party does not have the burden of proof on the relevant issues, ... the [Court] must determine that the deficiencies in [Plaintiffs] evidence designated in or in connection with the motion entitle the [Defendants] to judgment as a matter of law.'" (quoting Anchorage Assocs., 922 F.2d at 175)).
Because the law is so clear and the evidence so one-sided as to entitle the Defendants to judgment, I am granting the Defendants' Motion for Summary Judgment.
To sustain each of Houston's constitutional claims, it is first necessary to find a viable claim of deprivation of a constitutional right. Even where such a potential violation is identified, however, the court must also analyze two prospective barriers to liability: Chief McAndrew's defense of qualified immunity and the municipality's Monell argument that an actionable injury must have resulted from an official policy or custom.
Houston asserts a number of claims for damages based on alleged violations of his rights under the Constitution of the United States. Title 42, United States Code, Section 1983, provides for such a cause of action:
See City of Greenwood, Miss. v. Peacock, 384 U.S. 808, 829, 86 S.Ct. 1800, 16 L.Ed.2d 944 (1966) ("Under [§ 1983 state] officers may be made to respond in damages... for violations of ... federal constitutional [rights]"); West v. Atkins, 487 U.S. 42, 48, 108 S.Ct. 2250, 101 L.Ed.2d 40 (1988) ("To state a claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law.").
Houston also alleges causes of action for violations of the conspiracy and failure-to-prevent sections of the Civil Rights Act, 42 U.S.C. §§ 1985(3) and 1986. It is most helpful to identify first what, if any, actionable civil rights violations exist under 42 U.S.C. § 1983. I will then analyze the § 1985(3) and § 1986 claims separately.
"[Q]ualified immunity shields government officials from civil liability as long `as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'" McGreevy v. Stroup, 413 F.3d 359, 364 (3d Cir.2005) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)). In analyzing whether qualified immunity attaches to a government official who has moved for summary judgment, a court must "first determine whether the facts, and inferences drawn therefrom, taken in the light most favorable to the plaintiff, establish that the official's conduct violated a constitutional right." McGreevy, 413 F.3d at 364 (citing Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001)). If that first step is satisfied, the court must then "determine whether, as a legal matter, the right that the defendant's conduct allegedly violates was a clearly established one, about which a reasonable person would have known." Gruenke v. Seip, 225 F.3d 290, 298 (3d Cir.2000).
A right is "clearly established" when the "contours of the right" are "sufficiently clear that a reasonable official would understand that what he is doing violates that right." Saucier, 533 U.S. at 202, 121 S.Ct. 2151. A clearly established right is not limited to one that "has previously been held unlawful." Hope v. Pelzer, 536 U.S. 730, 739, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002). Instead, "it merely means that in light of preexisting law, the unlawfulness of the official's conduct was reasonably and objectively apparent." McGreevy, 413 F.3d at 366 (citing Wilson v. Layne, 526 U.S. 603, 615, 119 S.Ct. 1692, 143 L.Ed.2d 818 (1999)). "[O]fficials can still be on notice that their conduct violates established law even in novel factual circumstances." Hope, 536 U.S. at 741, 122 S.Ct. 2508.
The knowledge of a reasonable person "is measured by an objective standard; arguments that the defendants desired to handle or subjectively believed that they had handled the incidents properly are irrelevant." Stoneking v. Bradford Area Sch. Dist., 882 F.2d 720, 726 (3d Cir.1989) (citing Anderson v. Creighton, 483 U.S. 635, 641, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987)). Thus, the party asserting that qualified immunity applies is "entitled to [it] if reasonable officials in the defendants' position at the relevant time could have believed, in light of clearly established law, that their conduct comported with established
Houston has named the Township of Randolph and its Fire Department as defendants. A municipality is not vicariously liable via respondeat superior for the constitutional torts of its officials. Rather, a plaintiff must show that any violation of his constitutional rights "implement[ed] or execute[d] a policy, regulation or decision officially adopted by the governing body or informally adopted by custom." Beck v. City of Pittsburgh, 89 F.3d 966, 971 (3d Cir.1996) (citing Monell v. N.Y. City Dep't of Soc. Servs., 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978)). "In other words, the County may not be held liable for constitutional torts under § 1983 on a vicarious liability theory rooted in respondeat superior but `it can be held responsible as an entity when the injury inflicted is permitted under its adopted policy or custom.'" Mulholland v. Gov't Cty. of Berks, Pa., 706 F.3d 227, 237 (3d Cir.2013) (citing Andrews v. City of Philadelphia, 895 F.2d 1469, 1480 (3d Cir.1990) and quoting Beck, 89 F.3d at 971). Thus there are two paths to municipal liability under § 1983: municipal policy or custom. Beck, 89 F.3d at 971.
"Policy is made when a decisionmaker possessing final authority to establish municipal policy with respect to the action issues an official proclamation, policy, or edict." Andrews, 895 F.2d at 1480 (internal citations omitted). "An official has policymaking authority for Monell purposes when the official is responsible as a matter of state law for making policy in the particular area of county business in question, and the official's authority to make policy in that area is final and unreviewable." Mulholland, 706 F.3d at 237 (citing Hill v. Borough of Kutztown, 455 F.3d 225, 245-46 (3d Cir.2006)).
A course of conduct is considered to be a "custom" when, though not authorized by law, "such practices of state officials [are] so permanent and well-settled" as to virtually constitute law. Andrews, 895 F.2d at 1480 (internal citations omitted). "Custom... may also be established by evidence of knowledge and acquiescence." Beck, 89 F.3d at 971.
In Sections III.B, C & D of this opinion, then, for each of Houston's constitutional claims, I will first analyze the substantive claim and then consider any applicable qualified immunity defense or Monell limitation on liability.
Houston claims that he was "suspended" in retaliation for his vocal disagreement with RIC policies, in violation of his constitutional right to free speech. I find that Houston's statements are not protected by the First Amendment because he was not speaking as a citizen, but rather as a public employee pursuant to his official duties. A fortiori, a reasonable public official in Chief McAndrew's position would not necessarily have seen the challenged "suspension" as a constitutional violation, and qualified immunity therefore shields his actions. As to the municipal defendants, I find that there is no proof, or even really an allegation, that any arguable constitutional deprivation resulted from an established policy or custom, as required by Monell.
A First Amendment retaliation claim has three essential elements:
See Miller v. Mitchell, 598 F.3d 139, 147 (3d Cir.2010); Gorum v. Sessoms, 561 F.3d 179, 184 (3d Cir.2009); Hill v. Borough of Kutztown, 455 F.3d 225, 241 (3d Cir.2006); Rauser v. Horn, 241 F.3d 330, 333 (3d Cir.2001). The first element is an issue of law; the second and third are questions of fact. Baldassare v. New Jersey, 250 F.3d 188, 195 (3d Cir.2001); Johnson v. Lincoln Univ., 776 F.2d 443, 454 (3d Cir.1985); see also Gorum, supra. This discussion focuses on the first.
That First Amendment analysis applies differently to private and public employment, as explained further below. A person who goes into government service does not give up the First Amendment right to express oneself freely as a citizen. But limitations may be placed on the speech of public employees as employees. The Supreme Court has clearly stated the reasons for limiting First Amendment protection in the public employee context: first, a citizen in government service accepts certain restrictions on his freedom; second, the government, like any employer, must exercise some control over employees' words and actions; and third, a public employee is in a position of public trust, and cannot be permitted to express views that "contravene governmental policies or impair the proper performance of governmental functions." Garcetti v. Ceballos, 547 U.S. 410, 418-19, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006).
The threshold question is therefore whether Houston, as a volunteer firefighter, was the equivalent of a public employee. The Third Circuit case of Versarge v. Twp. of Clinton N.J., 984 F.2d 1359, 1364 (3d Cir.1993), treated a volunteer firefighter as a public employee for purposes of a First Amendment retaliation claim, and I believe that approach remains sound.
Houston, then, will be treated as a public employee. Whether a public employee's speech is protected by the First Amendment depends on three issues:
Montone v. City of Jersey City, 709 F.3d 181, 193 (3d Cir.2013)
I conclude as a matter of law that Houston's vocal disagreements with RIC policies are not protected by the First Amendment because they fail to satisfy two of the three Garcetti factors, all of which are necessary. Under the first prong, Houston spoke as a Fire Department member, not as a citizen, as a matter of law. The second prong, whether the statements raised matters of public concern, I will not rely on; it is at least arguably in Houston's favor. The third, however, is not, because the Department had adequate justification to treat persons in the chain of command differently from members of the public. I now discuss factors one and three in more detail.
A public employee making statements pursuant to his or her official duties is not acting "as a citizen," and those statements are not protected by the First Amendment. Garcetti v. Ceballos, 547 U.S. at 421, 126 S.Ct. 1951; see also Hill v. Borough of Kutztown, 455 F.3d 225, 241 (3d Cir.2006). As the Supreme Court reasoned in Garcetti, "restricting speech that owes its existence to a public employee's professional responsibilities does not infringe any liberties the employee might have enjoyed as a private citizen." 547 U.S. at 421, 126 S.Ct. 1951. Therefore, "expressions employees make pursuant to their professional duties" fall outside the protections of the First Amendment. Id. at 426, 126 S.Ct. 1951. Whether a statement is made pursuant to official duties is a practical inquiry, not limited to the technicalities of the employee's job description. Id. at 424, 126 S.Ct. 1951. Factors considered include whether the speech fell within the individual's job duties, whether it related to special knowledge or experience acquired on the job, whether it was made inside or outside the work place, and
In short, "the First Amendment does not prohibit managerial discipline based on an employee's expressions made pursuant to official responsibilities." Garcetti, 547 U.S. at 424, 126 S.Ct. 1951. Reporting to superiors, for example, is unprotected because it does not have a "relevant analogue to speech by citizens who are not government employees." Id. Thus the Third Circuit has repeatedly held that "complaints up the chain of command about issues related to an employee's workplace duties — for example, possible safety issues or misconduct by other employees — are within an employee's official duties" and therefore unprotected. Morris v. Philadelphia Hous. Auth., 487 Fed.Appx. 37 (3d Cir.2012) (non-precedential) (holding that plaintiffs reporting instances of potential misconduct of subordinates to his superiors was within his official job duties); Foraker v. Chaffinch, 501 F.3d 231, 240 (3d Cir.2007), abrogated on other grounds by Borough of Duryea, Pa. v. Guarnieri, ___ U.S. ___, 131 S.Ct. 2488, 180 L.Ed.2d 408 (2011) ("Price and Warren were acting within their job duties when they expressed their concerns up the chain of command...."); Hill, 455 F.3d at 242 (a town borough manager's reports to his superiors about harassment by the town mayor were not protected speech because his reports were made pursuant to his managerial duties).
Houston did not speak "as a citizen" when he disagreed with the Department's policies on RIC deployment, property destruction, and drills. The central retaliatory action about which he complains — his "suspension" — allegedly occurred because he criticized RIC protocols to Chief McAndrew. (Houston Opp. at 1-2, 4); see also John McAndrew Aff. ¶ 57. These are classic, employment-related complaints up the chain of command. The Third Circuit cases cited above establish that such statements are made as an employee, and are therefore outside the ambit of the First Amendment.
More generally, Houston's statements are employment-based because they fall within the scope of Houston's duties as a firefighter and RIC trainer. He would be expected to inform his superiors and co-workers about perceived safety issues, including those involving RIC policies. And Houston's knowledge of safety procedures and RIC protocols certainly arises from or "relates to special knowledge or experience acquired through his job." Gorum, 561 F.3d at 185. In short, Houston's RIC-policy related complaints are public employee speech, not private citizen speech protected by the First Amendment.
The conclusion that Houston spoke as a public employee, even taken alone, is dispositive. His speech is not protected by the First Amendment, and his First Amendment retaliation claims cannot survive summary judgment scrutiny. Foraker, 501 F.3d at 243 (concluding speech was not protected and therefore declining to analyze other First Amendment retaliation factors).
The government is entitled to "promote efficiency and integrity in the discharge of official duties, and to maintain proper discipline in the public service." Connick v. Myers, 461 U.S. 138, 150-51, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983) (quoting Ex parte Curtis, 106 U.S. 371, 373, 1 S.Ct. 381, 27 L.Ed. 232 (1882)). To further that purpose,
Connick, 461 U.S. at 151, 103 S.Ct. 1684. That is particularly true where, as here, the government employer is a paramilitary organization, in which discipline and respect for authority are essential. See Rivell v. Civil Serv. Comm'n, 115 N.J.Super. 64, 72, 278 A.2d 218 (App.Div.), cert. denied, 59 N.J. 269, 281 A.2d 531 (1971), rev'd on other grounds by Henry v. Rahway State Prison, 81 N.J. 571, 410 A.2d 686 (1980) ("Many New Jersey cases indicate the importance of maintaining discipline within the paramilitary organization of a police department. Refusal to obey orders and disrespect cannot be tolerated. Such conduct adversely affects the morale and efficiency of the department."); see also Anderson v. Burke Cty., Georgia, 239 F.3d 1216, 1222 (11th Cir.2001) ("In addition, a paramilitary organization, such as a fire department has a need to secure discipline, mutual respect, trust and particular efficiency among the ranks due to its status as a quasi-military entity different from other public employers.") (internal quotation and citation omitted); Figueroa-Rodriguez v. Lopez-Rivera, 878 F.2d 1488, 1489 (1st Cir.1988) (noting paramilitary nature of fire departments); Thorne v. City of El Segundo, 726 F.2d 459, 470 n. 10 (9th Cir.1983) (when paramilitary organizations are involved, the state's interest in regulating speech is greatest).
A court must consider whether the plaintiff's speech "impairs discipline by superiors or harmony among co-workers, has a detrimental impact on close working relationships for which personal loyalty and confidence are necessary, or impedes the performance of the speaker's duties or interferes with the regular operation of the enterprise." Rankin v. McPherson, 483 U.S. 378, 388, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987) (citing Pickering, 391 U.S., at 570-573, 88 S.Ct. 1731). Also important is whether the statement was made in a public or a nonpublic forum. Roseman v. Indiana Univ. of Pennsylvania, at Indiana, 520 F.2d 1364, 1368 (3d Cir.1975),
Houston had numerous, vocal disagreements with Chief McAndrew concerning RIC policy, some of them expressed in front of other officers and in discussions with other firefighters. (John McAndrew Aff. ¶¶ 42-43; Houston Dep. at 95:15-96:8, 102:17-104:20). Even after direct instructions from his superior, Chief McAndrew, Houston would not waver from his determination to train RIC members as he, Houston, believed best. (John McAndrew Aff. ¶¶ 45-46, 49). Although Houston's resignation letter refers to violations of "numerous rules, regulations and guidelines," they are not identified; the "rules" and "guidelines" at issue seem to be nothing more than Houston's own policy preferences. This course of activity clearly had the capacity to impair discipline in the department and interfere with the regular operation of the RVFD. Rankin, 483 U.S. at 388, 107 S.Ct. 2891.
In Roseman, the plaintiff, an associate professor, made statements at a faculty meeting that were critical of the head of her department. Specifically, she alleged that he had improperly reviewed an application for chairmanship of the department. 520 F.2d at 1366. Her contract was not renewed, and she sued, alleging that the university retaliated against her for exercising her right to free speech. Id. at 1365. After a bench trial, the district court granted judgment in favor of the university. Id. The Third Circuit affirmed. Id. In doing so, the Third Circuit applied the Pickering balancing test and distinguished Pickering in two respects. Id. at 1367-68. First, in Pickering, the
Id. Roseman's statements, in short, raised questions of maintaining "discipline by immediate superiors or harmony among coworkers." Id.
Houston's statements are far closer to Roseman's than to Pickering's. The communications that concerned Chief McAndrew were made to him and to other members of the Fire Department — not in a forum open to the general public. The statements were made to, and about, Houston's immediate superior, not some remote public official. The topic — the particular composition of RIC deployments — is of some public concern, to be sure, but does not resemble the quintessential issue of public policy in Pickering. Unlike local taxation, RIC deployment is not an issue that citizens are called upon to learn about or vote on. Houston's statements also resemble Roseman's in that they raised doubts about Chief McAndrew's ability to maintain discipline and harmony in a relatively small Department; indeed, they tended to impugn McAndrew's competence and concern for firefighters' safety.
In short, the RVFD's paramilitary structure, combined with the similarity of Houston's statements to those of the plaintiff in Roseman, suggests that the Pickering balancing test weighs in favor of the Township. So even if Houston had been speaking as a citizen when he disagreed with RIC policy (and I do not think he was), I would nevertheless find that the Township did not violate his First Amendment rights.
Based on these issues of law, the Defendants' motion for summary judgment will be granted as to the First Amendment retaliation claims. That being so, I need not consider the other, more fact-based elements of a retaliation claim (a retaliatory act and causation).
To get past the qualified immunity hurdle, any "unlawfulness must be apparent,"
As noted above, internal policy-based complaints and disagreements voiced by a public employee do not enjoy First Amendment protection as a matter of law. A fortiori, a reasonable fire chief could think so. Whether a public employee's speech was made pursuant to his or her official duties is a "practical" inquiry that includes analyzing numerous factors, including the employee's job description, whether the speech is based on special knowledge or experience obtained through the job, the location (at or outside of work), and the type of content, such as safety issues, misconduct by other employees, or other pertinent job-related subject matter. Garcetti v. Ceballos, 547 U.S. 410, 420-21, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006); Gorum v. Sessoms, 561 F.3d 179, 185 (3d Cir.2009); Morris v. Philadelphia Hous. Auth., 487 Fed.Appx. 37 (3d Cir. 2012) (non-precedential). Under such a multifactor test, Chief McAndrew could well have struck the balance reasonably, even if erroneously. See Carlino, 57 F.Supp.2d at 34 (school principal, who removed a field hockey coach in retaliation for a sign she placed on her lawn that questioned his suitability as a role model, violated the First Amendment but was nevertheless entitled to qualified immunity, because the Pickering balancing test is difficult, fact-intensive, and murky).
I do not hasten to immunize a mistaken deprivation of First Amendment rights, because "speech on public issues occupies the `highest rung of the hierarchy of First Amendment values.'" Connick v. Myers, 461 U.S. 138, 145, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983) (quoting NAACP v. Claiborne Hardware Co., 458 U.S. 886, 913, 102 S.Ct. 3409, 73 L.Ed.2d 1215 (1982)). Here, however, I do not believe any such deprivation occurred. Chief McAndrew is duty-bound to ensure that the RVFD is functioning efficiently and effectively to fulfill its duty to protect the residents of Randolph and neighboring towns. Houston simply disagreed with the manner in which McAndrew did so. McAndrew would not have been unreasonable — would have been correct, in fact — in thinking he had the discretionary authority to enforce his own point of view about, e.g., the proper staffing of a RIC. Accordingly, even if Houston's speech fell under the protection of the First Amendment, Chief McAndrew would be entitled to qualified immunity.
Even if Houston could show that he was deprived of his First Amendment rights,
Defendants' summary judgment motion will be granted as to the First Amendment relation claims.
Houston alleges that his "pretextual suspension" violated the Due Process clause. He is not very specific about how, or about the level of process he believes was due. I hold that Chief McAndrew's actions fall short of violating Houston's procedural due process rights because Houston has no property interest in his RIC trainer position and no entitlement to a particular level of procedure. Chief McAndrew's conduct falls short of violating Houston's substantive due process rights because it does not shock the conscience.
To state a claim that he was denied procedural due process, a plaintiff must allege that (1) he was deprived of an individual interest that is encompassed within the Fourteenth Amendment's protection of "life, liberty, or property," and (2) the procedures afforded him did not constitute "due process of law." Hill v. Borough of Kutztown, 455 F.3d 225, 234 (3d Cir.2006) (quoting Alvin v. Suzuki, 227 F.3d 107, 116 (3d Cir.2000)); accord Iles v. de Jongh, 638 F.3d 169, 173 (3d Cir.2011).
"In evaluating a procedural due process claim, we first determine whether the asserted individual interests are encompassed within the fourteenth amendment's protection of life, liberty, or property." Baraka v. McGreevey, 481 F.3d 187, 205 (3d Cir.2007) (internal quotation and citation omitted). "To have a property interest in a benefit, a person clearly must have more than an abstract need or desire for it. He must have more than a unilateral expectation of it. He must, instead, have a legitimate claim of entitlement to it." Id. Moreover, even where there is a recognized property interest, if it is de minimis, the protections of due process do not attach. Goss v. Lopez, 419 U.S. 565, 576, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975); Versarge v. Twp. of Clinton N.J., 984 F.2d 1359, 1370 (3d Cir.1993). In short, to satisfy the first prong of a procedural due process property claim, Houston must have a legitimate, more than de minimis, property interest in his volunteer position as a trainer or firefighter. Bd. of Regents of State Colls. v. Roth, 408 U.S. 564, 577, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972).
The "Supreme Court has held that a public employee with no statutory or contractual entitlement to his employment has no property interest subject to the protection of the Fourteenth Amendment." Johnson v. Yurick, 156 F.Supp.2d 427, 436
Houston argues that his property interest may lie in certain benefits ancillary to his volunteer position, such as the incentive payments under the LOSAP point system. Initially, I fail to see why such benefits would entitle Houston to more process than one deprived of a salaried position. See Johnson, supra. The claimed benefits, moreover, have no independent significance; they are entirely a function of Houston's volunteer employment.
In Versarge v. Twp. of Clinton N.J., the Third Circuit considered whether certain ancillary benefits might give a volunteer firefighter a protectable property interest in his position. 984 F.2d at 1370. That plaintiff, like Houston, did not receive monetary compensation; instead, his volunteer position afforded him training, workers' compensation, and access to the firehouse as a social area. Id. The Third Circuit found little independent value in these benefits because they were "inextricably tied" to the plaintiff's position as a volunteer firefighter. Unless the plaintiff was working as a volunteer firefighter, they were largely useless. Id. They did not constitute property independent of his firefighter position, and therefore did not entitle plaintiff to any additional due process consideration.
The same is true for Houston. The record is bare as to the benefits Houston receives, aside from LOSAP.
Finally, the fact remains that Houston quit as trainer; he was not fired. And he remains a part of the Department. Whatever procedures are due — and Houston is silent on this — they were not violated by Chief McAndrew's accepting Houston's letter of resignation.
Because Houston does not specify the kind of due process deprivation he claims, I briefly consider whether the RVFD encroached upon Houston's substantive due process rights.
"[T]o prevail on a substantive due process claim, `a plaintiff must prove the particular interest at issue is protected by the substantive due process clause and the government's deprivation of that protected interest shocks the conscience.'" Chambers ex rel. Chambers v. Sch. Dist. of Philadelphia Bd. of Educ., 587 F.3d 176, 190 (3d Cir.2009) (quoting Chainey v. Street, 523 F.3d 200, 219 (3d Cir.2008) (citation omitted)). In other words, "the substantive component of the Due Process Clause can only be violated by governmental employees when their conduct amounts to an abuse of official power that shocks the conscience." Fagan v. City of Vineland, 22 F.3d 1296, 1303 (3d Cir.1994) (citing Collins v. City of Harker Heights, 503 U.S. 115, 128, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992)). As a matter of law, "mere negligence is insufficient to trigger constitutional liability." Fagan, 22 F.3d at 1306 (citing Davidson v. Cannon, 474 U.S. 344, 347-48, 106 S.Ct. 668, 88 L.Ed.2d 677 (1986)). While the "shocks the conscience" standard lacks precise contours, such actions tend to "`offend those canons of decency and fairness which express the notions of justice of English-speaking peoples even toward those charged with the most heinous offenses.'" Fagan v. City of Vineland, 22 F.3d at 1303 (quoting Rochin v. California, 342 U.S. 165, 169, 72 S.Ct. 205, 96 L.Ed. 183 (1952) (upholding substantive due process claim in barring admission of evidence at a criminal trial that the police had gathered by forcibly using a stomach pump on the defendant)).
Houston fails to establish a substantive Due Process claim because his treatment falls far short of "an abuse of official power that shocks the conscience." Fagan, 22 F.3d at 1303 (citing Collins, 503 U.S. at 128, 112 S.Ct. 1061). Taking Houston up on his resignation as a trainer and suggesting he take a break from the RVFD is a far cry from "`offend[ing] those canons of decency and fairness which express the notions of justice of English-speaking peoples even toward those charged with the most heinous offenses.'" Fagan, 22 F.3d at 1303 (quoting Rochin, 342 U.S. at 169, 72 S.Ct. 205).
In short, Houston does not meet the standards needed to proceed with his Due Process claims.
The first step of the qualified immunity analysis is whether Chief McAndrew's conduct
Even if Houston could show that he was deprived of his Due Process rights, which he has not, the Township would not be liable because Houston has not alleged or made any showing that the Township has a policy or custom that led to or was related to, e.g., this deprivation of training positions in the RVFD or LOSAP benefits. Therefore, under Monell and its progeny, the Township would not be liable.
Houston's Complaint alleges a "class of one" cause of action under the Equal Protection Clause. Summary judgment is appropriate because there is no indication Houston was treated differently from any other similarly situated person, or that any difference in treatment lacked a rational basis.
The federal Equal Protection Clause mandates that "persons similarly situated should be treated alike." City of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 432, 439, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985). Two kinds of Equal Protection claims exist: "(1) [the plaintiff] is a member of a protected class similarly situated to members of an unprotected class and was treated differently from the unprotected class; or (2) he belongs to a `class of one' and was intentionally treated differently from others similarly situated without any rational basis." Mayer v. Gottheiner, 382 F.Supp.2d 635, 651 (D.N.J.2005) (citing Andrews v. City of Philadelphia, 895 F.2d 1469, 1478 (3d Cir.1990) and Village of Willowbrook v. Olech, 528 U.S. 562, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000)).
Disability is not considered a suspect classification. Bd. of Trs. of Univ. of Al. v. Garrett, 531 U.S. 356, 367, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001). Such non-suspect classifications are analyzed using rational basis review, i.e., whether there is a rational relationship between the disparity of treatment and some legitimate governmental purpose. Garrett, 531 U.S. at 367, 121 S.Ct. 955. Thus the analysis of any disability-discrimination claim would merge with that of the class-of-one claim.
Houston alleges that his Equal Protection rights were violated because the Township intentionally treated him, as an individual, differently from similarly situated individuals without a legitimate rational basis. (Compl. ¶¶ 27, 36 [ECF No. 1]). See Mayer v. Gottheiner, 382 F.Supp.2d 635, 651 (D.N.J.2005) (citing Village of Willowbrook v. Olech, 528 U.S. 562, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000)). Under such a class-of-one theory, the Third Circuit has held, "`a plaintiff must allege that (1) the defendant treated him differently from others similarly situated, (2) the defendant did so intentionally, and (3) there was no rational basis for the difference in treatment.'" Phillips v. County of Allegheny, 515 F.3d 224, 243 (3d Cir.2008) (quoting Hill v. Borough of Kutztown, 455 F.3d 225 (3d Cir.2006)). A class-of-one theory, however, is a "poor fit" in the context of public employment; there, "[t]o treat employees differently is not to classify
There is no indication that Chief McAndrew's treatment of similarly situated individuals — whether viewed as other disabled firefighters, other firefighters who trained RIC members, other firefighters who expressed disagreement with RVFD policy, or other firefighters generally — was any different from his treatment of Houston. At any rate, Chief McAndrew provided a rational basis for removing Houston from training activities: Houston had resigned. He also provided an alternative rational basis for relieving Houston of training duties or suggesting some time off (while not removing Houston from the RVFD): Houston's combative attitude and inflexible opposition to RVFD policy were insubordinate, they harmed morale, and they discouraged young firefighters from participating. Summary judgment is appropriate on the merits of the equal protection claim.
Here, as elsewhere, the Township and the Department cannot be liable because Houston has not alleged or made any showing that any of the allegedly discriminatory actions taken by Chief McAndrew resulted from any municipal policy or practice. Therefore, under Monell and its progeny, the municipal defendants would not be liable.
Houston's Complaint alleges conspiracy to deprive him of his civil rights pursuant to 42 U.S.C. § 1985(3), and failure to prevent that § 1985(3) conspiracy, pursuant to 42 U.S.C. § 1986. These claims fail because Houston does not establish a conspiracy or a predicate deprivation of civil rights that was the object of the conspiracy.
Title 42, United States Code, Section 1985(3), permits a plaintiff to bring a claim that two or more people have acted together to deprive him of his civil rights. A plaintiff must show: "(1) a conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; and (3) an act in furtherance of the conspiracy; (4) whereby a person is injured in his person or property or deprived of any right or privilege of a citizen of the United States." Farber v. City of Paterson, 440 F.3d 131, 134 (3d Cir.2006) (citing United Bhd. of Carpenters & Joiners v. Scott, 463 U.S. 825, 828-29, 103 S.Ct. 3352, 77 L.Ed.2d 1049 (1983)).
As to the first element, "[t]o constitute a conspiracy, there must be a meeting of the minds." Startzell v. City of Philadelphia, 533 F.3d 183, 205 (3d Cir.2008). As for the second, "a claimant must allege `some racial, or perhaps otherwise class-based, invidiously discriminatory animus behind the conspirators' action' in order to state a claim." Farber, 440 F.3d at 135 (quoting Griffin v. Breckenridge, 403 U.S. 88, 102, 91 S.Ct. 1790, 29 L.Ed.2d 338 (1971)) (emphasis omitted). Further, a § 1985(3) class must have an "identifiable existence independent of the fact that its members are victims of the defendants' tortious conduct" such that a reasonable person could determine who was in the class based on objective criteria. Farber, 440 F.3d at 136.
Houston has not shown any meeting of the minds, or any violation of his civil rights. As established in the preceding sections of this Opinion, Houston has not demonstrated that there is a viable underlying claim of deprivation of civil rights that could have been the object of such a conspiracy, and he does not identify any other independent conspiratorial object. His § 1985(3) conspiracy claim, therefore, must fail.
Houston also asserts a cause of action for failing to prevent the conspiracy under 42 U.S.C. § 1986. "Section 1986 is a companion to § 1985(3) and provides the claimant with a cause of action against any person who, knowing that a violation of [§ ]1985 is about to be committed and possessing power to prevent its occurrence, fails to take action to frustrate its
Clark, 20 F.3d at 1295 (citing Perez v. Cucci, 725 F.Supp. 209, 254 (D.N.J.1989), aff'd, 898 F.2d 142 (3d Cir.1990)). Summary judgment is proper on this duty-to-protect claim because the necessary predicate, an underlying § 1985(3) conspiracy, does not exist here.
Because there is no violation of § 1985(3) or § 1986, I must grant summary judgment on those claims. Indeed, for the reasons stated above in this section, I will enter summary judgment on all of Houston's constitutional claims.
The Americans With Disabilities Act, or ADA, prohibits discrimination against certain disabled individuals. Title I, 42 U.S.C. § 12111-12117, covers employment; Title II, 42 U.S.C. §§ 12131-12165, applies to public programs and activities; Title III, 42 U.S.C. §§ 12181-12189, encompasses public accommodations; Title IV, 47 U.S.C. § 225, addresses telecommunications; and Title V, 42 U.S.C. §§ 12201-12213, contains miscellaneous technical, anti-retaliation and coercion provisions. Houston alleges that the Township, in refusing to reinstate him as a trainer and pretextually suspending him, failed to provide reasonable accommodation for his disability. Such claims appear to potentially implicate only Titles I and II.
Houston's claim under ADA Title I must be dismissed for failure to exhaust administrative remedies.
Title I prohibits an employer from discriminating "against a qualified individual on the basis of disability in regard to job application procedures, the hiring, advancement, or discharge of employees, employment compensation, job training, and other terms, conditions, and privileges of employment." 42 U.S.C. § 12112. "To establish a prima facie case of discrimination, a plaintiff must show (1) that he is disabled within the meaning of the ADA, (2) that he is otherwise qualified for the job, with or without reasonable accommodations, and (3) that he was subjected to an adverse employment decision as a result of discrimination." Sulima v. Tobyhanna Army Depot, 602 F.3d 177, 185 (3d Cir.2010). Houston argues that the RVFD refused to make a reasonable accommodation for his disability by continuing to allow him to serve as a trainer. (Pre-Trial Order at 6). Putting aside that Houston resigned, he did not follow the administrative procedure proscribed by Title I. Therefore, his claim cannot survive summary judgment.
Assuming RVFD is covered by Title I at all,
Filing an administrative claim before the EEOC was a prerequisite to Houston's claim under Title I of the ADA. See Churchill, 183 F.3d at 190. Only once that hurdle has been surmounted can a court consider whether he is qualified for the job with a reasonable accommodation. Sulima v. Tobyhanna Army Depot, 602 F.3d 177, 185 (3d Cir.2010). Because Houston did not exhaust administrative remedies, summary judgment for defendants will be granted on the Title I claim.
The Township must also be granted summary judgment on Houston's Title II claim. Houston's claim falls short because the privilege of volunteering as a firefighter is not a government benefit or service covered by Title II. In any event, Houston was not excluded from participating in the RVFD.
Title II provides that "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity,
Some courts have held that Title II's clause, "no qualified individual with a disability shall ... be subjected to discrimination", 42 U.S.C. § 12132, is broad enough to include employment discrimination by a public entity. Bledsoe v. Palm Beach Cty. Soil & Water Conserv. Dist., 133 F.3d 816, 822 (11th Cir.1998); Doe v. Univ. of Md. Med. Sys. Corp., 50 F.3d 1261, 1264-65 (4th Cir.1995).
Other courts have rejected this reasoning, limited Title II to "programs, services, and activities," 42 U.S.C. § 12132, and relegated all employment-related claims to Title I. Zimmerman v. Oregon DOJ, 170 F.3d 1169, 1173 (9th Cir.1999), for example, held that Congress did not intend Title II to apply to public employment because the phrase "services, programs, and activities" applies to the "outputs" of a public agency, not to "inputs" such as employment. See also Mary Jo C. v. New York State & Local Ret. Sys., 707 F.3d 144 (2d Cir.2013) ("we conclude that the statute unambiguously limits employment discrimination claims to Title I. A public employee may not bring a Title II claim against his or her employer ...."); Patterson v. Illinois, Dept. of Corr., 35 F.Supp.2d 1103, 1110 (C.D.Ill.1999) ("this Court holds that Congress clearly intended for employment disputes, whether arising from public or private employment, to be brought only under Title I of the ADA").
The Third Circuit has not spoken on this issue. One Delaware district court case, however, has adopted the Zimmerman "input/output" theory of Title II's scope. Tawes v. Frankford Volunteer Fire Co., Civ No. 03-842, 2005 WL 83784, at *6-*7 (D.Del. Jan. 13, 2005) (unpublished). Tawes held that a fire department's "output" is the "service of protecting the community against fires," and that therefore Title II guards "against discrimination in providing that service" — not against discrimination in the employment of firefighters.
I agree. Title I is the employment discrimination provision, and it is carefully tailored to remedy that social evil. Title II is aimed at other forms of discrimination in the provision of services and benefits. The business of a volunteer fire department is protecting the community against fires. Title II guards against discrimination in the provision of that firefighting service. Houston does not allege, and the record does not indicate, that he was denied fire protection, on a discriminatory or any other basis. For this reason, too, I would grant summary judgment.
There is no general requirement under Title II, as there is under Title I, that the
In short, Title II is not a valid basis for Houston's claim.
Houston alleges that the Township violated the Conscientious Employees' Protection Act ("CEPA"), a so-called "whistleblower statute." Houston alleges that the Township took an adverse employment action against him as a punishment for stating that the RVFD's partial deployments of the RIC were improper. (Houston Opp. at 1). This claim fails because Houston has not raised a triable issue that he had an objectively reasonable belief that Chief McAndrew's RIC deployment practice violated a law, rule, or regulation promulgated pursuant to law, or contravened a clear mandate of public policy. The standards cited by Houston do not in fact require that a RIC team be deployed as a whole unit from a single fire department. Moreover, they are not mandatory, and they explicitly direct individuals to use their own judgment.
CEPA was enacted to "protect and encourage employees to report illegal or unethical workplace activities and to discourage public and private sector employers from engaging in such conduct." Abbamont v. Piscataway Twp. Bd. of Educ., 138 N.J. 405, 431, 650 A.2d 958, 971 (1994). To effectuate that aim, the statute provides, in relevant part:
To make out such a CEPA claim, a plaintiff must demonstrate that:
Dzwonar v. McDevitt, 177 N.J. 451, 462, 828 A.2d 893, 900 (2003) (line breaks added). New Jersey courts have emphasized that the "significant element" is that the employee must have an "objectively reasonable belief ... that such activity is either illegal, fraudulent or harmful to the public health, safety or welfare and that there is a substantial likelihood that the questioned activity is incompatible with a constitutional, statutory or regulatory provision, code of ethics, or other recognized source of public policy." Massarano v. New Jersey Transit, 400 N.J.Super. 474, 490, 948 A.2d 653, 663 (App.Div.2008) (emphasis in original) (quoting, adding emphasis, Mehlman v. Mobil Oil Corp., 153 N.J. 163, 193, 707 A.2d 1000 (1998)).
In Dzwonar, the New Jersey Supreme Court further explained how a plaintiff could proceed with a CEPA claim:
Dzwonar, 177 N.J. at 464, 828 A.2d at 901-02.
The New Jersey Supreme Court has adopted the McDonnell Douglas burden-shifting analysis for CEPA claims. Winters v. N. Hudson Reg'l Fire & Rescue, 212 N.J. 67, 90, 50 A.3d 649, 662 (2012) (stating that Grigoletti v. Ortho Pharm. Corp., 118 N.J. 89, 97, 570 A.2d 903 (1990) adopted the framework for Title VII disparate treatment claims stated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973) to CEPA claims). Under this test, the employee carries the initial burden of establishing a prime facie case of retaliation. Winters, 212 N.J. at 90, 50 A.3d at 662 (citing McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. 1817). The burden then shifts "`to the employer to articulate some legitimate, nondiscriminatory reason'" for the adverse employment action. Winters, 212 N.J. at 90, 50 A.3d at 662 (quoting McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. 1817). If the employer can do so, "`the presumption of retaliatory discharge created by the prima facie case disappears
The threshold CEPA issue is whether the plaintiff has identified either "a law, or a rule or regulation promulgated pursuant to law" N.J.S.A. 34:19-3c(1), or "a clear mandate of public policy concerning the public health, safety or welfare," N.J.S.A. 34:19-3c(3), which the employer has allegedly violated. Mehlman, 153 N.J. at 187-88, 707 A.2d 1000. A "clear mandate of public policy," in turn, "conveys a legislative preference for a readily discernible course of action that is recognized to be in the public interest." Massarano, 400 N.J.Super. at 489, 948 A.2d at 662. "`Clear mandate' ... suggests an analog to a constitutional provision, statute, and rule or regulation promulgated pursuant to law such that, under Section 3c(3), there should be a high degree of public certitude in respect of acceptable versus unacceptable conduct." Maw v. Advanced Clinical Comms., Inc., 179 N.J. 439, 444, 846 A.2d 604, 607 (2004) (emphasis in original). "`A vague, controversial, unsettled, or otherwise problematic public policy does not constitute a clear mandate.'" Smith-Bozarth v. Coal. Against Rape & Abuse, Inc., 329 N.J.Super. 238, 245, 747 A.2d 322, 325 (App.Div.2000), abrogated on other grounds by Dzwonar, 177 N.J. 451, 828 A.2d 893 (quoting Mac Dougall v. Weichert, 144 N.J. 380, 392, 677 A.2d 162 (1996)). "`Sources of public policy include the United States and New Jersey Constitutions; federal and state laws and administrative rules, regulations and decisions; the common law and specific judicial decisions; and in certain cases, professional codes of ethics.'" Smith-Bozarth, 329 N.J.Super. 238, 747 A.2d 322 (quoting MacDougall, 144 N.J. at 391, 677 A.2d 162).
Houston's claim does not surmount this threshold. Houston asserts, and no doubt sincerely believes,
Houston points to two written sources of public policy: National Fire Protection Association Standard 1407 ("Standard 1407"), entitled "Standard for Fire Service Rapid Intervention Crews." (Ex. L to Harrison Aff. at 4, 15 [ECF No. 32-9]) and the Morris County RIC Best Practices Guidelines (the "Guidelines"), which RVFD adopted in February 2011. (Ex. C to Harrison Aff. [ECF No. 32-7]; John McAndrew Aff. ¶ 21). The standard under CEPA for such public policy documents is
For purposes of argument, however, I will assume in Houston's favor that Standard 1407 and the Guidelines are authoritative statements of public policy. The fact remains that they do not mandate the whole-team approach to assembling a RIC. Standard 1407 and the Guidelines are silent as to whether the members of the responding RIC must be deployed from the same firehouse. Because neither document establishes a protocol on whole or partial RIC deployments, Houston cannot establish that Chief McAndrew violated any such protocol. Nor do they help establish that Houston's own belief was objectively reasonable based on a clear mandate of public policy. See Dzwonar, 177 N.J. at 467, 828 A.2d at 903 (holding that where plaintiff and defendant had divergent but reasonable interpretations of a statute, the plaintiff did not have an objectively reasonable belief that defendant was violating the law).
In fact, the sources Houston cites do not even state a consistent standard for the size, let alone the composition, of a RIC team. First, the "Personnel" section of Standard 1407's Standard Operating Procedure states that "[t]he [RIC] team shall consist of a minimum of two personnel, but four personnel are preferred and shall be used when possible." (Id. at 18, § 4.1). Second, North Hudson Regional Fire & Rescue, where Houston worked previously as a firefighter, had a minimum staffing requirement of three individuals for a RIC. (Houston Dep. 33:20-34:25, 41:9-16). Third, the Guidelines state that the "responding RIC will have a roll call of minimum (1) SUPERVISOR, (1) LEADER and (3) RIC members." (Guidelines §§ 7.3).
In short, this allegedly fundamental public policy mandating the "whole team" approach is not written anywhere.
It is true that a public policy may also be found where a practice, although not proscribed in writing, is "indisputably dangerous to the public health, safety, or welfare." Maw, 179 N.J. at 448, 846 A.2d 604. The partial-team option is not such a practice. It may be that waiting to assemble and deploy a team whose members have trained together is preferable. Houston has stated that as his opinion, but a personal opinion is not a policy mandate. Nor has Houston produced any evidence regarding the comparative safety of the whole-team and partial-team methods. Indeed, he has not offered even an anecdotal example of the partial-team approach ever having hurt or endangered anyone. I may
If there is one clear policy, it is the policy that this issue be left to the discretion of the fire company commanders. Chief McAndrew has taken the view that it is better and safer to send available personnel quickly and assemble a RIC at the fire site than to delay or withhold help. That judgment would seem to be within his discretionary authority as Chief. And the established practice in Morris County is to defer to the judgment of the Incident Commander ("IC") as to the deployment of RIC resources. (John McAndrew Aff. ¶¶ 49-53).
On this record, Houston cannot make a showing that there is an objective basis for a reasonable belief that the partial-team RIC option violated a law, rule, or clear mandate of public policy. He cannot advance beyond the first stage of a prima facie showing of a CEPA claim, and summary judgment would be appropriate on that basis alone.
In short, the record indicates that Houston did not have an objectively reasonable belief in the violation of a clear mandate of public policy. His CEPA claim cannot survive the Defendants' summary judgment motion.
For the reasons stated above, the Defendants' Motion for Summary Judgment is
The record demonstrates that Houston did not earn enough points in 2009 and 2010 to qualify for LOSAP payments. (Thomas McAndrew Aff., ¶¶ 17-20, Exs. 1-3). Despite receiving a tabulation of his point totals for those years, he did not appeal those calculations in writing, as required by the Township's LOSAP Ordinance. (Houston Dep. 155:2-155:8; Thomas McAndrew Aff., ¶ 21, LOSAP Ordinance § B, Ex. O to Harrison Aff. [ECF No. 32-8]). Instead, he maintains, he complained orally to his Battalion Chief, Ted Carman. (Houston Dep. 152:9-153:9).
At any rate, there cannot have been retaliation relating to LOSAP benefits in 2009 because LOSAP eligibility was calculated before Houston's first complaint, which occurred at the end of 2010. (Houston Dep. 50:6-17; see also Statement of Undisputed Material Facts ¶¶ 97-99 [ECF No. 32-6]).
For 2010, the year-end calculations indicate Houston did not earn enough points to qualify. (Thomas McAndrew Aff., Ex. 3). While Houston made a conclusory claim at his deposition that he performed additional countable training activities, there is nothing in the record to indicate what those additional activities might have been or what LOSAP value they might have carried. (Houston Dep. 154:10-16). Aside from the conclusory allegation that the Township purposely "lost" his paperwork, Houston did not state any fact, at his deposition or elsewhere, that would permit the court to conclude that he earned additional activity points.
For 2011, there cannot have been retaliation relating to LOSAP benefits because, even though Houston did not return his signed year-end report form as required (or appeal the point tally in writing), he received his LOSAP benefits for 2011. (Thomas McAndrew Aff. Exs. 2-3; Lovell Aff. ¶ 6, Exs. 2-3).
Houston also alleges that his "pretextual suspension" precludes him from participating in LOSAP at a level where he can qualify for a contribution. (Pre-Trial Order at 7). The record indicates that his inability to take part in trainings stemmed from his own decision to resign as a RIC trainer.
Article I, paragraph 1 of the New Jersey State Constitution reads: "All persons are by nature free and independent, and have certain natural and inalienable rights, among which are those of enjoying and defending life and liberty, of acquiring, possessing, and protecting property, and of pursuing and obtaining safety and happiness." It has been held to provide the same equal protection of the laws provided under the federal Constitution. Barone v. Dep't of Human Servs., 107 N.J. 355, 367, 526 A.2d 1055, 1062 (1987). Analysis of equal protection claims brought under the New Jersey Constitution usually does not diverge from that under the federal Constitution. See id. As under the federal Constitution, a disability is not considered a suspect classification. Levine v. Insts. & Agencies of N.J., 84 N.J. 234, 259, 418 A.2d 229, 242 (1980). New Jersey courts have therefore analyzed disability-based state and federal equal protection claims under the rational basis test. Barone, 107 N.J. at 369, 526 A.2d at 1063; Brown v. State, 356 N.J.Super. 71, 79-80, 811 A.2d 501, 506 (2002).
The "critical issue" is "whether there is an appropriate governmental interest suitably furthered by the differential treatment involved." Barone, 107 N.J. at 368, 526 A.2d 1055 (internal quotations omitted). As stated, Chief McAndrew's actions did not infringe on any of Houston's rights. And, even if they did, the RVFD had an overriding governmental interest in maintaining its cohesion and morale. See Rivell v. Civil Serv. Comm'n, 115 N.J.Super. 64, 72, 278 A.2d 218 (App.Div.), cert. denied, 59 N.J. 269, 281 A.2d 531 (1971), rev'd on other grounds by Henry v. Rahway State Prison, 81 N.J. 571, 410 A.2d 686 (1980) ("Many New Jersey cases indicate the importance of maintaining discipline within the paramilitary organization of a police department. Refusal to obey orders and disrespect cannot be tolerated. Such conduct adversely affects the morale and efficiency of the department."); see also Anderson v. Burke Cty., Georgia, 239 F.3d 1216, 1222 (11th Cir.2001) ("In addition, a paramilitary organization, such as a fire department has a need to secure discipline, mutual respect, trust and particular efficiency among the ranks due to its status as a quasi-military entity different from other public employers.") (internal quotation and citation omitted); Figueroa-Rodriguez v. Lopez-Rivera, 878 F.2d 1488, 1489 (1st Cir. 1988) (noting paramilitary nature of fire departments); Thorne v. City of El Segundo, 726 F.2d 459, 470 n. 10 (9th Cir. 1983) (when paramilitary organizations are involved, the state's interest in regulating speech is greatest).
While the New Jersey Supreme Court has not ruled on the issue, I do not think it would disagree with Engquist, supra, that an equal protection "class of one" claim is ill-suited to the public employment context. See Cuozzo v. Cimino, A-5431-10T1, 2012 WL 3116814, at *4 (N.J.Super.Ct.App.Div. July 20, 2012) ("No case in New Jersey recognizes the class-of-one theory of equal protection in the context of public employment, and our Supreme Court's analysis of our own Constitution in Greenberg v. Kimmelman, 99 N.J. 552, 494 A.2d 294 (1985), offers ... no hope that it would do so here.").
In Tawes v. Frankford Volunteer Fire Co., Civ No. 03-842, 2005 WL 83784, at *6 (D.Del. Jan. 13, 2005), the court found that Title I did not apply to a fire company because it had fewer than 15 employees. The court decided that the volunteers did not count as employees, which kept the fire department below the threshold. Here, I do not have sufficient information to apply the definition of "employee" to RVFD's volunteer firefighters. Nor can I determine whether RVFD has enough undisputed employees to moot the volunteer issue.
Because Houston cannot make a prima facie showing of disability discrimination, the Court need not evaluate whether Houston has carried his additional burden of articulating a reasonable accommodation.
And even if Houston could make such a threshold showing, he would face another barrier: the Township has articulated a legitimate, non-discriminatory reason for his suspension. As in Massarano, "even if the plaintiff had established a prima facie case for retaliation under CEPA-which [he] has not-[he] has not met [his] burden to show that the stated reasons for his [suggested suspension] were pretextual." Massarano, 400 N.J.Super. at 492, 948 A.2d at 664. In Massarano, the employer had legitimate reasons for discharging the plaintiff because of her obstructionist, disloyal, and insubordinate statements and attitude. Id. These are the same reasons Chief McAndrew cited for his suggestion that Houston step back from his involvement in the Department. This would at least shift the burden of proof back to Houston.