DOUGLAS E. ARPERT, Magistrate Judge.
This matter comes before the Court on Plaintiffs Melissa and William Rhodes' (collectively, "Plaintiffs") Motion to Compel certain discovery from Defendant Zucker, Goldberg & Ackerman, LLC, Attorneys at Law ("Zucker") [dkt. no. 39]. Zucker has opposed the Motion [dkt. no. 41]. The Court has considered the Parties' submissions pursuant to FED. R. CIV. P. 78 and, for the reasons set forth below, Plaintiffs' Motion is
Plaintiffs allege that Defendant EMC Mortgage Corp. ("EMC"), as Plaintiffs' residential mortgage lender, breached the terms of its loan agreement and mortgage with Plaintiffs.
Pursuant to the Court's Scheduling Order III [dkt no. 34], on January 16, 2013, Plaintiffs propounded their Interrogatories and Request for Production of Documents on Zucker. Zucker produced documents on March 28, 2013. Zucker thereafter provided a supplemental document production on June 7, 2013. Zucker's revised production included documents previously withheld as privileged. Zucker served its answers to Plaintiffs' Interrogatories on April 12, 2013.
On April 19, 2013, Plaintiffs informed Zucker that certain Interrogatory answers were deficient and requested that Zucker provide full and complete responses. On June 10, 2013, Zucker submitted supplemental information intended to address those answers which Plaintiffs deemed to be deficient. Plaintiffs claim that Zucker's responses continue to be deficient, and filed the instant Motion in an effort to obtain more responsive answers.
Pursuant to Fed. R. Civ. P. 33,
"The more progressive approach to interrogatories dealing with legal matters is to view them in the factual context within which they arise."
Plaintiffs seek more responsive answers to Interrogatory Nos. 2, 6, 10, 11, 12, and 16. With respect to Interrogatory No. 16, Plaintiffs seek to pierce the attorney-client privilege as it relates to information concerning the NOI and Zucker's "bona fide error" defense.
Interrogatory No. 2 asks Zucker to identity each person who has knowledge of any facts relevant to the allegations in the Second Amended Complaint and/or Zucker's Answer. Plaintiffs claim that Zucker's response to Interrogatory No. 2 is deficient because Zucker responded only by "identifying each corporate defendant (no individual), Plaintiffs, and [Plaintiffs' lawyer]." Pl.'s Reply Br. at 2. Specifically, Plaintiffs seek "the identity of those individuals at Zucker who have knowledge as well the names of individuals at any other defendant that Zucker believes may possess information relevant to the claims or defenses."
The Court finds that Zucker's response with respect to Interrogatory No. 2 is inadequate. Zucker is directed to provide the specific names of those individuals whom it believes have knowledge of relevant facts. If Zucker is unaware of any specific individuals—a position the Court would find difficult to accept—it must say so. Accordingly, Zucker is directed to amend its response to include this information.
Interrogatory No. 6 seeks the identity of any persons who may have made any statements with regard to this litigation. Zucker's supplemental response states that "it is not presently aware" of any such person(s). Def.'s Opp. at Ex. C (Zucker's June 10, 2013 Letter to Plaintiffs).
The Court finds that Zucker's answer to Interrogatory No. 6 is sufficient. Plaintiffs' argument appears to be predicated on their disagreement with, or skepticism of, Zucker's response. The Court accepts Zucker at its word and, therefore, denies Plaintiffs' request in this respect.
Through Interrogatory Nos. 10, 11, and 12, Plaintiffs seek to discover all facts that Zucker intends to rely on in support of its denials and its affirmative defenses. Plaintiffs argue that Zucker's responses are deficient because Zucker's answers were "nothing more [than] general objections and legal conclusions."
The Court agrees with Plaintiffs and concludes that Zucker has failed to provide responsive answers to these Interrogatories. For its part, Zucker did serve supplemental responses on June 10, 2013. These responses, however, do not cure the inadequacies in Zucker's original responses. Zucker's responses remain overly generalized and broad. Zucker is therefore directed to submit supplemental responses, which should be injected with a degree of precision sufficient to put Plaintiffs on the notice of the `who, what, when, where and why' of their denials and affirmative defenses. Any concerns that Zucker may have regarding privilege, moreover, are to be resolved as set forth below.
Interrogatory No. 16 seeks information concerning the NOI served by Zucker. Specifically, Plaintiffs seek information regarding Zucker's discussions and interactions with Marix in connection with the NOI.
Zucker claims the communications sought between it and Marix are protected by the attorney-client privilege. Thus, Zucker maintains, any attempt to seek "exchanges and discussions between a law firm and its client regarding a pending or potential litigation . . . are improper and can not (sic) trump the attorney-client and work/product privilege."
Federal Rule of Evidence 501 provides that evidentiary privileges are "governed by the principles of the common law as they may be interpreted by the courts of the United States in light of reason and experience." "Rule 501, as it applies to federal civil cases, incorporates the doctrine of
"Although relevance creates a presumption of discoverability, that presumption can be overcome by demonstrating the applicability of an evidentiary privilege."
In New Jersey, therefore, the attorney-client privilege is not absolute, and may be pierced when there are "other important societal concerns."
In this case, the Court concludes that the attorney-client privilege between Zucker and Marix, to the extent it existed, must be pierced. That is to say, all three factors set forth in
The Court has considered the papers submitted pursuant to Fed. R. Civ. P. 78 and, for the reasons set forth above;