PETER G. SHERIDAN, District Judge.
There are two cases wherein Marlowe alleges that several entities infringed upon the '786 patent. One is this case, and the other is Marlowe Patent Holdings, LLC v. Ford Motor Co., No. 11-07044 (D.N.J.) ("Ford Motor"). As a result, a Markman
In Ford Motor, Marlowe and Ford have filed the appropriate Markman claim construction briefs, presenting the disputed claim language and the meaning that one of ordinary skill in the art should employ in light of the specification, custom and usage. (Ford Motor, ECF No. 90 and 93.) In Marlowe Patent Holdings, LLC v. Dice Electronics, LLC, No. 10-01199 (D.N.J.) ("Dice Electronics"), LTI Enterprises, Inc. (hereinafter "LTI"), has filed supplemental Markman brief that disputes additional claim language in the '786 Patent. (Dice Electronics, ECF No. 221.)
The '786 Patent, issued to inventor Ira Marlowe, pertains to an audio device integration system that enables after-market audio products such as a CD player, a CD changer, an MP3 player, and other auxiliary sources to be connected to, operate with, and be controlled from, an existing stereo system in an automobile. (Ford Motor, ECF No. 93, Exhibit A).
This Court has considered the claim construction briefs filed by the parties, and made claim construction determinations for the claim terms that remain in dispute in light of the evidence and arguments presented.
There is a two-step analysis for determining patent infringement: "first, the court determines the meaning of the disputed claim terms, then the accused device is compared to the claims as construed to determine infringement." Acumed LLC v. Stryker Corp., 483 F.3d 800, 804 (Fed. Cir. 2007) (citation omitted). When the court engages in claim construction to determine the meaning of disputed claim terms, it is decided as a matter of law. Markman, 517 U.S. at 372. It is well established that "the construction of a patent, including terms of art within its claim, is exclusively within the province of the court." Id. When construing claims, the court must focus on the claim language. As explained by the Federal Circuit:
Innova/Pure Water, Inc. v. Safari Water Filtration Sys., 381 F.3d 1111, 1115-16 (Fed. Cir. 2004) (citations omitted). When looking at the words of a claim, the words "are generally given their ordinary and customary meaning," which has been defined as "the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005), cert. denied, 546 U.S. 1170 (2006). The Federal Circuit has counseled:
Id. at 1313 (quoting Multiform Desiccants, Inc. v. Medzam, Ltd., 133 F.3d 1473, 1477 (Fed. Cir. 1998)). Those resources, called intrinsic evidence, include the claim language, the specification, and the prosecution history. See id. at 1314.
However, when intrinsic evidence alone does not resolve the ambiguities in a disputed claim term, extrinsic evidence — evidence that is outside the patent and prosecution history — may also be used to construe a claim. See id. at 1317; Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582-83 (Fed. Cir. 1996). "[E]xtrinsic evidence concerning relevant scientific principles, the meaning of technical terms, and the state of the art" may be consulted; for example, expert testimony, dictionaries, and treatises. Phillips, 415 F.3d at 1314. However, when a court relies on extrinsic evidence to construe a claim, it is guided by the principle that extrinsic evidence may never conflict with intrinsic evidence. Id. at 1319. Courts "have viewed extrinsic evidence in general as less reliable than the patent and its prosecution history in determining how to read claim terms." Id. Thus, a court should take care to "attach the appropriate weight to be assigned to those sources." Id. at 1322-24.
The '786 Patent relates to an audio device integration system, wherein one or more aftermarket audio devices such as CD player, CD changer, MP3 player, satellite receiver, digital audio broadcast (DAB) receiver, or the like, (hereinafter "after-market audio device"), can be integrated with factory-installed or after-market car stereo systems. ('786 Patent, col. 1, ll. 5-12; col. 4, ll. 26-32.) The '786 Patent explains that the whole objective of the invention is to "achieve[] integration of various audio devices that are alien to a given OEM
('786 Patent, claim 1, l. 8; claim 25, l. 5; claim 44, l. 10; claim 57, l. 5; claim 66, l. 5; claim 76, l. 5; claim 86, l. 6; claim 92, l. 4; claim 99, l. 7 (emphasis added).) The disputed term is also found in the method claims, which recites the step of "providing an interface having a first electrical connector connectable to a car stereo . . ." ('786 Patent, claim 33, l. 3; claim 49, l. 4.)
Marlowe's proposed construction for the disputed term is — "a device including a microcontroller." (Ford Motor, Pl. Br. at 5.) Ford's proposed construction for the disputed term is — "a device
Marlowe argues that if an interface is integrated to a car stereo, the interface
('786 Patent, col. 5, ll. 1-14 (emphasis added); see also Supp. Joint Claim Construction at 2.) From this disclosure, it is evident that "car stereo" is a physical device present within a vehicle that is a software-driven receiver operating on a universal LCD panel and is operable by a user via a graphical user interface displayed on the universal LCD panel.
In further support of its position that the after-market device
('786 Patent, col. 4, ll. 47-56 (emphasis added).) From this disclosure, it is evident that upon connecting one or more after-market devices to a car stereo, the after-market device becomes part of the car stereo, or integrated with the car stereo, as it
Ford argues that the disputed term "interface" is not part of the "car stereo" because independent claim 1 recites said terms as
Ford further asserts the point that "interface" is separate from "car stereo" by relying on Figure 2A of the '786 Patent. Ford argues that because Figure 2A of the specification illustrates the "interface" and the "car stereo" in different blocks, the "interface" represented by block (20) and the "car stereo" as block (10), the two components represent different structural elements that are separate from each other. (Ford Motor, Def. Br. at 9.) As a result of such structural separation, Ford argues that the "interface" is not integrated into the "car stereo." (Id.)
Ford draws such inference by relying in particular upon the continuation-in-part application filed by Marlowe, Application No. 11/071,667, filed Mar. 3, 2005, (hereinafter "'667 CIP"), where Figure 10 of said '667 CIP application has interface, represented by block 630, integrated or built into the car stereo system, represented by block 610. (Ford Motor, Def. Br. at 9; see also PG Pub ¶ [0127] of '667 CIP; Ford Motor, LeRoy Dec., ECF No. 90, Exhibit B.) Ford alleges that "[t]he fact that Marlow
Ford has also brought to this Court's attention the PCT application prosecuted in Singapore, which has the same disclosure as the '786 Patent, where during examination in order to overcome a rejection, Marlowe argued that the PCT application did not disclose positioning the interface within the car stereo system. (Ford Motor, Def. Br. at 10-11.)
The Court adopts the claim construction for the disputed term "interface" to be construed as "a microcontroller, functionally and structurally separate from the car stereo, which integrates an after-market device with a car stereo." The primary purpose and objective of the '786 Patent is to achieve integration of various after-market devices with the car stereo system such that information can be exchanged between the after-market device and the car stereo. ('786 Patent, col. 1, ll. 5-12; col. 1, ll. 60-64; col. 4, ll. 26-32; see also Ford Motor, Def. Br. at 11.)
In construing the claims of a patent, the Court must look to three sources known as the "intrinsic evidence": the claim language, the patent specification and the prosecution history of the patent. Markman v. Westview Instruments, Inc., 52 F.3d 967, 977 (Fed. Cir. 1995), aff'd, 517 U.S. 370 (1996); Interactive Gift Express, Inc. v. Compuserve Inc., 256 F.3d 1323, 1331 (Fed. Cir. 2001).
The claim terms are to be given their ordinary meaning as would be apparent to a person of ordinary skill in the art unless it is clear from the patent itself that the inventor intended to use certain terms differently. See Phillips, 415 F.3d at 1313 (citing Vitronics Corp., 90 F.3d at 1582). The inventor's words that are used to describe the invention — the inventor's lexicography — must be understood and interpreted by the court as they would be understood and interpreted by a person in that field of technology. Phillips, 415 F.3d at 1313 (citing Multiform Desiccants, Inc., 133 F.3d at 1477). The specification may reveal a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess. In such cases, the inventor's lexicography governs. Phillips, 415 F.3d at 1313 (citing CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002)).
Here, the intrinsic evidence of claim language, clearly illustrates the "interface" to be defined as: a microcontroller,
As noted from Figures 1, 2A, and 2B, for instance, the "interface" (20), acts as an
Therefore, based on the intrinsic evidence provided in the'786 Patent, Marlowe's argument that the interface
A further question to consider regarding "interface" is whether it is: (i) physically separate; and/or (ii) functionally separate from the car stereo. Here, based on the intrinsic evidence, "interface" is considered
The "interface" is used as a communicator or signal converter between the car stereo and the after-market device. ('786 Patent, col. 5, ll. 41-45.) The "interface" allows a user to control the after-market device from control panel buttons (14) on the car stereo (10), and accordingly process and format information from the after-market device and send it to the car stereo (10). ('786 Patent, Figure 2A col. 5, ll. 45-55; see also Ford Motor, Def. Br. at 4-5 ("[T]he '786 patent discloses and claims an interface which outputs to the car stereo a CD player `presence signal' that the car stereo understands. Upon receiving this `presence signal,' the car stereo enters the CD player mode, enabling control of the after-market CD player using the car stereo").)
Representing the "car stereo" and "interface" in separate blocks in Figure 2A illustrates two components that represent different structural elements that perform different function; and not necessarily physical separation per se. (Ford Motor, Def. Br. at 9-10.) Figure 2A of '786 Patent is directed to "audio device interface system," wherein the different structural components comprise: "car stereo," "interface," "CD player," "display," and "control panel buttons." ('786 Patent, col. 5, ll. 38-41.) All the different structural components are integrated together to form an "audio device interface system." (Id.)
Taking Ford's position that "interface" and "car stereo" are two components that are
Therefore, the block diagram represented in Figure 2A, illustrating car stereo as (10) and interface as (20), represents different structural components that perform different
Ford's argument as to structural separation between "interface" and "car stereo" based upon the '667 CIP application is persuasive in light of the claim construction of "interface" adopted by this Court. Figure 10 of '667 CIP application has "interface," represented by block 630, integrated or built into the car stereo system, as represented by block 610. The specification of the '667 application recites:
(PG Pub ¶ [0127] of '667 CIP application; Ford Motor, LeRoy Dec., ECF No. 90, Exhibit B.) Based on the disclosure of the '667 CIP application it would be evident to one of ordinary skill in this field of technology that during manufacturing process the interface (630) could be placed on a separate or an existing circuit board of the car stereo or video system (610).
This Court acknowledges the distinction between Figure 10 of the '667 CIP application, and Figure 2A of '786 Patent. Figure 10 of the '667 CIP application explicitly illustrates the interface being built-in or manufactured into the car stereo system, making the system a single physical entity, wherein
As to the issue of physical and/or structural separation between the interface and the car stereo, based upon the claim language presented in independent claim 1 along with the response to Patent Office action, it is evident to one of ordinary skill in the art that the interface is a
(Id. at 32.) Having such first, second, and third electrical connectors between the interface, car stereo, and an after-market device indicates to one of ordinary skill in this field of technology the
Marlowe's argument as to Ford's attempt to confusing the issue in bringing Miyazaki reference, used by examiner during prosecution, is not found to be persuasive. (Ford Motor, ECF No. 106, at 1-2.) In construing the claims of a patent, the Court must look to three sources known as the "intrinsic evidence": the claim language, the patent specification and the prosecution history of the patent. Markman, 52 F.3d at 977. Here, the reference to the Miyazaki patent was applied by the examiner during prosecution, is part of the file wrapper and prosecution history, and is therefore considered intrinsic evidence. Thus, it is imperative for the Court to consider the Miyazaki reference, and the remarks and claim amendments made by Mr. Marlowe in his applications in order to define its claimed invention over the prior art reference.
As noted above, and persuasively pointed out by Ford, Mr. Marlowe amended the claim language to add separate structural features, inter alia, a first connector, a second connector, and a third connector, wherein said connectors electrically connected the after-market device to the car stereo via the interface.
Therefore, based on the intrinsic evidence presented, "interface" is interpreted as a device containing a microcontroller that is a
The disputed term, "device presence signal" is recited in claims of the '786 Patent, for maintaining the car stereo in a state responsive to processed data and audio signals.
('786 Patent, claim 6 (emphasis added); see also claims 49, 57, 66, 76, 86, 92, and 99.)
This Court construes the disputed term "Device Presence Signal" as "transmission of a continuous signal indicating an audio device is present." The specification of the '786 Patent states, when a patented interface is connected to the car stereo's CD input port, the car stereo sends out a signal to the patented interface through the CD input port and the patented interface sends a CD changer device presence signal back to the car stereo to maintain the car stereo in an operational state and responsive to external data and signals.
In order for the device presence signal to be continuously transmitted, as illustrated in box 110 in Figure 4A, box 140 in Figure 4B, and box 170 in Figure 4C, a preliminary determination is first made by the interface. Such determination pertains to whether the car radio is powered on and in "CD player mode", as illustrated by boxes 106, 136, and 166 in Figures 4A-C. ('786 Patent, col 12, ll. 26-30.) Once a positive determination is made that the car radio is powered on, a "CD player presence signal" is generated and continuously transmitted in order to prevent the car stereo from shutting off, entering sleep mode, or otherwise being unresponsive to signals and/or data from an external source. ('786 Patent, col 12, ll. 32-35.) However, said "CD player presence signal" need not be generated if the car radio is an OEM car radio. (Id. at ll. 35-36; see also col 13, ll. 18-19.) Thus, the term "CD player presence signal" is not specifically added into the claim construction of device presence signal, as such a signal would not be generated if the car radio is an OEM car radio.
Ford argues that the specification of '786 Patent does not teach or mention generating a presence signal that indicates the presence of any device other than a CD player. (Ford Motor, Def. Br. at 12-13.) As to the claim term "device presence signal," Ford has argued that the disputed term was missing from the original application and was added to the claims more than two years after the original application was filed. (Ford Motor, Def. Br. at 12.) Ford's argument with regards to lack of support of the disputed term in the disclosure is not found to be persuasive.
Original filing of claims and specification of the '786 Patent recites the term "presence signal." ('786 Patent, Specification at 26, ll. 15-20 and Claim 6,
Ford has further argued that the disputed term should look to the description of CD changer presence signal in the specification and construe device presence signal to require a signal indicating that a CD changer is present. (Ford Motor, Def. Br. at 13.) In other words, Ford is asking this Court to limit the device to the CD changer embodiment that generates the signal. In support of this position, Ford has directed Court's attention to col. 13, ll. 15-18 of '786 Patent. This Court disagrees with Ford's argument that the disputed term should be limited to the CD player embodiment.
Figure 6 of the specification illustrates a flowchart processing logic for determining and handling various device types connected to the auxiliary input ports. ('786 Patent, col. 20, ll. 5-7.) The present invention
Moreover, limiting claims to one embodiment would be contrary to the Federal Circuit's formulation of the claim differentiation rule, which states: "when a patent claim does not contain a certain limitation and another claim does, that limitation cannot be read into the former claim in determining either validity or infringement." SRI Int'l v. Matsushita Elec. Corp., 775 F.2d 1107, 1122 (Fed. Cir. 1985).
Dependent claim 4, which depends off of independent claim 1, further defines the different types of after-market audio devices that can be connected, comprising a "CD player, CD changer, MP3 player, Digital Audio Broadcast ("DAB") receiver, or satellite receiver." ('786 Patent, claim 4.) Independent claim 1, which recites an "after-market audio device," is generic to the different types of "after-market audio devices" that can be connected with the interface, as it does not have a specific limitation to the type of after-market audio device that can be connected. ('786 Patent, claim 1.)
Thus, based on the claim differentiation doctrine formulated by the Federal Circuit, limitation of a CD changer expressly present in dependent claim 4 should not be read into independent claim 1, particularly where the narrower dependent claim 4 is dependent upon the broader independent claim 1.
Limiting the claim scope to one embodiment, CD changer, would be improper in light of the guidelines set forth by the Federal Circuit, the intrinsic evidence, and when independent claims are generic to all embodiments. The Federal Circuit has repeatedly held that even when the specification describes only a single embodiment, the claims will not be limited to that embodiment unless there is a clear and unambiguous disavowal of claim scope. Liebel Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed. Cir. 2004); ACTV, Inc. v. Walt Disney Co., 346 F.3d 1082, 1091 (Fed. Cir. 2003); Apex Inc. v. Rarotam Computer, Inc., 325 F.3d 1364, 1377 (Fed. Cir. 2003).
For the foregoing reasons, this Court construes the disputed term "Device Presence Signal" as "transmission of a continuous signal indicating an audio device is present."
The disputed term, "auxiliary input source" is recited in claims of the '786 Patent, for electrically connecting one or more auxiliary input sources external to the car stereo and the after-market audio device:
('786 Patent, claim 1, ll. 6 (emphasis added)).
This Court construes the disputed term "auxiliary input source" as "a device that outputs audio by headphone jack or other connector." Both parties, Ford and Marlowe, have agreed on the definition of this claim term in the Joint Claim Construction Statement filed by the parties, pursuant to Local Patent Rule 4.3. (Ford Motor, ECF No. 89 at 2.)
In Dice Electronics, LTI has submitted a supplemental Markman brief to address the "auxiliary input source" term used in the claims of '786 Patent. (Dice Electronics, ECF No. 221, at 2-3.) LTI acknowledges the agreement between Marlowe and Ford regarding the "input sources" term, as stated in the Joint Claim Construction Statement filed by the parties. (Dice Electronics, ECF No. 221 at 3 (citing Ford Motor, ECF No. 89).) However, LTI fails to acknowledge that Marlowe and Ford have also agreed to the claim term "auxiliary input sources," which is being defined as a portable device that outputs audio by headphone jack or connector. (Ford Motor, ECF No. 89 at 2).
LTI has proposed a different claim construction for the disputed term, and has asked the Court to break up the claim term into two terms — "auxiliary" and "input sources," wherein "auxiliary" is defined as supplementary. (Dice Electronics, ECF No. 221 at 3.) In support, LTI has provided the dictionary definition of auxiliary. (Id.)
In construing the claims of a patent, the inventor's words that are used to describe the invention — the inventor's lexicography — must be understood and interpreted by the court as they would be understood and interpreted by a person in that field of technology. Phillips, 415 F.3d at 1313 (citing Multiform Desiccants, Inc., 133 F.3d at 1477). However, the specification may reveal a special definition given to a claim term by the patentee that differs from the meaning it would otherwise possess. In such cases, the inventor's lexicography governs. Phillips, 415 F.3d at 1313 (citing CCS Fitness, Inc., 288 F.3d at 1366).
Here, taking the dictionary definition of the term "auxiliary" would be improper in light of the specialized meaning in the context in the specification and through industry usage. Throughout the specification of the '786 Patent, "auxiliary input source" is used synonymously with after-market devices such as digital MP3 players, CD changers, and/or audio broadcast (DAB) receivers. ('786 Patent, col. 2, ll. 22-29 and ll. 60-67.) Moreover, figures 2D, 2E, 2F, and 2G, which represent alternate embodiments of the invention, illustrate auxiliary input sources (35) being
Merriam-Webster's dictionary defines "supplementary" or "supplement" as: something that is added to something else in order to make it complete.
The Court's construction of "auxiliary input source" as meaning "a device that outputs audio by headphone jack or other connector," inevitably infers "supplementary" from this definition because the interface, as discussed above, is a physically separate device that is introduced into the environment of the car for connecting audio devices that are alien to the car environment. ('786 Patent, col. 1, ll. 60-64 and col. 4, ll. 64-67.)
LTI's breaking apart of the disputed term into "auxiliary" and "input sources," and defining it differently from what is commonly understood by one of ordinary skill in this field of technology, would run counter to the industry custom and usage of said term. The ordinary and customary meaning of a term may be evidenced by a variety of sources, including "the words of the claims themselves, the remainder of the specification, the prosecution history, and extrinsic evidence concerning relevant scientific principles, the meaning of technical terms, and the state of the art." Phillips, 415 F.3d at 1314. If extrinsic reference sources, such as dictionaries, evidence more than one definition for the term, the intrinsic record must be consulted to identify which of the different possible definitions is most consistent with applicant's use of the terms. Brookhill-Wilk 1, LLC v. Intuitive Surgical, Inc., 334 F.3d 1294, 1300 (Fed. Cir. 2003).
Here, extrinsic evidence presented by Marlowe, which represents usage of the disputed claim term in its ordinary and customary meaning, defines the term to be "a device that outputs audio by headphone jack or other connector." (Dice Electronics, Cho Dec., Exhibits C-Q.)
The disputed term, "operational state" is recited in claims of the '786 Patent, for responsive to signals generated by the after-market device.
('786 Patent, claims 49, 57, 66, 76, 86, 92, and 99 (emphasis added).)
This Court construes the disputed term "operational state" as "in a state responsive to data and/or command signals from the external device." Both parties, Ford and Marlowe, have agreed on the definition of this claim term in the Joint Claim Construction Statement filed by the parties, pursuant to Local Patent Rule 4.3. (Ford Motor, ECF No. 89 at 2.)
However, in Dice Electronics, LTI has submitted a supplemental Markman brief to address the "operational state" term used in the claims of '786 Patent. (Dice Electronics, ECF No. 221 at 5-6.) LTI contends that said disputed term should be construed as ready condition, and not responsive to data and/or command signals from the external device. (Id.)
This Court adopts the definition agreed by Ford and Marlowe for "operational state" as including data and/or command signals from the external device because there is adequate support for such interpretation in the specification, and one of ordinary skill in the art would understand operational state in present disclosure to mean commands from an external device. The specification recites, if the car stereo system is an after-market car stereo system, the present invention generates a signal that is sent to the car stereo to keep same in an operational state and responsive to external data and signals. ('786 Patent, col. 2, ll. 32-35.) The primary purpose and objective of the '786 Patent is to achieve integration of various after-market devices with the car stereo system such that information can be exchanged between the after-market device and the car stereo. ('786 Patent, col. 1, ll. 5-12; col. 1, ll. 60-64; col. 4, ll. 26-32; see also Ford Motor, Def. Br. at 11.)
As noted in the specification, and discussed below under means plus function section, the circuitry disclosed has plurality of discrete components such as resistors, diodes, capacitors, transistors, etc., that provide the hardware framework with the microcontroller to act as an interface in integrating an after-market device with a car stereo. ('786 Patent, col. 9, ll. 45-60; col. 10, ll. 19-24.)
Thus, in light of the teachings in the specification, one of ordinary skill in this field of technology would understand "operational state," in the present invention, as "in a state responsive to data and/or command signals from the external device."
The disputed term, "pre-programmed," is stated in various claims of the '786 Patent, with reference to pre-programmed code to be executed:
('786 Patent, independent claims 1, 25, 33, 44, 49, 57, 66, 76, 86, 92 and 99 (emphasis added).)
This Court adopts the claim construction for the disputed term "Pre-Programmed" to be construed as "programmed prior to its use in the normal course." Both parties, Ford and Marlowe, have agreed to a similar definition but have included "by the consumer" in the definition, as noted in the Joint Claim Construction Statement filed by the parties, pursuant to Local Patent Rule 4.3. (Ford Motor, ECF No. 89 at 2.)
In Dice Electronics, LTI has submitted a supplemental Markman brief to address the "pre-programmed" term used in the claims of '786 Patent. (Dice Electronics, ECF No. 221 at 6-7.) LTI contends that said disputed term should be construed as pre-programmed during manufacture. (Id.)
The specification teaches that the microcontroller DD1 comprises the 16F872 microcontroller manufactured by MICROCHIP, Inc. The 16F872 chip is a CMOS, flash-based, 8-bit microcontroller having 64 bytes of EEPROM data memory,
Based on the teachings, a person of ordinary skill in this field of technology would be capable of self-programming or pre-programming the device based on the car stereo or aftermarket device that is going to be integrated with the microcontroller. Likewise, a consumer who is not technologically savvy in computer programming or coding would be able to use the microcontroller device as is, with a program already installed therein during manufacturing and assembly process.
Thus, limiting the definition of pre-programmed to "by a consumer" or "during manufacture" would be inappropriate in light of the teachings in the specification, and custom and usage of such microcontrollers by a person of ordinary skill in this field of technology.
The disputed term, "external," is stated in various claims of the '786 Patent, with reference to an after-market device:
('786 Patent, independent claims 1, 33, 57, 86, 92, and 99.)
The Court construes the disputed term "external" as meaning "an after-market device that is outside and alien to the environment of an OEM or after-market stereo system." As previously stated, the inventive concept of '786 Patent relates to an audio device integration system, wherein one or more after-market audio devices such as CD player, CD changer, MP3 player, etc., can be integrated with factory-installed or after-market car stereo systems. ('786 Patent, col. 1, ll. 5-12; col. 4, ll. 26-32.) The specification clearly states "allowing a device that is alien to the environment of an existing OEM or after-market car stereo to be utilized thereby." ('786 Patent, col. 4, ll. 66-67).
Precision Interface Electronics, Inc. ("Precision"), one of the defendants in the Dice Electronics matter, has persuasively argued in its brief that during prosecution history numerous U.S. Patents were made of record that taught and illustrated integrating an external audio device with a car stereo. (Dice Electronics, ECF No. 151, Precision Def. Br. at 15.) Disclosure of prior art references such as the Falcon Patent (U.S. Patent No. 6,993,615 (filed Oct. 11, 2005)), the Miyazaki, et al., Patent (U.S. Patent No. 6,163,079 (filed Mar. 14, 2002)); and the Owens, et al., Patent Application (Application No. 09/752,269 (filed Dec. 29, 2000)), clearly indicates that one of ordinary skill in this field of technology, at the time of the invention, would have understood said claim term to refer to devices that are external or alien to environment of an existing OEM, and that were being introduced into the environment and made compatible with OEM or aftermarket car stereo.
For the foregoing reasons, the Court construes the disputed term "external" as "an aftermarket device that is outside of and alien to the environment of an OEM or after-market stereo system."
The disputed term, "portable," is stated in various claims of the '786 Patent, with reference to an after-market device:
('786 Patent, independent claims 44, 57, and 92.) The Court construes the disputed term "portable" as meaning "capable of being moved about," which is consistent with inventive concept of '786 Patent, intrinsic evidence, and Federal Circuit case law, i.e. Computer Docking Station Corp. v. Dell, Inc., 519 F.3d 1366, 1375 (Fed. Cir. 2008) ("The Court agrees that the plain meaning of "portable" and its use in the specification and prosecution history require the computer to be "capable of being moved about".).
The only reference in the specification of '786 Patent to "portable" is noted in col. 20, ll. 64-67 to col. 21, ll. 1-20, with respect to Figures 7A-7B. Other references to "portable" are found in the claims, inter alia: portable CD player, portable MP3 player, portable satellite receiver, portable Digital Audio Broadcast (DAB) receiver. (See '786 Patent, claims 93, 94, 95 and 96.) Thus, keeping in mind that the inventive concept of present invention is to integrate an aftermarket audio device with factory-installed or after-market car stereo systems, and in light of the specification, it would be understood that the portable after-market device is capable of being moved about.
For the foregoing reasons, the Court construes the disputed term "portable" as "an aftermarket device that is capable of being moved about."
The construction of "means plus function" limitations in a claim language are governed by 35 U.S.C. § 112(f):
35 U.S.C. § 112(f).
Construing claims pursuant to 35 U.S.C. § 112(f) is a two-step process. First, the Court must identify the function being performed and then the Court must determine the structure recited in the specification for performing that function. Medtronic, Inc. v. Adv. Cardiovascular Sys., Inc., 248 F.3d 1303, 1310 (Fed. Cir. 2001) (even though structure is capable of performing function, if it is not clearly linked, it is not a corresponding structure). If the specification does not contain a corresponding structure, the claim is invalid as indefinite. Ergo Licensing, LLC v. Carfusion 303, Inc., 673 F.3d 1361, 1363 (Fed. Cir. 2012).
When the claim function is implemented by computer, the specification must disclose an "algorithm" for performing the claimed function. WMS Gaming Inc. v. Int'l Game Tech., 184 F.3d 1339, 1348-49 (Fed. Cir. 1999). "[T]he corresponding structure for a § 112 ¶ 6 claim for a computer-implemented function is the algorithm disclosed in the specification." Id. at 1339. The algorithm may be disclosed "in any understandable terms including as a mathematical formula, in prose, or as a flow chart, or in any other manner that provides sufficient structure." Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323, 1340 (Fed. Cir. 2008).
A claim is considered indefinite if it does not reasonably apprise those skilled in the art of its scope. IPXL Holdings, L.L.C. v. Amazon.com, Inc., 430 F.3d 1377, 1383-84 (Fed. Cir. 2005). If one skilled in the art would be able to identify the structure, material or acts from the description in the specification for performing the recited function, then the requirements of 35 U.S.C. § 112(b) are satisfied. In re Dossel, 115 F.3d 942, 946-47 (Fed. Cir. 1997). Compliance with the written description requirement is a question of fact which must be resolved on a caseby-case basis. Vas-Cath, Inc. v. Mahurkar, 935 F.2d 1555, 1560 (Fed. Cir. 1991).
A structure disclosed in the specification qualifies as a "corresponding structure" if the specification or the prosecution history "clearly links or associates that structure to the function recited in the claim." Noah Systems, Inc. v. Intuit Inc., 675 F.3d 1302, 1311 (Fed. Cir. 2012) (citing B. Braun Med., Inc. v. Abbott Labs., 124 F.3d 1419, 1424 (Fed. Cir. 1997)). Even if the specification discloses a "corresponding structure," the disclosure must be adequate; the patent's specification must provide "an adequate disclosure showing what is meant by that [claim] language. Noah Systems, 675 F.3d at 1311.
The court in Noah Systems further explained:
Id. at 1311-12 (internal citations and quotations omitted).
The functional limitations recited in the claims, which remain in dispute, have been addressed below.
The above claim language is recited in dependent claim 87. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
Marlowe has pointed out various figures and sections in the specification that are supposed to recite structure for said means plus function language. (Ford Motor, Pl. Br. at 15.) Upon reviewing the designated sections in the specification, this Court finds that there is no corresponding structure that performs the function of converting video information into a format compatible with the car stereo.
Cited sections of the specification state conversion of commands into a format recognizable by the CD player/charger, issued by car stereos of various car manufacturers such as GM, Honda, Ford, etc. ('786 Patent, col. 12, ll. 55-65; col. 13, ll. 35-45; col. 14, ll. 20-25.) Figures 4A, 4B, 4C, and 4G represent flowcharts showing processing logic according to the present invention. ('786 Patent col. 12, ll. 4.) In other words, flowcharts represented in such figures only illustrate the workflow or process, showing the steps as boxes of various kinds, and their order by connecting them with arrows. The boxes represented in the flowcharts do not represent any
As persuasively pointed out by Ford in its Markman brief:
(Ford Motor, Def. Br. at 19).
Here, flowcharts illustrated in Figures 4A-G, 5, and 6 merely
Even if the circuits and electric wiring illustrated in figures 3A-D are considered as appropriate "structure" that performs the function of converting the video into a format compatible with the car stereo, the disclosure is still silent on teaching an
The Federal Circuit has held that when the claim function is implemented by a computer, the specification must disclose an "algorithm" for performing the claimed function. WMS Gaming Inc. v. Int'l Game Tech., 184 F.3d 1339, 1348-49 (Fed. Cir. 1999). An algorithm can take the form of a mathematical formula, prose, flow chart, or expression in any other manner that provides sufficient structure." Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323, 1340 (Fed. Cir. 2008); see also Transcript of Markman Hearing ("1T"), 1T103:20-104:3 ("Mr. LeRoy: [a]lgorithm is an open-ended type thing. It could be a flow chart, it could be a pseudo code, prose, you can describe it . . . it has to have some format . . . the public has to have been able to pick up his patent and find it.").
Here, there is no disclosure directed to the structure or algorithm that would perform the claimed function of
Since the flowcharts illustrated in figures 4A-G, 5 and 6, and their description in the specification do not provide adequate structure to perform the function of converting video information into a format compatible with the car stereo, said means plus function claim language is found indefinite as failing to particularly point out and distinctly claiming the invention as required by second paragraph of 35 U.S.C. § 112.
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
Marlowe has pointed out various figures and sections in the specification that are supposed to recite structure for said means plus function language. (Ford Motor, Pl. Br. at 15.) Upon reviewing the designated sections in the specification, this Court finds that there is adequate structure that performs the function of generating a device presence signal to the car stereo.
As discussed under Section B, this Court construes the disputed term "Device Presence Signal" as meaning "transmission of a continuous signal indicating an audio device is present." Figure 6 of the specification illustrates a flowchart processing logic for determining and handling various device types connected to the auxiliary input ports. ('786 Patent, col. 20, ll. 5-7.) The present invention
As to the structure performing said function, Ford has argued the WMS Gaming case in support of its position that said means plus functional language, along with other functional languages in dispute, lack the teaching of an
The Court acknowledges that the WMS Gaming case requires disclosure of a programmed "algorithm" in the specification when the special purpose computer or microprocessor is programmed to carry out an algorithm. However, the Court does not agree with Ford's argument that structure is limited to an algorithm when the function being performed is generating, receiving, or transmitting signals.
For instance, the computer or microprocessor (U1), illustrated in Figure 3A, is used for
In Linear Technology Corp. v. Impala Linear Corp., 379 F.3d 1311, 1320-21 (Fed. Cir. 2004), the Federal Circuit determined that the term "circuit" itself connotes structure, and the contextual language that describes the objective and operation of the claimed "circuit" conveys the structural arrangement of the circuit's components and provides additional limiting structure. The Federal Circuit further stated that "The Dictionary of Computing 75 (4th ed.1996) defines `circuit' as `the combination of a number of electrical devices and conductors that, when interconnected to form a conducting path, fulfill some desired function.'" Id. at 1320 (citations omitted).
Thus, when the structure-connoting term "circuit" is coupled with a description of the circuit's operation, sufficient structural meaning generally will be conveyed to persons of ordinary skill in the art, and § 112 ¶ 6 presumptively will not apply. Id. at 1320.
This Court finds structure associated with
Specification of '786 Patent further teaches that plurality of ports J2A1, X2, RCH, and LCH are connected to and interface with a microcontroller (U1) with hardware components such as resistors, diodes, capacitors, and oscillators. ('786 Patent, col. 9, ll. 9-13.) The microcontroller (U1), which is a 16F628 microcontroller manufactured by MICROCHIP, Inc., comprises 8-bit microcontroller having an internal 4MHz internal oscillator, 128 bytes of EEPROM data memory, a capture/compare/PWM, a USART, 2 comparators, and a programmable voltage reference. ('786 Patent, col. 9, ll. 1-5.)
It would be appreciated by a person of ordinary skill in this field that upon connection of an after-market device with one of the plurality of ports, which interface with the microcontroller via hardware illustrated in Figure 3A, for instance, forms a complete functioning circuit that results in generation of a device presence signal. ('786 Patent, col. 2, ll. 29-35; col. 8, ll. 65-67 to col. 9, ll. 1-8.)
Since the circuit diagrams illustrated in Figure 3A, for instance, accompanied with description in the specification, and guidance by the Federal Circuit on circuitry, constitutes sufficient structure to perform the desired function, said means plus functional claim language is found definite as it particularly points out and distinctly claims the invention as required by second paragraph of 35 U.S.C. § 112.
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
Marlowe has pointed out various figures and sections in the specification that are supposed to recite structure for said means plus function language. (Ford Motor, Pl. Br. at 15.) Upon reviewing the designated sections in the specification, this Court finds that there is corresponding adequate structure and an algorithm that performs the function of transmitting the signal to the car stereo to maintain the car stereo in an operational state.
The specification of '786 Patent explicitly provides an algorithm, disclosed in Table 2, which is in the form of computer code that illustrates how data is converted from the aftermarket device into a format understandable by the car stereo, in this case car stereo of a BMW. As stated in the specification, the after-market device and the car stereo are in communication with each other via the interface:
('786 Patent, col. 18, ll. 51-62 (emphasis added).) Thus, there is an algorithm disclosed in the specification that performs the function of
Moreover, the specification discloses that the circuit disclosed in Figure 3B, for instance, has a plurality of resistors, diodes, capacitors, transistors, transformers, amplifiers, oscillator, among other structural components that provide the hardware framework, for the microcontroller to act as an interface in integrating an after-market device with a car stereo. ('786 Patent, col. 9, ll. 45-60; col. 10, ll. 19-24.) The interconnected framework of structural components, i.e. power source, amplifiers, transistors, capacitors, etc., between the after-market device and the car stereo, via the microcontroller, completes the circuitry, which teaches one of ordinary skill in the art that said structural components allow the channels of communication for receiving and transmitting signals.
In view of the computer code algorithm provided in Table 2, structural features disclosed in various circuitry embodiments in the specification, and guidance by the Federal Circuit in Linear Technology Corp, 379 F.3d at 1320-21, as discussed above, the Declaration of Thomas Matheson regarding specification lacking algorithm for the microcontroller for
Since the computer code illustrated in Table 2, and structural features disclosed in various circuitry embodiments in the specification, constitutes sufficient structure, said means plus function claim language is found to be definite as it particularly points out and distinctly claims the invention as required by second paragraph of 35 U.S.C. § 112.
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
Marlowe has pointed out various figures and sections in the specification that are supposed to recite structure for said means plus function language. (Ford Motor, Pl. Br. at 16.) Upon reviewing the designated sections in the specification, this Court finds that there is adequate structure that performs the function of
Ford has argued that '786 Patent does not disclose an algorithm for
As an initial matter, this Court does not attribute
As for the structure that performs the disputed functional language —
The specification also teaches that microcontroller receives control commands such as button or key sequences, initiated by a user at control panel of the car radio and received at the connectors J4A and J4B or J3. ('786 Patent col. 9, ll. 49-55.) Discrete connectors, such as resistors, diodes, capacitors, transistors, transformers, amplifiers, oscillator, among other components, are provided for interfacing the microcontroller with the hardware connected to ports J4A, J4B, J3, J5L1, etc. ('786 Patent col. 10, ll. 19-25.)
The interconnected framework of structural components, i.e. amplifiers, transistors, capacitors, etc., between the after-market device and the car stereo, via the microcontroller, teaches that a person of ordinary skill in the art that said structural components allow the channels of communication for receiving and transmitting signals. ('786 Patent, col. 9, ll. 45-60; col. 10, ll. 19-24; see also Linear Technology Corp., 379 F.3d at 1320-21, ("term "circuit" itself connotes structure and the contextual language that describes the objective and operation of the claimed "circuit" conveys the structural arrangement of the circuit's components and provides additional limiting structure").)
The argument presented by Ford as to the disclosure lacking an algorithm, which is the required structure for a computer or microcontroller, under guidelines of WMS Gaming, 184 F.3d at 1349, is not persuasive when the claimed function is only
Since the structural features disclosed in various circuitry embodiments in the specification constitutes sufficient structure, the means-plus-function claim language is found to be definite as it particularly points out and distinctly claims the invention as required by second paragraph of 35 U.S.C. § 112.
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
As agreed by both parties, said functional claim language has adequate structure recited in the specification of '786 Patent. (Ford Motor, Def. Br. at 16-17; Pl. Br. at 18-19.)
This Court adopts both parties position that the algorithm performing the function of
Here, the microprocessor performing the function of
Only when the microprocessor is performing the function of
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
As discussed above, the specification discloses a circuit in Figure 3B, for instance, having a plurality of resistors, diodes, capacitors, transistors, transformers, amplifiers, oscillator, among other structural components that provide the hardware framework, for the microcontroller to act as an interface in integrating an after-market device with a car stereo. ('786 Patent, col. 9, ll. 45-60; col. 10, ll. 19-24.) The '786 Patent recites, "microcontroller DD1 receives control commands, such as button or key sequences, initiated by a user at control panel of the car radio and received at the connectors J4A and J4B or J3, processes and formats same, and
Thus, the interconnected framework of structural components, i.e. amplifiers, transistors, capacitors, etc., between the after-market device and the car-stereo, via the microcontroller, teaches one of ordinary skill in the art that said structural components allow the channels of communication for receiving and transmitting signals.
Since the discrete components interconnected to form a framework to interface the microcontroller with the after-market device, to perform the function of
The above claim language is recited in independent claim 92. The above claim element is recited in a mean-plus-function limitation and is thus subject to 35 U.S.C. § 112(f) analysis. The function being performed is
Analysis for said means plus functional language mirrors that of the above functional language discussed under sections 3, 4 and 6. As discussed above, under section 6, the specification discloses circuit in Figure 3B, for instance, having plurality of resistors, diodes, capacitors, transistors, transformers, amplifiers, oscillator, among other structural components that provide the hardware framework, for the microcontroller to act as an interface in integrating an after-market device with a car stereo. ('786 Patent, col. 9, ll. 45-60; col. 10, ll. 19-24.)
The '786 Patent states, "microcontroller DD1 receives control commands, such as button or key sequences, initiated by a user at control panel of the car radio and received at the connectors J4A and J4B or J3, processes and formats same, and
Thus, the interconnected framework of structural components, i.e. amplifiers, transistors, capacitors, etc., between the after-market device and the car-stereo, via the microcontroller, teaches a person of ordinary skill in the art that said structural components allow a channel of communication for receiving and transmitting signals.
Since the discrete components interconnected to form a framework to interface the microcontroller with the after-market device, to perform the function of