FREDA L. WOLFSON, District Judge.
This matter is presently before the Court on a Motion to Vacate, Set Aside or Correct Sentence ("Motion") filed by Petitioner Martin Gevers ("Petitioner") pursuant to 28 U.S.C. § 2255, challenging his 71-month sentence imposed by this Court for wire fraud and money laundering. For the reasons stated below, the Court dismisses the Motion with prejudice.
In 2010, Petitioner was arrested and charged with one count of wire fraud under 18 U.S.C. § 1343, and one count of money laundering under 18 U.S.C. § 1957(a).
In the plea agreement, Petitioner stipulated to these relevant facts:
As the result of these stipulations, the government recommended to the Court an offense level of 21 if the Court finds that the total lost amount exceeds $400,000 but is less than $1,000,000, or a level of 23 if the loss exceeds $1,000,000 but is less than $2,500,000. Id. at 9. The Court ultimately found that the loss exceeded $1,000,000 but was less than $2,500,000, and determined that an offense level of 23 was appropriate in imposing the 71-month sentence. (DkL 7, Ex. B ("Sentencing") at 22-24.)
More importantly, the plea agreement contained a waiver clause:
As set forth in Schedule A, this Office and Martin_Gevers waive certain rights to file an appeal, collateral attack, writ or motion after sentencing, including but not limited to an appeal under 18 U.S.C. § 3742 or a motion under 28 U.S.C. § 2255.
Plea at 4. Schedule A states, in relevant part:
Plea at 10.
To ensure that Petitioner understood the rights he was waiving, the Court very carefully reviewed the plea agreement with Petitioner at the plea hearing:
(Dkt. 7, Ex. I at 21-23.)
Significantly, the plea agreement does not prevent a challenge to the calculation of the Petitioner's criminal history. Plea at 10. Petitioner appealed his sentence to the Third Circuit, which challenged, among other things, this Court's calculation of Petitioner's criminal history. (Dkt. 7, Ex. E at 9.) The Third Circuit granted summary dismissal of the appeal due to the waiver provision, (Dkt. 38), denied rehearing en bane even after Petitioner pointed out that he may appeal the criminal history calculation, (Dkt. 7, Ex. F), and Supreme Court denied certiorari. (Dkt 7., Ex. H.)
Petitioner files the instant Motion, alleging a litany of errors by the government and this Court, and also alleging ineffective assistance of counsel.
"Criminal defendants may waive both constitutional and statutory rights, provided they do so voluntarily and with knowledge of the nature and consequences of the waiver." U.S. v. Mabry, 536 F.3d 231, 236 (3d Cir. 2008). "[W]aivers of appeal, if entered into knowingly and voluntarily, are valid, unless they work a miscarriage of justice." U.S. v. Wilson, 429 F.3d 455, 458 (3d Cir. 2005). This Circuit applies the same "miscarriage of justice" standard to both waivers of appeal and waivers of collateral review. See Mabry, 536 F.3d at 242-43.
To determine whether a miscarriage of justice would occur, the court considers, among other things, the following factors:
Smith v. U.S., No. 10-2769 (FLW), 2011 WL 2671517, at *5 (D.N.J. July 8, 2011) (quoting U.S. v. Khattak, 273 F.3d 557,563 (3d Cir. 2001). Miscarriage ofjustice may occur in situations "when `enforcing a collateral attack waiver would result in barring an appeal expressly preserved in the plea agreement,' or in a case where there were `allegations that counsel was ineffective or coercive in negotiating the very plea agreement that contained the waiver.'" Smith, 2011 WL 2671517, at *5 (quoting Mabry, 536 F.3d at 243). Otherwise, "it is not enough that an issue is meritorious; after all, appellate waivers are intended to preclude review not just of frivolous questions, but of difficult and debatable legal issues we would otherwise consider." U.S. v. Grimes, 739 F.3d 125, 130 (3d Cir. 2014). Rather, the court should employ "a `common sense' inquiry that `look[s] to the underlying facts to determine whether a miscarriage of justice would be worked by enforcing the waiver.'" Smith, 2011 WL 2671517, at *5 (quoting Mabry, 536 F.3d at 242-43).
Here, there is no question that Petitioner waived his right to collateral review. The plea agreement contained the following language right above the signature of Petitioner:
Plea at 6 (emphasis added). Furthermore, as stated above, the Court went through an exhaustive colloquy to ensure that Petitioner understood the rights that he was waiving, and Petitioner answered all of the Court's questions in the affirmative. (Dkt. 7, Ex. I at 21-23.)
Petitioner does not deny that he voluntarily entered into the agreement, but instead now argues that he vehemently disagreed with the inclusion of the money laundering offense in the plea agreement, and he would have refused entering into the agreement if not for his counsel's promise that "his `3553 motion will trump everything they throw at you.'" (Dkt. 4 at 2.) The Court construes the reference to the "3553 motion" to refer to the motion that may be filed pursuant to 18 U.S.C. § 3553(d) that allows a defendant to present relevant matters that may influence the sentencing court in applying the§ 3553(a) factors to determine a defendant's sentence. The Court further construes this statement to mean that counsel suggested to Petitioner that he would be successful in arguing for a more lenient sentence. However, at the plea hearing, the Court addressed this very issue:
(Dkt 7, Ex. I at 26-28.)
In sum, even if Petitioner's attorney had made some kind of prediction as to the outcome of sentencing, the Court explicitly made sure Petitioner understood that it is impossible for such a prediction to be 100% accurate, and that the Court may impose a different sentence than the one Petitioner's lawyer may have predicted. Despite these explicit warnings, Petitioner still accepted the plea agreement. See U.S. v. Ritter, 93 Fed. App'x 402, 404-05 (3d Cir. 2004) (rejecting argument on collateral review that petitioner had been led astray by his counsel as to the effect of departure, stating that "[g]iven the record, the District Court did not abuse its discretion in denying Ritter's petition[]. Whatever counsel had told Ritter, clearly there was no prejudice because Ritter was fully advised at the time of the taking of the plea that the District Court was not party to an agreement or promise of any kind"). Since Petitioner knowingly and voluntarily entered into the plea agreement, including the inclusion of the money laundering offense in the agreement, the Court finds that there would be no miscarriage ofjustice to enforce the waiver, and thus the waiver is valid.
Although the waiver, on its face, precludes Petitioner from making
The Sixth Amendment guarantees the accused the "right ... to have the Assistance of Counsel for his defense." U.S. Const. amend. VI. The right to counsel is the right to the effective assistance of counsel, and counsel can deprive a defendant of the right by failing to render adequate legal assistance. See Strickland v. Washington, 466 U.S. 668, 686 (1984). A claim that counsel's assistance was so defective as to require reversal of a conviction has two components, both of which must be satisfied. Id. at 687. First, the defendant must "show that counsel's representation fell below an objective standard of reasonableness." Id. at 687-88. To meet this prong, a "convicted defendant making a claim of ineffective assistance must identify the acts or omissions of counsel that are alleged not to have been the result of reasonable professional judgment." Id. at 690. The court must then determine whether, in light of all the circumstances at the time, the identified errors fell "below an objective standard of reasonableness[.]" Hinton v. Alabama, 134 S.Ct. 1081, 1083 (2014) (per curiam). To satisfy the prejudice prong, "a defendant need not show that counsel's deficient conduct more likely than not altered the outcome in the case." Strickland, 466 U.S. at 693.
Petitioner challenges the effectiveness of counsel on three grounds. First, Petitioner attacks the amount of time given to him to review the final Presentence Report, and argues that his attorney failed to request more time. However, as the following exchange between the Court, the Petitioner, and Petitioner's attorney shows, this argument is contrary to what actually happened:
Sentencing at 4-6.
Indeed, the record shows that Petitioner had reviewed the draft Presentence Report prior to the sentencing hearing; the Court gave him as much time as he needed to review the minor changes in the final report; the Court never imposed any time limit on how long Petitioner could take to review the final report; and it was Petitioner's decision, not the Court's, to take an hour and half to review the final report. At no point did Petitioner object to the amount of time given, nor did he urge his attorney to request more time. The Court finds that there was nothing unreasonable about the conduct of the Court nor Petitioner's counsel.
Second, Petitioner claims that counsel did not adequately refute the Court's finding that the amount of loss was greater than $1,000,000. Petitioner claims that initially, the parties had agreed that the amount of loss was less than $1,000,000. This is not in accord with the record. To begin, the plea agreement specifically set out two scenarios, one stipulating the offense level if the Court finds that the loss amount is more than $400,000 but less than $1,000,000, and another stipulating the offense level if the Court finds that the loss amount is more than $1,000,000 and less than $2,500,000. Plea at 9. If the parties were already in agreement as to the loss amount, there would be no reason for the plea agreement to contain two different stipulations; the very existence of the two stipulations suggest that the parties disagreed on the loss amount and instead were going to rely on the Court's findings at sentencing. This also implies that the parties intended to present their own evidence and arguments as to the actual loss amount.
That is exactly what occurred at sentencing. The parties agreed that the loss amount for eight of the victims was $965,272. Sentencing at 8. The government then proffered evidence as to additional losses by three other victims. Id. at 8-13. Petitioner's counsel attempted to refute the government's evidence with regard to all three victims, but the Court rejected his arguments, primarily on the basis that Petitioner presented no evidence to substantiate his arguments. Id. at 14-21. As the Court stated, since the agreed-to amount was already very close to $1,000,000, the loss incurred by any one of the three victims would have pushed the loss amount beyond $1,000,000, so the Court was satisfied that by the preponderance of the evidence, the total loss amount was greater than $1,000,000, even if the exact figure might be in dispute. Id. There is simply no evidence that counsel had not provided effective assistance; he argued strenuously to dispute the government's claims, but the Court simply rejected his arguments.
Finally, Petitioner claims that counsel did not effectively demonstrate to the Court that he was willing and capable of making restitution to the victims, and therefore the Court should have been more lenient and sentenced Petitioner to something other than the high end of the recommended range. In particular, Petitioner points to (1) a report by his probation officer as evidence that he had complied with his restitution obligations from a previous conviction, (Dkt. 4, Ex. A), and (2) the dismissal of his bankruptcy proceeding as evidence that he did not try to discharge his debts to victims through bankruptcy. (Dkt. 4, Ex. B.) However, the Court
Id. at 53-54. Any argument claiming that counsel was ineffective is unavailing; no one can escape the consequences of his choices, and counsel cannot make Petitioner's 15-year history of crimes and conduct on pretrial release disappear into thin air.
The Court also finds that there is no evidence to suggest that the outcome would have been different; in other words, Petitioner cannot satisfy the prejudice prong of the Strickland inquiry. To start, there is a presumption of reasonableness as to a district court's sentence when the sentence is, as it is here, within the range recommended by the Sentencing Guidelines. See Rita v. U.S., 551 U.S. 338,347-351 (2007). On the issue of adequate time to review the final Presentence Report, as the Court already noted, it was
To conclude, the Court finds that Petitioner has not identified any acts or omissions on the part of Petitioner's counsel that were not the result of reasonable professional judgment, and that there is no evidence that the outcome of this case would have been different even if counsel's conduct was deemed unreasonable. Petitioner has failed to satisfy both prongs of the Strickland test, so Petitioner is not entitled to relief for his ineffective assistance of counsel claims.
Lastly, the Court specifically addresses Petitioner's claim that the Court erred in its calculation of Petitioner's criminal history, which is a right preserved by the plea agreement. To summarize, Petitioner argues that the Court overstated his prior convictions that occurred 10 years ago, because he only received probationary terms for those convictions and did not serve any time. It is important to note that Petitioner raised essentially the same argument on appeal to the Third Circuit and in his petition for certiorari to the Supreme Court, to no avail. (Dkt. 37; Dkt. 7, Ex. H.) In fact, Third Circuit summarily dismissed the appeal based on waiver grounds. (Dkt. 7, Ex. D.) Since the Third Circuit did not explicitly provide an explanation for its summary dismissal, the Court assumes that the Circuit Court accepted the government's argument, that Petitioner's claim amounts to an application for variance, not a challenge to the calculation of his criminal history, and thus is barred by the plea agreement. (Dkt. 7, Ex. Cat 3 n. 2.)
The Court finds the government's argument persuasive on collateral review. As the government points out, challenges to a defendant's criminal history category are not the same as claims that a criminal history category was overstated. In U.S. v. Williams, 510 F.3d 416,426 (3d Cir. 2007), the Circuit Court was confronted with this very issue. The petitioner in Williams also consented to a waiver that prohibited any applications for variance or departure, but did not preclude a challenge to the calculation of his criminal history category. Id. Petitioner argued that this allowed him to challenge that his criminal history category was overstated. Id. The Williams court rejected petitioner's claim, and found that the claim was akin to seeking a downward variance, not a challenge to the criminal history calculation itself. Id
Here, like in Williams, Petitioner is making the same "overstated" argument. The record shows that, at sentencing, Petitioner acknowledged that the Court had made the proper calculations as to Petitioner's criminal history category, and he stated that he was explicitly seeking a variance. Sentencing at 25. Also, like in Williams, Petitioner's plea agreement prohibits applications for departure, adjustment, or variance. Plea at 9. As such, by the terms of the plea agreement, Plaintiff is prohibited from making his "overstated" argument.
Even if the Court is to consider the merits of Petitioner's argument, the Court finds that no errors were made. Petitioner does not dispute that he was in fact convicted of those earlier crimes; that Petitioner received only probationary sentences does not negate his convictions. Furthermore, the Court considered Petitioner's argument that those convictions were overstated, but concluded that they were not, because the three convictions in question were all for the same kind of fraud that Petitioner was now again convicted for, indicating "a continuing pattern [of crimes] that in no way misrepresented what his accurate criminal history is." Sentencing at 29. Therefore, the Court finds that no miscalculations were made with respect to Petitioner's criminal history category.
Petitioner has not made a substantial showing of the denial of a constitutional right. Therefore, no certificate of appealability will issue pursuant to 28 U.S.C. § 2253(c)(1)(B). See Fed. R. App. P. 22(b)(1); 3d Cir. L.A.R. 22.2.
For the reasons set forth above, Petitioner's Motion is DISMISSED with prejudice and the Court denies a certificate of appealability.