FREDA L. WOLFSON, District Judge.
Plaintiff Steven J. Cauchi ("Plaintiff") brings this trademark infringement suit against Defendants Dead Serious Promotions LLC, Dead Serious MMA Cage Rental, LLC, Francisco Perez, Lourdes Perez, and Matthew Kirchhof (collectively, "Defendants") for alleged infringement of his registered trademark for the service mark DEAD SERIOUS. Presently, Defendants move for summary judgment, prior to the commencement of discovery, on the basis that their prior use of the DEAD SERIOUS mark in New Jersey and Pennsylvania bars Plaintiff from bringing trademark infringement claims in these markets, and moreover, there is no likelihood that consumers will confuse the parties' products. Plaintiff opposes this Motion. For the reasons set forth below, Defendants' Motion for Summary Judgment is denied without prejudice.
Because the Court is considering the facts in the context of Defendants' Motion for Summary Judgment, the Court views the facts in the light most favorable to Plaintiff. However, the Court notes that because Defendants' Motion was filed before any discovery was conducted, the evidentiary record presently before the Court is extremely scant.
Plaintiff is an Australian citizen and the sole proprietor of numerous businesses, including the Hot Shots Pro Shop, which sells paintball supplies, clothing, and accessories worldwide through both wholesale and retail channels. Aff. of Steven Cauchi ("Cauchi Aff.") ¶¶ 1-2. According to Plaintiff, as early as 1998, he has continuously manufactured and sold hats, caps, t-shirts, gloves, and other items of clothing and accessories under the DEAD SERIOUS name. Id. at ¶ 3. On October 4, 1998, Plaintiff filed an Australian trademark application for use of the DEAD SERIOUS mark with clothing, which was approved for registration effective as of the filing date. Id. at ¶ 5. Although Plaintiff originally sold only paintball-themed products, primarily in the Australian market, he eventually expanded his DEAD SERIOUS product line to include other sports and general athletic wear, and began to market and sell his products worldwide. Id. at ¶¶ 4-7. Plaintiff claims that "[s]ince well before January 2005," he has been marketing and selling generally sports-themed DEAD SERIOUS clothing and accessories in international markets, including the United States. Id. at ¶¶ 6-7.
Defendants appear to be affiliated through a New Jersey-based enterprise that sells tickets to mixed martial arts ("MMA") events, fight gear, MMA cage rentals, DJ services, and clothing under the brand name DEAD SERIOUS.
On April 23, 2008, Plaintiff filed an application for international registration of the DEAD SERIOUS mark in those markets where he was actively selling his DEAD SERIOUS products, including the United States, the European Union, China, Japan, and the Russian Federation. Cauchi Aff. at ¶ 7. Plaintiff's application was approved, resulting in his current ownership of U.S. Trademark Registration No. 3,567,971 for use of the DEAD SERIOUS mark in connection with clothing.
In 2011, Plaintiff expanded his DEAD SERIOUS brand to include entertainment services, events, online entertainment broadcasts, and related services, primarily in the field of sports. Cauchi Aff. at ¶ 8. Consequently, on November 22, 2011, Plaintiff filed Australian and international trademark applications, including a United States application, for the DEAD SERIOUS mark in connection with these services. Id. Plaintiff's applications were approved, resulting in his current ownership of U.S. Trademark Registration No. 4,284,376 for use of the DEAD SERIOUS mark in connection with various entertainment and related services.
On March 21, 2012, Defendant Lourdes Perez filed a Petition for Cancellation of Plaintiff's registered DEAD SERIOUS mark with the Trademark Trial and Appeal Board ("TTAB") of the United States Patent and Trademark Office ("PTO"). Ludwig Aff. at Exs. 6-7; see also Answer ¶ 18. The Petition for Cancellation asserted that Defendant Lourdes Perez had priority of use of the disputed mark and that there was a likelihood of customer confusion regarding the parties' DEAD SERIOUS products. Ludwig Aff. at Ex. 7. However, on April 30, 2013, his Petition for Cancellation was dismissed with prejudice by the TTAB for failure to prosecute. Ludwig Aff. at Ex. 7. Following the dismissal, Plaintiff alleges that Defendants nonetheless continued to sell infringing clothing products and entertainment services under the DEAD SERIOUS name. Ludwig Aff. at Exs. 9-16.
On November 24, 2015, Plaintiff filed the instant action, alleging federal trademark infringement under the Lanham Act, federal false advertising and false designation of origin under the Lanham Act, trademark infringement under New Jersey common law, and unfair competition under New Jersey common law. On December 15, 2015, Defendants filed an Answer. The same day, Defendants filed the instant Motion for Summary Judgment on all counts of the Complaint based on their alleged prior use of the DEAD SERIOUS mark in New Jersey and Pennsylvania, as well as lack of likelihood of customer confusion. No discovery has been conducted in the instant action.
Summary judgment is appropriate "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed. R. Civ .P. 56(c). A factual dispute is genuine only if there is "a sufficient evidentiary basis on which a reasonable jury could find for the non-moving party," and it is material only if it has the ability to "affect the outcome of the suit under governing law." Kaucher v. County of Bucks, 455 F.3d 418, 423 (3d Cir. 2006); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Disputes over irrelevant or unnecessary facts will not preclude a grant of summary judgment. Anderson, 477 U.S. at 248. "In considering a motion for summary judgment, a district court may not make credibility determinations or engage in any weighing of the evidence; instead, the non-moving party's evidence `is to be believed and all justifiable inferences are to be drawn in his favor.'" Marino v. Indus. Crating Co., 358 F.3d 241, 247 (3d Cir. 2004) (quoting Anderson, 477 U.S. at 255)); see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, (1986); Curley v. Klem, 298 F.3d 271, 276-77 (3d Cir. 2002).
The party moving for summary judgment has the initial burden of showing the basis for its motion. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). "If the moving party will bear the burden of persuasion at trial, that party must support its motion with credible evidence . . . that would entitle it to a directed verdict if not controverted at trial." Id. at 331. On the other hand, if the burden of persuasion at trial would be on the nonmoving party, the party moving for summary judgment may satisfy Rule 56's burden of production by either (1) "submit[ting] affirmative evidence that negates an essential element of the nonmoving party's claim" or (2) demonstrating "that the nonmoving party's evidence is insufficient to establish an essential element of the nonmoving party's claim." Id. Once the movant adequately supports its motion pursuant to Rule 56(c), the burden shifts to the nonmoving party to "go beyond the pleadings and by her own affidavits, or by the depositions, answers to interrogatories, and admissions on file, designate specific facts showing that there is a genuine issue for trial." Id. at 324; see also Matsushita, 475 U.S. at 586; Ridgewood Bd. of Ed. v. Stokley, 172 F.3d 238, 252 (3d Cir. 1999). In deciding the merits of a party's motion for summary judgment, the court's role is not to evaluate the evidence and decide the truth of the matter, but to determine whether there is a genuine issue for trial. Anderson, 477 U.S. at 249. Credibility determinations are the province of the factfinder. Big Apple BMW, Inc. v. BMW of N. Am., Inc., 974 F.2d 1358, 1363 (3d Cir. 1992).
There can be "no genuine issue as to any material fact," however, if a party fails "to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex, 477 U.S. at 322-23. "[A] complete failure of proof concerning an essential element of the nonmoving party's case necessarily renders all other facts immaterial." Id. at 323; Katz v. Aetna Cas. & Sur. Co., 972 F.2d 53, 55 (3d Cir. 1992).
Plaintiff argues that pursuant to Fed. R. Civ. P. 56(d), the pending Motion for Summary Judgment has been filed prematurely, and should be denied, without reaching the merits of Plaintiff's claims. "It is well established that a court is obliged to give a party opposing summary judgment an adequate opportunity to obtain discovery." Shelton v. Bledsoe, 775 F.3d 554, 565-66 (3d Cir. 2015) (quotations and brackets omitted). Rule 56(d) states that "[i]f a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the court may: (1) defer considering the motion or deny it; (2) allow time to obtain affidavits or declarations or to take discovery; or (3) issue any other appropriate order." Fed. R. Civ. P. 56(d). District courts usually grant properly filed requests for discovery under Rule 56(d) "as a matter of course." Shelton, 775 F.3d at 568. Indeed, "[i]f discovery is incomplete, a district court is rarely justified in granting summary judgment, unless the discovery request pertains to facts that are not material to the moving party's entitlement to judgment as a matter of law." Shelton, 775 F.3d at 568.
Here, contrary to the requirements of Rule 56(d), Plaintiff has failed to submit an affidavit or declaration setting forth "what particular information [is] sought; how, if disclosed, it would preclude summary judgment; and why it has not been previously obtained." Shelton, 775 F.3d at 568. Instead, in his response to Defendants' Statement of Material Facts, Plaintiff highlights those disputed material facts that require additional discovery. And, in his opposition brief, Plaintiff argues that the pending Motion is premature under Rule 56(d) because no discovery has been conducted. While such submissions technically do not meet the requirements of Rule 56(d), Plaintiff has nonetheless demonstrated that there are outstanding disputes of material fact in this matter that require discovery.
Defendants advance two arguments in support of their Motion: (1) Defendants claim that their use of the DEAD SERIOUS mark in New Jersey and Pennsylvania predates both Plaintiff's use of the mark in these areas and Plaintiff's federal registration of the mark, and therefore, as the junior user, Plaintiff is barred from bringing a trademark infringement claim against Defendants in New Jersey and Pennsylvania;
First, regarding which party is the senior user of the DEAD SERIOUS mark in New Jersey and Pennsylvania, Plaintiff submits an affidavit claiming that he began marketing and selling his DEAD SERIOUS products in the United States in 2005. Cauchi Aff. at ¶¶ 6-7. On the other hand, Defendants submit an affidavit claiming that they began marketing and selling their DEAD SERIOUS products in New Jersey and Pennsylvania in 2006. Perez Aff. at ¶ 2.
Second, regarding customer confusion,
Accordingly, because disputed material facts exist in this matter, summary judgment is not appropriate. The parties are directed to pursue discovery.
Defendants Motion for Summary Judgment is denied without prejudice.
Ludwig Aff. at Exs. 1-2
Ludwig Aff. at Exs. 3-4.
Arrowpoint Capital Corp. v. Arrowpoint Asset Mgmt., LLC, 793 F.3d 313, 319 (3d Cir. 2015). Because there has been no discovery in the instant matter, there is presently no evidence before the Court as to the majority of these factors.