RENÉE MARIE BUMB, District Judge.
This matter comes before the Court upon an appeal by Plaintiff Beatriz Rodriguez (the "Plaintiff") from a denial of social security disability benefits on July 18, 2014 which was upheld by the Appeals Council on June 10, 2016. [Record of Proceedings, "R.P.", p. 1-8]
For the reasons set forth below, the Court vacates the decision of the Administrative Law Judge ("ALJ") and remands for proceedings consistent with this Memorandum Opinion and Order's reasoning.
When reviewing a final decision of an ALJ with regard to disability benefits, a court must uphold the ALJ's factual decisions if they are supported by "substantial evidence."
In addition to the "substantial evidence" inquiry, the court must also determine whether the ALJ applied the correct legal standards.
The Social Security Act defines "disability" as the inability "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 1382c(a)(3)(A). The Act further states,
42 U.S.C. § 1382c(a)(3)(B).
The Commissioner has promulgated a five-step, sequential analysis for evaluating a claimant's disability, as outlined in 20 C.F.R. § 404.1520(a)(4)(i-v). In
The Court recites only the facts that are necessary to its determination on appeal, which is narrow.
Plaintiff was born in 1962, and was 47 years old on the date of injury onset. [R.P., p. 43] She was 52 years old on the date of the ALJ's disability determination. [Id., p. 44]
At the telephonic disability hearing held on June 10, 2014, the ALJ heard testimony from two witnesses: Plaintiff, with the assistance of an interpreter
At the disability hearing, Plaintiff testified that she suffers from a combination of disabilities that prevent her from working. [R.P., p. 56] Specifically, she described chronic problems with her right arm, her right knee, and her back. [Id., p. 56-57] She also testified that she suffers from depression. [Id., p. 57]
With regard to her right arm, Plaintiff testified that she could not fully extend her arm such that her arm "freezes at an angle that makes it so [she] can't use it." [R.P., p. 56, 59] Plaintiff also stated that "sometimes" she experiences "tingling" and "pain" "running from [her] elbow to [her] shoulder." [Id., p. 59] She testified that "the most that [she] can lift and carry" is "five or six pounds." [Id., p. 64]
As to her right knee, Plaintiff testified the "swelling" "prevents walking" [R.P., p. 59], and in cold weather she uses a cane to walk. [Id., p. 62] Plaintiff described "difficulty" climbing stairs; she must move slowly and "use the wall." [Id., p. 63-64]
With regard to her back, Plaintiff testified that she experiences "pain" and "soreness" [R.P., p. 56, 64]; that she cannot sit or stand "for too long" "without feeling pain or discomfort." [Id., p. 64]
Lastly, as to Plaintiff's depression, she testified that she had "suffered tragedies" in the past, including a severe sexual assault at the age of 15 [R.P., p. 58], and "the death of two of [her] nephews in 2013." [Id., p. 65] Plaintiff testified that she was receiving talk therapy for her depression, and had collected short-term disability for depression in 2009. [Id., p. 65]
Plaintiff's medical records document each of these ailments. Most of those medical records are discussed in the ALJ's decision [see R.P., p. 41-42], and need not be repeated here.
The Vocational Expert testified that Plaintiff's previous job of cashier is classified as a light job. [R.P., p. 66] Beyond this, however, neither the lawyers appearing in this appeal
The ALJ concluded that "the claimant has not been under a disability within the meaning of the Social Security Act from December 26, 2009 through the date of this decision." [R.P., p. 36] Relevant to the issues presented on appeal, the ALJ held that "claimant has the following severe impairments: depressive disorder, right shoulder tendinitis, and arthritis of the knees." [Id., p. 38] However, the ALJ also found "that the claimant has the residual functional capacity to perform medium work as defined in 20 CFR 404.1567(c) and 416.976(c), characterized by an ability to sit, stand, and walk up to six hours in an eight-hour day and lift/carry up to 50 pounds occasionally, limited to simple routine tasks, with frequent contact with supervisors, co-workers and the general public." [Id., p. 40]
Relying on the Vocational Expert's testimony, the ALJ also found that "[t]he claimant is unable to perform any past relevant work," which past work, the Vocational Expert testified, "require[d] a light level of exertion." [R.P., p. 43;
Plaintiff argues that the ALJ's determination that she has the ability to perform medium work— the ability to sit, stand, and walk up to six hours in an eight-hour day and lift/carry up to 50 pounds occasionally— is not supported by substantial evidence. Plaintiff correctly states, "`[m]edium work involves lifting no more than 50 pounds at a time with frequent lifting or carrying of objects weighing up to 25 pounds. 20 CFR 404.1567(c). These types of positions include loading logs onto trucks (Log Load Helper, DOT 921.687-022), handling baggage at airports (Porter, DOT 357.677-010), and shoveling scrap metal into furnaces (Remelter, DOT 502.685-014)." [Pl's Brief, Dkt. No. 8, p. 18]
Plaintiff observes however, and this Court agrees, that the ALJ's finding in this regard is in apparent conflict with the ALJ's other findings that Plaintiff (a) has the "severe [physical] impairments"
Perhaps an answer, or a portion of an answer, may be found in the testimony of the Vocational Expert, upon which the ALJ relied. Unfortunately, though, the hearing transcript is incomplete. Even the Government concedes, "the hearing transcript is not entirely clear and we do not definitively know on what basis the vocational expert concluded that Plaintiff could not return to her past work." [Gov't's Br., Dkt. No. 11, p. 15 n.3] In the very next sentence, the Government then goes on to speculate, "[i]t could be that the ALJ found Plaintiff could not do her past work at the casino because, although a light job, there was significant contact with others — she testified there was a lot of tension between the managers and employees, including sexual harassment, persecution, and foul language that exacerbated her mental health due to a prior sexual assault. What we do know is that the ALJ found in Plaintiff's favor at step four." [Id.]
This argument, however, only illustrates the Court's point: the reasoning that necessarily must have been integral to the ALJ's decision simply is not explained in the ALJ's decision, nor can it be found elsewhere in the record.
"The Third Circuit has held that access to the Commissioner's reasoning is [] essential to a meaningful court review."