STANLEY R. CHESLER, District Judge.
This matter comes before the Court on the application for claim construction by Plaintiff Mondis Technology Ltd ("Mondis") and Defendants LG Electronics, Inc. and LG Electronics U.S.A., Inc. (collectively, "LG"). In this patent infringement suit involving a display device patent, the parties seek construction of claims in U.S. Patent No. 7,475,180 ("the '180 patent").
A court's determination "of patent infringement requires a two-step process: first, the court determines the meaning of the disputed claim terms, then the accused device is compared to the claims as construed to determine infringement."
The focus of claim construction is the claim language itself:
The Federal Circuit has established this framework for the construction of claim language:
The parties dispute the meaning of claim terms in claims 14 and 16. Claim 14 states:
Mondis contends that the preamble to claim 14 should be construed as a claim limitation. This argument is questionable from the start because Mondis fails to articulate what limitation this would add to the claim, if the Court agreed.
"A preamble is generally construed to be limiting if it recites essential structure or steps, or if it is necessary to give life, meaning, and vitality to the claim."
Mondis makes two arguments in support. First, it argues that the preamble language that identifies the invention as a "display unit" is an "essential feature." This fails because "display unit" is merely a name for the invention, not an essential feature. The first listed element of claim 14 is: "a video circuit adapted to display an image based on the video signals sent by the externally connected video source."
"[A] preamble generally is not limiting when the claim body describes a structurally complete invention such that deletion of the preamble phrase does not affect the structure or steps of the claimed invention."
Second, Mondis argues that the preamble provides an antecedent basis for the claim terms, "display unit," "video signals," and "externally connected video source." Mondis has misunderstood the Federal Circuit's view on antecedents. The mere fact that certain words appear both in the preamble and the claim body does not automatically make the preamble limiting; rather, there must be "
LG argues that the preamble is not limiting because it merely repeats information contained within the body of the claim. LG observes that the preamble phrase, "a display unit for displaying an image based on video signals inputted from an externally connected video source," repeats the information contained in the phrase, "a video circuit adapted to display an image based on the video signals sent by the externally connected video source." While the two phrases are not identical, Mondis has not demonstrated that the preamble adds any unique content to the information contained in the body of the claim.
It is worth noting that, in a re-examination of claim 17, which contains identical preamble language, the examiner found that the preamble was not limiting. (Walsh Dec. Ex. 3 at 14.)
The preamble to claim 14 is not a claim limitation.
The phrase "display unit information" appears in claim 14 in two different elements: 1) the memory stores display unit information; and 2) the communication controller communicates display unit information. Mondis proposes that this phrase has its ordinary meaning ("information pertaining to a display unit"), while LG proposes a narrowing construction: "information for adjusting a display image on the display unit."
LG observes that the patent does not expressly define "display unit information" and, on that basis alone, asserts that there is ambiguity. Patents generally contain many words and phrases that lack express definitions. LG cites no law in support of the proposition that the absence of an express definition, without more, is sufficient to necessitate claim construction. Nor does LG identify any interpretive problems that stem from using the ordinary meaning proposed by Mondis. Thus, LG has no basis to assert that this phrase is ambiguous, and its basis for its construction is little more than "that's what we infer from the specification." As Mondis argues, LG here seeks to import additional limitations into the claim.
Mondis argues, persuasively, that LG's proposed construction is too narrow: the device uses the display unit information for more than just adjusting the display image. The plain language of claim 14 makes clear that the identification number is a species of display unit information. Claim 14 cites one specific piece of "display unit information:" "an identification number for identifying at least a type of said display unit," which makes clear that the identification number is for the purpose of identifying the display unit. LG's narrow proposed construction conflicts with this: "information for adjusting a display image on the display unit" does not identify a genus of which "an identification number for identifying at least a type of said display unit" is a species. Because LG's proposed meaning conflicts with the express language of claim 14, it cannot be correct.
Furthermore, the specification makes clear that the identification number of the display unit plays a key role in the coordination of the display unit with the external video source: the specification describes an embodiment in which the display unit sends the stored identification number to the external video source, which checks to determine whether the identification number is "registered;" based on this, the external video source "judges" that it can or cannot control the display device.
The claim language, together with the specification, thus make clear that some display unit information — the identification number — plays a key role in communication and coordination of control with the external video source. This requires a broader meaning than the meaning LG proposes, "information for adjusting a display image on the display unit."
LG contends that this phrase is indefinite because the "at least" language is ambiguous: does the identification number identify
One could also phrase the question as: does "characteristic information of said display unit" refer to a category of display unit information, or to something that the identification number identifies? Mondis responds, persuasively, that the first reading is correct and that there is no ambiguity here: the identification number must identify at least the type of display unit. This is clear when one looks at claims 17 and 18:
Claim 17 is very similar to claim 14, but claim 17 requires only "an identification number for identifying at least a type of said display unit," and the third element communicates
The first reading is also supported by the third element of claim 14:
This element supports the interpretation that "display unit information" is the genus, and "characteristic information" is a species within that genus.
The Supreme Court has held: "we read §112, ¶2 to require that a patent's claims, viewed in light of the specification and prosecution history, inform those skilled in the art about the scope of the invention with reasonable certainty."
LG also makes a separate argument about the meaning of "identification number" in claim 14, proposing that it means: "a number for uniquely and distinctively identifying and controlling an individual display unit." LG's proposed construction cannot be correct, because it conflicts with what the patent says the inventors actually invented.
The Federal Circuit has held:
LG's proposed construction conflicts with what the patent says the inventors actually invented in two ways: 1) the specification explains that there are at least two kinds of identification number used, one for the computer or video source and one for the display device;
As to the first point, the "Summary of the Invention" explains that checking the identification number is a bi-directional process: the computer (or video source) receives the identification number from the display device (col.5 l.61-col.6 l.4) and the display device receives the identification number from the computer (col.5 ll.35-50). Thus, the specification makes clear that there are two kinds of identification number, one for the video source, and one for the display device. LG's proposed construction limits the phrase, "identification number," to the "display unit."
As to the second point, the specification includes a flowchart to aid in describing the functioning of a specific embodiment. The flowchart shows one use of an identification number in this embodiment:
This flowchart clearly shows one use of an identification number sent by the computer:
'180 patent, col.5 l.60-col.6 l.4.
Therefore, the process which checks the display unit identification number does not always allow the control of the display unit. LG's proposed interpretation, which states that it is "a number for . . . controlling an individual display unit," conflicts with what the specification says the inventors actually invented: a system which allows control of the display device when the display unit's identification number is registered, but prevents control of the display device when the display unit's identification number is not registered.
LG's proposed construction, "a number for uniquely and distinctively identifying and controlling an individual display unit," does not accurately capture what the inventors actually invented. It is incorrect to say that the identification number is "for" controlling an individual display unit. "For" here appears to be short for "for the purpose of." It is incorrect to say that the display unit's "identification number" has the purpose of controlling the display unit. The specification explains that the state in which the video source controls the display unit is the result of a multi-step process of coordination of the video source and the display unit. While this coordination process involves the use of identification numbers — both for the video source and for the display unit ___, to say that the display unit identification number controls the display oversimplifies and garbles the interrelationships of the elements involved.
The ordinary understanding of "identification number" is that it is for the purpose of identifying something, and the language of claim 14, "an identification number for identifying at least a type of said display unit," is consistent with this. While it is correct that one embodiment of the invention makes use of the identification number in the process depicted in reverse in Figure 3, the specification makes clear that the identification number is "for" the purpose of not controlling the display unit as much as it is "for" the purpose of controlling it.
Finally, LG has failed to explain how the proposed construction fits with the existing claim language. The relevant part of claim 14 states: "said display unit information including an identification number for identifying at least a type of said display unit." If LG's proposed construction were correct, what would be the meaning of this claim phrase? Would it be: "said display unit information including an identification number for both identifying at least a type of said display unit and for uniquely and distinctively identifying and controlling an individual display unit?" Claim 14 already contains language that states what the identification number is "for." LG proposes to supplement this with two more things that the identification number is "for," but without explaining how it all goes together. LG's approach, which construes "identification number" in isolation, without accounting for the important phrase that follows ("for identifying at least a type of said display unit"), appears to only produce interpretive difficulties without solving any.
LG has not proposed a viable interpretation of "identification number." Mondis contends that "identification number" should be given its ordinary meaning, and this Court agrees.
LG contends that "other than" should be construed to mean "excluding." Mondis replies, correctly: "This is nonsense." (Mondis Resp. Br. 4.) This proposed interpretation only confuses; it neither addresses a genuine question of interpretation nor clarifies.
In support, LG points to two places in which the phrase "other than" appears in the specification and states: "Though neither usage is in the same context as the claims, both reflect the theme of excluding one thing in favor of another." (LG's Br. 6.) LG also makes a prosecution history argument involving an examiner comment, and dictionary definitions — all these are irrelevant. "Other than" in the phrase at issue is clear as it is:
LG proposes that we rewrite this phrase as follows:
The claim language as written is clear: the communication controller must be capable of communicating some information which is not the characteristic information of said display unit. (This is the construction that Mondis proposes.) LG's proposed construction inserts ambiguity where there is none: what does LG's construction mean? Must the controller be incapable of communicating characteristic information?
LG contends: "LG's construction has been endorsed by the PTO." (LG Br. 5.) LG does not persuasively support this assertion.
The parties have one claim construction dispute regarding claim 16, which states:
The dispute involves the meaning of the word "signal." Mondis contends that "signal" has its ordinary meaning. LG contends that the claim should be construed to mean: "said display unit receives a signal that adjusts the displayed image on the display unit based on said identification number."
In support of its construction, LG contends that the specification describes only one embodiment in which a signal from a video source is generated by using the identification number, at col.5 l.60 — col.6 l.4. This section of the specification states, in the most pertinent part:
'180 patent col.5 l.62-col.6 l.9. This part of the specification states that the display device sends its ID number, and then the computer in the external video source checks it to see if it is registered; if the ID number is registered, the computer in the external video source "controls the display device by a predetermined control instruction." The specification then gives two examples of the computer exercising control of the display device: changing the color temperature of a displayed image and changing the display size. While it is true that these two examples both can be characterized as adjusting the displayed image, they are just exemplary. They do not provide a basis to limit the claim to the exemplary embodiments. "[A]lthough the specification often describes very specific embodiments of the invention, we have repeatedly warned against confining the claims to those embodiments."
LG concedes that some control signals from the external video source adjust the display power supply. LG argues, however, that such power control signals fall within the scope of signals which adjust the displayed image. This is unpersuasive and shows the problem with LG's proposed construction: having narrowed "signal" to only signals that adjust the displayed image, one then also has to expand the ordinary meaning of "adjusts the displayed image on the display unit" to include power control. It seems better just to give the disputed claim language its ordinary meaning, than to narrow it to signals which adjust the displayed image, but then broaden that to include power control signals.
LG's proposed meaning does not appear to be an interpretation of a claim term, but rather a rewriting of the claim with an additional limitation, based on narrowing the claim to exemplary embodiments in the specification.
"There is a heavy presumption that claim terms are to be given their ordinary and customary meaning."