NOEL L. HILLMAN, District Judge.
This is a medical malpractice action against a hospital and a cardiologist for their care of Elias Mendoza in March 2014. Presently before the Court are four motions: (1) Inspira Defendants'
For the following reasons, the Motion to Preclude will be granted, in part, and denied, without prejudice, in part; Plaintiff's Partial Motion for Summary Judgment will be denied, without prejudice; the Motion to Amend will be denied, in part, with prejudice and in part, without prejudice; and the Cardiology Defendants' Motion for Summary Judgment will be denied, without prejudice.
The Court takes its facts from Plaintiff's Amended Complaint, the parties' various filings, and the procedural history of the case. On March 11, 2014, Elias Mendoza went to the Emergency Room at the Inspira Medical Center in Vineland, New Jersey complaining of shortness of breath and admitted to the Intensive Care Unit. According to the expert reports
Mr. Mendoza was not only suffering from end-stage renal disease (requiring the previously mentioned dialysis) but also insulin dependent diabetes mellitus, coronary artery disease, and congestive heart failure. It appears that a chest x-ray taken that day showed a fluid overload in Mr. Mendoza's lungs. Mr. Mendoza was given a cardiology consultation by Zinn and a nephrology consultation by Naeem M. Amin, M.D.
On March 15, 2014, Mr. Mendoza suffered both a respiratory and cardiac arrest which led to a permanent anoxic brain injury caused by lack of oxygen. Mr. Mendoza passed away less than a year later from acute respiratory failure, stemming from a cardiac arrest, and coronary artery disease. Plaintiff asserts, as Mr. Mendoza's personal representative, that Mr. Mendoza's allegedly negligent treatment at the Inspira Medical Center in Vineland was a contributing factor to his death.
Plaintiff filed a complaint on March 9, 2016. Plaintiff filed an amended complaint on March 22, 2016. The Amended Complaint asserts claims against three sets of Defendants, the Inspira Defendants and Cardiology Defendants mentioned
An Affidavit of Merit, as required by New Jersey law, was filed with the Court on April 27, 2016 by Plaintiff's expert Charash. This was challenged in August 2016 Motions for Summary Judgment brought by the Nephrology Defendants and IMC. After full briefing, this Court decided these motions on March 30, 2017. The Court granted Defendants' Motions for Summary Judgment. Plaintiff's claims against Nephrology Defendants were dismissed, with prejudice, for failure to comply with the Affidavit of Merit requirements. The same reasoning applied to IMC's Partial Motion for Summary Judgment, which focused solely on the direct claims of negligence brought against IMC.
Of central importance to the present motions was the contours of the Court's decision as to the Inspira Defendants. The Court notes here and discusses further
Plaintiff timely filed a Motion for Reconsideration, or in the alternative, a motion to certify the March 30, 2017 Order for interlocutory appeal. After full briefing, Plaintiff's requests were denied by this Court on November 13, 2017. Discovery continued.
On September 6, 2018, the Inspira Defendants filed the pending Motion to Preclude. On October 10, 2018, Plaintiff filed a Partial Motion for Summary Judgment solely against IHN. On November 1, 2018, the Inspira Defendants filed a crossmotion, the Motion to Amend, and response. On January 11, 2019, Cardiology Defendants filed their Motion for Summary Judgment. On January 30, 2019, Plaintiff filed a letter requesting leave to file an attached proposed sur-reply brief to the Cardiology Defendants' Motion for Summary Judgment. Cardiology Defendants filed no response. Accordingly, all motions have been fully briefed and are ripe for adjudication.
This Court possesses subject matter jurisdiction over this case pursuant to 28 U.S.C. § 1332.
IMC
To provide appropriate context, the Court notes here that the dismissal of the claims discussed
Complicating any decision on this motion is Plaintiff's opposition. Plaintiff does not disagree that using this expert testimony against IMC would be improper based on the Court's previous rulings. But, Plaintiff asserts two other arguments: (1) IMC's previous partial motion for summary judgment was not brought on behalf of Inspira Health Network, Inc. ("IHN") and (2) the expert testimony may be used to support a claim based on inadequate staffing against IHN because IHN does not fall under the Affidavit of Merit Statute.
Which Defendants filed what motions and are the beneficiaries of the relief previously granted by this Court is a threshold question. The answer, this Court finds, is unclear. It is undeniable that IMC has represented to Plaintiff on multiple occasions that Plaintiff's caption was incorrect. The first such occasion of record is IMC's Answer. (IMC Answer 1 (defining IMC as "incorrectly pled on Complaint as `Inspira Medical Center Vineland', `South Jersey Health Care', and `Inspira Health Network, Inc'").) It also appears that IMC stated in an interrogatory response on September 7, 2016 that the Inspira Defendants' correct corporate name is IMC. (IMC Reply Br., Ex. A ¶ 1.) Other instances likely exist, but these are the most important examples cited by Plaintiff.
On the other hand, Plaintiff is correct that IMC's briefing has not been precise. The previous motion for partial summary judgment did not state whether it was brought on behalf of Inspira Defendants or just IMC. While one may assume, based on IMC's previous representations, that it was, it is not clear from the face of the papers. This Court's corresponding Opinion and Order only explicitly referenced IMC. Even IMC's instant motion was not clearly brought on behalf of all Inspira Defendants until IMC clarified its position in its reply brief.
Moreover, IMC cannot state, unilaterally, which entities Plaintiff intended to sue or not to sue. Plaintiff is the master of his own complaint.
Plaintiff has been similarly imprecise in its briefing, failing to bring up this issue in opposition briefs or in its motion for reconsideration. Plaintiff has been silent on this issue until over a year and a half after the facts animating this argument arose. Ultimately, this Court does not here decide who has the better of the argument.
Clearly, precision has been lacking by both Plaintiff and IMC. Since it appears Plaintiff does not disagree, this Court will bar expert testimony — except on the issue of cardiology — against IMC. The Court's decisions on this point and the parties' respective positions place this issue beyond dispute. Accordingly, on those grounds, the Court will grant the Motion to Preclude as to IMC.
However, that is not the case as to IHN (or even to South Jersey Health Care ("SJHC")). For that reason, the Court will deny this part of Inspira Defendants' Motion to Preclude, without prejudice. Instead, the lack of clarity from the parties necessitates, unfortunately, more briefing. Now that the issues have come into focus, the Court will direct the parties specifically on what is required. Counsel for Inspira Defendants may file a motion for summary judgment showing why — as a matter of law, and, if applicable, as a matter of undisputed fact — direct or vicarious liability claims must be dismissed against IHN and SJHC, to the same extent they were dismissed against IMC.
Obviously, the Court's decision
Inspira Defendants have also filed a Cross-Motion to Amend the Caption. Inspira Defendants ask this Court to amend the caption of Plaintiff's Amended Complaint to only include IMC and delete all reference to IHN and SJHC. This will be denied, with prejudice, in part, and without prejudice, in part. Inspira Defendants may not re-file this type of motion as it is not contemplated by the rules. Federal Rule of Civil Procedure 15, which controls the amendment of pleadings only allows a party to "amend
Summary judgment is appropriate where the Court is satisfied that "`the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits if any,' . . . demonstrate the absence of a genuine issue of material fact" and that the moving party is entitled to a judgment as a matter of law.
An issue is "genuine" if it is supported by evidence such that a reasonable jury could return a verdict in the nonmoving party's favor.
Initially, the moving party bears the burden of demonstrating the absence of a genuine issue of material fact.
Once the moving party has met this burden, the nonmoving party must identify, by affidavits or otherwise, specific facts showing that there is a genuine issue for trial.
The Cardiology Defendants argue summary judgment should be granted in their favor because Plaintiff cannot establish through expert testimony the requisite elements of medical malpractice. Specifically, the Cardiology Defendants argue that neither of Plaintiff's expert witnesses, Dr. Cumbo and Dr. Charash, offers any expert opinion as to medical malpractice of the Cardiology Defendants. Plaintiff argues, through citing to statements in the Charash Reports and at Charash's deposition that Charash did actually opine on the Cardiology Defendants deviations from the accepted medical standard.
To prove medical malpractice, a plaintiff must prove, through expert testimony: "(1) the applicable standard of care . . .; (2) a deviation from that standard of care . . .; and (3) that the deviation proximately caused the injury . . . ."
"Absent competent expert proof of these three elements, the case is not sufficient for determination by the jury."
First, the Court considers the issue of whether Plaintiff has provided expert testimony on the appropriate level of care. Plaintiff has provided such testimony. In the July 23, 2018 Charash Report, Dr. Charash opines that "the standard of care required treating Mr. Mendoza as if he could be impacted by an acute coronary event, which further placed him at risk for acute decompensation." (Pl.'s Opp'n Br., Ex. C 3.) In Dr. Charash's deposition, he states: "[f]rom a cardiac point of view this patient was drowning and a cardiologist would have the responsibility to protect the airway and to get the patient dialyzed." (Cardiology Defs.' Reply Br., Ex. A 32:7-10.)
Defendant is correct that the standard stated by Dr. Charash in his deposition is not explicitly contained in either of the Charash Reports (created on July 23 and October 10 or 15, 2018). But, on balance, it is clear that Dr. Charash has held and disclosed to defendants the belief that a cardiologist under similar circumstances should have required an intubation and dialysis to safeguard Mr. Mendoza's heart.
Second, the Court considers the issue of whether Plaintiff has provided evidence of breach of that standard of care. It is possible that Plaintiff has provided that expert testimony. This conclusion requires a more fulsome explanation. Below is Dr. Charash's testimony on the subject:
(Cardiology Defs.' Reply Br., Ex. A 28:14-29:16.)
Two items are important from this testimony. First, it appears this would modify the standard of care Charash listed above. It is only in the situation when a cardiologist is also the individual making overall clinical decisions that a cardiologist's standard of care would require considerations of intubation and dialysis. Second, Charash has apparently not had access
At this stage in the proceedings, the summary judgment standard requires this Court to find all reasonable inferences in favor of the non-moving party, here Plaintiff. Doing so here requires the Court to infer that the Cardiology Defendants
The third issue is causation; that is, whether Plaintiff has provided expert testimony as to whether the actions of the Cardiology Defendants led to Mr. Mendoza's injuries and allegedly untimely death. The Charash Reports have done so, specifically stating that the breaches outlined "were directly responsible for Mr. Mendoza suffering an otherwise preventable respiratory and cardiac arrest on 3/15/14 and for his suffering permanent anoxic brain injury as a result of the same preventable cardiac arrest." (Pl.'s Opp'n Br., Ex. C 1.) Cardiology Defendants do not present any evidence in opposition.
Cardiology Defendants insist in their reply that Charash's expert opinion here is a legally improper "captain of the ship" argument. The Court disagrees, in part. The Court agrees that one aspect of Cardiology Defendants' argument rings true. It is only if Cardiology Defendants were in charge of day-to-day care
But, Plaintiff disclaims that he relies on this improper theory of liability. And, it appears Charash goes beyond this vicarious liability theory in his testimony and the Charash Reports. Charash specifically testifies that if the Cardiology Defendants were in charge of day-to-day care, it was a breach of their standard of care under the circumstances not to order both intubation and dialysis to protect Mr. Mendoza's heart. This appears to go beyond holding Cardiology Defendants vicariously liable for the breach of specialists, as Charash asserts the Cardiology Defendants had an affirmative duty to order these procedures.
The cases cited by Cardiology Defendants are inapposite. The
Even though the Court will not grant summary judgment for the Cardiology Defendants, it will deny their motion without prejudice. The case against the Cardiology Defendants appears to hinge upon whether Zinn was making clinical decisions or whether those decisions were made by others. If it does not hinge upon that, then it certainly hinges upon whether Charash's testimony as to standard of care is applicable to all cardiologists or only those cardiologists that are leading a treatment group. Those questions were never asked, nor answered, because Charash left his deposition early on account of an emergency and the Cardiology Defendants either chose not to or could not ask those questions.
The fact that this was not done does not mean that there is a genuine dispute of material fact. There are answers to these questions that Charash can provide. Or, the Cardiology Defendants could present documents which would show that Zinn was not "in charge of managing" Mr. Mendoza during his stay at IMC. Those answers and documents are not within the Court's possession. The Court cannot rule in favor of the Cardiology Defendants on summary judgment on the present record.
The parties will be granted leave to conclude expeditiously the deposition of Charash (if not already completed), perform a limited deposition on these issues (if necessary), or provide the Court with the appropriate documentation which shows Charash is incorrect (if that is truly the case). After doing so, Cardiology Defendants may wish to file another motion for summary judgment.
If filed, this motion for summary judgment should address the following issues: (1) citing case law, whether the standard of care expressed by Charash is appropriately limited to cardiology, (2) assuming the veracity of Charash's expressed standard of care — whatever that may truly be, whether it is applicable to the facts of this case, and (3) again assuming the veracity of Charash's expressed standard of care, whether any case law would categorize it as impermissibly imposing vicarious liability. Accordingly, this Court will deny the Cardiology Defendants' Motion for Summary Judgment, without prejudice.
For the reasons expressed, the Motion to Preclude will be granted, in part, and denied, without prejudice, in part; Plaintiff's Partial Motion for Summary Judgment will be denied, without prejudice; the Motion to Amend will be denied, in part, with prejudice and in part, without prejudice; and the Cardiology Defendants' Motion for Summary Judgment will be denied, without prejudice.
An appropriate Order will be entered.