STANLEY R. CHESLER, District Judge.
This matter comes before the Court on the application for claim construction by Plaintiffs Sanofi Aventis U.S. LLC, Sanofi-Aventis Deutschland GmbH, and Sanofi Winthrop Industrie ("Sanofi") and Defendants Mylan GmbH, Biocon Research Ltd., Biocon S.A., and Biocon Sdn. Bhd. (collectively, "Mylan"). In this patent infringement action, the parties seek construction of claim terms in six U.S. Patents. For the reasons that follow, this Court finds that, with the exception of "thread," where Defendants' proposed construction is unopposed, neither party has overcome the presumption that the claim terms carry their ordinary meaning.
This case arises from a patent infringement dispute involving a set of pharmaceutical patents related to a diabetes treatment. Plaintiffs own U.S. Patent Nos. 7,476,652 and 7,713,930 (the "formulation patents") and U.S. Patent Nos. 8,603,044; 8,679,069; 8,992,486; and 9,526,844 (the "device patents"). The formulation patents, generally, are directed to insulin formulations; Sanofi markets such formulations under the Lantus® brand name. The device patents, generally, are directed to prefilled delivery pen devices that are used to inject medication into the body; Sanofi markets such devices under the Lantus SoloSTAR® brand name. Defendants have submitted a 505(b)(2) New Drug Application seeking FDA approval to market products which, Plaintiffs contend, infringe these patents.
The parties' briefs refer to claim construction decisions in two cases before Judge Andrews in the District of Delaware,
A court's determination "of patent infringement requires a two-step process: first, the court determines the meaning of the disputed claim terms, then the accused device is compared to the claims as construed to determine infringement."
The focus of claim construction is the claim language itself:
The Federal Circuit has established this framework for the construction of claim language:
The parties dispute the interpretation of four claim terms in the formulation patents: "chemical entity," "esters and ethers of polyhydric alcohol," "at least one chemical entity chosen from," and "effective amount to avoid turbidity."
The parties dispute the meaning of the phrase, "chemical entity," which appears in claims 1, 2, 7, 17, 18, 19, 23, and 24 of the '652 Patent, as well as claims 1, 14, 15, and 16 of the '930 Patent. Plaintiffs contend that the term has its ordinary meaning, which a skilled artisan would understand to be "chemical compound." Defendants contend that the term should be construed to mean, "surfactant that reduces turbidity." Defendants here attempt to import limitations from the embodiments without any demonstration that the patentees used "expressions of manifest exclusion or restriction." Defendants ignore this requirement, and cite
In the absence of expressions of manifest exclusion, the Court declines to narrow the meaning of a claim term that is, on its face, unambiguous, and used in claim phrases which are precise. Defendants have not overcome the presumption that "chemical entity" carries its ordinary meaning which, as Plaintiffs state, is "chemical compound."
The parties dispute the meaning of "chosen from," as used in the phrase, "at least one chemical entity chosen from." Plaintiffs propose that the term has its plain and ordinary meaning. Defendants propose that "chosen from" means "selected to be included in the pharmaceutical formulation from." Defendants seek to insert into the claim language a scienter requirement. Defendants point to nothing in any of these patents that indicates that the inventors patented a formulation process requiring a particular mental state when deciding between polysorbate 20 and polysorbate 80. Consider, again, claim 1 of the '652 patent, which begins as follows: "A pharmaceutical formulation comprising . . ." The claim on its face covers a formulation, not a method for formulating. As Plaintiffs argue, the patentees drafted these claims using a Markush group.
3. "the polysorbate 20 is present in an effective amount to avoid turbidity" The parties agree that this phrase, which appears only in claim 8 of the '652 patent, has its ordinary meaning, but they dispute what that ordinary meaning is. Plaintiffs propose that the ordinary meaning is "the polysorbate 20 is present in an effective amount to prevent cloudiness." Defendants propose that the ordinary meaning is "the amount of polysorbate chosen prevents cloudiness." Defendants explain that the only meaningful difference between the two constructions involves the question of whether the claim language requires the polysorbate 20 to be chosen, as previously discussed. For the reasons already stated, the Court will not insert a scienter requirement into these formulation claims. The ordinary meaning of this phrase does not require any particular mental state.
Although this term involves chemistry, the parties appear to agree on the meaning within chemistry. Neither party identifies any remaining ambiguity in the claim language. The parties' briefs, which give very short treatment to this dispute, identify no actual question about the meaning of this term. Instead, the briefs debate the question of whether Plaintiffs' proposed construction is redundant. Since the parties agree about how a chemist would understand this phrase, the Court concludes that the parties do not have any substantive dispute over the meaning of this term.
The parties dispute the construction of thirteen terms in the device patents. These four patents descend from one application, No. 10/790,225, through chains of continuation applications. The parties agree that the device patents share a common specification.
With the exception of "thread," where Defendants' proposed construction is unopposed, this Court resolves all of the claim construction disputes before it by application of one fundamental principle of Federal Circuit law: "There is a heavy presumption that claim terms are to be given their ordinary and customary meaning."
Plaintiffs propose this construction: "A rod that engages with the drive sleeve/driver/driving member to advance the piston during dose dispensing." Defendants propose this construction: "a rod that moves axially to advance the piston." Neither party contends that the term has its ordinary meaning.
In their opening brief, Plaintiffs present only one argument to support their proposed construction: "it aligns with the intrinsic record. . ." (Pls.' Br. 28.) Under Federal Circuit law, this is not sufficient to overcome the presumption of ordinary meaning. In particular, as to the proposed subphrase, "that engages with the drive sleeve/driver/driving member," Plaintiffs point to three claims, from three of the device patents, which require such engagement. These do not support their position. Two of the three examples point to characteristics of other components: 1) claim 1 of the '069 patent ("internal threading [of drive sleeve] adapted to engage an external thread of said piston rod") (Pls.' Br. 29); and 2) claim 1 of the '486 patent ("internal threading [of driver] adapted to engage an external thread of said piston rod") (
Plaintiffs' third example is claim 21 of the '844 patent, quoting as follows: "piston rod . . . that is engaged with the third thread [of the driving member]" (Pls.' Br. 29.) Plaintiffs do not recognize that their proposed construction, if accepted, would introduce redundancy into this claim language, which would become: "rod that engages with the driving member to advance the piston during dose dispensing . . . that is engaged with the third thread [of the driving member.]" This unwieldy and redundant interpretation demonstrates that the meaning of "piston rod" should not be expanded to incorporate other components.
Overall, the parties' claim construction briefs repeatedly run into this problem.
Defendants' proposed construction of "piston rod" runs into the same problems. Defendants present examples from the claims and embodiments in the specification that manifest the narrowing characteristics they wish to import into their construction. For the reasons already stated, this Court rejects this approach to claim construction.
This Court finds that neither party has overcome the presumption that "piston rod" carries its ordinary meaning. The Court derives the ordinary meaning of "piston rod" from the attributes that the parties agree on. The intersection of the proposed constructions is: "a rod that advances the piston." The Court modifies this slightly to reflect that, while the piston rod advances the piston
Plaintiffs propose this construction: "a structure that couples and decouples a moveable component from another component." Defendants propose that clutch is a means-plus-function term or, in the alternative, that it has this construction: "a component that, during dose setting, operates to reversibly lock two components in rotation."
Plaintiffs' sole argument in support of their proposed construction is that it was adopted by the
Defendants argue primarily that "clutch" is a means-plus-function term, pursuant to 35 U.S.C. § 112(6). Under § 112(6), a claim limitation "may be expressed as a means or step for performing a specified function without the recital of structure . . ., and such claim shall be construed to cover the corresponding structure . . ." 35 U.S.C. § 112(6). When a claim limitation does not include the word "means," as is the case here, there is a presumption that it is not a means-plus-function limitation, and § 112(6) does not apply.
Defendants therefore bear the burden of rebutting the presumption that "clutch" is not a means-plus-function term under the
This leaves the Court to consider Defendants' alternate construction: "a component that, during dose setting, operates to reversibly lock two components in rotation." This appears to be close to the ordinary meaning of clutch, except that the qualifying phrase, "during dose setting," cannot be part of the ordinary meaning because, for example, a driver of a car with a manual transmission engages and disengages the clutch without ever setting a dose. The Court concludes that neither party has overcome the presumption that "clutch" has its ordinary meaning, which is: "a component that can operate to reversibly lock two components in rotation."
The device patents at issue each use one or more of these claim terms. "Drive sleeve" appears in claims in the '844, '069, and '044 patents. "Driving member" appears in claims in the '844 patent. "Driver" appears in claims in the '486 patent. Thus, some claims in the '844 patent specify a "drive sleeve," and other claims in that patent specify a "driver."
Defendants propose this construction for all three terms: "an essentially tubular component that moves axially to drive the piston rod." Plaintiffs propose this construction for "drive sleeve:" "an essentially tubular component of essentially circular cross-section releasably connected to the dose dial sleeve that imparts motion during dose dispensing." For "driver" and "driving member," Plaintiffs propose this construction: "a component releasably connected to the dose dial sleeve that imparts motion during dose dispensing."
As to the construction of "drive sleeve," Plaintiffs argue that their proposed construction is derived from
There is no dispute that the four device patents presently at issue do not share a common specification with the '008 patent, nor that the '008 patent has no parent application in common with the device patents in the U.S. patent system. It is undisputed that the sole link between the '008 patent and the four device patents rests on the fact that all five patents assert a priority date from one British patent application, GB 0304822.0. At the Markman hearing, the Court Ordered the parties to submit supplemental briefing on the issue of the relationship between the '008 patent and the four device patents.
In the supplementary briefing, Defendants argued that the Court need not determine the precise relationship between the '008 patent and the four device patents because, in any event, the specification of the '008 patent is not the specification of the device patents at issue. This is correct. Under Federal Circuit law:
Plaintiffs further propose that the phrase "that imparts motion during dose dispensing" should be added to the definition of "drive sleeve" found in the '008 patent specification. Plaintiffs now appear to have forgotten about their lexicography argument and are proposing a mélange construction. Plaintiffs offer some extrinsic evidence of ordinary meaning in support, but the evidence does not support the proposition that the ordinary meaning of "drive" involves dose dispensing.
Defendants propose one construction for all three drive terms. Defendants argue:
(Defs.' Br. 18.) The intrinsic evidence does not support this view. Defendants cannot dispute that some claims in the '486 and '844 patents refer not to a "drive sleeve," but to a "driver" or "driving member."
The Court makes a few observations. Under Defendants' theory, the patentees used "drive sleeve" in claim 1 but "driving member" in claim 21 for no reason, because they are the same. This conflicts with the following statement of Federal Circuit law: "when an applicant uses different terms in a claim it is permissible to infer that he intended his choice of different terms to reflect a differentiation in the meaning of those terms."
The bottom line is that neither party has proposed constructions for "drive sleeve," "driver," and "driving member" that are supported both by patent law and the claim language. The Court finds that neither party has overcome the presumption that these terms have their ordinary meaning. The Court derives that ordinary meaning from the points of agreement between the parties. The parties agree that a "sleeve" is "an essentially tubular component." The parties use different words, but essentially agree that the "drive" or "driving" element imparts motion to something. The Court concludes that the ordinary meaning of the "drive" aspect, in the context of these patents, is "a component configured to transfer force to the piston rod." Therefore, the ordinary meaning of "drive sleeve" is: "an essentially tubular component configured to transfer force to the piston rod." The ordinary meaning of both "driver" and "driving member" is: "a component configured to transfer force to the piston rod."
Plaintiffs propose that this phrase, which appears only in claim 21 of the '844 patent, has its plain meaning, which is "during dose dispensing, the piston rod rotates while the driving member does not rotate, the driving member rotates while the piston rod does not rotate, or both rotate at different rates and/or directions." Defendants propose this construction: "Both piston rod and driving member are configured to rotate, each at a different rate and/or direction during dose dispensing."
Defendants first argue that this Court should adopt the construction used by the
This dispute turns on the plain meaning of "rotate relative to one another." This Court agrees with the parties that the plain meaning of this phrase is clear: the ordinary meaning of the requirement that two components rotate relative to one another means that an observer situated on one component would observe the other component in rotation. Both components do not need to rotate to produce this outcome, so Defendants are incorrect. Plaintiffs are correct. All that is required is one of the following: the piston rod rotates while the driving member does not rotate, the driving member rotates while the piston rod does not rotate, or both rotate at different rates and/or directions. Any one of those conditions produces relative rotation. This Court agrees with the parties that this dispute is resolved by examining the plain meaning of the claim language, which supports Plaintiffs' construction but not Defendants'. Relative rotation does not require that both components rotate simultaneously.
Plaintiffs propose this construction: "An exterior unitary or multipart component configured to house, fix, protect, guide, and/or engage with one or more inner components." Defendants propose that this term has its plain meaning, which is: "the primary case or enclosure configured to house one or more inner components of the medication dispensing apparatus."
To support their construction, Plaintiffs argue that their construction was adopted by the
The Court agrees with Defendants: "main housing" has its ordinary meaning, and no construction is necessary.
The parties listed a dispute over these terms in the joint claim construction statement, but Plaintiffs did not brief it, while Defendants did. This Court finds that Defendants' proposed construction is unopposed: "a rib or groove on a first structure that engages a corresponding groove or rib on a second structure and that allows rotational and axial movement between the first and second structures."
For each of these three terms, Defendants argue that the term is indefinite or, in the alternative, that it is a means-plus-function term. Plaintiffs propose a construction for "clicker," and propose that "insert" and "holder" have their ordinary meaning and that no construction is necessary.
As to Defendants' indefiniteness arguments, this Court addresses invalidity disputes, of which indefiniteness is one, at summary judgment or at trial. Defendants may raise their indefiniteness arguments down the road.
As to Defendants' arguments that these terms are means-plus-function terms, these terms do not include the word "means," which raises the rebuttable presumption that they are not means-plus-function terms. As already discussed, to overcome that presumption, Defendants have the burden to demonstrate by a preponderance of the evidence that the "claim term fails to recite sufficiently definite structure or else recites function without reciting sufficient structure for performing that function."
As to "clicker," Defendants do not even address, much less satisfy, the Zeroclick standard. Defendants' argue only that, if "`clicker' is not construed as a means-plus-function element, the claims themselves make it nearly impossible to determine what the clicker is." (Defs.' Br. 28.) In support, Defendants then point to claim 15 of the '044 patent which states: "The housing part of claim 14, wherein said clicker comprises, at least one flexible arm, said flexible arm comprising at least one tooth member, and at least one spline, wherein when said dose dial grip is rotated, said at least one flexible arm deforms and drags said tooth member over said at least one spline so as to provide said audible feedback." This does not support Defendants' position. This claim clearly recites definite structure, and Defendants have not shown otherwise.
In support, Defendants cite
Plaintiffs contend that, inter alia, Defendants' § 112, para. 6 analysis errs because Defendants scrutinize claim terms in isolation, rather than in the context of other claims and the specification.
The Court concludes that Defendants have not carried their burden of demonstrating by a preponderance of the evidence that the claim term fails to recite sufficiently definite structure or else recites function without reciting sufficient structure for performing that function. "Clicker" is not a means-plus-function term.
Plaintiffs propose that "clicker" means "a structure that provides audible and/or tactile feedback when the dose knob is rotated." In support, Plaintiffs argue that this "conforms to how a POSITA would understand [the] term `clicker' in view of the intrinsic record." (Pls.' Br. 35.) This indicates that Plaintiffs believe that "clicker" has its ordinary meaning.
The Court notes the very first sentence of Defendants' argument about the construction of clicker: "By its nature, a `clicker' is a thing that clicks." (Defs.' Br. 28.) The Court also takes judicial notice that the website "dictionary.com" defines "clicker" as follows: "someone or something that clicks."
The disputes over the construction of "holder" and "insert" differ only slightly from "clicker." Plaintiffs contend that these terms have their ordinary meaning and need no construction. Defendants contend that they are indefinite, or means-plus-function terms. Again, the Court defers the invalidity arguments to summary judgment or trial.
As to the question of whether "insert" is a means-plus-function term, Defendants' in the course of their argument, state: "The only way to define it is by referencing structures disclosed in the specification." (Defs.' Br. 31.) Defendants have thus conceded that the structure of "holder" is disclosed in the specification, which undermines their argument.
As for "holder," the parties point only to claim 21 of the '844 patent, where it appears in this context: "a piston rod holder that is rotatably fixed relative to the housing and configured to (i) prevent the piston rod from rotating during dose setting and (ii) permit the piston rod to traverse axially towards the distal end during dose dispensing . . ." As Plaintiffs have argued, Defendants support their means-plus-function arguments by looking at words in isolation from their context. Claim 21 does disclose a "holder," but the context tells us that it is a "piston rod holder," and gives limitations which contain significant information relevant to its structure. Defendants have not overcome the presumption against finding that "holder" is a means-plus-function term.
This Court agrees with Plaintiffs that "holder" and "insert" have their ordinary meanings and do not need construction.
This Court concludes that, with the exception of "thread," where Defendants' proposed construction is unopposed, no party has overcome the presumption that the disputed claim terms carry their ordinary meaning. The ordinary meaning of "chemical entity" is "chemical compound." "Chosen from" and "the polysorbate 20 is present in an effective amount to avoid turbidity" have their ordinary meaning and do not need construction. The Court finds no substantive dispute over the construction of "esters and ethers of polyhydric alcohols." The ordinary meaning of "piston rod" is "a rod that can advance the piston." The ordinary meaning of "clutch" is "a component that can operate to reversibly lock two components in rotation." The ordinary meaning of "drive sleeve" is: "an essentially tubular component configured to transfer force to the piston rod." The ordinary meaning of both "driver" and "driving member" is: "a component configured to transfer force to the piston rod." The phrase, "the piston rod and the driving member are configured to rotate relative to one another during dose dispensing" has its ordinary meaning and does not need construction; the ordinary meaning of relative rotation of two components does not require that both components rotate. The term "main housing" has its ordinary meaning, and no construction is necessary. As to "thread," "threaded," and "threading," Defendants' proposed construction is unopposed: "a rib or groove on a first structure that engages a corresponding groove or rib on a second structure and that allows rotational and axial movement between the first and second structures." The ordinary meaning of "clicker" is: "a component that clicks." Finally, "holder" and "insert" have their ordinary meanings and do not need construction.