The opinion of the court was delivered by
FASCIALE, J.A.D.
Plaintiff Ewa Fik-Rymarkiewicz, Ph. D., a molecular biologist, appeals from a June 10, 2011 order dismissing her complaint with prejudice, and a July 22, 2011 order denying reconsideration.
In October 2006, plaintiff filed a complaint against her former employer, defendant University of Medicine and Dentistry of New Jersey (UMDNJ), and supervisors Rameshwar Sharma, Ph.D., and Dr. Duda. She alleged employment discrimination, hostile work environment, and retaliation in violation of the New Jersey Law Against Discrimination (the LAD), N.J.S.A. 10:5-1 to -49.
In 2000, UMDNJ employed plaintiff as a post-doctoral fellow, and she received positive evaluations for approximately five years. In January 2005, plaintiff notified Drs. Sharma and Duda that she was pregnant and they began to harass and discriminate against her. For example, in April 2005, plaintiff discovered that Drs. Sharma and Duda published an article without recognizing her work effort, and when plaintiff questioned them about the article, Drs. Sharma and Duda threatened to terminate her if she complained publicly; and, in May 2005, Dr. Duda criticized plaintiff's work as being too slow, and pressured her that work-related stress could cause a premature birth.
After giving birth, plaintiff remained home pursuant to UMDNJ's medical leave policy. When she returned to work in October 2005, Dr. Sharma allegedly told her that "[y]ou cannot be a mommy and a scientist at the same time." In October 2005, plaintiff suffered from anxiety, depression, and marital problems. In January 2006, plaintiff filed an internal discrimination complaint with UMDNJ's Office of Affirmative Action/EEO, and in September 2006, UMDNJ terminated her. She found new employment five months later. Plaintiff sought compensatory and punitive damages for her emotional distress, and asserted a lost wage claim.
Defense counsel deposed plaintiff on four separate days between August 2008 and April 2010. At her first deposition, plaintiff appeared with a folder that she had not produced in discovery containing notes that she had made "after every accusation" by Drs. Sharma and Duda, and she attempted to consult those notes during the proceeding. After an off-the-record conversation with her counsel, plaintiff produced the notes and the deposition continued, but the proceeding was interrupted by other off-the-record consultations between plaintiff and her counsel.
In March 2009, plaintiff appeared for her second deposition and expressed an unwillingness to answer questions and provide discovery. For example, regarding her immigration status, she testified that she applied for a green card as an independent researcher, but refused to give to defense counsel the name of her immigration attorney. Plaintiff's counsel stated, "I'm leaving the ultimate decision as to whether she's going to provide the information up to her. I've explained the risks and ramifications of her not responding to your question." Defense counsel then informed plaintiff that he could move to dismiss the case if she failed to answer his questions.
Plaintiff's third deposition occurred in February 2010. At this deposition, plaintiff again refused to provide the name of her immigration attorney, refused to answer other questions, and attempted to control the proceeding. Plaintiff announced that she would "answer only questions which are related to the time I was working for Dr. Sharma and UMDNJ." For example,
During the deposition, defense counsel advised plaintiff to answer the questions unless otherwise instructed by her counsel, and repeated his warning that he would move to dismiss her complaint if she refused to cooperate. Then the questions turned to plaintiff's tax records, defendant's
The questions next switched to plaintiff's curriculum vitae and her refusal to provide certain additional discovery.
At this third deposition, defense counsel stated that he served a notice to produce the tax returns, explained that plaintiff refused to provide discovery, and asked plaintiff's counsel if he would be filing a protective order. Plaintiff's counsel maintained that "we object to the request for the income tax records." At the end of the third deposition, however, plaintiff's counsel said that "we're open minded about ... the tax records, if we can find them, and we'll think about continuing with the deposition." With that, the deposition ended.
In March 2010, the parties appeared before the judge and participated in a conference to resolve plaintiff's unwillingness to answer questions. The judge stated that
The judge then selected the date of March 29, 2010 to complete plaintiff's deposition. Thereafter, plaintiff's counsel cancelled the deposition due to plaintiff's busy schedule and then the parties engaged in motion practice.
Plaintiff filed a motion for reconsideration of the judge's order
On April 8, 2010, the judge entered the order dismissing the complaint without prejudice.
Plaintiff's fourth deposition occurred on April 15, 2010. At this proceeding, plaintiff testified for the first time that she shredded her 2004, 2005, 2006, and 2007 tax returns. Plaintiff indicated that she did not shred her 2008 tax returns, but she refused to produce them because "2008 doesn't apply to the time I was working in Dr. Sharma's lab." Plaintiff also refused to produce her 2009 tax returns for the same reason. Plaintiff was adamant that even if the records existed, "I will never produce my tax returns for you." The questioning continued
Plaintiff then testified that Dr. Sharma "is the only one" who caused her emotional harm, and that she had no other stress points in her life. Defense counsel probed into her statement that Dr. Sharma was solely responsible for her emotional stress claim, but she continued to obstruct the discovery of relevant information.
In May 2010, plaintiff moved to reinstate her complaint believing that she produced fully responsive discovery, and defendants moved to dismiss the complaint with prejudice. Plaintiff argued, in part, that her tax returns are irrelevant "as the plaintiff
As a result, on September 8, 2010, the judge denied defendant's motion to dismiss the complaint with prejudice and ordered that plaintiff's complaint may be reinstated if she produced by October 8, 2010 (1) documents pertaining to her publications; (2) tax returns for years 2005-2008;
On October 8, 2010, plaintiff's counsel produced her W-2 forms from 2005 to 2008, and he represented to defense counsel that plaintiff does not have her federal tax returns. On October 12, 2010, defendant's counsel renewed his request that plaintiff sign IRS authorizations so that he could obtain the records directly from the government. On October 29, 2010, plaintiff's counsel stated that he himself would use the authorizations and obtain the records. In November 2010, defense counsel objected and repeated his request for signed authorizations from plaintiff, and in May 2011, defense counsel again requested the authorizations, which plaintiff ignored.
Finally, on February 4, 2011, plaintiff's counsel produced her 2005, 2006, 2007, and 2008 federal tax returns, but she unilaterally redacted them. She did not seek a protective order, as defense counsel had inquired about during plaintiff's third deposition. Plaintiff also removed certain schedules that were referenced in the tax records, but she provided no reason for that alteration. On February 23, 2011, plaintiff's counsel wrote defense counsel and explained that the redacted portions of the tax returns pertained to plaintiff's husband, but there was no mention of the schedules that plaintiff removed.
Believing that she produced fully responsive discovery to the document demands, plaintiff then moved to reinstate her complaint in May 2011. Defendants, however, cross-moved, and repeated their request that the judge dismiss the complaint with prejudice. The motions were assigned to a different judge than the one who had been managing the case up to this point. The new judge thoroughly reviewed the file, conducted oral argument, and entered the June 10, 2011 order dismissing plaintiff's complaint with prejudice and denying her motion to reinstate. In her lengthy and comprehensive oral opinion she stated that
Plaintiff moved for reconsideration. She contended that (1) the first judge was better equipped to hear her motion to reinstate the complaint; (2) the cross-motion to dismiss with prejudice was heard impermissibly; and (3) she argued for the first time that the tax returns were properly redacted to protect her and her husband's Fifth Amendment rights, and she maintained that the tax returns were irrelevant. The judge issued an oral decision rejecting these arguments, and then entered the July 22, 2011 order denying reconsideration. This appeal followed.
On appeal, plaintiff argues that (1) the court abused its discretion by dismissing the complaint without prejudice on April 8, 2010, and then by entering the September 8, 2010 order requiring her to produce discovery as a condition to reinstatement; (2) the judge abused her discretion by dismissing the complaint with prejudice on June 10, 2010, because plaintiff produced fully responsive discovery; (3) the judge committed plain error by "refusing to honor" plaintiff's Fifth Amendment right against self-incrimination; (4) the judge erred by failing to grant plaintiff's motion for partial summary judgment; and (5) the judge erred by granting summary judgment dismissing her claims for fraud and conversion. We focus on plaintiff's contentions that the court abused its discretion by dismissing the case, without and then with prejudice.
We begin by addressing plaintiff's argument that the court erred by dismissing her complaint without prejudice. "`A trial court has inherent discretionary power to impose sanctions for failure to make discovery, subject only to the requirement that they be just and reasonable in the circumstances.'" Abtrax Pharms., Inc. v. Elkins-Sinn, 139 N.J. 499, 513, 655 A.2d 1368 (1995) (quoting Calabrese v. Trenton State Coll., 162 N.J.Super. 145, 151-52, 392 A.2d 600 (App. Div.1978), aff'd, 82 N.J. 321, 413 A.2d 315 (1980)). Against this standard, we conclude
Defendants sought to dismiss the complaint without prejudice pursuant to Rule 4:23-5(a)(1), Rule 4:23-4, and Rule 1:2-4. In dismissing the complaint without prejudice, the judge relied on Rule 4:23-5(a)(1), which states in part that
Here, the judge concluded that "there were issues that remained outstanding from those prior deposition sessions," plaintiff failed "to make discovery,"
Furthermore, by compelling plaintiff to produce the three items referenced in the court's September 8, 2010 order (documents pertaining to her publications; tax returns for years 2005-2008; and the name of her immigration attorney), the judge imposed no more than what the rule mandated, requiring plaintiff to produce "fully and responsive" discovery as a condition to reinstatement of the complaint. R. 4:23-5(a)(1). In fact, the judge entered the September 2010 order rather than dismissing the complaint with prejudice as defendants had urged vigorously. As a result, the judge imposed sanctions that were neither unjust nor unreasonable. Abtrax, supra, 139 N.J. at 513, 655 A.2d 1368.
Next, plaintiff contends that the judge abused her discretion by dismissing the complaint with prejudice. In dismissing the complaint with prejudice, the judge relied on Rule 4:23-5(a)(2), which provides in part that
Although plaintiff asserts that she produced fully responsive discovery, the record demonstrates otherwise. Even though she was warned repeatedly that refusal would result in the dismissal of her case, and that she should obtain a protective order if warranted, plaintiff refused to sign IRS tax authorizations at defendants' repeated requests, thereby depriving the defense of obtaining unaltered tax records directly from the IRS; produced incomplete tax records that she redacted without a protective order or authorization by the court; and without notice to the court or parties, removed schedules that were referenced in the tax returns. As a result of her deliberate decision to withhold relevant discovery, we conclude that plaintiff failed to produce "fully responsive" discovery as the rule requires. R. 4:23-5(a)(2).
This is also not a situation where plaintiff failed to produce discovery on a minor issue in response to court orders. Plaintiff argues that the tax records are irrelevant because she withdrew most, but not all, of her wage claim. The tax returns are relevant not only to the remaining wage claim, but also to plaintiff's primary contention that Dr. Sharma alone caused her emotional distress and marital problems. Abtrax, supra, 139 N.J. at 514, 655 A.2d 1368 (stating that dismissal with prejudice is appropriate where "the order for discovery goes to the very foundation of the cause of action" (internal quotation marks omitted)). Plaintiff testified that her husband was not employed and she refused to tell counsel what her salary was. Defendant sought the tax returns, in part, to verify whether her husband had reported earned income, to confirm if he had been working, and to compare income levels before and after UMDNJ terminated her. He sought the tax records to determine whether money issues contributed to her emotional distress claim. Also, although she testified that her husband was not working, if her tax returns showed otherwise, then this inconsistency would be relevant to impeach her credibility. Thus, we agree with the court that the tax records are relevant to plaintiff's claim of emotional distress because "the information sought appears reasonably calculated to lead to the discovery of admissible evidence." R. 4:10-2(a).
Finally, we conclude that plaintiff's "refusal to comply [with the discovery demands]" was "deliberate and contumacious," and that, under the totality of the circumstances of this case, the sanctions imposed were not unjust or unreasonable. Abtrax, supra, 139 N.J. at 513-14, 655 A.2d 1368.
We disagree with plaintiff's contention that the judge committed plain error by "refusing to honor" her Fifth Amendment right, "and possibly her husband['s]," against self-incrimination. Plaintiff never asserted her right to be silent in response to any deposition question. Therefore, we focus on plaintiff's decision to ignore repeated requests to file a protective order, and her deliberate, continuous attempts to thwart the discovery process.
We note at the outset that plaintiff raised this argument for the first time during her motion to reconsider the judge's June 10, 2011 order dismissing the complaint with prejudice, where the judge stated
Although the judge declined to address the argument because plaintiff raised it for the first time on her reconsideration motion, see Rosen v. Keeler, 411 N.J.Super. 439, 450, 986 A.2d 731 (App.Div.2010) (not disturbing the trial court's refusal to consider arguments first raised in motion for reconsideration), the judge stated that
Nevertheless, we focus on plaintiff's calculated decisions to "deliberately pursu[e] a course that thwarts persistent efforts to obtain the necessary facts." Abtrax, supra, 139 N.J. at 515, 655 A.2d 1368.
Plaintiff's self-incrimination argument on reconsideration and on appeal contradicts the position she advanced on February 23, 2011, when plaintiff's counsel informed defense counsel that the redactions "pertained to [plaintiff's] husband. As he is not a party to this action, any information pertaining to him would be undiscoverable."
Lastly, we affirm that part of the January 8, 2010 order denying her motion for partial summary judgment because genuine issues of material fact exist, and she is not entitled to judgment as a matter of law. Brill v. Guardian Life Ins. Co. of Am., 142 N.J. 520, 540, 666 A.2d 146 (1995). In support of her motion, she relied on a report from a manager of UMDNJ's Office Of Administrative Action/EEO. She contended that the manager's report, in response to her discrimination complaint that she filed with the UMDNJ Office of Affirmative Action/EEO, constituted an admission pursuant to N.J.R.E. 803(b). We reject that argument because the manager is not a party and is unauthorized by UMDNJ to make a statement concerning plaintiff's LAD case that she filed in superior court. N.J.R.E. 803(b).
We have determined that plaintiff's remaining arguments lack sufficient merit to warrant discussion in this written decision. R. 2:11-3(e)(1)(E).
Affirmed.