PER CURIAM.
Plaintiff Tomikia Davis and defendant Abez Husain, M.D., appeal the December 23, 2011 judgment entered by the Law Division following a jury trial of Davis's claims against Husain, which were brought under the New Jersey Law Against Discrimination (LAD),
We discern the following facts and procedural history from the record on appeal.
Davis worked for Mira Kheny, M.D., for approximately sixteen months during 2005 and 2006. She served primarily as Kheny's medical assistant.
Kheny rented medical-office space from Husain, who maintained a separate medical practice in the same building. While Davis was working for Kheny, she cleaned Husain's office approximately ten or twelve times when his regular cleaner was unavailable.
Davis testified that, after she had been working for Kheny for six or seven months, Husain approached her and asked for her help finding a date. According to Davis, he told her "he liked women with big breasts." Davis replied that she did not help people find dates and walked away without giving Husain "a chance to say anything" further. Davis also testified that, a few months later, Husain made another comment about breasts. She tried to avoid him following the second incident.
According to Davis, while Husain's girlfriend was visiting the office in January or February 2006, he made another unsolicited comment regarding the difference between the vaginal moisture of women of different ethnicities. Davis testified that she found it "humiliating and it scared me again because this was the third time. I just didn't know what to do." She continued her attempts to avoid Husain.
Finally, Davis testified that Husain touched her inappropriately without her consent in June 2006. Davis was filing papers at the end of her shift when she felt Husain's hand on her buttocks. She "turned around and ... told him not to do that," to which he responded, "calm down, we play like that." She replied, "I don't play like that." She was very upset and packed up to leave the office for the day. Davis described the incidents as "not something I asked for" because she "never started [any] of these conversations."
Husain testified that he never made any inappropriate comments to Davis. He also denied having ever touched her.
Davis's employment with Husain and with Kheny was terminated after these incidents, allegedly because Davis complained about her treatment.
Davis filed a complaint against Kheny and Husain in November 2007. She alleged LAD violations based on hostile work environment, sexual harassment, and retaliation.
The trial took place over six trial days in August 2011. Davis dismissed her retaliation claim against Husain during the voir dire conference, and made an in-limine motion to exclude evidence of her settlement with Kheny and her conviction in the 1990s for a drug offense. The trial judge held that Davis's settlement with Kheny would not be admissible, subject to reconsideration in light of the actual testimony at trial. He also decided that the conviction could not be used for impeachment because it would be unduly prejudicial and had no bearing on the credibility of Davis's testimony.
The judge excluded testimony about the settlement based on Davis's abandonment of her claim against Husain for retaliatory discharge and lost wages. During her testimony, however, Davis mentioned lost wages.
The judge called counsel to sidebar, and instructed Davis's attorney to "handle the testimony that he made me lose wages." The attorney did so by asking Davis whether it was correct that she was not making a lost wage claim in the case and whether it was "absolutely not" an issue. Davis answered in the affirmative.
Before cross-examining Davis, Husain moved for a mistrial, or alternatively for permission to refer to the settlement with Kheny. The judge observed that Davis's testimony might also have "open[ed] the door" with regard to the admissibility of the criminal conviction. However, the judge denied Husain's motion, and determined that testimony regarding the criminal conviction was still too prejudicial and unrelated to be admissible.
Husain moved for a directed verdict at the close of Davis's case. The judge denied the motion, concluding that Davis had presented a prima facie case. The judge also denied Husain's request that he charge the jury on proximate cause. In addition, he denied Davis's request that he charge the jury on punitive damages if Davis succeeded in recovering compensatory damages.
The jury found in favor of Davis and awarded her damages of $12,500.
After the verdict was delivered, the trial judge spoke with the jurors off the record and without counsel present. One juror commented that Husain had not touched the Bible when he took the oath before testifying. The judge informed the attorneys about the juror's comment in an off-the-record conversation in chambers.
Husain filed a motion for remittitur. He also raised the issue of the juror's observation, but did not move for a new trial on that basis. Husain, who is of Indian descent, certified that he did not touch the Bible because he did not wish to disrespect a holy book by placing his left hand on it. The judge denied Husain's request for remittitur. He also said he saw no basis for a new trial, but told defense counsel he could file a separate motion on that issue. No such motion was filed. Davis renewed her request for a trial on punitive damages, which was also denied.
The judge then addressed Davis's motion for attorney's fees. Davis's attorney requested $500 per hour for himself, $375 per hour for his partner, and $250 per hour for an associate. He also requested enhancement of the fees based on the public policy underlying the LAD and on the risk of nonpayment due to taking the case on contingency. The judge established trial counsel's fee at $375 per hour, his partner's at $300 per hour, and the associate's at $175 per hour. The judge concluded that the number of hours billed was reasonable and calculated the lodestar amount to be $68,095, but denied counsel's request for enhancement of the lodestar.
This appeal followed.
Husain argues on appeal that the trial judge erred in (1) excluding the settlement with Kheny and precluding cross-examination concerning Davis's criminal conviction, (2) denying his motion for a mistrial after Davis mentioned lost wages in her testimony, (3) denying his motion for a directed verdict after the close of Davis's case, (4) refusing to charge proximate cause, (5) refusing to apportion liability between Husain and Kheny, and (6) failing to declare a mistrial on the basis of the juror's comment about Husain and the Bible.
In her cross-appeal, Davis argues that the trial judge erred in (1) dismissing her claim for punitive damages, (2) reducing the hourly rates used to calculate the lodestar amount for counsel fees, and (3) declining to enhance the lodestar.
We start our analysis with the judge's evidentiary rulings, as well as the subsequent denial of Husain's motion for a mistrial on the issue of lost wages.
Our scope of review of a trial judge's evidential rulings requires that we grant substantial deference to the judge's exercise of discretion.
Husain argues that the judge erred in precluding him from using Davis's 1997 criminal conviction for drug offenses for impeachment purposes.
The party opposing the introduction of a witness' prior conviction has the burden of demonstrating that it should be excluded.
The conviction at issue took place in 1997 and did not involve criminal activity implicating truthfulness, dishonesty, or fraud. We see no abuse of the judge's discretion in his determination that the prejudice of the 1997 drug conviction would outweigh the conviction's probative value for impeachment purposes.
Husain also argues that the judge erred in prohibiting introduction of Davis's settlement with Kheny and that he compounded the error when he denied the motion for a mistrial after Davis mentioned lost wages during her testimony.
Davis settled with Kheny, who had been her primary employer at the time of the incidents at issue. Davis subsequently dismissed her claim against Husain for retaliatory discharge. The judge did not abuse his discretion in dismissing the claim or excluding evidence of the settlement once Davis was no longer claiming retaliatory discharge or seeking damages for lost wages from Husain.
Clearly, Davis should not have mentioned lost wages in her testimony. Once she did and Husain moved for a mistrial or permission to introduce the Kheny settlement, the judge had to take some remedial action. He had at least three choices: a mistrial, introduction of the settlement, or curative action. The judge had already taken the curative approach immediately after the testimony was given and even before the motion was made.
The decision to grant or deny a motion for mistrial is reviewed for abuse of discretion.
Lost wages were not argued during summations and the judge specifically stated in his charge to the jury that "[t]here was no wage loss." The fairly modest amount of the damage award strongly suggests that the jury did not include lost wages in the damage award. Consequently, there was no manifest injustice requiring a mistrial.
We now turn to Husain's argument that the trial judge erred in denying his motion for a directed verdict at the end of
Davis's case.
Our review of a trial judge's ruling on a motion for directed verdict pursuant to
"It shall be an unlawful employment practice, or ... an unlawful discrimination ... [f]or an employer, because of the... sex ... of any individual ... to discriminate against such individual in compensation or in terms, conditions or privileges of employment."
The "but-for element," the first prong, "will automatically be satisfied" if "the harassing conduct is sexual or sexist in nature."
The second, third, and fourth prongs of the test are distinguishable but interdependent, and therefore must be discussed together.
Evaluation of whether conduct gave rise to a "hostile work environment" should focus on "the harassing conduct itself, ... `not its effect on the plaintiff.'"
A hostile work environment most frequently results from a series of inappropriate events or misconduct.
Because we must view the evidence in the light most favorable to Davis, we must assume that Husain made the comments about dating women with big breasts and the vaginal moisture of different ethnicities, and also that he touched Davis's buttocks with his hand and told her that "we play like that." Based upon those facts, we conclude that a reasonable jury could find that each of the
We now turn to issues related to the jury charge. Husain argues that the judge should have charged proximate cause, while Davis argues that the judge should have charged punitive damages.
We have reviewed both arguments in light of the facts of this case and the applicable law. We find them to be without sufficient merit to warrant extended discussion in a written opinion.
Davis's claims were brought under the LAD. Proximate-cause charges and related questions on the verdict sheet are not used in such cases.
With respect to punitive damages, although we have held that the conduct attributed to Husain rose to the level of creating a hostile workplace for the purposes of the LAD, we agree with the trial judge that it did not warrant consideration of punitive damages after the jury returned a verdict on compensatory damages.
There are two prerequisites for awarding punitive damages to an employee in a discrimination suit: "(1) actual participation in or willful indifference to the wrongful conduct on the part of upper management and (2) proof that the offending conduct [is] especially egregious."
We next turn to the issue of counsel fees. Davis argues that the judge erred in cutting the hourly rate used to calculate the lodestar, and then in failing to award a fee enhancement.
In the companion cases
The Court also addressed the relationship between the attorney's fees and the amount of damages recovered.
After determining the lodestar, the trial judge must consider whether an enhancement is appropriate "to reflect the risk of nonpayment in all cases in which the attorney's compensation entirely or substantially is contingent on a successful outcome."
Ordinarily, the amount of a contingency enhancement "should range between five and fifty-percent of the lodestar fee, with the enhancement in typical contingency cases ranging between twenty and thirty-five percent of the lodestar."
Recently, the Court reiterated "that the mechanisms for awarding fees, including contingency enhancements, that we adopted in
Although the trial judge's oral decision adequately explained why he reduced the hourly fees for Davis's attorneys and his determination that the time spent was reasonable, we have concluded that he did not adequately consider, or at least explain his reasoning concerning, the risk of non-payment and that he may have placed too much reliance on the relationship between the amount of the recovery and the fee award. Consequently, we vacate the portion of the judgment declining to award a fee enhancement and remand for further consideration in accordance with this opinion. We do not express any opinion on what the results of the remand should be.
Finally, we address Husain's arguments concerning the remarks made by the juror during the judge's informal discussion following the trial.
It appears from the record that, after the trial was completed, the judge went into the jury room without counsel and spoke to the jurors off the record. One of the jurors commented that Husain had not touched the Bible when he took the oath before testifying.
However, Husain raised the issue in connection with his remittitur motion, certifying that his failure to put his hand on the Bible was based upon his cultural upbringing. During oral argument, the judge told Husain's counsel that he was "surprised that comment that I made out of my continuing concern for education winds up in a brief in a certification."
We pause to express our strong disapproval of judges who speak to jurors in cases that have been tried to conclusion, as opposed to cases that have been settled or mistried during trial. Such communications run the significant risk that one or more jurors will say something that then becomes an issue with respect to the verdict reached, as happened here. In
The trial judge took no steps to ascertain whether the juror's observation improperly influenced the jury's verdict, nor did he make a record with respect to the incident. Although he disclosed the conversation to counsel, he did so only off the record and without offering counsel the opportunity to explore it further. Indeed, the judge subsequently took offense that defense counsel raised it in connection with his post-trial motion.
Such a communication from the judge to counsel cannot be considered "confidential." An attorney's overarching obligation to the client compels the attorney to take appropriate action for the client's benefit. The attorney should not have been made to feel that, in doing so, he had breached a confidence imparted by the judge.
Husain argues that the juror's comment about his not having placed his hand on the Bible warrants a new trial, but does not clearly articulate a legal basis for that assertion. He does not specifically contend that the juror's observation reflected a discriminatory animus, such as one based upon race, national origin, or religion. Instead, he more generally contends that the juror may have considered his testimony less credible because he did not touch the Bible.
Having reviewed the record carefully, we conclude that the comment attributed to the juror does not warrant our setting aside a jury verdict that we have concluded was otherwise appropriately supported by the evidence following a fair trial.
First, the remark was not on its face discriminatory or indicative of invidious discrimination. It was an observation of a fact as to which there is no dispute. We see no basis in the record to assume that the juror's comment was reflective of invidious discrimination. Second, no juror indicated to the trial judge that Husain's failure to touch the Bible adversely influenced his or her decision on the issue of credibility, including the juror who made the comment. Third, the trial judge expressed his opinion, based on his observation of the entire trial and on the quite modest amount of the damage award, that the jury's verdict was consistent with the facts presented during the trial. Fourth, there was no contemporaneous request by defense counsel that the juror be questioned. Finally, although the issue was mentioned in connection with the remittitur motion, there was no specific motion for a new trial based on the juror's statement and no request that the juror or jury be recalled and questioned about the issue. Although the judge's comments suggest that he was not inclined to grant such an application, he specifically gave defense counsel the option to file one.
Granting a new trial is an extraordinary remedy that, in the absence of significant trial error, is utilized only to prevent a manifest injustice under the circumstances.
For all of the reasons set forth above, we affirm the judgment on appeal, except that we vacate that portion of the judgment that declined to award a fee enhancement and remand to the trial judge for further consideration of that issue consistent with this opinion.
Affirmed in part, remanded in part. We do not retain jurisdiction.
I concur with the majority's opinion in all respects except Section II(E) and, therefore, cannot join in the appeal's ultimate disposition. Indeed, even with regard to Section II(E), we are in accord in many respects. My colleagues have expressed their "strong disapproval of judges who speak to jurors in cases that have been tried to a conclusion" (slip op. at 22), and I agree with those comments.
The majority opinion accurately sets forth the events in question. To amplify a bit, the record reveals that after the jury rendered its verdict, the judge informed the jurors that they "have no obligation to speak to anybody about what you thought, what other people thought, what you said, what other people said." He also correctly observed there was "no prohibition" on their speaking about the case, but he also "advi[sed]" they should not "say anything" they "wouldn't be willing to be quoted on." Ironically, the judge additionally suggested to the jury that "what goes on in the Jury Room stays in the Jury Room." With that, he thanked the jurors for their service and advised them of his "practice" of speaking to jurors after the verdict to answer questions they may have had "about this process, about what you observed, about what you thought," and expressed his willingness to answer any questions they had "about ... the nature of the trial." The judge then discharged the jury. No recording was made of what the judge later discussed with the discharged jurors.
We condemned this practice in
Canon 3A(6) was triggered here as well, because even though the judge may not have had any particular reason to assume the filing of a post-judgment motion, there was no reason to assume there would not be such a filing in the future. In fact, a trial judge always has the authority to grant a new trial on his own initiative,
Even if by some stretch we could view such an ex parte event as permissible, it is certainly a risky business. By engaging in this practice, a judge invites the inappropriate disclosure of things that may impact — or give the appearance of impacting — the proceedings to follow, such as, in a civil action, a motion for a new trial or a motion for a remittitur or additur, or in a criminal case, a motion for a new trial or the imposition of sentence. For example, in
Here, in inviting comments or questions about "what [the jury] observed," the judge obtained information from a juror that suggested she may have assessed defendant's credibility on an irrelevant factor, defendant's apparent unwillingness to place his hand on the Bible when swearing to tell the truth.
No witness is required to place a hand on the Bible when being sworn. All that is required is the witness's commitment to tell the truth out of fear of punishment,
This short trial largely consisted of a credibility contest between plaintiff and defendant.
To be sure, the record before us only contains the judge's statement on the record six weeks after what he said to counsel, during an unrecorded discussion, about what he (the judge) had heard during an unrecorded conversation with the jury after it rendered its verdict. The judge stated that the concern about defendant's manner of taking the oath was the statement of only one juror and there was no indication other jurors may have been influenced by that juror's concerns. But there was no evidentiary hearing as to what the juror said, whether other jurors had made the same observation and drawn the same conclusion, or whether the juror had shared her observation with the other jury members during deliberations. I would also think it is too late in the day — the verdict having been rendered eighteen months ago — to obtain meaningful answers if we were to remand for a hearing.
The question, then, is whether we should either assume — without any supporting evidence — that no harm was caused and affirm, or whether we should assume there likely was harm and require a new trial. I recognize that the latter choice is harmful to plaintiff, who has done no wrong, but I find more palatable the awarding of a new trial because it will ensure the rendering of a judgment based upon appropriate considerations or, at least, so there is an appearance that justice has been done in this case. Reversal may also better deter trial judges who continue to engage in this inappropriate practice despite
For these reasons, I would order a new trial.