PER CURIAM.
Plaintiff Joseph Canale, an employee of the State Department of Health and Human Services, alleged defendant State of New Jersey and his supervisor, defendant Gregory Roberts, committed retaliation prohibited by the New Jersey Law Against Discrimination (LAD),
The facts are taken from the summary judgment record, viewed in a light most favorable to plaintiff.
Plaintiff, a white male, began working as a Therapy Aide at Ancora Psychiatric Hospital (Ancora), which is managed by the Department of Human Services, Division of Mental Health Services (DHS). Over the next fifteen to twenty years, plaintiff applied for and received several promotions, advancing from an Accountant 3 to an Analyst 2, Health Care Facilities, for another DHS-operated facility, Trenton Psychiatric Hospital (Trenton). In November 2004, plaintiff applied for and received another promotion, returning to Ancora as a provisional Administrative Analyst 1, a position he retained over the next four years.
In 2007, John Lubitsky, the Human Resources Director at Trenton, was hired as Deputy CEO, Support Services, at Ancora, thereby becoming plaintiff's supervisor. During his employment at Trenton, plaintiff had occasional interactions with Lubitsky, during which he never had problems.
However, in October 2007, shortly after Lubitsky became plaintiff's supervisor at Ancora, Lubitsky told plaintiff "he was placed there by Roberts[, Assistant Director of Mental Health, and then-acting CEO] to remove all the black administrators[,]" which included plaintiff's former supervisor, CEO Latonya Wood El, and union president Anita Martin. When plaintiff asked what the problem was with the administrators, Lubitsky responded, "the niggers ran [Ancora] into the ground." Plaintiff stated he did not understand the problem with management operations and was "very uncomfortable to have the conversation" with Lubitsky. Plaintiff told Lubitsky he believed the administrators had done the best they could with the limited resources available, a notion which Lubitsky dismissed. Following the conversation, plaintiff told Wood El what Lubitsky said, and cautioned her to "be careful."
Plaintiff explained that from that point forward, his relationship with Lubitsky "didn't really go very well." Plaintiff and Lubitsky "had a few heated arguments . . . in reference to work stuff where [plaintiff] didn't necessarily agree with [Lubitsky's] comments or direction[s.]" However, plaintiff's primary issue related to three or four additional conversations with Lubitsky and Roberts regarding their alleged plan.
In November or December 2007, while plaintiff and Roberts were in Lubitsky's office discussing routine, work-related issues, Lubitsky and Roberts asked plaintiff, who had been on the CEO staff before Lubitsky and Roberts were transferred to Ancora, "to provide them with information to help them get rid of the black administrators." Specifically, they requested plaintiff provide them with the minutes from the CEO staff meetings prior to September 2007. Plaintiff told them he was not comfortable with the conversation, to which they replied, "Come on, be a team player, help us out, we need information, we need to know what was going on before we got here in order to help remove [the black administrators]." Although plaintiff was uncomfortable, though not "annoyed," with the conversation, he did not object to their intentions, but rather stated he did not have any information to provide them.
Within two weeks following the office conversation, plaintiff told Deputy CEO of Clinical Services, Tracey Lavallis, he had overheard "they are going to try to get rid of some of the administration" and Lavallis should "be careful." Lavallis asked if it was because he is black, and plaintiff nodded. Plaintiff did not discuss Roberts and Lubitsky's plan with anyone else.
During his deposition, other than these two conversations, plaintiff did not relate "any other problems . . . with Mr. Lubitsky while he was [plaintiff's] supervisor at Ancora," until September 2008. In fact, plaintiff admitted he liked Lubitsky and Roberts, and believed Lubitsky was a good supervisor.
In early 2008, plaintiff applied for permanent appointment as Administrative Analyst 1 (AA1). Plaintiff did not satisfy the minimum education or experience requirements for the AA1 promotion, and a desk audit revealed his then-current duties and responsibilities were inconsistent with his correct title, but were consistent with a different position — Supervisor, General and Support Services (SGSS). The State Department of Personnel (DOP) required plaintiff's assigned duties and responsibilities to be commensurate with his permanent title, or his position would be reclassified to SGSS. After a more detailed review, it was determined plaintiff's limited education and work experience was also insufficient for the SGSS position. As a result, plaintiff could not be promoted while at Ancora.
Plaintiff continued to actively seek promotional opportunities at other DHS facilities. In October 2007, he sent Lubitsky an email explaining his "current Strategic Plan [wa]s to become the Business Manager at [Trenton.]" In early 2008, plaintiff applied for that position, and on April 9, 2008, emailed Lubitsky, stating:
Plaintiff began dividing his time and job duties between Ancora and Trenton, in an effort to perform both jobs.
Plaintiff insists he applied for the promotion to Business Manager at Trenton because he "did [not know] that the desk audit had been received back at Ancora[,]" and he would not have pursued this position had he known the DOP classification review determined his position could be reclassified as SGSS. Plaintiff maintains no one at Ancora told him of the desk audit results, which he learned when he contacted DOP. Ultimately, plaintiff's lack of a four-year college degree impeded his ability to be promoted to Business Manager at Trenton.
Around September 2008, plaintiff was "summoned" to Roberts' office by Lubitsky and was "told [he] would go to Trenton. . . permanently." According to plaintiff, despite not receiving the promotion to Business Manager at Trenton and never asking to go to Trenton permanently, Lubitsky and Roberts transferred him without giving him the choice to remain at Ancora. Plaintiff insists the transfer was involuntary, in retaliation for his refusal to assist Lubitsky and Roberts in their alleged plan to rid Ancora of its black administrators.
Plaintiff informed Lubitsky and Roberts he had no intention of reporting to Trenton full-time unless he received the Business Manager promotion. He explained: "If I wasn't to receive the promotion of Business Manager[,] I was going to stay working between the two [facilities] to help assist the facility out or I wanted my job back at . . . [Ancora] and I wasn't leaving." Plaintiff was told he did not have that choice. At his deposition, plaintiff recounted:
Roberts and Lubitsky told plaintiff "it [is] what it is, . . . you aren't a team player, go pack yourself and get out of your office." As a result of the transfer to Trenton, plaintiff's round-trip commute increased by approximately ninety miles, an increase in mileage for which plaintiff was compensated.
Roberts and Lubitsky deny any of this occurred, and insist plaintiff had the option of remaining at Ancora full-time if he desired. They maintain, in September 2008, plaintiff voluntarily transferred to Trenton full-time in hopes of assuming the Business Manager title.
Approximately one month after his transfer to Trenton, plaintiff asked Lubitsky if he could return to his former position at Ancora. Lubitsky "told [plaintiff] to go fuck [him]self, that [he] wasn't a team player again, that [he] did a horrible job, [he] sucked, everybody around [him] sucked, everybody that reported to [him] sucked and basically [he] wasn't coming back to Ancora[.]" Plaintiff was not provided any additional details, other than that all the departments "ran like crap," and plaintiff and everyone around him "suck[ed]." When asked at his deposition whether Lubitsky elaborated, plaintiff answered:
Plaintiff also had applied for an opening for SGSS at Ancora on three occasions. In response to each application, plaintiff received a letter from Lubitsky denying his request for an interview. According to Lubitsky, he declined plaintiff's request to return to Ancora based on his poor past performance. After plaintiff's transfer, Lubitsky temporarily assumed plaintiff's job responsibilities and took issue with a lack of internal controls, backed-up inventory, uncontrolled overtime costs, a lack of disciplinary protocols, and non-compliance with contract terms. Lubitsky provided additional details to Roberts in a July 2009 email, citing: "[o]ut of control overtime spending, [a] dysfunctional relationship and communications gap within the Business Office, . . . [l]aundry issues never resolved and CQI workgroup failure, [r]ampant misclassification and reassignments of staff/working out of title." These shortcomings, Lubitsky explained, precluded plaintiff's consideration for managerial positions at Ancora.
In April 2009, plaintiff had accrued the requisite experience to hold the title of SGSS, notwithstanding his lack of formal education. He was promoted that month.
A second issue raised by plaintiff stemmed from comments attributed to Roberts and made to McQuaide, plaintiff's supervisor in Trenton. At an unspecified time after plaintiff's transfer to Trenton, Roberts informed McQuaide of an alleged rumor at Ancora that plaintiff was involved with drugs. McQuaide recalled Roberts referring to plaintiff's physical appearance and loss of weight, mentioning the people with whom plaintiff was associating, and noting plaintiff's purchase of a new car. Although neither McQuaide nor Morrison remembers doing so, plaintiff states he was confronted about his alleged drug use. The record does not reveal, and plaintiff does not suggest, any further action was taken.
A third event identified as comprising defendants' retaliatory conduct occurred in the winter of 2009-2010. Because Trenton's Business Manager position remained unfilled, plaintiff continued to perform the duties of that position as well as those of his job as SDSS. In January 2010, Roberts placed Jamie Lemieux in the Business Manager position, despite Morrison's insistence plaintiff was able to fulfill the duties of that position. Lemieux's placement as Business Manager effectively removed plaintiff's oversight over Trenton's Business Services, except when Lemieux was absent. At his deposition, plaintiff admitted he no longer desired the Business Manager position and stated he was not upset by Lemieux's selection, but felt his administrative oversight and control over Business Services when Lemieux was absent was not very conducive to running a smooth and efficient operation.
Approximately one or two months after Lemieux was hired, plaintiff filed a discrimination complaint against Lubitsky and Roberts with the Equal Employment Opportunity (EEO) Office. In his complaint, plaintiff reported the prior, racially charged comments defendants made during conversations with plaintiff, their alleged design to remove the African-American administrators from Ancora, and plaintiff's refusal to assist that plan. He alleged "[f]rom that point forward I have been displaced, harassed, slandered and retaliated against [and] have had endless sleepless nights due to fear of further harassment and the physical well[-]being of my family and [self]." Following its investigation, the EEO concluded none of plaintiff's allegations were corroborated.
Plaintiff filed this LAD complaint on March 25, 2010. He alleged he "became the subject matter of significant acts of retaliation" because of his refusal to participate in defendants' racially motivated conduct. After discovery, defendants moved for summary judgment dismissal of plaintiff's complaint. Following argument, the judge determined plaintiff failed to demonstrate he suffered any adverse employment action under the anti-retaliation section of the LAD, and also failed to demonstrate the requisite causal link between his protected activity and the supposedly adverse employment action. The judge dismissed plaintiff's complaint and plaintiff appealed.
In a motion for summary judgment under
Employing the same standards as the motion judge,
Plaintiff's claims are addressed to the LAD's anti-retaliation provision, which makes it an unlawful employment practice "to take reprisals against any person because that person has opposed any practices or acts forbidden under th[e LAD.]"
"Identifying the elements of the prima facie case that are unique to the particular discrimination claim is critical to its evaluation."
Once a plaintiff establishes these elements of a prima facie case, the burden shifts to the defendants, who "must articulate a legitimate, non-retaliatory reason" for the employment action.
Proofs necessary to demonstrate an adverse employment action include "actions that affect wages [or] benefits, or result in direct economic harm . . . . So too, noneconomic actions that cause a significant, non-temporary adverse change in employment status or the terms and conditions of employment would suffice."
In addition to firings or demotions, adverse employment actions have been found to include the cancellation of an employee's health insurance,
Here, for purposes of appeal, defendants concede plaintiff engaged in a protected activity sufficient to establish the first element of a prima facie case of retaliation. Noting summary judgment was based on a finding plaintiff failed to show an adverse employment action, plaintiff identifies six actions he contends satisfy this second element and reveal defendants' retaliatory conduct. These include: (1) Roberts' and Lubitsky's use of abusive language; (2) Roberts' call to McQuaide to inform her of plaintiff's rumored drug use; (3) being forced to transfer to Trenton; (4) Lubitsky's refusal to permit plaintiff to return to Ancora; (5) Lubitsky's refusal to interview plaintiff for a job opening at Ancora; and (6) Lubitsky's deliberate withholding of the results of plaintiff's desk audit. Having considered each of these, we reject plaintiff's assertion of error and concur with the judge's findings that whether viewed individually or together, these actions fail to constitute adverse employment action under the LAD.
The ignorant language attributed to Roberts and Lubitsky is both inappropriate and offensive, but in and of itself does not demonstrate an adverse employment action against plaintiff. Interestingly, plaintiff acknowledges he did not react to these events when they occurred, and never filed an EEO complaint similar to the one initiated in 2010.
Discourtesy and rudeness should not be confused with harassment.
Next, as found by the judge, plaintiff's lateral transfer to Trenton was voluntary, not retaliatory. The record does not support plaintiff's suggestion he was forced to transfer, and shows the only "adverse" aspect of the Trenton transfer was an increased commute, which was accompanied by financial compensation. Emphasizing plaintiff's role in requesting the transfer in the first place, the judge explained:
"[A] purely lateral transfer, that is, a transfer that does not involve a demotion in form or substance, cannot rise to the level of a materially adverse employment action. A transfer involving no reduction in pay and no more than a minor change in working conditions will not do, either."
Further, plaintiff's subsequent satisfaction with his current position obviates a finding the transfer was a retaliatory one amounting to an adverse employment action.
Next, even if Roberts told McQuaide of a rumor regarding plaintiff's drug involvement stemming from some physical changes, including weight loss, some people he was known to be hanging out with, and that he was buying a number of cars,'" the record contains no evidence of any consequences emanating from this disclosure. Plaintiff cannot demonstrate an adverse employment action based on this conduct.
We also reject plaintiff's third, fourth, and fifth suggestions that his transfer to Trenton and Roberts' subsequent failure to allow plaintiff to return to Ancora or interview him for open positions at that facility demonstrated retaliatory adverse employment consequences. Denial of these lateral transfers involved no significant changes in plaintiff's conditions of employment and cannot be construed to amount to an adverse employment action.
As the judge found, defendants presented a non-pretextual, legitimate business reason to decline plaintiff's consideration for the open SGSS position at Ancora — first because of deficiencies in plaintiff's qualifications, and thereafter because Lubitsky discovered plaintiff's poor past performance while working at Ancora. Neither Lubitsky's refusal to interview plaintiff for a position for which plaintiff was not qualified, nor his refusal to interview plaintiff for a purely lateral transfer, constitutes adverse employment action.
Moreover, as the judge noted, plaintiff's salary in the new position was not less, but rather he had received an increase. The sole evidence supporting the suggestion defendants' explanation was pretextual comes from plaintiff's unsubstantiated allegations. Without citing specific evidence, plaintiff asserts: "[T]aking the substance of [plaintiff]'s statements as true for the purposes of [s]ummary [j]udgment, as any [c]ourt must, the proffered reason for the failure to promote or interview is pre-textual." Such a "rebuttal" is clearly inadequate.
Finally, plaintiff's sixth claim that he was not timely informed of the DOP's job classification audit lacks sufficient merit to warrant further discussion.
Following our review, we conclude none of the claims identified by plaintiff support his allegation that he suffered an adverse employment action. Plaintiff neither was denied a promotion nor suffered any type of a loss of remuneration of benefits. Absent the necessary factual foundation, we need not consider his unfounded causation arguments. We find no error in the trial court's dismissal of his complaint.
Affirmed.