PER CURIAM.
Plaintiff Michael Festa, a member of defendant Plumbers and Pipefitters Local 9 ("Local 9" or "the union"), appeals from an order for summary judgment dismissing his claims under the Conscientious Employee Protection Act (CEPA),
Plaintiff filed a five-count complaint against Local 9, two of its business agents, and another member of the union. He alleged that he had been a member of the union since 1989, he had worked on many jobs to which the union had referred him, and, beginning in 2008, defendants had engaged in discriminatory conduct and retaliation against him because of his Puerto Rican heritage. He claimed defendants were liable to him for violations of CEPA; the New Jersey Law Against Discrimination (NJLAD),
After discovery, defendants moved for summary judgment. Plaintiff then voluntarily dismissed all counts of his complaint except the CEPA count. As to that count, defendants sought summary judgment on two grounds — that CEPA did not apply to plaintiff's allegations because Local 9 was not his employer, and that his evidence did not establish a prima facie case of retaliation under CEPA. The trial court dismissed the CEPA claims on both grounds. Plaintiff now appeals that decision.
In reviewing a grant of summary judgment, we apply the same standard under
CEPA prohibits an employer from retaliating against an employee when the employee engages in protected "whistle-blowing" activity.
CEPA defines an "employer" in terms of all the persons and entities that can act on behalf of an employer, but the statutory definition does not help to resolve the dispute in this case.
In
These factors should be examined as a "totality of the circumstances...."
Here, plaintiff claims that the manner of his obtaining jobs made him an employee of the union for purposes of CEPA. The trial court disagreed. Viewed most favorably to plaintiff, the summary judgment record established the following facts pertinent to the employer-employee relationship.
Local 9 represents workers engaged in plumbing and pipefitting work and acts as the "sole and exclusive bargaining agent" for its members. It refers its members to work for contractors that have entered into a collective bargaining agreement (CBA) with the union. According to the CBA, the union is to be the contractors' "sole and exclusive source of referral of applicants for employment." The contractor is permitted to hire "temporary employees" outside the union's referral system but only when the union's referral list has been exhausted.
To obtain workers, a contractor generally calls the union managers and provides information about the job. The union managers refer members to the contractor based on their availability, skills, and numerical rank on an out-of-work list created in accordance with the union's rules and regulations. The list sets an order based on when a member became available and on how long since the member's last job.
At times, a lower-ranked member might be referred ahead of a higher-ranked member if the employer states "bona fide requirements for special skills and abilities." In such a situation, the union refers the highest-ranked member possessing the requisite skills. During periods of unemployment, members try to obtain certifications to improve their skills and to make themselves available for the greatest number of referrals.
The CBA refers to Local 9 as "the union," the Mechanical Contractors Association of New Jersey, Inc. as the "association," and the mechanical contractors who "have authorized the Association to serve as their Collective Bargaining Agent" as "the employers." According to the terms of the CBA, "[t]he management of their operation and the direction of the working force are exclusively reserved to the employer on the job sites and in the shop, except as limited by the provisions of this Agreement." The provisions of the CBA dictate aspects of the job such as the referral system, wages, hours, overtime, and holidays.
With respect to equipment and tools for a job, members are required by the CBA to bring to a job site work gloves, a level, a folding rule, and pliers. The contractor is required to supply "[a]ll other tools, safety glasses, welding gloves and sleeves," although plaintiff testified that he has been required to bring certain other personal tools to certain job sites. In either event, the union does not supply any equipment or tools to its members.
When plaintiff was asked at his deposition if he was an employee of defendant union, he answered, "[w]ell, I don't know. I'm a member of Local 9 Plumbers and Pipefitters...." The following colloquy occurred regarding the role of a foreman at a worksite:
Plaintiff was also asked about the contractor's ability to control the job site:
Plaintiff admitted that decisions to lay off or terminate workers are made by the contractor for whom the union member works, and not by the union. Furthermore, upon first arriving at a new job site, a member presents his or her driver's license and identification and then completes a tax form designating that income from the job will be reported to the IRS by the contractor, not by the union. Also, the union does not pay
Social Security taxes on behalf of its members.
Plaintiff testified that he never received a paycheck from the union:
It is not necessary that a CEPA employer be the entity that pays an employee.
Here, the contractors not only paid plaintiff but also controlled and directed the performance of his job. The individual contractors were in control of the jobsites. The conditions on the job imposed by the CBA were peripheral to control of the workplace and did not establish the manner and means of performing the job. In contrast, in
Here, the union does not control the details of plaintiff's work on the contractors' jobsites. It refers plaintiff to jobsites, where he works at the direction of the contractors. It is also undisputed that the equipment utilized on the jobsites is provided by the contractors and plaintiff himself, not by the union.
Plaintiff's argument regarding his economic dependence on the union is misplaced. Plaintiff is economically dependent on the individual contractors for his livelihood, not the union. He receives all his compensation from the contractors, and the determination to lay off or terminate workers resides with the contractors alone. In addition, any retirement benefits that accrue for plaintiff come out of his pay from the contractors, not from the union.
Finally, nothing in the evidence indicates that Local 9 and plaintiff specifically intended to create an employer-employee relationship. We agree with the trial court that plaintiff was not an employee of Local 9 but an employee of whatever contractor he worked for at a particular time.
Since we have concluded that the trial court correctly dismissed plaintiff's CEPA claim because Local 9 was not his employer, we need not address the court's alternative ground for summary judgment — that plaintiff did not establish a prima facie case of retaliation in violation of CEPA.
Affirmed.