The opinion of the court was delivered by
LEONE, J.A.D.
Defendant Lawrence King was convicted by a jury of various weapons offenses and sentenced to nine years in prison. He appeals his March 4, 2015 judgment of conviction. We affirm.
The following evidence was elicited at the jury trial before Judge Richard F. Wells. Investigator John Collins of the New Jersey Division of Criminal Justice was involved in an undercover investigation into the illegal sale of firearms. Collins first met defendant through a confidential informant, who was being paid to work on behalf of law enforcement. In September 2011, Collins had several conversations with defendant regarding the sale of a handgun. On September 28, 2011, defendant sold a handgun with a defaced serial number to Collins while being audio — and video — recorded. In January 2012, Collins was again in contact with defendant with regard to the sale of additional weapons. On January 18, 2012, defendant handed an assault rifle to Collins and was arrested.
Based on the handgun sale, defendant was charged with second-degree unlawful possession of a handgun, N.J.S.A. 2C:39-5(b); fourth-degree unlawful possession of a defaced firearm, N.J.S.A. 2C:39-3(d); and fourth-degree unlawful disposition of a defaced firearm, N.J.S.A. 2C:39-9(e). Based on the assault rifle sale, the charges were amended to third-degree unlawful possession of a rifle, N.J.S.A. 2C:39-5(c); and fourth-degree disposition of a weapon, N.J.S.A. 2C:39-9(d).
In addition, based on a sale of a shotgun on or around August 28, 2012, defendant was charged with third-degree unlawful possession of a shotgun, N.J.S.A. 2C:39-5(c)(1); third-degree unlawful possession of a sawed-off shotgun, N.J.S.A. 2C:39-3(b); and third-degree unlawful disposition of a sawed-off shotgun, N.J.S.A. 2C:39-9(b). The State dismissed those charges before trial.
On the first day of trial, the jury heard testimony from Collins, Special Agent Sara Coughlin, who testified primarily regarding the chain of custody of the firearms, and defendant, who presented the defense of entrapment. The jury heard recordings from the September 2011 and January 2012 conversations between Collins and defendant. The jury also reviewed the audio and video recordings from the September 28, 2011 handgun sale. The January 18, 2012 rifle sale, however, was not recorded.
On the second day of trial, a Friday, the jury heard closing arguments and the court's jury charge. Jury deliberations commenced around 1:00 p.m. At 2:40 p.m., the jury submitted the following question: "If entrapment are other charges dismissed?" After some discussion with counsel and research, the trial court responded that if defendant proved entrapment, the jury must find him not guilty. At 2:53 p.m., the trial court received a note stating: "We cannot come to a decision." The court noted that it "essentially got this note from the jury virtually almost by the time they got back to the jury room with regard to the answer to their initial question," that the jury had deliberated for less than two hours, and that it was a "usefully insufficient time to basically deliberate." The court responded by giving the jury the charge adopted in
The trial court asked the jury to continue its deliberations. At 3:45 p.m., the court received a third note from the jury, stating: "Several members of the panel have indicated they will not change their mind, so we cannot come to a unanimous verdict." The court discussed the note with counsel. The court noted that while the trial was brief, due to the entrapment defense, this was "a complex case" with two burdens of proof and an unusual verdict sheet, and "a complex analysis that the jury needs to engage in." The court also noted the jury "still ha[d]n't even deliberated for three hours." The prosecutor thought that "any further instruction from the Court to continue deliberations would be viewed by a reviewing court as coercive," and that "probably the better cause is to declare a mistrial." Defense counsel agreed.
At 4:19 p.m., in the midst of the trial court's discussion of the third note with counsel, a fourth note was received from the jury asking: "Can we view the video and audio" recordings relating to the handgun sale. Defendant objected to consideration of the question and said a mistral was required. The court noted the jury sent this follow-up note with "no prodding whatsoever," suggesting the situation was not "clearly intractable." Accordingly, at 4:25 p.m., the court said to the jurors he thought the appropriate course was "to ask you to return to court Monday and continue your deliberations. All right?" In a fifth note, the jury asked if it would "be able to view the video/audio of [the handgun sale] on Monday?" Court and counsel agreed they could.
On Monday, the trial court denied defendant's renewed request for a mistrial. The audio and video recordings of the handgun sale were played for the jury. After deliberating for about an hour, the jury found defendant guilty of the three offenses based on the sale of the handgun. The jury found defendant not guilty of the two counts regarding the sale of the rifle.
The trial court denied defendant's motion for a new trial. The court sentenced defendant to nine years' imprisonment, with four years of parole ineligibility, for second-degree unlawful possession of a handgun, N.J.S.A. 2C:39-5(b), and concurrent eighteen-month terms for fourth-degree unlawful possession of a defaced firearm, N.J.S.A. 2C:39-3(d), and fourth-degree unlawful transport of a defaced firearm, N.J.S.A. 2C:39-9(e).
Defendant argues the following on appeal:
Defendant argues the trial court erred by giving the model charge quoted above after the jury's second note, and by not ordering a mistrial after the jury's third note. We must hew to our standard of review. "The grant of a mistrial is an extraordinary remedy[.]"
In
In deciding whether to give a
As the trial court explained, when the jury sent its second note indicating "[w]e cannot come to a decision," the jury had been deliberating for less than two hours.
The entrapment issue added complexity to the trial, which already involved five counts and two transactions, spanned two trial days, and was "a tricky case procedurally," as defense counsel told the jury. Defendant argues the case was not complex because he did not contest making the gun sales. However, he vigorously claimed entrapment in his testimony and in his counsel's opening and closing arguments. To help show entrapment, his counsel expanded the case by eliciting evidence of the shotgun sale for which the charges had been dropped. The trial court's entrapment instructions required the jury to apply two different burdens of proof placed on different parties, and to consider a defense which had four subparts and "both subjective and objective elements"; even defense counsel in closing admitted he "never can tell which is which." The complexity of the entrapment defense was further evidenced by the jury's question about that defense.
Given the complexity of the case and the short period of deliberations, the trial court was properly concerned about the duration and quality of the jury's deliberations. As in
Defendant argues the trial court instead should have asked whether "further deliberations would be futile" using
Further the "inquiry" charge was not required as the jury had deliberated for less than two hours. As the Supreme Court stated where a jury had deliberated for five hours and a half: "In light of the brevity of the deliberations, we find no error in the trial court's decision not to inquire specifically about whether further deliberations would likely result in a verdict," and instead "to require the jury to continue its deliberations."
After the trial court properly gave the
In
Defendant argues the trial court should have declared a mistrial or instructed the jury in the half hour between the third and fourth jury notes. However, it appears from the transcript that much of that time was consumed in reassembling the participants in the courtroom, as defendant had been sent to a holding cell and the subsequent discussion between court and counsel covers less than two transcript pages before the fourth note is received. In any event, the court was hearing the positions of counsel and considering the caselaw and the facts to determine an appropriate response when it was interrupted by the jury's fourth note. The court was permitted to conduct "a careful analysis of the circumstances" rather than rushing into precipitous actions.
The jury's request in the fourth note to view key evidence indicated the jury thought further deliberations would be worthwhile. Defendant nonetheless contends the trial court was required to ask the jury:
However, the jury's fourth note had already answered that question by requesting further deliberations. The note also indicated any prior impasse might not be impassable. Our Supreme Court has rejected the idea "that an initial impasse signals the end of meaningful deliberations"; our Court instead "contemplates that a previously deadlocked jury can conduct fair and effective deliberations notwithstanding an earlier impasse."
Because the jury's fourth note indicated it was not at an intractable impasse, the trial court did not need to declare a mistrial. We note the jury still had deliberated less than three hours.
The trial court properly responded to the jury's fourth and fifth notes by granting the jury's request to review the audio and video evidence of the handgun sale and to deliberate further. There was nothing coercive in simply giving the jury the opportunity it requested.
Thus, the trial court did not abuse its discretion in addressing the jury's notes. There was also no manifest injustice requiring the extraordinary step of a mistrial.
Defendant next argues the trial court caused an inconsistent compromise verdict by its "erroneous jury instruction concerning the second deadlock note." However, as discussed above, after the jury's second and third notes, which indicated it could not reach a decision, the jury issued its fourth note stating it wanted to review the audio and video recordings of the handgun sale. All the court did was grant the jury's request. We have rejected defendant's arguments that the court issued an "erroneous jury instruction" or erred by "inaction."
Moreover, the verdict was not logically inconsistent. Defendant argues it was inconsistent for the jury to find defendant guilty of the charges relating to the handgun sale but not guilty of the charges relating to the rifle sale. Those charges arose from two separate interactions between Collins and defendant — one that was supported by audio and video recordings and one that was not. Defendant testified Collins entrapped him into making the two sales, Collins testified he did not, and defense counsel attacked Collins's credibility. The jury could have found that the audio and video recordings of the handgun sale showed defendant was not entrapped, but that the absence of such recordings of the rifle sale raised doubts about the sale and suggested defendant was entrapped. As the trial court noted in rejecting defendant's inconsistency argument, defense counsel vigorously attacked Collins's explanation for not recording the rifle sale and for deleting a text that preceded the rifle sale, and defendant insisted the rifle sale had not been consummated because no money was exchanged. "Therefore, we see no inconsistency between the verdicts."
In any event, "[o]ur system of justice has long accepted inconsistent verdicts as beyond the purview of correction by our courts, and therefore a defendant is forbidden from collaterally attacking a guilty verdict on one count with an apparently irreconcilable acquittal on another count."
Defendant argues for the first time on appeal that the State committed a
Because defendant failed to raise such a claim during trial, defendant must show plain error. Under the plain error standard, "defendant has the burden to show that there is an error, that the error is `clear' or `obvious' and that the error has affected `substantial rights.'"
"In
Defendant cannot show the amount of money paid to the confidential informant was material because the informant had no involvement in the September 28 handgun sale other than introducing defendant to Collins back in August. The informant was not involved in the negotiations to purchase the handgun, was not present at the sale, and was not a witness at trial. Our Supreme Court has "refused to require the disclosure of the identity of an informer who had merely introduced the undercover agent to the defendant but had not participated in the criminal transaction itself, [even if] he had been present."
Defendant argues that disclosure was required because he raised an entrapment defense. The informant's privilege, codified in N.J.S.A. 2A:84A-28 and N.J.R.E. 516, may be inapplicable "when the defendant may reasonably assert the defense of entrapment."
By contrast, the confidential informant here was not involved in the negotiation or consummation of the handgun sale. Defendant testified informant "told [him] that it was easy to sell guns" and "it was easy money." He testified he sold the guns because he "was promised that it was easy money from the CI, and [he] needed money to support [his disabled] mom." However, that was back in August leading up to defendant's sale of the shotgun to Collins with the informant present.
In any event, the State revealed and the jury knew that the confidential informant was involved in August, and that the informant was "working for money." Defendant only claims the State should have revealed the amount the informant was paid, but that had little if any relevance. Defendant claimed he was entrapped not by pressure from the informant but by the prospect of earning money by selling guns to Collins. Moreover, only Collins and defendant negotiated and carried out the two sales that went to trial; the informant was not involved in those sales and did not testify at trial. Defendant failed to show that if the amount had been disclosed, there was a reasonable probability he would not have been convicted of the recorded handgun sale. He certainly has not shown any error was "clearly capable of producing an unjust result[.]"
Finally, defendant challenges his sentence. "Appellate review of sentencing is deferential, and appellate courts are cautioned not to substitute their judgment for those of our sentencing courts."
Defendant argues his sentence was manifestly excessive because the trial court overlooked mitigating factors one, two, and eleven. A "sentencing court is required to consider evidence of a mitigating factor and must apply mitigating factors that `are amply based in the record.'"
Mitigating factor one applies if "[t]he defendant's conduct neither caused nor threatened serious harm," N.J.S.A. 2C:44-1(b)(1), and mitigating factor two applies if "[t]he defendant did not contemplate that his conduct would cause or threaten serious harm," N.J.S.A. 2C:44-1(b)(2). The trial court found those mitigating factors were not warranted because defendant's actions "had the potential to result in serious harm to the community." We agree. Defaced handguns are a common tool of criminals. Illegally selling such a handgun enables its criminal use. The jury and the court properly rejected defendant's claim he was coerced into making that sale.
Mitigating factor eleven applies if "[t]he imprisonment of the defendant would entail excessive hardship to himself or his dependents." N.J.S.A. 2C:44-1(b)(11). The trial court found this mitigating factor inapplicable, as there were "no proofs of excessive hardship to defendant or defendant's family over and beyond the obvious hardships imposed on any individual subject to incarceration." Although defendant testified at trial that he sold the guns because he needed money to support his disabled mother, he told Probation he had not been employed for five years. He "presented no evidence that he was a significant source of support for his" mother.
We agree these mitigating factors were not supported by ample credible evidence. Given the absence of any mitigating factors and the trial court's findings of aggravating factors three, six and nine, based in part on defendant's prior convictions for drug distribution and obstruction, defendant's sentence was not excessive.
Affirmed.