LORENZO F. GARCIA, Magistrate Judge.
THIS MATTER is before the Court on an Order of Reference, filed May 14, 2013 [Doc. 197]. The trial judge, the Honorable Judith C. Herrera, requested that the undersigned Magistrate Judge issue a report and recommendation on Defendants' "Amended Joint Motion for Summary Judgment" ("amended motion"). [Doc. 156.]
Pro Se Plaintiff Linda Eckert Ballard's ("Ballard") Amended Complaint against Defendants primarily alleges civil rights violations. [Doc. 10.] The Amended Complaint sets out the following claims: (1) Gross Negligence against all Defendants [Doc. 10, at 10-12]; (2) Failure to Train against Defendants The GEO Group, Inc. ("GEO"), and Warden Mike Martin ("Martin") [Doc. 10, at 12-13]; (3) Violation to Right of Privacy against Defendant Debra Vega-Cowan ("Vega-Cowan") [Doc. 10, at 13-14]; (4) Failure to Accommodate Known Disability against all Defendants [Doc. 10, at 14-17]; (5) False Imprisonment against "all those who participated, known or unknown" [Doc. 10, at 17-18]; (6) Cruel and Unusual Punishment against "all those who participated, known and unknown" [Doc. 10, at 18-19]; (7) "Intentional Malicious Infliction of Physical and Mental Duress" against "all those who participated, known and unknown" [Doc. 10, at 19-20]; and (8) Den[ial of] Right to Practice Religious Freedom against Defendants GEO, Martin and Lieutenant Grayson ("Grayson") [Doc. 10, at 20-21.] Some of the claims overlap with others; some claims are not entirely clear.
Ballard seeks declaratory relief "in the form of exact guidelines which must be followed in each case when allegations of mental illness are involved" and "to keep The GEO Group, Inc. and any of their employees, past and in the future from molesting [] Plaintiff now and in the future." [Doc. 10, at 21, 22.] She further requests awards of punitive damages, "actual damages, consequential damages, and compensatory damages." [Doc. 10, at 22.]
In the Amended Complaint, Ballard noted that she filed another case in federal district court, No. CIV 10-1161 JAP/LFG, that was related to this case, and arose out of the same underlying arrest. [Doc. 10, ¶ 71.] On January 31, 2011, the District Court dismissed that case without prejudice under § 1915(e)(2)(B)(ii). [Doc. 5 in No. CIV 10-1161.]
In Defendants' Answer to the Amended Complaint, they generally denied Ballard's allegations and raised a number of affirmative defenses. [Doc. 19.] After discovery was completed, Defendants filed the present amended summary judgment motion.
Defendants' amended motion was served on January 24, 2013. Ballard's response was due no later than February 11, 2013. See D.N.M.LR-Civ 7.4(a) (setting out deadlines for responses). She failed to respond within the time provided by law. On February 25, 2013, Defendants filed a Notice of Completion of Briefing. [Doc. 168]. Their Notice states that briefing consisted only of their Amended Joint Motion for Summary Judgment filed on January 24, 2013. On March 13, 2013, Defendants filed an Amended Notice of Completion of Briefing [Doc. 172], stating that briefing consisted of their Amended Joint Motion for Summary Judgment and their Reply [Doc. 171].
Subsequent to the Notice of Completion of Briefing and without seeking leave of Court for filing an out-of-time response, Ballard ultimately filed a Response on March 4, 2013. [Doc. 169.] Defendants thereafter filed a Reply [Doc. 171], and Ballard filed a Motion for Leave to File Surreply [Doc. 180]. The Court disregarded Ballard's untimely response [Doc. 199], and denied her motion to file a surreply [Doc. 202]. Thus, there was no need to consider Defendants' reply in evaluating the amended summary judgment motion.
This district's local rules provide that the failure to respond to a motion constitutes consent to grant the motion. D.N.M.LR-Civ. 7.1(b). However, our circuit court indicated that it is improper to grant a motion for summary judgment simply because a party fails to respond. See
Therefore, even though the local rule contemplates consent due to a failure to respond, the Court declines to grant the motion for that reason. Instead, it will consider Defendants' amended motion on the merits. However, Ballard's failure to timely respond constitutes a waiver of factual challenges. Therefore, the Statement of Undisputed Facts submitted by Defendants, which was not challenged by Ballard, is accepted as uncontested. D.N.M.LR-Civ. 56-1(b) ("All material facts set forth in the Memorandum will be deemed undisputed unless specifically controverted.").
Ballard's failure to file a timely response that properly challenges Defendants' Undisputed Facts precludes her from presenting evidence sufficient to show the existence of a genuine issue of material fact for trial.
Summary judgment provides courts with a means by which "factually insufficient claims or defenses [can] be isolated and prevented from going to trial with the attendant unwarranted consumption of public and private resources."
Upon meeting that burden, the non-moving party must identify specific facts that show the existence of a genuine issue of material fact.
The Court further observes that the "mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact."
As recently explained by the federal Utah District Court, in
Thus, while the Court examines the factual record in the light most favorable to Plaintiff, mere assertions, conjecture, or the existence of a scintilla of evidence in support of his position will not demonstrate a genuine issue of material fact for trial.
In support of their Motion for Summary Judgment, Defendants submit the following material facts that the Court deems uncontested.
[Doc. 156, at 2-8].
As to named Defendant GEO, the law in the Tenth Circuit is clear: "a private corporation such as GEO Group, Inc., `cannot be held liable solely because it employs a tortfeasor—or, in other words . . . cannot be held liable under § 1983 on a respondeat superior theory.'"
In her Amended Complaint, Ballard makes unsubstantiated allegations about GEO's "national policies and procedures." [Doc. 10, ¶ 28.] For example, she claims her alleged damages were the "direct results of The GEO Group's policy of deliberate indifference regarding detainee's civil rights." [Doc. 10, ¶ 37; see also ¶ 47 (GEO "maintains a policy of deliberate indifference. . . .").] Ballard further asserts that GEO failed to adequately train their detention personnel regarding how detainees should be handled so as to avoid civil rights violations. [
All of Ballard's allegations concerning GEO policies are unsupported and conclusory in nature. She provided no admissible evidence to support the allegations, nor did she identify any actual policies. While such allegations might have permitted Ballard's claims against GEO to survive Rule 12(b)(6) pleading requirements, on summary judgment, Ballard may not rest on mere conjecture or unsubstantiated allegations, arguments, or contentions. She must come forward with admissible evidence of such policies, along with evidence that a policy was the "direct cause or moving force" behind the alleged constitutional violations.
Defendants provided affidavit testimony and undisputed facts demonstrating GEO provides adequate and appropriate training to all corrections officers and staff who work with detainees and inmates, and that such training includes instruction in mental health issues. It is further undisputed that with respect to mentally ill detainees, corrections officers and staffs follow instructions of the orders of the facility's licensed mental health director, in this case, Vega-Cowan. It is uncontested that corrections staff acted in accordance with their duties and with the standard of care that applied to their conduct when they followed Vega-Cowan's instructions and advice concerning Ballard's detention. Ballard did not challenge, through admissible evidence, Defendants' undisputed fact that it maintained appropriate staffing levels at the pertinent time.
Because Ballard came forward with no admissible evidence to hold GEO liable for alleged constitutional violations, based on the existence of a policy or custom, the Court recommends that all federal constitutional claims against GEO be denied and dismissed. Moreover, for the reasons explained below, the Court determined that Ballard presented no evidence of a constitutional violation committed by GEO employees. A municipality, or in this case, the private corporation, may not be held liable where there was no underlying constitutional violation by any of its officers.
"The Eighth Amendment provides prisoners the right to be free from cruel and unusual punishments."
Ballard contends that her Eighth Amendment rights were violated because she was not provided prescription medications for a "known disability."
Nowhere in the Amended Complaint did Ballard allege that individual Defendants Martin, Grayson, or Vega-Cowan were personally involved in withholding any medications. Ballard summarily asserts, without any supporting admissible evidence, that the individual Defendants "were very obviously not up to the task of implementing reasonable conduct regarding the civil rights of detainees." [
Ballard failed to demonstrate that a GEO employee was personally involved in the alleged unconstitutional conduct. See
In addition, Defendants' Undisputed Facts show that GEO employees were not responsible for providing medication to detainees at NENMDF. Rather, the undisputed evidence demonstrates that CMS, an independent contractor, provided medical care and dispensed medication to Ballard during her detention.
Moreover, a court cannot determine deliberate indifference if the plaintiff failed to identify the alleged culprit or employee who allegedly refused to dispense prescription medication. See
Ballard may intend to assert anther Eighth Amendment claim based on her concerns with conditions of housing at NENMDF. Ballard contends that she was kept overnight in a cell that had no bed or chair. Those allegations, however, are simply insufficient to show deliberate indifference on the part of Defendants. It is undisputed that Ballard's conduct was strange and that it alerted Defendants to Ballard's need for medical evaluation and attention. Observations of her curled up in a fetal position, appearing disheveled and having "flighted thought," engaging in head banging, appearing disoriented and angry, yelling, and speaking in obscenities, would lead a reasonably well-qualified mental health care giver to believe that Ballard could harm herself. Indeed, it is uncontested that the medical department at NENMDF conducted an evaluation and crisis referral for Ballard. Defendant Vega-Cowan directed the staff to place Ballard on continuous one-on-one observation so as to guard against a suicide attempt. Ballard was permitted only a suicide blanket, suicide garment and slip-on shoes.
There simply is no evidence that Defendants acted with deliberate indifference to Ballard's medical condition. To the contrary, the undisputed facts demonstrate that Defendants and NENMDF medical staff took every possible precaution to ensure Ballard's safety under the circumstances. Thus, to the extent that Ballard intended to assert an Eighth Amendment claim against Defendants regarding general housing conditions or denial of specific room furniture, the Court recommends that the claim be denied and dismissed against all Defendants.
Ballard asserts that Defendants subjected her to cruel and unusual punishment in violation of the Eighth Amendment by requiring her to disrobe in front of male facility staff and by transporting her to the hospital in a manner that was intended to cause her public humiliation. [Doc. 10, Claim 6, ¶ 57.] Ballard alleged that there were male guards who were standing and watching her as she was ordered to remove all her clothing. [
The Court observes that removal of clothing from a potentially suicidal patient is nothing more than a reasonable safeguard implemented to prevent the individual from harming herself. For example, blankets that can be cut, stripped and tied into a noose could form an implement of death. So, too, shoelaces, belts or other items of clothing, that could be stripped and fashioned into a garrote
Ballard contends that it is cruel and unusual punishment and a violation of her Eighth Amendment right to be undressed in front of male facility staffers. However, affidavits submitted by Defendants demonstrate that at no time was Ballard disrobed by male staffers, nor were any male attendants in her presence while she removed her clothing. Ballard did not submit any affidavit or admissible evidence to contradict these statements. Thus, Defendants' facts before the Court are unrebutted.
According to Defendants' undisputed facts, the only indication of a male employee seeing Ballard without clothes occurred when Plaintiff exposed herself to a male staff member, Lt. Rusty Rippetoe, when he entered medical holding to check on Ballard's status. This statement, along with Defendants' other material facts, is unrebutted and accepted as true. [Doc. 156, Ex. K.] Thus, if Ballard exposed herself to a male staff person, she cannot now contend that being seen by a male in a disrobed condition constituted a violation of her right when she occasioned the incident.
Moreover, Ballard herself did not identify any of the guards or employees who directed her to remove her clothing, nor did she identify any male employees who watched her disrobe. She brings the claim against "all those who participated, known and unknown," yet she did not allege personal participation on the part of any specific individual Defendant. Thus, the Eighth Amendment claim, based on these allegations, fails for all of the reasons set out above, and the Court recommends that it be denied and dismissed.
Ballard also complains that the method in which she was transported to the general hospital caused her humiliation. For example, she alleges that there "was no useful purpose in making [Ballard] . . . wait until after 11 am the next day to be paraded with 5 vehicles, siren's blaring and lights flashing into town to the Union County General Hospital Emergency Room. Only one conclusion is that the whole charade . . . was all a big joke to someone." [Doc. 10, Claim 7, ¶ 60; ¶ 22 ("[t]here were two Clayton Police Department squad cars in front of ambulance, one police squad car, and a fire department truck behind." "These tactics were simply an effort to embarrass [Ballard]. . . .").]
Based on the undisputed facts, it was confirmed that Ballard required a referral to the behavioral health institute in Las Vegas, New Mexico, for further evaluation on September 21, 2008. Ballard then was transported via ambulance to that facility. There is no evidence that GEO, its employees, or any Defendant, were involved in determining the method, means or manner of transportation. That is, no GEO employee directed the transport officers to employ lights or sirens, or directed that additional vehicles accompany the ambulance to the hospital.
Moreover, again, Ballard's Amended Complaint fails to allege participation by any GEO employee or Defendant in the transportation of Ballard from the facility to the hospital. Because there is no admissible evidence to demonstrate participation by Defendants GEO or its employees, there is no basis for a jury to conclude that Defendant or a GEO employee acted with deliberate indifference to Ballard with respect to her transfer to the Las Vegas facility. Thus, the Court recommends denial and dismissal of the claim against Defendants.
It is unclear whether Ballard contends that the referral to the Las Vegas facility violated her Eighth Amendment rights. However, it is abundantly clear, as well as undisputed, that Vega-Cowan's observation of Ballard's behavior confirmed that Ballard was a danger to herself or others, and that a request for a mental health evaluation at the state facility was entirely appropriate. Additionally, Defendants' expert, Dr. Samuel Roll, a witness who has testified as an expert in federal court on multiple occasions, opined that it would have been below the standard of care for Vega-Cowan to have allowed Ballard to be released into the community without a further evaluation. [Doc. 156, Ex. Q.] Thus, it was entirely appropriate for Vega-Cowan to have Ballard evaluated at the mental health facility in Las Vegas. Accordingly, to the extent that Ballard sought to raise an Eighth Amendment claim based on Vega-Cowan's referral of Ballard to the hospital, the Court recommends that the claim be denied and dismissed.
"A constitutional right to privacy exists in certain forms of personal information a governmental entity possesses if `an individual has a legitimate expectation . . . that it will remain confidential while in the state's possession.'"
Ballard complains that Defendants violated her privacy rights when Vega-Cowan "brought with her, some privileged information from Tri-County Community Service, Inc." about Ballard's condition. [Doc. 10, Claim 3, ¶ 43.] She further asserts that she had a "legal right to privacy in regards to all her records [at Tri-County]." [
Ballard's allegations that Vega-Cowan brought confidential medical information about Ballard from another facility are unsubstantiated, speculative, and specious. Ballard provided no admissible evidence demonstrating that Vega-Cowan improperly acquired confidential information from another facility.
Here, the undisputed facts demonstrate that Vega-Cowan based her medical/mental health decisions, on the date in question, upon reports of staff and her own first-hand observations of Ballard's behavior at NENMDF. Thus, while Ballard has a constitutional right to privacy with respect to certain types of information, she provided no admissible evidence to raise a genuine issue of material fact with respect to an alleged violation of that right. In other words, at the summary judgment stage, Ballard must come forward with more than conclusory allegations and conjecture. She must produce sufficient, admissible evidence for a reasonable trier of fact to find in her favor on this claim. This, Ballard failed to do. Accordingly, the Court recommends that the privacy violation claim be denied and dismissed.
To the extent that Ballard's privacy claim actually is more akin to a claim of medical negligence/malpractice or deliberate indifference to her serious medical needs by Vega-Cowan, Ballard must support such claims with expert medical testimony. See
Ballard's failure to submit an affidavit or any evidence from a reasonably, well-qualified medical expert to support her claim that Defendants' conduct fell below the acceptable standard of care is fatal to her claim. Dr. Roll's undisputed testimony is that the health care provided to Ballard was at all times consistent with the applicable standard of care. He states that the failure to contain Ballard and failure to put her on suicide watch "would have put Ms. Vega-Cowan in conflict with the ethical and professional guidelines of mental health workers, and may have put Ms. Ballard's health and life, and the well being of the community at large at risk." [Doc. 156, Ex. Q.]
Had Vega-Cowan not reported her observations about Ballard's conduct, she risked violating the standard of care. This is especially true here, in view of the undisputed facts concerning Ballard's conduct, including staff observations of her singing, tearfulness, demands for medications, and experiences of "delusions of grandeur." Moreover, staff noted that Ballard's inappropriate conduct was escalating, such that it required the attention of Vega-Cowan, who was the mental health director. Vega-Cowan observed Ballard to be "disheveled" with "flighted thoughts." Ballard appeared disoriented and angry. She told Vega-Cowan "she would bang her head on the cement bench she was sitting on to get her way." Ballard also was seen banging the windows (apparently with her head) and kicking the door. [Doc. 156, Exhibits F-1, G-1, H-1, K-1, Q.]
Based on these circumstances, that are uncontested by admissible evidence, had Vega-Cowan not acted to place Ballard on continuous one-on-one suicide watch, she might very well have been negligent in her treatment of Ballard. Indeed, if not for Vega-Cowan's treatment, a tragedy could well have occurred.
For all of the above-stated reasons, the Court recommends that Ballard's possible medical negligence claim be denied and dismissed.
With respect to the Fourth Amendment claim based on false imprisonment, an individual may have such a claim if she was imprisoned without legal process.
Because police had probable cause to arrest Ballard [see Doc. 5 in 10cv1161], a claim of false imprisonment necessarily fails. However, Ballard's claim is somewhat unclear. She appears to allege false imprisonment on September 20, 2008, after the facility received an order from a magistrate judge to release Ballard on her own recognizance. [Doc. 10, Claim 5, ¶ 53.] It is uncontested that Ballard initially was advised she would be released based on the magistrate judge's order, and she was taken back to the intake department and given her clothing. The undisputed evidence is that, upon receipt of the magistrate judge's release order, the magistrate judge was contacted and updated as to Vega-Cowan's observations regarding Ballard's mental health crisis and the risk of harm that could befall Ballard if released without care and supervision. The magistrate judge then rescinded his release order, and it was agreed that Ballard would remain in the facility pending transfer to the behavioral health institute in Las Vegas.
Ballard was then returned to the medical segregation unit, and the suicide watch was resumed. She was observed to be very angry and belligerent when returned to medical holding. It is apparent that at all material times, Ballard was under lawful detention, and the fact that the magistrate judge rescinded his order does not turn an otherwise lawful arrest into an unlawful detention. Ballard continued to be held on the basis of a court order. There simply are no grounds to support a false imprisonment claim based on the undisputed facts that Ballard was properly arrested and that she continued to be held in accordance with a court order.
Moreover, Vega-Cowan's notification to the magistrate judge and presentation of the serious likelihood of harm to Ballard or to others was necessary to ensure that neither Ballard nor others would be harmed. Dr. Roll opines that the behaviors exhibited by Ballard, including the extreme anger, loss of control, head banging on the doors and windows, delusions, flighted ideas and curling up in a ball, along with Ballard's history of bipolar disorder, left Vega-Cowan with no professional, ethical or humane alternative than to recommend that Ballard be held for observation and placed on suicide watch. Had she failed to take this appropriate action, Vega-Cowan would have violated the standard of care required of her.
In addition, Ballard did not allege that GEO employees, Martin, or Grayson had any personal involvement in returning Ballard to medical holding after the magistrate judge initially ordered her to be released. Thus, Ballard presented no evidence to support a false imprisonment claim against them. In addition, as discussed above, the undisputed evidence is that no such claim survives as to Vega-Cowan.
In sum, Ballard failed to demonstrate an existence of material fact with respect to the Fourth Amendment claim. Thus, the Court recommends that it be denied and dismissed.
The Free Exercise Clause of the First Amendment mandates that prison authorities afford prisoners reasonable opportunities to exercise religious beliefs that are sincerely held. See
Ballard asserts a violation by GEO, Martin and Grayson of a First Amendment right to the free exercise of religious belief. This contention purportedly concerns an instruction by Grayson that she stop singing in her cell. [Doc. 10, Claim 8, ¶ 63]. Ballard alleges that she "always sings, hymns, prays, and dances when she feels overwhelmed" and that she felt "oppressed and sad" when "waiting in the ceramic tile shower." She "escape[s] in prayer, song, and dance." [
Ballard asserts that Grayson "made some ugly remarks" to Ballard and "ordered her to quit singing." [
Ballard's claims clearly fail as asserted against Martin or GEO. She makes no allegations of personal participation by Martin or other GEO employees. Grayson, the individual who is alleged to have told Ballard to stop singing, states that he told Ballard to sing a little quieter. [Doc. 156, at 17.] Ballard's allegations, even if considered supported by admissible evidence, which they are not, simply do not demonstrate that Grayson violated Ballard's right to free exercise of religion. Indeed, Ballard did not even allege that Grayson or a GEO staff member prohibited her from praying. Moreover, managing noise levels in a detention facility is an integral part of maintaining the security of a correctional institution, and controlling noise in an institution has a rational relationship to institutional security. Defendants argue:
[Doc. 156, at 18].
The Court agrees. Even if there is some dispute whether the volume of the singing was sufficient to run the risk of antagonizing or annoying other individuals, it is clear that Defendants were motivated by legitimate penological interests, including the safety and security of all inmates, rather than religious issues. Ballard's First Amendment claim fails, and the Court, therefore, recommends that the claim be denied and dismissed.
Ballard also asserted several state law claims against Defendants for common law negligence and intentional infliction of emotional distress. [Doc. 10, Claims 1 ("Gross Negligence") and 2 (negligence for failure to train),
Her negligence claims include assertions that GEO should be held liable for constitutional violations purportedly committed by its staff because of failure to train its employees. The problem is that Ballard failed to identify, with admissible evidence, a specific deficiency in GEO's training program that was so obvious and closely related to her alleged injuries that the program might be considered a moving force behind the alleged injuries. In
Similarly, to the extent that Ballard's negligence claim is premised on understaffing at NENMDF, she did not come forward with admissible evidence showing that the facility was understaffed on the date in question. Moreover, she failed to present evidence to contradict undisputed facts presented by Defendants that staffing was appropriate. Stated differently, Ballard did not identify expert witness testimony that staffing levels at NENMDF were insufficient. See, e.g.,
Ballard's contentions that there was no medical staff on duty on the dates in question is contradicted by Defendants undisputed facts. Defendants demonstrated that medical care at NENMDF is provided by a private medical contractor, rather than GEO. Moreover, the evidence is uncontested that medical providers at NENMDF observed and evaluated Ballard several times during her detention. In addition, Vega-Cowan, a licensed mental health professional, evaluated
Ballard several times in the 24-hour period of detention. Because Ballard presented nothing but conclusory allegations in support of her negligence claims and failed to produce admissible evidence sufficient to contradict any of Defendants' genuine material facts, the Court recommends that the negligence claims be denied and dismissed.
To prevail on a claim on intentional infliction of emotional distress, Ballard must demonstrate evidence to support three elements: (1) Defendants' conduct was extreme and outrageous under the circumstances; (2) Defendants acted intentionally or recklessly; and (3) as a result of Defendants' conduct, Ballard experienced severe emotional distress. UJI 13-1628 NMRA 2012. The New Mexico Court of appeals defined "extreme and outrageous conduct" as that which is "so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community."
Ballard's allegations, even if supported by admissible evidence, fall far short of demonstrating such "extreme or outrageous" conduct on the part of Defendants. There is no evidence that Defendants acted "intentionally or recklessly" in allegedly causing Ballard's "severe emotional distress." The undisputed material facts demonstrate that Defendants acted reasonably, appropriately, and within the professional standard of care in their treatment of Ballard during the detention.
In sum, Ballard submitted no admissible evidence to counter Defendants' prima facie showing of entitlement to judgment on the state law claims. Therefore, for the same reasons the constitutional claims fail, Ballard's common law claims must also be dismissed as she did not submit admissible evidence raising a material issue of fact regarding the elements of the claims. Therefore, the Court recommends that the claim for intentional infliction of emotional distress be denied and dismissed.
In the other case Ballard filed, relating to the underlying 2008 arrest, Senior District Judge James A. Parker noted the following:
Judge Parker warned Ballard in the case before him that if, without prepaying filing, she persisted in filing lawsuits in this Court that fail to state a cognizable federal claim, the Court could impose filing restrictions. [Doc. 5 in No. CIV 10-1161, at 12.] The Court further noted that "[p]ro se petitioners have a greater capacity than most to disrupt the fair allocation of judicial resources because they are not subject to the financial considerations—filing fees and attorney's fees—that deter other litigants from filing frivolous petitions. . . ."
In the present case, notwithstanding the fact that Ballard's case proceeded to summary judgment, Ballard undoubtably disrupted the fair allocation of judicial resources. For example, this case has been ongoing for 2½ years, and there have been over 200 filings. Of these 200+ pleadings and motions, Ballard filed at least 18 motions that had to be resolved. [Docs. 11 (waive PACER fees), 26 (enlarge time), 28 (re-attempt service), 32 (service of process), 33 (to seal), 42 (to continue), 54 (reconsideration), 76 (reconsideration), 86 (enlarge time), 87(for intervention of U.S.), 103 (2nd motion to waive PACER fees), 107 (motion to compel), 126 (for Rule 11 sanctions), 131 (supplemental brief), 151 (for default judgment, construed as motion to compel), 166 (extend time), 175 (extend time), 180 (file surreply), 184 (reconsideration.] With the exception of the motion to compel [Doc. 151], which the Court granted in part, 17 motions were denied. Some were denied as moot, one was stricken, and others were denied on the merits. Many motions required full briefing and court action.
In addition, Ballard filed a number of letters [Docs. 46, 53] and notices [Docs. 29, 30, 43] that were of little to no assistance. For example, she filed four notices and four affidavits in support of her request for default judgment, that the Court construed as a motion to compel. [Docs 157-164.] Moreover, the parties conducted extensive written discovery in this case. [Docs. 52, 62, 64-67, 74-77, 111, 116, 121, 127-128, 133-135, 136-40.] Notwithstanding such extensive discovery, Ballard did not support her claims with admissible evidence.
According to Defendants, Ballard's conduct in this case created significant delays and thwarted Defendants' discovery efforts. For example, as of mid-April 2012, Defendants observed that Ballard failed to respond to the GEO Defendants' Requests for Production, failed to respond to any of the discovery propounded by Defendant Vega-Cowan, failed to provide initial disclosures within fourteen days of the "meet and confer" as ordered by the Court, failed to submit the joint status report within the deadline established by the Court, failed to appear for the initial scheduling conference as ordered by the Court, failed to provide medical documentation to support her request for a continuance as ordered by the Court, and failed to provide signed medical and mental health authorizations and a complete listing of medical providers as ordered by the Court. [Doc. 78.] Notwithstanding the serious violations of the rules and court orders, Magistrate Judge Schneider denied Defendants' Rule 37 motion and request for dismissal of the case. Judge Schneider entered a text-only Order, stating the denial was for the reasons set out at a July 2012 hearing. [Doc. 100.] However, there are no minutes from that hearing, and it is unknown why the Magistrate Judge declined to sanction Ballard in some form.
The Court again warns Ballard that if she continues to file frivolous lawsuits or lawsuits containing unsupported claims, she risks filing restrictions. In the event that Ballard continues filing more frivolous motions and pleadings, the Court will issue an Order to Show Cause why filing restrictions should not be imposed. See
Accordingly, the undersigned Magistrate Judge recommends that Defendants' Amended Joint Motion for Summary Judgment [Doc. 156] be granted, and that Ballard's Amended Complaint against Defendants, and this entire matter, be dismissed with prejudice.
