LAURA FASHING, Magistrate Judge.
THIS MATTER comes before the Court on plaintiff Josephine Gonzalez's Motion to Reverse or Remand (Doc. 20), which was fully briefed on October 8, 2018. Docs. 22, 24, 25, 26,
The standard of review in a Social Security appeal is whether the Commissioner's final decision
"Substantial evidence is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Langley, 373 F.3d at 1118. A decision "is not based on substantial evidence if it is overwhelmed by other evidence in the record or if there is a mere scintilla of evidence supporting it." Id. While the Court may not reweigh the evidence or try the issues de novo, its examination of the record as a whole must include "anything that may undercut or detract from the ALJ's findings in order to determine if the substantiality test has been met." Grogan v. Barnhart, 399 F.3d 1257, 1262 (10th Cir. 2005).
Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007) (internal quotations and citations omitted) (brackets in original).
To qualify for disability benefits, a claimant must establish that he or she is unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A); 20 C.F.R. § 416.905(a).
When considering a disability application, the Commissioner is required to use a five-step sequential evaluation process. 20 C.F.R. § 416.920; Bowen v. Yuckert, 482 U.S. 137, 140 (1987). At the first four steps of the evaluation process, the claimant must show: (1) the claimant is not engaged in "substantial gainful activity"; (2) the claimant has a "severe medically determinable . . . impairment . . . or a combination of impairments" that has lasted or is expected to last for at least one year; and (3) the impairment(s) either meet or equal one of the Listings
Ms. Gonzalez is a 58-year-old married woman who lives with her husband and adult daughter. AR 37, 38, 203-04, 207.
Ms. Gonzalez filed applications for Disability Insurance Benefits on June 10, 2014, and Supplemental Security Income on July 26, 2014,
The ALJ determined that Ms. Gonzalez met the insured status requirements of the Social Security Act through December 31, 2018. AR 15. At step one, the ALJ found that Ms. Gonzalez had not engaged in substantial gainful activity since February 6, 2014, the alleged onset date. Id. Because Ms. Gonzalez had not engaged in substantial gainful activity for at least twelve months, the ALJ proceeded to step two. At step two, the ALJ found that Ms. Gonzalez had the following severe impairments: "cervical degenerative disc disease; left upper extremity tendonitis/bursitis; mild left upper extremity carpal tunnel syndrome (CTS); osteoporosis; osteopenia; and obesity." AR 15 (citations omitted). The ALJ found that Ms. Gonzalez's fibromyalgia, asthma, and depression were non-severe. AR 16. He specifically found that "because the file contains no evidence showing that the claimant's fibromyalgia was diagnosed in accordance with either the 1990 ACR Criteria for the Classification of Fibromyalgia or the 2010 ACR Preliminary Diagnostic Criteria, it cannot be established as a medically determinable impairment." AR 16 (italics in original).
At step three, the ALJ found that none of Ms. Gonzalez's impairments, alone or in combination, met or medically equaled a Listing. AR 17-19. Because the ALJ found that none of the impairments met a Listing, the ALJ assessed Ms. Gonzalez's RFC. AR 19-24. The ALJ found that:
AR 19.
At step four, the ALJ found that Ms. Gonzalez is capable of performing her past relevant work as an inspector and as a customer service representative. AR 24-25. In the alternative, the ALJ found that Ms. Gonzalez was not disabled at step five. Relying on the VE testimony, the ALJ concluded that Ms. Gonzalez still could perform jobs that exist in significant numbers in the national economy—such as cashier, counter clerk, and furniture rental clerk. AR 25-26. Ms. Gonzalez requested review by the Appeals Council, which denied the request on September 11, 2017. AR 1-4, 200-02. Ms. Gonzalez timely filed her appeal to this Court on November 3, 2017. Doc. 1.
Ms. Gonzalez raises six arguments for reversing and remanding this case: (1) the ALJ failed to properly assess her fibromyalgia under SSR 12-2p and, therefore, improperly determined her fibromyalgia was not a medically determinable impairment; (2) the ALJ failed to consider asthma and COPD (chronic obstructive pulmonary disease) as severe impairments; (3) the Court should remand for consideration of new and material evidence; (4) the ALJ failed to develop the record with regard to Ms. Gonzalez's diagnosis of fibromyalgia; (5) the ALJ failed to include moderate exposure to fumes, dust, gasses and odors into Ms. Gonzalez's RFC; and (6) the ALJ failed to properly evaluate the effect of Ms. Gonzalez's obesity in the RFC. Doc. 20 at 13-19. Because I remand based on the ALJ's failure to develop the record with regard to whether Ms. Gonzalez had previously been diagnosed with fibromyalgia, I do not address the other alleged errors, which "may be affected by the ALJ's treatment of this case on remand." Watkins v. Barnhart, 350 F.3d 1297, 1299 (10th Cir. 2003).
"The burden to prove disability in a social security case is on the claimant." Hawkins v. Chater, 113 F.3d 1162, 1164 (10th Cir. 1997). "Nevertheless, because a social security disability hearing is a nonadversarial proceeding, the ALJ is `responsible in every case to ensure that an adequate record is developed during the disability hearing consistent with the issues raised.'" Madrid v. Barnhart, 447 F.3d 788, 790 (10th Cir. 2006) (quoting Hawkins, 113 F.3d at 1164). Generally, this means that the "ALJ has the duty to . . . obtain [] pertinent, available medical records which come to his attention during the course of the hearing." Carter v. Chater, 73 F.3d 1019, 1022 (10th Cir.1996). This is true despite the presence of counsel, although the duty is heightened when the claimant is unrepresented. Thompson v. Sullivan, 987 F.2d 1482, 1492 (10th Cir. 1993).
The duty is one of inquiry—to inform the ALJ of the relevant facts and to hear the claimant's version of those facts. Henrie v. U.S. Dep't of Health & Human Servs., 13 F.3d 359, 361 (10th Cir. 1993). The length of the hearing is not as relevant as the information gathered. Thompson, 987 F.3d at 1492. "The important inquiry is whether [sufficient questions were asked] to ascertain (1) the nature of a claimant's alleged impairments, (2) what on-going treatment and medication the claimant is receiving, and (3) the impact of the alleged impairment on a claimant's daily routine and activities." Id. (internal citation and quotation marks omitted) (brackets in original). The duty to develop the record "is not a panacea for claimants, however, which requires reversal in any matter where the ALJ fails to exhaust every potential line of questioning." Glass v. Shalala, 43 F.3d 1392, 1396 (10th Cir. 1994). "The standard is one of reasonable good judgment. The duty to develop the record is limited to fully and fairly develop[ing] the record as to material issues." Hawkins, 113 F.3d at 1162 (quotations omitted) (brackets in original). "[I]t is not the ALJ's duty, [however], to be the claimant's advocate." Henrie, 13 F.3d at 361 (citation omitted). Moreover, in counseled cases—such as this one—"the ALJ should ordinarily be entitled to rely on the claimant's counsel to structure and present claimant's case in a way that the claimant's claims are adequately explored," and the ALJ "may ordinarily require counsel to identify the issue or issues requiring further development." Branum v. Barnhart, 385 F.3d 1268, 1271 (10th Cir. 2004) (quoting Hawkins, 113 F.3d at 1167) (internal quotation marks omitted).
Ms. Gonzalez contends that the ALJ had the duty in this case to inquire about when, where, and how she was diagnosed with fibromyalgia. Doc. 20 at 16-17. Although her counsel failed to raise this issue or produce evidence of Ms. Gonzalez's diagnosis of fibromyalgia, the record demonstrates that Ms. Gonzalez likely was diagnosed with fibromyalgia, and the ALJ had the duty to inquire into whether any such diagnosis existed.
Fibromyalgia is "a rheumatic disease that causes inflammation of the fibrous connective tissue components of muscles, tendons, ligaments and other tissue." Moore v. Barnhart, 114 F. App'x 983, 991 (10th Cir. 2004) (internal citation omitted). It is a chronic condition, causing "long-term but variable levels of muscle and joint pain, stiffness and fatigue." Id. Social Security Ruling 12-2p contains guidelines for evaluating fibromyalgia. The guidelines require the ALJ to follow a two-step process to evaluate a person's statements about his or her symptoms and functional limitations resulting from fibromyalgia. SSR 12-2p, 2012 WL 3104869, at *5. First, there must be medical signs and findings that show the person has a medically determinable impairment which reasonably could be expected to produce the pain or other symptoms alleged. SSR 12-2p, 2012 WL 3104869, at *5. Second, once a medically determinable impairment of fibromyalgia is established, the Commissioner will "then evaluate the intensity and persistence of the person's pain or any other symptoms and determine the extent to which the symptoms limit the person's capacity for work." Id. A person can establish that he or she has a medically determinable impairment of fibromyalgia by providing evidence from an acceptable medical source
To establish fibromyalgia as a medically-determinable impairment, a physician must diagnose the claimant with fibromyalgia using one of two listed sets of criteria, and the medical evidence must establish that the claimant meets this criteria: the 1990 ACR Criteria for the Classification of Fibromyalgia (the 1990 ACR Criteria); or the 2010 ACR Preliminary Diagnostic Criteria (the 2010 ACR Criteria). Id. at *2-*3. Under the 1990 ACR Criteria, the Social Security Administration may find a medically determinable impairment of Fibromyalgia if a claimant can establish (1) a history of widespread pain—that is pain in all four quadrants of the body (including the right and left sides, above and below the waist); (2) at least 11 positive tender points on physical examination; and (3) evidence that other disorders that could cause the symptoms or signs were excluded. Id. at *2-*3. Under the 2010 ACR Criteria, instead of relying on tender points, a claimant may show that he or she has "[r]epeated manifestations of six or more [fibromyalgia] symptoms
Here, the record before the ALJ and the Appeals Council did not establish that a physician had diagnosed Ms. Gonzalez with fibromyalgia.
Given all of the evidence, it would have been reasonable for the ALJ to inquire whether Ms. Gonzalez had been diagnosed with fibromyalgia, when that diagnosis was made, and by whom. The ALJ did not make this simple inquiry. Instead, the ALJ determined that "because the file contains no evidence showing that the claimant's fibromyalgia was diagnosed in accordance with the 1990 ACR Criteria for the Classification of Fibromyalgia or the 2010 ACR Preliminary Diagnostic Criteria, it cannot be established as a medically determinable impairment." AR 16 (italics in original).
The Commissioner argues that the record evidence was sufficient to support the ALJ's determination that Ms. Gonzalez's allegation of fibromyalgia was not a medically determinable impairment. Doc. 22 at 10-11. Specifically, the Commissioner argues that given the evidence, including the expert opinion of Dr. Cochran (the state agency medical consultant)—that there is no medically determinable impairment for fibromyalgia—the ALJ was not required to develop the record further. Doc. 22 at 11 ("Given the dearth of any record evidence supporting Plaintiff's allegation of fibromyalgia and Dr. Cochran's expert opinion that no such evidence existed, the ALJ was not required to develop the record further on this issue."). The Court disagrees. As noted above, there was an abundance of evidence that Ms. Gonzalez suffered from fibromyalgia symptoms. Further, Dr. Cochran determined that "[t]here is no MER (medical evidence of record) for TP (trigger point) exam for FMS (fibromyalgia syndrome) and no MDI (medically determinable impairment)." AR 97. Dr. Cochran's opinion, however, only takes into consideration the 1990 ACR Criteria for the Classification of Fibromyalgia—that requires a trigger point examination—and does not consider the 2010 ACR Preliminary Diagnostic Criteria, which does not require a trigger point examination. Dr. Cochran's opinion does not contain a complete analysis. Dr. Cochran did not consider whether Ms. Gonzalez was diagnosed with fibromyalgia under the 2010 ACR Preliminary Diagnostic Criteria. Consequently, Dr. Cochran's opinion reinforces the need for further inquiry.
The ALJ failed in his duty to develop the record as to the material issue of whether Ms. Gonzalez had a physician's diagnosis of fibromyalgia. Consequently, remand is required on this basis.
For the foregoing reasons, the Court finds that the ALJ failed to properly develop the record and, therefore, the Commissioner's final decision is not supported by substantial evidence.
IT IS THEREFORE ORDERED that Josephine Gonzalez's Motion to Reverse and Remand (Doc. 20) is GRANTED, and this case is remanded to the Commissioner for further proceedings consistent with this opinion.