LAURA FASHING, Magistrate Judge.
THIS MATTER comes before the Court on plaintiff Jesus Quezada's Motion to Reverse or Remand for a Rehearing with Supporting Memorandum (Doc. 17), which was fully briefed on August 10, 2018. Docs. 20, 21, 22. The parties consented to my entering final judgment in this case. Docs. 6, 7, 8. Having meticulously reviewed the record and being fully advised in the premises, the Court finds that the Administrative Law Judge ("ALJ") failed to properly resolve the conflict between the Dictionary of Occupational Titles ("DOT") and the vocational expert's ("VE") testimony. The Court therefore GRANTS Mr. Quezada's motion and remands this case for an immediate award of benefits.
The standard of review in a Social Security appeal is whether the Commissioner's final decision
"Substantial evidence is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Langley, 373 F.3d at 1118. A decision "is not based on substantial evidence if it is overwhelmed by other evidence in the record or if there is a mere scintilla of evidence supporting it." Id. While the Court may not reweigh the evidence or try the issues de novo, its examination of the record as a whole must include "anything that may undercut or detract from the ALJ's findings in order to determine if the substantiality test has been met." Grogan v. Barnhart, 399 F.3d 1257, 1262 (10th Cir. 2005).
Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007) (internal quotations and citations omitted) (brackets in original).
To qualify for disability benefits, a claimant must establish that he or she is unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A); 20 C.F.R. §§ 404.1505(a), 416.905(a).
When considering a disability application, the Commissioner is required to use a five-step sequential evaluation process. 20 C.F.R. § 416.920; Bowen v. Yuckert, 482 U.S. 137, 140 (1987). At the first four steps of the evaluation process, the claimant must show: (1) the claimant is not engaged in "substantial gainful activity"; (2) the claimant has a "severe medically determinable . . . impairment . . . or a combination of impairments" that has lasted or is expected to last for at least one year; and (3) the impairment(s) either meet or equal one of the Listings
Mr. Quezada is a 52-year-old man who lives with his long-term girlfriend. AR 159, 174, 185, 202, 480, 482, 554.
Mr. Quezada filed his initial application for Disability Insurance Benefits ("DIB") on October 29, 2008, alleging disability beginning on March 10, 2008 due to a right knee injury, diabetes, and high blood pressure (hbp). AR 137-43, 164. The Social Security Administration ("SSA") denied his claims initially and on reconsideration. AR 65-72, 79-81. On April 26, 2010, Mr. Quezada requested a hearing. AR 82-83. On May 19, 2011, ALJ Ann Farris held a hearing, at which Mr. Quezada testified with the assistance of an interpreter. AR 28-53. ALJ Ferris issued an unfavorable decision on July 7, 2011. AR 9-27. Mr. Quezada requested review by the Appeals Council, which denied the request on September 20, 2012. AR 1-8, 134-35.
On November 20, 2012, Mr. Quezada appealed the Commissioner's decision to this Court. See Quezada v. Social Security Administration, 1:12-cv-01204-MCA-WPL (D.N.M. 2012). On September 9, 2013, the Commissioner agreed to remand the case "pursuant to sentence four (4) of § 205(g) of the Social Security Act, 42 U.S.C. § 405(g). Melkonyan v. Sullivan, 501 U.S. 89 (1991)." AR 561-62. During the pendency of the appeal, on April 12, 2013, Mr. Quezada applied for supplemental security income ("SSI"). AR 567. The state agency
Pursuant to the October 2013 order of the Appeals Council, ALJ Farris held another hearing on November 5, 2014. AR 523, 540-59. Mr. Quezada testified at the November 2014 hearing with the assistance of an interpreter. AR 540, 542. ALJ Farris issued a second unfavorable decision on December 19, 2014. AR 517-39. Pursuant to 20 C.F.R. § 404.984(a), (c), and (d), the 2014 ALJ decision became the final decision of the Commissioner on February 17, 2015 because no exceptions were filed, and the Appeals Council did not assume jurisdiction. On April 7, 2015, Mr. Quezada once again appealed the Commissioner's final decision to this Court. See Quezada v. Social Security Administration, 1:15-cv-00282-LAM (D.N.M. 2015). This Court remanded the case "for consideration of the sole issue of the date of onset of Plaintiff's disability . . . ."
On remand, ALJ Raul C. Pardo held a brief hearing on February 15, 2017. AR 762-69. Mr. Quezada appeared at the hearing and was assisted by an interpreter. AR 762, 764, 768. A VE, Tom Griner, was also present. AR 762, 764. The February 2017 hearing was continued because a medical expert was not present. AR 766-68. The hearing was rescheduled for June 15, 2017. AR 770-99. Mr. Quezada was not present during the June 2017 hearing, but he was represented by counsel. AR 772. Testimony was taken from two medical experts and a VE, Phunda Yarbrough. AR 738, 770-95. The hearing specifically focused on the period from March 10, 2008 to March 31, 2013. AR 772. ALJ Pardo issued his unfavorable decision on July 27, 2017. AR 732-61. Once again, Mr. Quezada did not file exceptions to the ALJ's decision, and the Appeals Council did not assume jurisdiction. Instead, Mr. Quezada opted to file a complaint in this Court. Doc. 1. It is this third decision by ALJ Pardo—based on Mr. Quezada's October 2008 application—that forms the basis for this appeal.
Because Mr. Quezada already had been found to be disabled, the issue before ALJ Pardo was limited to when Mr. Quezada's disability began. AR 738. The ALJ concluded that
AR 739. The ALJ found that Mr. Quezada was disabled as of May 28, 2011—the date he attained the age 45
Following the five-step sequential evaluation process, the ALJ determined that Mr. Quezada met the insured status requirements of the Social Security Act through December 31, 2009. AR 741. At step one, the ALJ found that Mr. Quezada had not engaged in substantial, gainful activity since March 10, 2008, the alleged onset date. Id. Because Mr. Quezada had not engaged in substantial gainful activity for at least twelve months, the ALJ proceeded to step two. At step two, the ALJ found that Mr. Quezada had the following severe impairments: "right medial meniscal tear status post subtotal meniscectomy, patella-femoral syndrome, type II diabetes, anxiety, and depression." Id. (citation omitted). The ALJ found that Mr. Quezada's hypertension was non-severe. Id.
At step three, the ALJ found that prior to May 28, 2011, none of Mr. Quezada's impairments, alone or in combination, met or medically equaled a Listing. AR 741-43. Because the ALJ found that none of the impairments met a Listing, the ALJ assessed Mr. Quezada's RFC. AR 743-51. The ALJ found that:
AR 743.
At step four, the ALJ found that prior to May 28, 2011, Mr. Quezada was unable to perform any past relevant work. AR 751. The ALJ found at step five, however, that prior to May 28, 2011, Mr. Quezada was not disabled. Relying on the VE testimony from the June 2017 hearing, the ALJ concluded that Mr. Quezada still could perform jobs that exist in significant numbers in the national economy, such as addresser and escort vehicle driver. AR 752. The Appeals Council did not assume jurisdiction of the case, and Mr. Quezada did not file exceptions to the ALJ's decision, opting instead to file a complaint with this Court. Doc. 1. The ALJ's 2017 decision is the final decision of the Commissioner for purposes of judicial review. 20 C.F.R. § 404.984.
Mr. Quezada raises two main arguments for reversing and remanding this case: (1) the ALJ's step-five findings are not based on substantial evidence because (a) the ALJ failed to resolve a conflict between the DOT and the VE testimony, and (b) the number of jobs is so low that it requires a Trimiar
At step five, it is the Commissioner's burden to establish that—considering the claimant's age, education, work experience, and RFC—work exists in significant numbers in the national economy that the claimant can perform. Dikeman v. Halter, 245 F.3d 1182, 1183 (10th Cir. 2001); Haddock v. Apfel, 196 F.3d 1084, 1088 (10th Cir.1999) ("If the ALJ concludes that the claimant cannot perform any of his past work with his remaining RFC, the ALJ bears the burden at step five to show that there are jobs in the regional or national economies that the claimant can perform with the limitations the ALJ has found him to have."). An ALJ may use a vocational expert at step five to supply an opinion about the claimant's ability to perform work in the national economy. See Winfrey v. Chater, 92 F.3d 1017, 1025 (10th Cir. 1996). When the ALJ uses a VE at step five, "the ALJ must investigate and elicit a reasonable explanation for any conflict between the [DOT] and expert testimony before the ALJ may rely on the expert's testimony as substantial evidence to support a determination of nondisability." Haddock, 196 F.3d at 1091; see also SSR 00-04p, 2000 WL 1898704, at *4 ("When vocational evidence provided by a VE . . . is not consistent with information in the DOT, the adjudicator must resolve this conflict before relying on the VE . . . evidence to support a determination or decision that the individual is or is not disabled."). After the Tenth Circuit's decision in Haddock, the SSA promulgated Social Security Ruling 00-4p and further clarified the ALJ's affirmative responsibility to ask about conflicts. Ruling 00-4p instructs that
SSR 00-4p, 2000 WL 1898704, at *4.
The claimant's vocational factors of age, education, and work experience are considered, along with the claimant's RFC, to determine at step five whether there are a significant number of jobs that a claimant can perform. 20 CFR § 404.1560(c)(1). The vocational factor of education includes whether a claimant is illiterate, and whether he or she has the ability to communicate in English. The regulations state:
20 C.F.R. § 404.1564(b).
The ALJ adopted the VE testimony regarding Mr. Quezada's ability to work as an addresser and an escort-vehicle driver. AR 752. Mr. Quezada argues that the ALJ did not resolve the conflict between the language requirements of the escort-vehicle driver job with the fact that he is unable to communicate in English. Doc. 17 at 18-19. I agree.
Both jobs identified by the VE in this case require a language level of "2."
Id.
Mr. Quezada has a sixth-grade education which he received in Mexico, and he is literate in the Spanish language. There is no indication, however, that Mr. Quezada can function at the "level 2" requirements in English. Although the ALJ acknowledged in his decision that Mr. Quezada is not able to communicate in English, AR 751, he did not include in his hypothetical to the VE that Mr. Quezada was illiterate in English.
The Commissioner argues that the escort-vehicle driver job indicates that it does not involve significant verbal interaction. The Commissioner points out that the "Speaking-Signaling" for the job is "Not Significant," and only requires a low degree of verbal aptitude. Doc. 20 at 8-9 (citing DOT #919.663-022, 1991 WL 687886). While this may be a reasonable resolution to the conflict (and the Court does not decide that it is), the ALJ did not ask the VE to resolve the conflict. Furthermore, the ALJ did not provide this, or any, explanation that resolved the conflict. Instead, the ALJ found that "[p]ursuant to SSR 00-4p, I have determined that the vocational expert's testimony is consistent with the information contained in the Dictionary of Occupational Titles." AR 752. The ALJ, therefore, did not rely on this post-hoc argument in support of his decision at step five. "[T]his court may not create or adopt post-hoc rationalizations to support the ALJ's decision that are not apparent from the ALJ's decision itself." Haga v. Astrue, 482 F.3d 1205, 1207-08 (10th Cir. 2007).
The ALJ did not acknowledge any conflict between the VE's testimony and the DOT, nor did he elicit any explanation from the VE regarding the conflict between Mr. Quezada's inability to communicate in English and the jobs the VE identified that require a language level of 2. Accordingly, the ALJ failed to investigate and elicit a reasonable explanation for the conflict between the DOT and the VE's testimony before he relied on the VE's testimony as substantial evidence to support his determination of nondisability. This error requires remand.
Mr. Quezada asks that if this Court remands this case, that it do so for an immediate award of benefits rather than additional proceedings. Doc. 17 at 27. "When a decision of the Secretary is reversed on appeal, it is within this court's discretion to remand either for further administrative proceedings or for an immediate award of benefits." Ragland v. Shalala, 992 F.2d 1056, 1060 (10th Cir. 1993). In deciding which remedy is appropriate, the Court considers both "the length of time the matter has been pending and whether or not given the available evidence, remand for additional fact-finding would serve any useful purpose but would merely delay the receipt of benefits." Salazar v. Barnhart, 468 F.3d 615, 626 (10th Cir. 2006) (internal citations and quotations omitted). When the Commissioner has failed to satisfy her burden of proof at step five, and when there has been a long delay as a result of her erroneous disposition of the proceedings, remand for an immediate award of benefits may be appropriate. Ragland, 992 F.2d at 1060 (remanding for an immediate award of benefits "[i]n light of the Secretary's patent failure to satisfy the burden of proof at step five[] and the long delay [of at least four years] that has already occurred as a result of the Secretary's erroneous disposition of the proceedings"). The Commissioner "is not entitled to adjudicate a case ad infinitum until [she] correctly applies the proper legal standard and gathers evidence to support [her] conclusion." Sisco v. U.S. Dep't of Health & Human Servs., 10 F.3d 739, 746 (10th Cir. 1993).
This case has been pending for over ten years. There have been three administrative hearings, and this will mark the third remand from this Court. The remands have been based on a variety of issues, and this time Mr. Quezada has shown his disability at the first four steps of the sequential evaluation process. This case concerns whether Mr. Quezada was disabled between March 10, 2008 and May 28, 2011. The administrative record is complete as to this time period. Given that the ALJ determined that Mr. Quezada is capable of performing only a limited form of sedentary work, the additional limitation of being illiterate in English would only further erode the occupational base. The Court therefore finds that there is no reasonable probability that Mr. Quezada will be denied benefits, and requiring further proceedings before the Commissioner would merely delay the award.
For the foregoing reasons, the Court finds that the ALJ failed to resolve a conflict between the DOT and the VE testimony and, therefore, improperly relied on the VE testimony at step five.
IT IS THEREFORE ORDERED that Jesus Quezada's Motion to Reverse and Remand (Doc. 17) is GRANTED. The Commissioner's final decision in this case is reversed, and the case is remanded for an immediate award of benefits.
AR 791-92. The second hypothetical posed by the ALJ at the June 2017 hearing was an individual who is
AR 793-94.