STEPHAN M. VIDMAR, Magistrate Judge.
THIS MATTER is before the Court on Plaintiff's Motion and Memorandum in Support of Summary Judgment on Count IV—FMLA Interference ("Motion for Partial Summary Judgment"), filed on March 8, 2019. [Doc. 149]. Defendant Angela Dawson timely
Plaintiff worked for Defendant New Mexico General Services Department ("GSD") as an Information Technology ("IT") Generalist 2 from 2013 to 2016. [Doc. 94] at 3 (Third Amended Complaint). Defendant Baltzley was her direct supervisor. Id. Defendant Burckle was Baltzley's supervisor. Id. Defendant Dawson was GSD's Human Resources Bureau Chief during the relevant time period. [Doc. 149-2] at 18.
Plaintiff requested leave under the Family and Medical Leave Act ("FMLA") at least five times. See [Doc. 149] at 14-27. She claims that she needed the leave due to health complications following a ski accident and after being treated for breast cancer. Id. at 4-10. Plaintiff alleges that Defendants interfered with her FMLA leave in a number of ways: by excluding her overtime hours when calculating her FMLA-leave entitlement, by failing to allow her to return to work upon expiration of FMLA leave, by failing to give her proper notice of her rights under the FMLA, by miscalculating her available leave, and by attempting to terminate her employment because her illness prevented her from performing the essential functions of her job. Id. at 13-22, 26-27.
As to the final allegation, Plaintiff asserts that Defendants attempted to fire her "for being too sick to work" by sending her a notice of contemplated separation signed by Burckle on August 31, 2015. Id. at 21. Plaintiff then asserts that she, Dawson, Burckle, and one additional GSD employee attended an oral-response hearing to discuss the notice of contemplated separation. Id. She claims that Defendants told her at this hearing that she would be terminated for being unable to work. Id. at 7. She also claims, however, that Defendants told her that they would withdraw the notice of contemplated separation if she were to provide a written statement from her doctor certifying that she was able to return to work.
On April 21, 2016, Plaintiff filed suit in New Mexico state court. [Doc. 1-2] at 1. Defendants removed the case to federal court on May 23, 2016. [Doc. 1] at 1. On July 11, 2018, Plaintiff filed her Third Amended Complaint. [Doc. 94]. She alleges in Count IV that Dawson, in her individual capacity, interfered with her use of FMLA leave. Id. at 34-36. Plaintiff filed the instant Motion for Partial Summary Judgment on her FMLA-interference claim against Dawson on March 8, 2019. [Doc. 149].
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "[W]here the moving party has the burden—the plaintiff on a claim for relief or the defendant on an affirmative defense—[her] showing must be sufficient for the court to hold that no reasonable trier of fact could find other than for the moving party." Paul v. Monts, 906 F.2d 1468, 1474 (10th Cir. 1990) (first alteration in original) (quoting Calderone v. United States, 799 F.2d 254, 259 (6th Cir. 1986)). A court must deny summary judgment if a reasonable trier of fact could find for the non-movant. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). When applying this standard, the court must construe the evidence in the light most favorable to the non-moving party. Tolan, 572 U.S. at 657.
Plaintiff proceeds pro se. Courts liberally construe pro se filings. Calhoun v. Att'y Gen. of Colo., 745 F.3d 1070, 1073 (10th Cir. 2014). Yet, courts cannot act as advocates for pro se parties, Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991), and pro se parties must comply with the Federal Rules of Civil Procedure, Kay v. Bemis, 500 F.3d 1214, 1218 (10th Cir. 2007).
An interference claim under the FMLA has three elements: "(1) that [the employee] was entitled to FMLA leave, (2) that some adverse action by the employer interfered with her right to take FMLA leave, and (3) that the employer's action was related to the exercise or attempted exercise of her FMLA rights." Dalpiaz v. Carbon Cty., 760 F.3d 1126, 1132 (10th Cir. 2014) (quoting Campbell v. Gambro Healthcare, Inc., 478 F.3d 1282, 1287 (10th Cir. 2007)). A plaintiff bears the burden of proof by a preponderance of the evidence on the first two elements of this test. If she meets her burden, then the burden of proof shifts to the defendant to demonstrate that its actions were unrelated to the plaintiff's exercise of FMLA rights. See Janczak v. Tulsa Winch, Inc., 621 F. App'x 528, 531 (10th Cir. 2015); Crowell v. Denver Health & Hosp. Auth., 572 F. App'x 650, 653 (10th Cir. 2014).
Dawson argues that the Court should deny Plaintiff's Motion for Partial Summary Judgment for four reasons. First, she argues that there is an issue of fact over whether Dawson was Plaintiff's "employer" under the FMLA. [Doc. 209] at 13-14. Second, she argues that Plaintiff fails to present any evidence suggesting she was entitled to FMLA leave at the time of the alleged incidents of interference. Id. at 14-15. Third, Dawson contends that she did not subject Plaintiff to an adverse employment action and, even if she did, that Plaintiff suffered no prejudice from the alleged actions. Id. at 15-30. Finally, she argues that there is an issue of fact over whether Dawson's actions caused an FMLA violation. Id. at 29-30. Because the Court agrees with Dawson's first argument, it will not address her remaining arguments.
The FMLA subjects only employers to liability. 29 U.S.C. § 2615(a) (2018). The Act defines an "employer" as follows:
The term "employer"—
§ 2611(4)(A). The District of New Mexico has interpreted this definition to include individual employees of public agencies under certain circumstances. Cordova v. New Mexico, 283 F.Supp.3d 1028, 1036-40 (D.N.M. 2017).
Though the Tenth Circuit has yet to establish the exact test courts must use to determine when an individual meets the FMLA's definition of "employer," courts within the District of New Mexico have consistently predicted that it will use the economic-reality test
When determining individual liability, courts often emphasize the first and last factors, that is, the power to hire and fire and control over the ability to take FMLA leave. Saavedra, 748 F. Supp. 2d at 1293. In Saavedra, the plaintiffs alleged that defendant Burrows had the authority to fire employees and that she supervised employee work schedules and other areas of employment. Id. at 1295. They also alleged that Burrows changed Louise Saavedra's leave status and refused to accept a note from that plaintiff's doctor permitting her to return to work. Id. Such allegations enabled the FMLA-interference claim to survive a motion to dismiss because Louise Saavedra "alleged specific facts regarding Burrows' control of the nature and duration of [one plaintiff's] leave and of Burrows' ability to fire [that plaintiff]." Id. Louise Saavedra alleged no facts regarding Burrows' role in determining her rate and method of payment, or regarding whether Burrows maintained employment records. Id. Yet, the court could, at the motion-to-dismiss stage, "reasonabl[y] infer[] . . . that, given that Burrows managed [one plaintiff's] leave and informed her of her termination, Burrows probably had at least some knowledge of and/or influence in determining [that plaintiff's] rate and method of payment." Id. "[V]iewing the facts in the light most favorable to the [p]laintiff," the court found the allegations sufficient to defeat the motion to dismiss. Id.; see Cordova, 283 F. Supp. 3d at 1040-41 (finding that the plaintiff sufficiently pleaded individual-employer liability under the FMLA because he alleged that the individual defendants supervised him, directly interacted with him regarding FMLA leave requests, told him that he could not leave work, and sent him a termination letter).
Some courts outside the Tenth Circuit have rejected the economic-reality test described in Saavedra and Cordova, holding that if the alleged employer "possesses control over the aspect of employment alleged to have been violated, the [FMLA] will apply to that individual." Freemon v. Foley, 911 F.Supp. 326, 331 (N.D. Ill. 1995). In Freemon, two individual defendants—Ivy and Foley—recommended that Freemon be terminated due to her FMLA absences, telling her that she could avoid termination only if she submitted proper medical-release forms. Id. Individual defendant Hulsh directed Foley to fire Freemon. Id. The court denied Hulsh, Foley, and Ivy's motion for summary judgment because they played a role in Freemon's firing and "were capable of impeding or denying [her] ability to exercise her . . . right to leave under the FMLA." Id. at 332. Freemon also sued her temporary supervisor, Corbin, individually. Id. The court granted summary judgment in favor of Corbin because "there [was] no evidence that she played any role in [Freemon's] discharge." Id. That the plaintiff gave FMLA documentation to Corbin did not suffice to subject her to individual liability under the FMLA. Id. Like Saavedra and Cordova, the ability to fire the plaintiff played a critical role in determining individual liability under the FMLA.
Here, though Dawson undoubtedly played a role in some of the alleged FMLA violations, Plaintiff fails to show that Dawson was her "employer" as a matter of law. Most of the economic-reality factors weigh against finding that Dawson was Plaintiff's "employer" under the FMLA. First, the record evidence does not establish that Dawson had the ability to hire or fire Plaintiff. [Doc. 209-4] at 1. Dawson avers that she lacked the authority to hire or terminate GSD employees.
Second, Plaintiff fails to present any evidence suggesting that Dawson supervised Plaintiff or controlled her work schedule. Plaintiff alleges that Dawson and Baltzley changed her job duties after she returned from FMLA leave. Id. at 7. In support of this assertion, Plaintiff cites to a chart detailing her job duties. See [Doc. 149-2] at 26. Yet, this chart says nothing about who had the authority to control Plaintiff's job duties; it simply lists her job assignments.
Similarly, Plaintiff points to no evidence on the record indicating that Dawson determined Plaintiff's rate or method of payment. Dawson avers that she did not determine the salaries of any IT Generalist, including Plaintiff. [Doc. 209-4] at 1. Nor does Plaintiff identify any evidence suggesting that Dawson maintained employment records. Therefore, the third and fourth factors weigh against finding Dawson to be Plaintiff's "employer."
On the other hand, Dawson's apparent ability to control Plaintiff's FMLA leave—coupled with her involvement in some of the alleged FMLA violations at issue—weighs in favor of finding that she was Plaintiff's "employer." Dawson's actions lie at the heart of some of the alleged interferences with Plaintiff's FMLA leave. Specifically, in August of 2015, Plaintiff attempted to return to work, but Dawson told her that she could not do so without fitness-for-duty certification. See [Doc. 149-2] at 15. When Plaintiff provided her fitness-for-duty certification in September of 2015 to attempt to return to work after FMLA leave, Dawson rejected the certification and told her to submit a new certification. See id. at 24. Additionally, Dawson informed Plaintiff on March 9, 2016, that GSD had denied her FMLA-leave request because she had not yet worked the requisite 1,250 hours needed to qualify for FMLA leave. Id. at 45; see 29 C.F.R. § 825.110(a)(2) (2019). Two days later, Dawson stated that Plaintiff in fact met the FMLA-eligibility requirements. [Doc. 149-2] at 46. Like the individual defendants in Saavedra, Cordova, and Freemon, Dawson frequently interacted with Plaintiff regarding FMLA leave and exercised at least some control over her ability to take leave. The final factor therefore weighs in favor of finding Dawson to be Plaintiff's "employer" under the FMLA.
Nevertheless, such a finding does not automatically mean that Dawson was Plaintiff's "employer" under the FMLA. Genuine issues of fact remain on four of the five economic-reality factors, and the Court does not find that Dawson's role in approving or explaining Plaintiff's FMLA leave outweighs, as a matter of law, Dawson's inability to hire or fire employees or her inability to supervise Plaintiff and her work schedule. For example, Plaintiff presents insufficient evidence suggesting that Dawson could fire her, and even if Plaintiff presented such evidence, Dawson disputes it. Though not dispositive of this issue, courts often emphasize the first factor more than any other. See Carpenter v. Refrigeration Sales Corp., 49 F.Supp.2d 1028, 1031 (N.D. Ohio 1999) ("[The individual defendant] administered the FMLA and spoke with Carpenter about her illness. Finally, and most significantly, he made the decision to terminate Carpenter . . . ." (emphasis added)); see also Saavedra, 748 F. Supp. 2d at 1293. Saavedra, Cordova, and Freemon all relied upon allegations or evidence that the individual defendant both had the ability to fire the plaintiff and controlled the plaintiff's FMLA leave. The Court will not find, as a matter of law, that Dawson's control over FMLA leave outweighs her inability to fire Plaintiff—especially given that Plaintiff fails to establish that Dawson supervised her, determined her rate or method of payment, or kept employment records.