By the Court, DOUGLAS, J.:
In this original writ proceeding, we consider the admissibility of retrograde extrapolation evidence to estimate a defendant's blood alcohol level at a point in time based on a blood sample taken at a later point in time.
The State charged real party in interest Bobby Armstrong with driving under the influence causing death and/or substantial bodily harm under two theories of liability: that he (1) was "under the influence of intoxicating liquor" or (2) had "a concentration of alcohol of 0.08 or more in his . . . blood or breath" and did "any act or neglect[ed] any duty imposed by law while driving or in actual physical control" of a vehicle. NRS 484C.430(1) (formerly NRS 484.3795). According to the indictment, Armstrong was driving when his vehicle collided with another vehicle, causing substantial bodily harm to the other driver. The collision occurred at approximately 1:30 in the morning. A single blood sample was taken from Armstrong at 3:51 a.m., more than two hours after the collision. That blood sample had an alcohol level of .18. Armstrong filed a pretrial motion to exclude the blood alcohol test result. He argued that his blood was drawn outside the statutory two-hour window provided in NRS 484C.430(1)(c)
After a lengthy evidentiary hearing involving the conflicting testimony of two expert witnesses, the district court granted Armstrong's motion in part. The district court excluded retrograde extrapolation as a means of determining Armstrong's blood alcohol level at the time he was driving and the numerical result of the blood alcohol test but allowed the State to present more generalized evidence that the blood test showed the presence of alcohol. This original petition for a writ of mandamus followed.
A writ of mandamus is available to compel the performance of an act that the law requires as a duty resulting from an office, trust, or station, NRS 34.160, or to control a manifest abuse or arbitrary or capricious exercise of discretion, see Round Hill Gen. Imp. Dist. v. Newman, 97 Nev. 601, 603-04, 637 P.2d 534, 536 (1981). The writ will not issue, however, if a petitioner has a plain, speedy, and adequate remedy in the ordinary course of the law. NRS 34.170. Ultimately, the decision to entertain an extraordinary writ petition lies within our discretion, and we must "consider[ ] whether judicial economy and sound judicial administration militate for or against issuing the
The admission or exclusion of evidence rests within the district court's sound discretion. Thomas v. State, 122 Nev. 1361, 1370, 148 P.3d 727, 734 (2006). In the context of mandamus, this court considers whether the district court's evidentiary ruling was a manifest abuse or arbitrary or capricious exercise of its discretion. See NRS 34.160; Round Hill, 97 Nev. at 603-04, 637 P.2d at 536. An arbitrary or capricious exercise of discretion is one "founded on prejudice or preference rather than on reason," Black's Law Dictionary 119 (9th ed. 2009) (defining "arbitrary"), or "contrary to the evidence or established rules of law," id. at 239 (defining "capricious"). See generally City Council v. Irvine, 102 Nev. 277, 279, 721 P.2d 371, 372 (1986) (concluding that "[a] city board acts arbitrarily and capriciously when it denies a license without any reason for doing so"). A manifest abuse of discretion is "[a] clearly erroneous interpretation of the law or a clearly erroneous application of a law or rule." Steward v. McDonald, 330 Ark. 837, 958 S.W.2d 297, 300 (1997); see Jones Rigging and Heavy Hauling v. Parker, 347 Ark. 628, 66 S.W.3d 599, 602 (2002) (stating that a manifest abuse of discretion "is one exercised improvidently or thoughtlessly and without due consideration"); Blair v. Zoning Hearing Bd. of Tp. of Pike, 676 A.2d 760, 761 (Pa.Commw.Ct.1996) ("[Manifest abuse of discretion does not result from a mere error in judgment, but occurs when the law is overridden or misapplied, or when the judgment exercised is manifestly unreasonable or the result of partiality, prejudice, bias or ill will.").
The evidence at issue in this case involves retrograde extrapolation. Retrograde extrapolation is a "mathematical calculation used to estimate a person's blood alcohol level at a particular point in time by working backward from the time the blood [sample] was taken." Com. v. Senior, 433 Mass. 453, 744 N.E.2d 614, 619 (2001). The calculation requires information regarding the rates at which alcohol is absorbed and excreted. Those rates can vary based on a number of factors, including: the amount of time between a person's last drink and the blood test, the amount and type of alcohol consumed, the time period over which alcohol was consumed, and personal characteristics such as age, weight, alcohol tolerance, and food intake. See Mata v. State, 46 S.W.3d 902, 915-16 (Tex.Crim.App.2001), overruled on other grounds by Bagheri v. State, 87 S.W.3d 657, 660-61 (Tex.App.2002).
Relevance is the first question in determining whether retrograde extrapolation evidence is admissible. See NRS 48.025 (providing that "[a]ll relevant evidence is admissible" unless otherwise excluded by statute or constitutional provision and that "[e]vidence which is not relevant is not admissible"). "`[R]elevant evidence' means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more or less probable than it would be without the evidence." NRS 48.015. The district court appears to have concluded that retrograde extrapolation evidence had some relevance to the State's theories that Armstrong was driving under the influence or had a blood alcohol concentration above the legal limit at the time he was driving.
Having determined that retrograde extrapolation evidence is relevant, we turn to the second question in determining whether retrograde extrapolation evidence is admissible: the danger of unfair prejudice. Under NRS 48.035(1), relevant evidence is inadmissible "if its probative value is substantially outweighed by the danger of unfair prejudice." Because all evidence against a defendant will on some level "prejudice" (i.e., harm) the defense, NRS 48.035(1) focuses on "unfair" prejudice. This court has defined "unfair prejudice" under NRS 48.035 as an appeal to "the emotional and sympathetic tendencies of a jury, rather than the jury's intellectual ability to evaluate evidence." Krause Inc. v. Little, 117 Nev. 929, 935, 34 P.3d 566, 570 (2001); Schlotfeldt v. Charter Hosp. of Las Vegas, 112 Nev. 42, 46, 910 P.2d 271, 273 (1996). Although unfair prejudice commonly refers to decisions based on emotion, it is not so limited. See generally Fed. R.Evid. 403 advisory committee's note (explaining that unfair prejudice in federal analog to NRS 48.035(1) is an "undue tendency to suggest decision on an improper basis, commonly, though not necessarily, an emotional one"); Tome v. United States, 513 U.S. 150, 160, 115 S.Ct. 696, 130 L.Ed.2d 574 (1995) (stating that Advisory Committee Notes are helpful guide to interpreting Federal Rules of Evidence). As the United States Supreme Court has explained in addressing Federal Rule of Evidence 403,
Here, the district court's concern regarding unfair prejudice centered on the "many unknown variables" in the retrograde extrapolation calculation coupled with the reliance on a single blood sample. The suggestion is that the evidence is of limited probative value given those variables and the single sample,
Some jurisdictions have determined that the admissibility of retrograde extrapolation depends on whether enough factors affecting the calculation are known and have expressed concerns with calculations that rely solely on average rates of absorption and excretion. For example, in Mata v. State, the Texas Court of Criminal Appeals provided some guidance by explaining three factors courts should use in evaluating the reliability of retrograde extrapolation:
46 S.W.3d 902, 916 (Tex.Crim.App.2001), overruled on other grounds by Bagheri v. State, 87 S.W.3d 657, 660-61 (Tex.App.2002). The court declined to design an "exact blueprint" for all cases and recognized that not every personal fact about the defendant must be known to construct a reliable extrapolation—otherwise "no valid extrapolation could ever occur without the defendant's cooperation, since a number of facts known only to the defendant are essential to the process." Id. at 916-17. The court also indicated that the significance of those personal factors is influenced by the number of blood alcohol samples obtained and the time between multiple samples:
Id; see also Burns v. State, 298 S.W.3d 697, 702 (Tex.App.2009) (concluding that expert's testimony was unreliable due to expert's admission that "he knew none of the factors required by Mata when only a single test is available" and because testimony was unreliable, it was irrelevant and "its probative value was greatly outweighed by its prejudicial effect"); accord Com. v. Petrovich, 538 Pa. 369, 648 A.2d 771, 773 (1994) (upholding trial court's conclusion that retrograde extrapolation expert's testimony was incomplete and elicited "an expert opinion which is necessarily based upon average dissipation rates, average absorption rates, and the alcohol content of the average drink" (internal quotations omitted)). See generally Kimberly S. Keller, Sobering Up Daubert: Recent Issues Arising in Alcohol-Related Expert Testimony, 46 S. Tex. L. Rev. Ill, 122-29 (2004) (discussing concern in scientific community over the use of retrograde extrapolation calculations that do not employ factors that affect individual absorption and elimination rates, including (1) the type and amount of food in the stomach, (2) gender, (3) weight, (4) age, (5) mental state, (6) drinking pattern at the relevant time, (7) type and amount of beverage consumed, and (8) elapsed time between the first and last drink taken).
Turning to this case, the State and Armstrong presented experts who calculated Armstrong's estimated blood alcohol level based primarily on factors attributed to the "average" person and various hypothetical situations. The factors used in those calculations included: Armstrong's admission to the investigating officer at the scene that he drank two beers between 5 p.m. and 10 p.m., records indicating that Armstrong weighed 212 pounds, the time of the accident, the time of the blood draw, and the blood alcohol level in the single sample (.18). There was no evidence presented concerning Armstrong's age or height, the type and amount of food in his stomach, if any, his regular drinking pattern, or his emotional state after the collision.
Although several of the factors identified above were known, other significant factors were not and, significantly, only one blood draw was obtained. As the Mata court recognized, the significance of personal factors is influenced by the number of blood alcohol tests. "[A] single test conducted some time after the offense could result in a reliable extrapolation only if the expert had knowledge of many personal characteristics and behaviors of the defendant." Id. at 916. Here, significant personal characteristics, such as the type and amount of food, if any, in Armstrong's stomach—a factor that Armstrong's expert testified was the most important and the State's expert acknowledged significantly affects alcohol absorption—were unknown. And the single blood draw makes it difficult to determine whether Armstrong was absorbing or eliminating alcohol at the time of the blood draw. The admission of retrograde extrapolation evidence when a single blood draw was taken more than two hours after the accident and the extrapolation calculation is insufficiently tethered to individual factors necessary to achieve a reliable calculation potentially invites the jury to determine Armstrong's guilt based on emotion or an improper ground—that the defendant had a high blood alcohol level several hours later—rather than a meaningful evaluation of the evidence. Thus, although relevant, the probative value of the extrapolation evidence could be sufficiently outweighed by this danger of unfair prejudice to preclude its admission.
We are not unmindful of the State's concerns about prosecuting offenders for driving under the influence, but the State's accusations that the district court's order "precludes the state from ever convicting a drunk driver of having a .08 or more at [the] time of driving" and "legalizes driving under the influence of alcohol so long as a chemical test is not done within two hours of driving" go a step too far. The State may present evidence that is relevant and not unfairly prejudicial. NRS 48.025(1); NRS 48.035(1). Although retrograde extrapolation has its place
We concur: SAITTA, C.J., CHERRY, GIBBONS and PARRAGUIRRE, JJ.
PICKERING, J., with whom HARDESTY, J., agrees, dissenting:
The majority's analysis does not distinguish between the science of retrograde extrapolation and the legal standards by which the admissibility of expert testimony is judged and, as a result, falls into error. Only one toxicologist, Dr. Hiatt, testified at the hearing on Armstrong's motion to suppress.
The "unknown variables" that led the district court to exclude Armstrong's test results—variables the majority recasts as "factors" but equally fails to tie to the science— might invite unreliable extrapolation in some cases but, per Dr. Hiatt, this is not such a case. True, there was only one blood draw. If we didn't know whether Armstrong was in the absorption or the elimination phase when his blood was drawn, that could render the test scientifically indeterminate and the test results inadmissible. Here, however, Dr. Hiatt testified that the known facts, combined with the science of retrograde extrapolation, put Armstrong squarely in the elimination phase when his blood was drawn.
The known facts on which Dr. Hiatt relies are these: (1) Armstrong told the police at the scene that he had been drinking beer but that he stopped drinking at 10 p.m.; (2) the collision occurred at 1:30 a.m.; and (3) Armstrong traveled by ambulance from the scene to the hospital, where his blood was drawn at 3:51 a.m. Unless Armstrong lied to the police—significant in its own right—three and one-half hours elapsed between the time of his last drink and the collision. And unless the police, the ambulance technicians, or the hospital staff served Armstrong alcohol, of which there is zero evidence, nearly six hours elapsed between the time of Armstrong's last drink and the blood draw.
"When a person stops consuming alcohol, his or her body eventually reaches an absorption point, where the body completes absorption of the alcohol he or she has ingested, and enters the elimination phase, where the body is only eliminating alcohol." United States v. Tsosie, 791 F.Supp.2d 1099, 1103 (D.N.M.2011). While a person's blood alcohol
Once a person completes absorption and enters the elimination phase, blood alcohol levels decline in linear fashion at a rate ranging from .015 to .02 mg/mL/h (Dr. Hiatt) or.01 to .03 mg/mL/h (Mr. Cook). Since Armstrong's blood alcohol was .18—more than twice the legal limit—two hours and 21 minutes after the collision and almost six hours after he said he took his last drink, Dr. Hiatt was prepared to opine to a reasonable degree of scientific certainty that Armstrong's blood level at the time of the collision was at least a.08 which, assuming the other elements of the offense are shown, establishes a violation of NRS 484C.430(1)(b). "[I]f this was a borderline case, I would not feel comfortable making these statements, but this is clearly not a borderline case." Using Armstrong's 3:51 a.m. blood alcohol level of .18 and Dr. Hiatt's .015 elimination rate, and accepting that Armstrong had entered the elimination phase by 1:30 a.m., in fact, yields an approximate blood alcohol level at the time of the collision of .21.
Retrograde extrapolation enjoys "general acceptance in the scientific community," Shea v. Royal Enterprises, Inc., No. 09 Civ. 8709(THK), 2011 WL 2436709, at *4 (S.D.N.Y. June 16, 2001) (canvassing cases), and has been recognized as the legitimate subject of expert testimony in Nevada, Anderson v. State, 109 Nev. 1129, 1135, 865 P.2d 318, 321 (1993); see Sheriff v. Burcham, 124 Nev. 1247, 198 P.3d 326 (2008), and in state and federal courts across the country, 1 Kenneth S. Broun, McCormick on Evidence § 205, at 849 (6th ed. 2006) ("arguments that the extrapolation process itself is so uncertain as to be inadmissible under [either the] Frye or Daubert [tests for admitting expert testimony] have not prevailed"). Individual facts in individual cases may make it scientifically inappropriate to use a defendant's post-accident blood alcohol level to infer his blood alcohol level while driving. Classic examples include the case of a defendant who continues to drink after the accident and before the blood draw, skewing his test results, United States v. DuBois, 645 F.2d 642 (8th Cir.1981); the hypothetical defendant who drinks nothing until seconds before the accident, then "chug-a-lugs" a huge quantity of vodka, and so was just beginning his absorption phase when he crashed, but see State v. Burgess, 188 Vt. 235, 5 A.3d 911, 917-18 (2010) (rejecting hypothetical "chug-a-lug" theory as a basis for excluding blood alcohol results where there was no evidence to support it and the defendant told the police he had had only had one beer); or where the blood alcohol test results are close to the legal limit and their relevance depends on whether the defendant was in the absorption or elimination phase, of which there is no proof. For a general discussion, see 5 David L. Faigman, Michael J. Sakes, Joseph Sanders & Edward K. Cheng, Modern Scientific Evidence: The Law and Science of Expert Testimony § 41:7 (2010).
Nothing approaching these situations obtains here. The admission or exclusion of evidence is unquestionably entrusted to the sound discretion of the district court. See Williams v. Dist. Ct., 127 Nev. ___, ___, 262 P.3d 360, 364 (2011). Nonetheless, the
I concur: HARDESTY, J.