Chief Judge LIPPMAN.
On the night of August 4, 2002, the complainant awoke in the dwelling where she was passing the night, to the sight of a man standing over her. She screamed and the man fled, but, as it turned out, not without leaving markers of his intrusion. In December 2010, DNA recovered from the complainant's pajama shirt directly after the 2002 incident was matched to defendant's DNA profile, and that match was confirmed using a buccal swab obtained from defendant in 2011. On the strength of those findings and the complainant's report that a pair of earrings was missing from the apartment in the near aftermath of the 2002 intrusion, defendant was in February 2011 indicted for burglary in the second degree (Penal Law § 140.25) and petit larceny (Penal Law § 155.25). The former charge was timely interposed,
On his appeal from the judgment convicting him of both indicted offenses, defendant argued that the trial court's denial of his for-cause challenge to a prospective juror, a gentleman referred to as Mr. O, operated to deprive him of his right to a fair and impartial jury, and that his trial counsel's failure to have the time-barred petit larceny count dismissed constituted ineffective assistance. The Appellate Division, however, affirmed the judgment of conviction, characterizing defendant's for-cause challenge to the empaneling of Mr. O as unfounded, and noting without elaboration that defendant had not "demonstrat[ed] the absence of strategic or other legitimate explanations for counsel's alleged shortcoming" (115 A.D.3d 872, 872 [2d Dept 2014] [internal quotation marks and citation omitted]). A Judge of this Court granted defendant permission to appeal (23 N.Y.3d 1062 [2014]), and we now modify to the extent of granting defendant relief upon his ineffective assistance claim.
Defendant's contention that the court erred in denying his for-cause challenge to Mr. O arises out of portions of the voir dire in which Mr. O advanced innocent explanations for untruthfulness — he offered that a witness might testify untruthfully by reason of forgetfulness or might simply be unintentionally mistaken. This prompted the court to inquire whether Mr. O agreed that "[s]ometimes people can lie knowing they are lying," to which Mr. O responded "[r]ight." Defendant's argument, that Mr. O's responses raised a substantial, unsatisfactorily resolved question as to whether he understood that a witness, even though under oath, could give knowingly false testimony, is, we think, premised on a strained interpretation
It is plain that this "substantial risk" threshold was not crossed by Mr. O's statements. Nothing said by Mr. O cast significant doubt on his ability to follow the standard jury instructions respecting a juror's obligation to judge whether a witness is telling the truth, and whether any falsehood is deliberate.
Turning now to defendant's ineffective assistance claim, we have held in People v Turner (5 N.Y.3d 476 [2005]) that such a claim may be premised on a singular omission by counsel to secure the dismissal of a time-barred count. Our conclusion that Turner had been deprived of effective assistance rested on the circumstance that the failure of his attorney to raise the statute of limitations to prevent the submission of manslaughter as a lesser included offense of murder could not be reconciled with the attorney's trial strategy; counsel had announced that he was pursuing an all-or-nothing defense of the murder count and had actively opposed the prosecutor's request to charge manslaughter as a lesser included offense because he did "`not want to give a jury the chance to compromise'" (id. at 478; cf. People v Evans, 16 N.Y.3d 571, 576 [2011], cert denied 565 US ___, 132 S.Ct. 325 [2011]; People v Ambers, 26 N.Y.3d 313 [2015] [decided herewith]
Here, there could have been no strategic purpose for failing to raise the statute of limitations as against the time-barred charge. This is evident not by reason of an announced election to seek an outright acquittal, as in Turner, but because the charge's submission was in the context of this prosecution objectively incapable of enabling any compromise verdict, much less the particular compromise verdict sought by trial counsel. In light of the DNA evidence all but irrefutably proving the trespass component of the charged burglary, a finding of guilt on the petit larceny count would as a practical matter have dictated a finding of guilt on the burglary count as well. Accordingly, the defense strategy was not, and could not reasonably have been, to contend that defendant had merely committed petit larceny, but that he had done no more than trespass, and in that connection to point out that what he indisputably did within the residence, i.e., ejaculate on the complainant, was not in 2002 a crime. Counsel's argument was that his client's intent to engage in unsavory, but not at the time criminal conduct, could not be used to elevate his trespass to burglary. It was completely inconsistent with this line of defense to allow the petit larceny count to remain in the indictment, since, as noted, proof of the alleged petit larceny also
The irreducible fact is that defendant was avoidably convicted of a crime by reason of his attorney's rationally inexplicable failure to have a time-barred count dismissed. It is true that counsel's lapse in not raising the time-bar defense was not "completely dispositive" of the case, but neither was it in Turner, where counsel's lapse was only completely dispositive of the time-barred manslaughter count; Turner was acquitted on the top, murder count — a circumstance certainly not traceable to the cited lapse, and not indicative of the sort of pervasive representational failure ordinarily necessary to support an ineffective assistance claim. We nonetheless granted relief on an ineffective assistance theory with respect to the representation on the manslaughter count because the error in failing to raise the statute of limitations was "clear-cut" and the unraised defense would have been "completely dispositive," albeit only of the manslaughter count (Turner, 5 NY3d at 481). Recognizing that this was a most unusual application of the ineffective assistance doctrine, we took care to
What we recognized in Turner, even if only implicitly, was that an unreasonable omission to raise a clear-cut defense completely dispositive of a charge for which the defendant was ultimately convicted should not be subsumed within the "totality" of the representation for purposes of determining the availability of relief for ineffective assistance. The reason for this is not difficult to discern — we would otherwise countenance time-barred prosecutions enabled solely by objectively unreasonable lapses on the part of defense counsel. This unseemly coincidence,
The freestanding claim we have recognized, predicated upon a single representational error, is, as we observed in Turner, by its nature extremely limited — solitary lapses as egregious and demonstrably prejudicial as an attorney's failure to avoid a conviction on a time-barred count are rare, and can be made rarer still by responsible charging practices. Our decisions today and in Turner, then, signal no broad departure from the ordinarily applicable rule that it is the entire representational effort that should be weighed in judging whether counsel provided constitutionally effective representation.
Accordingly, the order of the Appellate Division should be modified by vacating defendant's conviction on the charge of petit larceny and dismissing that charge in the indictment and, as so modified, affirmed.
ABDUS-SALAAM, J. (dissenting).
This Court has made clear on numerous occasions that an attorney may not be found to have rendered ineffective assistance where a reasonable strategy exists
In People v Evans, this Court determined that the defense counsel's decision not to seek dismissal of a time-barred lesser charge in order to provide the jury an opportunity to make a compromise verdict was a reasonable strategy (see 16 NY3d at 576). The facts of this case also present a circumstance where defendant's trial counsel may have strategically intended to give the jury an opportunity to compromise. Defendant was facing a misdemeanor charge of petit larceny (see Penal Law § 155.25) and a felony burglary charge (see Penal Law § 140.25 [2]). Seeking dismissal of the petit larceny charge would likely ensure that defendant, if he were to be convicted at all, would be convicted of a felony. Although the burglary charge was premised upon petit larceny, dismissal of the petit larceny charge would not have ensured that defendant would be acquitted of burglary because evidence of the predicate offense for the burglary, namely the theft, would have been admitted at trial (see People v Ventimiglia, 52 N.Y.2d 350, 359 [1981]; see also United States v Cook, 84 U.S. 168 [1872]). Surely, given the fact that defendant's DNA was recovered at the crime scene, it is quite possible that he would have been convicted of a crime. Facing the significant possibility of defendant's conviction, trial counsel attempted to give the jurors the opportunity to convict defendant of a misdemeanor rather than a felony, which would certainly be a more favorable outcome for defendant, and, thus, I disagree with the majority's assessment that the submission of the petit larceny charge to the jury was "objectively incapable of enabling any compromise verdict, much less the particular compromise verdict sought by trial counsel" (majority op at
Additionally, the majority's remedy undercuts the conclusion that defendant's counsel was ineffective. Where an attorney is held to have provided ineffective assistance, it is as if the defendant had no representation at all. Therefore, in cases where we have determined that counsel is ineffective, defendant's conviction has been reversed and a new trial ordered (see People v Wright, 25 N.Y.3d 769 [2015]; People v Oathout, 21 N.Y.3d 127 [2013]; People v Oliveras, 21 N.Y.3d 339 [2013]; People v Zaborski, 59 N.Y.2d 863 [1983]). This is so because counsel's performance must be viewed in its totality to determine whether he or she was ineffective (see Baldi, 54 NY2d at 147). Thus, counsel's effectiveness or ineffectiveness permeates throughout the entire proceeding and affects every charge against the defendant. It is, therefore, inconsistent to conclude that counsel here was ineffective in failing to seek dismissal of the petit larceny charge but nonetheless hold that defendant's conviction for burglary may stand, as such a conclusion indicates that, overall, counsel provided defendant meaningful representation. Contrary to the majority's contention, in People v Turner (5 N.Y.3d 476 [2005]), this Court did not implicitly recognize such a charge by charge analysis and dismissal of the totality standard. Turner does not reject the application of our totality of the representation test to determine ineffective assistance of counsel, for in Turner we specifically stated that counsel's representation is "viewed in totality" (see id. at 480). Turner presents a rare expansion of our ineffective assistance of counsel jurisprudence to hold that a single error may support a determination that counsel's overall performance was ineffective. The majority has expanded Turner by reading into the decision a standard whereby counsel's ineffectiveness may be determined charge by charge, which is wholly inconsistent with our long-standing application of the totality test in these cases.
Despite the majority's implementation of such a peculiar remedy, I believe that on this record defendant was provided
Order modified by vacating defendant's conviction on the charge of petit larceny and dismissing that charge in the indictment and, as so modified, affirmed.