MEMORANDUM.
The order of the Appellate Division should be reversed, without costs, and the petition dismissed. Contrary to petitioner's contention, this Court has jurisdiction over this appeal
On this record, it was rational for the Administrative Law Judge to have concluded that the child was placed in imminent risk of impairment, constituting maltreatment (see Social Services Law § 412 [2] [a]; Family Ct Act § 1012 [f] [I] [B]; 18 NYCRR 432.1 [b]; see also Nicholson v Scoppetta, 3 N.Y.3d 357, 368 [2004]), and that petitioner's actions are reasonably related to employment in the childcare field (see Social Services Law § 422 [8] [a] [ii]). The act in question — specifically, using the child as a pawn in a shoplifting scheme — "was sufficiently egregious so as to create an imminent risk of physical, mental[,] and emotional harm to the child" (Matter of Natasha W. v New York State Off. of Children & Family Servs., 145 A.D.3d 401, 411 [1st Dept 2016, Tom, J.P., and Manzanet-Daniels, J., dissenting]). There is imminent potential for physical confrontation during a theft from a department store monitored by security. Moreover, we agree with the dissenters at the Appellate Division that, under the circumstances presented here, "utilizing a child to commit a crime and teaching a child that such behavior is acceptable must have an immediate impact on that child's emotional and mental well-being," particularly where, as here, the child is "young [and] just learning to differentiate between right and wrong" (id. at 418). Likewise, the Administrative Law Judge rationally concluded that petitioner's actions are reasonably related to employment in the childcare field "[a]s a matter of common sense" (id. at 419).
WILSON, J. (dissenting).
Natasha W., the single mother of a five year old, lived with her parents, had earned an Associate's
Natasha W.'s shoplifting charge was resolved by an adjournment in contemplation of dismissal, meaning she would have no criminal record. However, after a call from a police officer regarding Natasha's arrest, the Statewide Central Register of Child Abuse and Maltreatment (Child Abuse Register) referred the case to the local child protective agency, the New York City Administration for Children's Services (ACS), which conducted a two-month-long investigation to determine whether her child was at risk from the shoplifting incident. ACS interviewed Natasha W., her parents and her sisters, all of whom said that Natasha W. had not done anything like this before and that her son was well-cared-for and well-adjusted. ACS also interviewed the social worker at the child's elementary school, who reported that she never observed anything concerning regarding the child. Based on its investigation, ACS found that the child was not "likely to be in immediate or impending danger of serious harm," and that no "Safety Plan/Controlling Interventions [were] necessary." Paradoxically, ACS marked its report as "indicated," meaning that evidence supported the conclusion that Natasha W. had maltreated her child. The immediate consequence to Natasha W. from that "indication" is that her name has been added to the Child Abuse Register, so that prospective employers in the occupation for which she has educated herself will be informed that she is unfit to work with children.
Natasha W. brought an administrative appeal, heard by an ALJ, to annul the "indicated" designation. The ALJ denied her appeal, holding as follows:
On Natasha W.'s CPLR article 78 proceeding to vacate the administrative decision, Supreme Court rejected, as totally lacking in evidence, ACS's conclusion that the shoplifting incident would doom the child to a life of crime, aptly characterizing ACS's decision as "nothing but an offensive rendition of the adage that the apple does not fall far from the tree.'" The Appellate Division affirmed.
The majority now reverses the decision of both lower courts, claiming those courts violated the governing standard of review, namely:
Even the oracle of Delphi would demur at the ALJ's prediction that this five-year-old child is destined for a life of crime, and Natasha W. is therefore unfit to pursue a career in elementary education or child care. Those predictions are based on no facts specific to this family, but on a per se rule that children whose parents involve them in a shoplifting attempt will grow up to be criminals, and parents who involve their children in shoplifting should be listed in the Child Abuse Register. Indeed, the facts found by ACS undercut any such prediction: Natasha W.'s child is well-adjusted and Natasha W. and other relatives with whom the child lives are caring, attentive and responsible. A reader of ACS's report would most likely think the "indicated" designation was a clerical error. Where is the "sound basis in reason?"
Social Services Law § 412 (2) (a) provides that, for purposes of placement of a responsible adult on the Child Abuse Register, a "`maltreated child' includes a child under eighteen years of age ... defined as a neglected child by the family court act." Thus, upholding the Office of Children and Family Services' (OCFS) placement of Natasha W. on the Child Abuse Register and upholding ACS's "indicated" entry requires that Natasha W.'s child meet the definition of a "neglected child" in Family Court Act § 1012 (f) (I) (B):
ACS concedes Natasha W.'s child has no physical, mental or emotional impairment, either as a result of the shoplifting episode or otherwise. ACS's determination, as evidenced by the ALJ's decision, is that her child is "in imminent danger of becoming impaired." That rationale suffers from numerous insuperable defects.
First, ACS and the majority have read "imminent" out of the statute. "Imminent" means "Of an event ... (almost always of
Second, even if the ALJ had correctly determined that Natasha W.'s son was in imminent danger of impairment, it would then have to find that such impairment was the result of Natasha W.'s "failure ... to exercise a minimum degree of care," which must fall into one of two categories: (A) inadequate "food, clothing, shelter or education" where the parent has the ability to provide such; or (B) not "providing the child with proper supervision or guardianship" including, "the infliction of excessive corporal punishment; or by misusing a drug or drugs; or by misusing alcoholic beverages to the extent that he loses self-control of his actions; or by any other acts of a similarly serious
Third, the majority's affirmance of the ALJ's prediction that, because Natasha W. shoplifted with her five year old, the child "will proceed from accompanying his mother in shoplifting to doing it on his own" creates a per se rule that a parent who engages in a crime (or, at least a crime as grave as attempting to shoplift boots and coats) with a young child has met the statutory definition of "neglect," because the apple does not fall far from the tree (or, perhaps, because the sins of the mother are visited on the child), without regard to any facts concerning the prospect of impairment as to the child in question. That per se rule is not merely incompatible with the legislature's requirement of "imminent" injury, but also with Nicholson.
On appeal, OCFS and the Child Abuse Register attempt to defend the ALJ's determination on an additional ground not proposed by the ALJ: Natasha W.'s "actions placed [the child] in imminent danger of physical harm because any act of theft carries the risk of a violent confrontation or arrest." Putting aside the fatal absence of any such argument, much less finding, in the ALJ's decision, the facts here are all to the contrary: the store was a high-end department store with a professional and discreet security force; Natasha W. did not create any sort of disruption or confrontation when apprehended; and her child was picked up by her sister shortly thereafter. Frankly, the proposition that Bloomingdale's security personnel might rough up a five year old is preposterous, and certainly has no support in the record. More importantly, OCFS's rationale again creates a per se rule: "any act of theft carries the risk of violent confrontation," so that — contrary to the statutory language and Nicholson — the facts are irrelevant.
The logical extension of the majority's affirmance of the ALJ's decision is boundless. If Natasha W.'s child is in imminent danger of growing up to be a shoplifter, and therefore "neglected," what of a child whose parent exceeds the speed limit
Amici, numerous nonprofit organizations sharing the legislature's dual concern for child welfare and family integrity, point out that, although this case does not involve proceedings to remove a child from a home on grounds of neglect, the definition of "maltreatment" in Social Services Law § 412 (which contains the procedures governing appearance in the Child Abuse Register) expressly includes the definition of a "neglected child" under the Family Court Act. Thus, although OCFS made no attempt to separate Natasha W. from her child, a finding of neglect is a basis for commencing such a proceeding. That observation demonstrates how fundamentally at odds today's brief memorandum decision is with Nicholson. There, we expressly noted that the legislature carefully circumscribed the definition of neglect because it was "`deeply concerned' that an imprecise definition of child neglect might result in `unwarranted state intervention into private family life'" (Nicholson, 3 NY3d at 368, quoting Besharov, Practice Commentaries, McKinney's Cons Laws of NY, Book 29A, Family Ct Act § 1012 at 320 [1999 ed]). We unanimously reemphasized that proposition a few months ago.
Accordingly, I dissent.
Chief Judge DiFIORE and Judges RIVERA, STEIN, FAHEY, GARCIA and FEINMAN concur; Judge WILSON dissents in an opinion.
Order reversed, without costs, and petition dismissed, in a memorandum.