LOUIS A. SCARCELLA, Bankruptcy Judge.
Before the Court is defendant Michael James Resciniti's motion for sanctions under Bankruptcy Rule 9011 against plaintiff Bruce J. Guarino and his counsel, Robert M. Bursky. [dkt. no. 36]. For the reasons that follow, defendant's motion for sanctions is denied.
The Court has jurisdiction over this matter under 28 U.S.C. § 1334 and the Standing Order of Reference entered by the United States District Court for the Eastern District of New York pursuant to 28 U.S.C. § 157(a), dated August 28, 1986, as amended by Order dated December 5, 2012, effective nunc pro tunc as of June 23, 2011. This is a core proceeding under 28 U.S.C. § 157(b)(2)(A) in which final orders or judgments may be entered by this Court pursuant to 28 U.S.C. § 157(b)(1).
I. Background
Plaintiffs Guarino and Rockwell Global Capital, LLC commenced this adversary proceeding asserting that the debt owed to them by defendant, the debtor in this chapter 7 case, is not dischargeable under 11 U.S.C. § 523(a)(19). [dkt. no. 1]. Defendant filed an answer to the complaint. [dkt. no. 35]. Defendant then asked the Court to impose sanctions under Bankruptcy Rule 9011(b)(2) and (3) against Guarino and Bursky. [dkt. no. 36]. Guarino and Bursky filed opposition to the motion. [dkt. no. 37]. Thereafter, the parties stipulated to the dismissal of plaintiffs' complaint. [dkt. no. 43]. The stipulation of dismissal did not resolve defendant's motion for sanctions and the parties reserved their rights.
Bankruptcy Rule 9011(c)(1)(A) provides that a "motion for sanctions may not be filed with or presented to the court unless, within 21 days after service of the motion (or such other period as the court may prescribe), the challenged paper, claim, defense, contention, allegation, or denial is not withdrawn or appropriately corrected . . . ." Fed. R. Bankr. P. 9011(c)(1)(A). The twenty-one-day safe harbor provision allows the "other party . . . the opportunity to withdraw or amend the challenged paper" and "is intended . . . `to reduce the number of motions for sanctions presented to the court.'" In re Taub, 439 B.R. 276, 282 (Bankr. E.D.N.Y. 2010) (quoting Fed. R. Civ. P. 11 advisory committee's note to 1993 amendment).
Here, the record placed before the Court does not show that defendant complied with Bankruptcy Rule 9011(c)(1)(A)'s safe harbor provision. Although defendant's counsel states in his affirmation in support of the motion that "[a] copy of this motion was served in accordance with [Rule] 7004 at least 21 days prior to the filing of this motion with the Court" [dkt. no. 36-1 at¶ 27], no affidavit of service was filed to establish compliance with the mandate of Bankruptcy Rule 9011(c)(1)(A)'s twenty-one-day safe harbor provision. The only affidavit of service submitted in connection with the motion for sanctions states that the motion was served upon Guarino and Bursky on the same day it was filed with the Court. [dkt. no. 36-4].
As noted above, the failure of the party requesting sanctions to comply with the safe harbor provision constitutes grounds for denial of the motion. Narumanchi v. Abdelsayed (In re Narumanchi), 471 B.R. 35, 42 (D. Conn. 2012) ("Courts in this circuit have frequently denied motions for sanctions in the bankruptcy context because the movant failed to comply with the safe harbor requirements of Rule 9011(c)."); Taub, 439 B.R. at 283 ("[T]he record does not show that the Debtor served this motion [for sanctions] on the Trustee twenty-one days before filing it . . . . That is, the Debtor did not comply with the safe harbor provision of Rule 9011. For this reason alone, the Debtor's request for sanctions under Rule 9011 must be denied."); In re Galgano, 358 B.R. 90, 101-02 (Bankr. S.D.N.Y. 2007) (requiring strict procedural compliance with Rule 9011 and denying a motion for sanctions because "the moving party failed to comply with the safe-harbor provision" (citing Photocircuits Corp. v. Marathon Agents, Inc., 162 F.R.D. 449, 452 (E.D.N.Y. 1995))).
In sum, because the record placed before the Court does not establish that defendant complied with Bankruptcy Rule 9011(c)(1)(A)'s safe harbor provision before filing the motion for sanctions with the Court, the motion is denied. Thomas v. Daneshgari, 997 F.Supp.2d 754, 766-67 (E.D. Mich. 2014) (denying motion for sanctions because movant provided no proof to support allegation in the motion to demonstrate Fed. R. Civ. P. 11's safe harbor provision was properly adhered to); Taub, 439 B.R. at 282 ("The consequences of failure to comply with the safe harbor provisions are significant."). Because the motion for sanctions is denied on the grounds that defendant did not comply with the twenty-one-day safe harbor provision, the Court need not, and does not, address the merits of the motion.
For the foregoing reasons, defendant's motion asking the Court to impose sanctions against Guarino and Bursky under Bankruptcy Rule 9011 is denied.
SO ORDERED.