MATSUMOTO, District Judge.
Plaintiffs Garth Marchant, Arlene Dacares, Carolyn Younger Nolan, Larry L. Moore, Anna Burrell, Jacqueline Davis, Tamara Powell, Natasha Collins, Pamela Hazel, Ollie Goins, Stephen S. Jones, Michael Duvalle, Adrienne Richardson, Chauntae Brown, Linval Wilson, David B. Kayode, Earl A. Rose, Jacci A. Hurdle, Shadai Mears, Sonya Simmons, Kewana Johnson, Constantine Jean-Pierre, Bishop Frank Best, and Thelma Davis (collectively, "plaintiffs") commenced this action on August 23, 2011, by the filing of a pro se
Plaintiffs' complaint asserts jurisdiction pursuant to 42 U.S.C. §§ 1983, 1988, the First Amendment right to political association, the Fourteenth Amendment right to due process and equal protection of law, the Help Americans Vote Act ("HAVA," at 42 U.S.C. § 15483(a)), and the National Voters Registration Act ("NVRA," at 42 U.S.C. § 1973gg-1 et seq.).
Judge Sandra Townes issued an Order to Show Cause on August 25, 2011 (ECF No. 5), ordering that plaintiffs serve the defendants with the Order to Show Cause and the supporting papers by 5:00 p.m. that same day; that defendants serve and file any response by August 29, 2011 at 12:00 p.m.; that plaintiffs serve and file any reply by August 30, 2011, at 12:00 p.m.; and that the parties appear before this court on August 30, 2011 at 3:00 p.m. for a show cause hearing as to why the injunctive relief sought by plaintiffs should not be granted. The hearing proceeded as scheduled, during which the court heard argument by the parties.
Everly Brown, who is not a party to this action, sought to be a candidate in the September 13, 2011 Democratic Primary, for the office of District Attorney in Queens County. It is not clear on the record before this court whether Mr. Brown still seeks to be a candidate, although this court acknowledges a pending appeal of the state court decision to dismiss his action.
New York Election Law requires that an individual who seeks to be placed on a party's primary ballot must submit a "designating petition" meeting the requirements set forth in Sections 6-130 to 6-136. Designating petitions must bear the names, signatures, residential addresses,
On July 14, 2011, a designating petition containing approximately 7,510 signatures was filed at the Board in support of placing Everly Brown on the ballot for the office of District Attorney for Queens County in the September 13 primary (the "Petition"). (Compl. ¶ 8; ECF No. 8, Declaration of Steven H. Richman ("Richman Decl."), ¶ 3.) Citizen-Objectors Mary Plunkett and Hersh K. Parekh submitted Specifications of Objections setting forth line-by-line deficiencies of signatures on the Petition. (Richman Decl. ¶ 4.) Their line-by-line objections were based on the fact that the addresses on the Petition—the witnesses' or signatories' current addresses—did not match the addresses on record at the Board. (Compl. ¶ 5.)
On July 28, 2011, the staff of the Board's General Counsel prepared a "Counsel's Report" on the Specifications of Objections filed regarding Mr. Brown's eligibility to be a candidate for Queens County District Attorney, and a copy of that report was faxed to Mr. Brown's designated contact person, Garth Marchant, that day. (Richman Decl. ¶ 5.) On August 1, 2011, after reviewing the Citizen-Objectors' Specifications of Objections, the Board staff issued a Clerk's Report stating that the Petition had only 2,389 valid signatures. (Id. ¶ 6.) A copy of that report was faxed to Mr. Marchant approximately 24 hours
Mr. Brown, who is not a party to this action, previously brought suit in New York State Supreme Court, requesting validation of the Petition so his name could be added to the ballot. (Compl. ¶ 9; Richman Decl. ¶ 9.) Mr. Brown's complaint was heard, denied, and dismissed by Judge Flug on August 9, 2011. (Richman Decl. ¶ 10, Ex. B.) The New York Supreme Court Appellate Division, Second Division, will hear Mr. Brown's appeal on September 6, 2011. (Id. ¶ 11.)
Plaintiffs allege that the Board violated their rights when it determined that the Petition lacked the sufficient number of valid signatures due to the mismatched addresses; after striking the signatures without valid addresses, the Board found that the Petition had only 2,389 valid signatures, which was short of the 4,000-signature requirement. (Compl. ¶ 10.) The plaintiffs now seek a mandatory injunction—one commanding some positive act, as opposed to a prohibitory injunction—by requesting that the court direct the Board to validate the Petition and to place Mr. Brown's name on the Primary Election ballot. (ECF No. 2, Unsigned
At the show cause hearing, pro se plaintiff Marchant appeared, most of the represented plaintiffs appeared with counsel, and the Board of Elections appeared through counsel who asserted that the individually named defendants had no power over placement of Mr. Brown's name on the ballot for the September 13 primary. During the hearing, the court heard arguments from counsel representing the Board; Mr. Mays, who claimed to be counsel for a group of plaintiffs but has not complied with the court's order to file a notice of appearance; and Mr. Marchant, appearing pro se. All parties raised new arguments or submitted case law not previously submitted in the papers. The following is a non-exhaustive summary of the major issues discussed during the hearing.
Mr. Marchant asserted that the New York Election Law was amended last year to reduce by half the signature requirements for the offices of Borough President, District Attorney, and Civil Court Judge. As a result, he argued, the signature requirement is now 2,000-a requirement that the Petition meets. Defendants responded that the amendment affected only the New York City Charter, and specific offices. The court asked the parties for a citation to the law, as allegedly amended, and neither party was able to produce it at the hearing.
The court also heard arguments regarding defendants' claim preclusion defense.
Plaintiffs also raised claims of racial discrimination for the first time during the hearing. They argued that for the past few decades, candidates for the office of District Attorney of Queens County have been white males, and that the Board has power to prevent African-Americans such as Mr. Brown from running for the office of District Attorney because the Board determines who will be on the primary ballot. Plaintiffs were requested to provide any evidence of intentional discrimination by the Board, such as evidence showing that the Board knew that the signatures it struck were by African-American voters. Plaintiffs conceded that they have no "smoking gun" or direct evidence of racial discrimination, but that the "circumstantial" evidence points to racial discrimination.
A discussion about Hudson v. Bd. of Elections of the City of New York, 207 A.D.2d 508, 616 N.Y.S.2d 62 (1994), a case appended to plaintiffs' Reply to Defendants' Memorandum in Opposition to Plaintiffs' Application for a Preliminary Injunction (ECF No. 10, "Reply"), ensued. (See Reply, Ex. A.) In Hudson, the Appellate Division found that a voter was qualified to witness a petition even though his buff card did not reflect his change of residence because the voter had notified the Board of his change of address, and there was no evidence that the voter's registration had been cancelled. 616 N.Y.S.2d at 63.
In the instant case, plaintiffs did not submit evidence that they notified the Board of any change of address. Defendants averred that under the current statute, there are numerous ways for voters to apprise the Board of their changes in address (e.g., submitting an online form; mailing an affidavit or specific form to the Board; or changing one's address through the United States Postal Service, which annually provides the Board with address changes), and plaintiffs failed to use any of the offered means to notify the Board of their address changes. Defendants also contended that when Mr. Brown was notified about the Citizen-Objectors' Specifications of Objections, he had but did not avail himself of the opportunity to rehabilitate those signatures by offering evidence, including affidavits and testimony. (See also Defs. Opp'n at 8.) Mr. Marchant stated that he had attempted to present such
Mr. Marchant objected to an assertion made in the Richman Declaration, which states that a copy of a Clerk's Report from the Board staff was served on plaintiffs more than 24 hours before the Commissioners of the Board convened to consider the Report (Richman Decl. ¶ 7) at 1:15 p.m. on August 2, 2011. Mr. Marchant argued that because he received the Board's fax at 3:00 p.m. on August 1, 2011, as noted in Exhibit A of the Richman Declaration, he received less than 24 hours of notice. Defendants maintained that the Board transmitted the fax at 1:02 p.m. on August 1, 2011, also noted in Exhibit A of the Richman Declaration.
Plaintiffs seek an injunction ordering the Board of Elections to add Mr. Brown's name to the September 13, 2011 Democratic Primary ballot for the office of District Attorney of Queens County, New York. The defendants contend that the Board complied with the New York Election Law and that the state Supreme Court upheld the propriety of the Board's actions and dismissed candidate Everly Brown's state court action.
Although defendants argue that plaintiffs are barred from bringing this
In the Second Circuit, a party seeking an injunction must show irreparable harm to the movant, a likelihood of success on the merits, and a balance of hardships "tipping decidedly" in favor of the movant. Oneida Nation of New York v. Cuomo, 645 F.3d 154, 164 (2d Cir.2011) (quoting Monserrate v. New York State Senate, 599 F.3d 148, 154 (2d Cir.2010)). Where, as here, a party seeks an injunction against government action taken in the public interest pursuant to a statutory or regulatory scheme, or a party seeks a mandatory injunction that will alter the status quo or will provide the movant with substantially all the relief sought and such relief cannot be undone even if the defendant prevails at a trial on the merits, a heightened standard applies. Hoblock, 422 F.3d at 96-97; Mastrovincenzo v. City of New York, 435 F.3d 78, 90 (2d Cir.2006). In such circumstances, the movant must make a "clear" or "substantial" showing of a likelihood of success. Hoblock, 422 F.3d at 97.
The relief sought by plaintiffs undoubtedly will alter the status quo by placing Mr. Brown on the September 13 Democratic Primary ballot, when the Board of Elections and the state Supreme Court have invalidated his petition, rendering him ineligible. Furthermore, placing Mr. Brown on the ballot will provide plaintiffs with "substantially all" the relief they seek, and that relief cannot be undone if defendants prevail at a trial on the merits. The court thus considers whether plaintiffs have shown irreparable harm absent an injunction; whether they have made a clear or substantial showing of a likelihood of success on the merits; and whether the
The Supreme Court has long recognized that the right to vote is a "fundamental political right, . . . preservative of all rights." Yick Wo v. Hopkins, 118 U.S. 356, 370, 6 S.Ct. 1064, 30 L.Ed. 220 (1886). Plaintiffs submit that absent the requested mandatory injunction, they will suffer irreparable harm because their voting rights will be infringed, preventing them from voting for the candidate of their choice, because the Board wrongfully struck their signatures and denied them an opportunity to be heard so their signatures may be restored. The court agrees that infringement on the right to vote necessarily causes irreparable harm. See Williams v. Salerno, 792 F.2d 323, 326 (2d Cir.1986) (finding college students who were prevented from registering to vote using their college addresses would "certainly suffer irreparable harm if their right to vote were impinged upon").
The court does not find, however, that the fundamental "right to vote" is the right at stake in this action, as plaintiffs do not allege that they are being prevented from accessing the polls or casting any vote for any candidate. Rather, plaintiffs challenge the loss of their ability to vote for the candidate of their choice, which-unlike the right to vote-is not an absolute right. In Burdick v. Takushi, 504 U.S. 428, 433, 112 S.Ct. 2059, 119 L.Ed.2d 245 (1992), the Supreme Court recognized that the rights to "vote in any manner" and "to associate for political purposes through the ballot" are not absolute because regulation of elections is necessary for the fair, honest, and orderly administration of elections, and election laws "invariably impose some burden upon individual voters." Election laws—including those that govern the eligibility of candidates—"inevitably affect[] . . . the individual's right to vote. . . to associate with others for political ends." Id. (citing Anderson v. Celebrezze, 460 U.S. 780, 788, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983)). Thus, "the State's important regulatory interests are generally sufficient to justify reasonable, nondiscriminatory restrictions." Anderson, 460 U.S. at 788, 103 S.Ct. 1564 (footnote omitted). Furthermore, "limiting the choice of candidates to those who have complied with state election law requirements is the prototypical example of a regulation that, while it affects the right to vote, is eminently reasonable." Burdick, 504 U.S. at 440 n. 10, 112 S.Ct. 2059. The Second Circuit has also recognized that "[m]any restrictions, such as signature requirements, not only do not burden voters' constitutional rights to associate, but are, as a practical matter, necessary to ensure the orderly functioning of elections." Rivera-Powell v. New York City Bd. of Elections, 470 F.3d 458, 469 n. 15 (2d Cir.2006) (citing Anderson, 460 U.S. at 788, 103 S.Ct. 1564). Accordingly, the court finds that plaintiffs have not shown irreparable harm, because their right to vote for a specific candidate, even if impeded by election laws governing signatures required for a candidate to appear on the ballot, is not recognized as a constitutional injury.
The court next considers whether plaintiffs have shown a clear or substantial likelihood of success on the merits of their Due Process and Equal Protection claims.
As an initial matter, to the extent plaintiffs seek to challenge the constitutionality of various provisions of the New York Election Law, defendants correctly note that plaintiffs must file and serve
The Due Process Clause does not protect against all deprivations of constitutionally protected interests in life, liberty, or property, "only against deprivations without due process of law." Parratt v. Taylor, 451 U.S. 527, 537, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981) (internal quotation marks omitted), overruled in part on other grounds by Daniels v. Williams, 474 U.S. 327, 330-31, 106 S.Ct. 662, 88 L.Ed.2d 662 (1986). "[T]o determine whether a constitutional violation has occurred, it is necessary to ask what process the State provided, and whether it was constitutionally adequate." Rivera-Powell, 470 F.3d at 465 (quoting Zinermon v. Burch, 494 U.S. 113, 126, 110 S.Ct. 975, 108 L.Ed.2d 100 (1990)). Where an alleged intentional deprivation is pursuant to an established state procedure, "the state. . . is in a position to provide a pre-deprivation hearing." Id. at 465 (citing Hellenic Am. Neighborhood Action Comm. v. City of New York, 101 F.3d 877, 880 (2d Cir.1996)). To determine the adequacy of due process afforded by the state's procedures, the court must weigh: (1) "the private interest that will be affected by the official action"; (2) "the risk of an erroneous deprivation of such interest through the procedures used" and "the probable value, if any, of additional or substitute procedural safeguards"; and (3) "the Government's interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail." Rivera-Powell, 470 F.3d at 466 (quoting Mathews v. Eldridge, 424 U.S. 319, 335, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976)).
The Second Circuit's ruling in Rivera-Powell governs the due process claim plaintiffs allege here. In Rivera-Powell, a prospective judicial candidate and voters supporting her candidacy brought an action against the Board, alleging that the Board improperly removed the candidate from the primary ballot on the basis of a voter's written objection to her candidacy. 470 F.3d at 461. The candidate sought reinstatement to the ballot in state court, advancing a series of claims similar to those in the instant case, including due process, freedom of association, racial discrimination, and voting rights claims. Id. The Second Circuit found that "because the state provided [candidate] Rivera-Powell with a pre-deprivation hearing and an adequate judicial procedure by which to challenge any alleged illegalities in the Board's action, Rivera-Powell and her co-plaintiffs have failed to state violations of their procedural due process . . . rights." Id.
In the instant case, Mr. Brown has been afforded the very same pre-deprivation hearing from the Board and judicial review in state court that the Second Circuit reviewed and deemed adequate in Rivera-Powell, both with respect to the prospective candidate and the voters who supported his candidacy. Therefore, the court agrees with defendants that Rivera-Powell bars plaintiffs' due process claim here.
Moreover, although plaintiffs repeatedly alleged during the show cause hearing that they would have presented evidence to support the validity of their signatures and identities during the Board hearing and the state court proceeding had they been given the opportunity, no evidence reflects their supposed efforts. Mr. Brown and plaintiff Marchant first had the opportunity to present sworn statements or testimony regarding the validity of their addresses at the August 2, 2011 Board hearing, and there is no evidence that they attempted to do so. Their second opportunity to proffer evidence to rehabilitate their Petition signatures was at the state court proceeding. Again, plaintiffs have not indicated that the state court record contains any such submission from plaintiffs. Plaintiffs did not seize their third opportunity to present evidence, when they could have, but did not, append such evidence to their papers in this action. Finally, and most recently, plaintiffs did not present evidence to rehabilitate their signatures at the show cause hearing despite being given the opportunity to do so. In the absence of providing any actual evidence of a due process infringement, the court finds that plaintiffs have failed to demonstrate a substantial likelihood of success on the merits of their due process claim.
To establish a constitutional violation under the Equal Protection Clause, plaintiffs must show that a state actor intentionally discriminated against them, "either by adopting out of racial animus policies which are facially neutral but have a racially discriminatory effect, or by applying a facially neutral policy in a racially discriminatory manner." See Rivera-Powell, 470 F.3d at 470 (citing Hayden v. Cnty. of Nassau, 180 F.3d 42, 48 (2d Cir. 1999), overruled in part on other grounds by Gonzaga Univ. v. Doe, 536 U.S. 273, 122 S.Ct. 2268, 153 L.Ed.2d 309 (2002)); Powell v. Power, 436 F.2d 84, 88 (2d Cir. 1970) (requiring a showing of "intentional or purposeful discrimination" to make out an equal protection claim in the election context).
Plaintiffs do not allege any indicators of "intentional or purposeful discrimination" by the Board in their Complaint or Reply. Moreover, during the show cause hearing, plaintiffs offered nothing more than conclusory allegations that their signatures
The court finds that plaintiffs have shown far less than convincing circumstantial evidence that would meet the heightened "clear" and "substantial" showing of likelihood of success required here. In fact, plaintiffs have proffered nothing beyond conclusory assertions that the court cannot accept as evidence.
Plaintiffs have not alleged—much less provided any evidence showing—that the Board acted "out of racial animus," or adopted facially neutral policies with a racially discriminatory effect. Plaintiffs have not provided evidence showing that the policies and practices regarding review of voter signatures are applied in a discriminatory manner or that racial minority populations suffer particular adverse impacts from the law. The facts as presented by both parties to the court suggest that the law affects equally all registered voters who move and do not change their address on record with the Board, but wish to witness a petition for purposes of adding a candidate to the ballot. Neither party has suggested that this policy has a racially discriminatory effect. Nor have plaintiffs shown that the Board has applied a facially neutral policy in a racially discriminatory manner, as would be the case if the Board knowingly declined to strike signatures that should have been stricken due to mismatched addresses because the signatures belonged to members of non-minority populations. Accordingly, the court finds that plaintiffs have failed to show any likelihood—much less a clear or substantial likelihood—of success on the merits of their equal protection claim.
The court also finds that plaintiffs have failed to establish that the balance of hardships tips decidedly in their favor. As discussed supra, plaintiffs' sole expected hardship absent the injunction would be the inability to vote for the particular candidate of their choice, a non-constitutional injury. In contrast, if a preliminary injunction is granted, defendants' expected injury would be extraordinary. Defendants set forth in their Opposition extensive and detailed reasons why, even if the court granted the requested injunctive relief, the Board would be unable to comply due to the extraordinary hardship compliance would require. Currently, there is no county-wide Democratic primary scheduled for Queens County, and therefore, no preparations have been made for such a large-scale voting event for over 650,000 eligible voters. (Richman Decl. ¶¶ 13, 15.) If the Board were ordered to add Mr. Brown's name to a ballot, inter alia, (1) 6,000 additional poll workers would have to be hired and trained; (2) over 350 additional ballot scanners would need to be programmed by at least fifteen teams of two technicians, working twelve hours a day, for nearly eight days; (3) poll list books that include all enrolled Democrats county-wide would need to be printed, at an as-yet-unknown cost of time and financial
Moreover, the court is not persuaded by cases plaintiffs cite in their Reply to support their request for a preliminary injunction, because those cases are also distinguishable on the facts. First, plaintiffs cite to Matheson v. New York City Bd. of Elections (see Reply at 6
Second, in Rockefeller v. Powers, 78 F.3d 44 (2d Cir.1996), the Second Circuit affirmed the district court's issuance of a preliminary injunction directing the Board to place on the Republican presidential primary ballot the names of certain delegates. Id. at 45. There, unlike here, the district court found that "burdensome and highly technical requirements" impeded candidates' "legitimate efforts" to be placed on the ballot. Id. at 46. The requirements deemed burdensome in Rockefeller included (1) collecting sufficient signatures for a petition within a 37-day window that included numerous holidays, inclement weather, school and family vacations, and short periods of daylight; (2) a "host of rules" defining what constitutes a valid signature; and (3) "highly technical requirements" concerning the presentation of petitions to election officials. Id. at 45. The instant case is distinguishable because plaintiffs' signatures would have been deemed valid if they had, in advance
Similarly, Kaloshi v. New York City Bd. of Elections, 02 CV 4762, 2002 WL 31051530 (E.D.N.Y. Sept. 6, 2002), is inapposite because the preliminary injunction was granted as to plaintiff-candidate Kaloshi based on the court's finding that the party-witness rule was facially unconstitutional. Id. at *9-13. Notably, plaintiffs here likewise claim that the New York Election Law's party-witness rule is unconstitutional, but their claim is foreclosed by the subsequent Supreme Court decision, New York State Bd. of Elections v. Lopez Torres, 552 U.S. 196, 128 S.Ct. 791, 169 L.Ed.2d 665 (2008), in which the Court held that political parties have the right to exclude non-members from participating in the selection of the party's standard bearer at the general election. Id. at 798. Therefore, Kaloshi is not persuasive here.
Based on the foregoing, the court finds that plaintiffs have failed to demonstrate a clear or substantial likelihood of success on the merits of their due process, equal protection, and racial discrimination claims. Accordingly, their motion for a preliminary injunction is denied.
The defendants' counsel is respectfully requested to serve a copy of this Memorandum and Order on all parties not represented on ECF and to file a declaration of service by September 2, 2011.