JOSEPH F. BIANCO, District Judge:
On December 26, 2012, plaintiff Laura Gordon ("plaintiff"), individually and
Plaintiff moves to remand this action to the Supreme Court of the State of New York, County of Nassau, where it was initiated. In her remand motion, plaintiff argues that defendants are not entitled to federal officer removal because they cannot raise a colorable federal defense. As set forth below, based upon the current record, the Court concludes that defendants have met the requirements of the federal officer removal statute, including the assertion of a colorable federal defense, and thus the action was removable to federal court. Accordingly, plaintiff's motion to remand is denied.
According to the complaint, plaintiff's father was exposed to asbestos aboard various ships during a twenty-year career in the U.S. Navy.
In 2010, plaintiff's father died of lung cancer, which plaintiff contends was the result of his breathing asbestos dust and fibers while working near defendants' products on Navy ships. Plaintiff's legal theory is that defendants were negligent in the design and manufacture of, and failure to warn about, their products.
Defendants removed this action under 28 U.S.C. § 1442(a)(1), the federal officer removal statute. Federal officer removal has three requirements, one of which is the central focus of the parties here: whether defendants have raised a "colorable" federal defense. Defendants
To prove that they performed a discretionary function under the direction of federal officers, defendants have submitted affidavits from engineers who are knowledgeable about the design and manufacture of the products at issue, and the Navy's specifications for them. They have also submitted affidavits from physicians knowledgeable about asbestos. The affidavits generally state that the Navy had precise specifications for the products it included in the construction of its ships, and subjected those products to a rigorous approval process. Defendants were not permitted to include asbestos warnings, even though the Navy possessed extensive knowledge about the health risks and effects of exposure to asbestos. Two of the physicians' affidavits conclude that the Navy knew more about asbestos than defendants.
Plaintiff's motion to remand is based largely on her evidentiary objections to the affidavits. She argues that they contain hearsay and speculation, and should be given little weight. Moreover, plaintiff also relies on the declaration of William Lowell, who, based upon his Navy and merchant seaman background, opined that the military specifications at issue "demonstrate that the Navy did not discourage or prohibit equipment manufacturers from warning about hazards associated with the foreseeable use of their equipment." (Declaration of William Lowell, at ¶ 12.)
These affidavits appear to be the same as those submitted in similar lawsuits around the country, in which plaintiffs have leveled the same evidentiary criticisms. Many of these cases were consolidated in MDL-875 in the Eastern District of Pennsylvania, and certain decisions of that court have been highlighted by the Judicial Panel on Multidistrict Litigation as useful examples for courts to follow in future asbestos cases. In re Asbestos Prods. Liab. Litig. (No. VI), 830 F.Supp.2d 1377, 1379 n. 5 (J.P.M.L.2011). One of those opinions, authored by Judge Robreno, decided a remand motion involving the same experts' affidavits submitted in this case. See Hagen v. Benjamin Foster Co., 739 F.Supp.2d 770 (E.D.Pa.2010). That court denied the motion because the plaintiff's evidentiary arguments, though potentially valid at a later stage of trial, were inconsistent with the Supreme Court's "expansive interpretation" of Section 1442 as a statute encouraging removal. Id. at 778-79.
The Court finds Hagen persuasive, and after independently analyzing plaintiff's motion for remand in this case, likewise concludes that defendants have satisfied the requirements of the federal officer removal statute.
As a threshold matter, plaintiff objects to the evidentiary submissions by defendants as "nothing more than speculative and hearsay assertions that the government had reasonably precise specifications about the use of the materials found in Defendants' equipment." (Pl. Mem. at 6.) However, the Court concludes that the affidavits submitted by defendants can be considered by the Court for purposes of determining whether removal is warranted. The affidavits set forth the basis for the statements that each affiant offers with
Pursuant to the federal officer removal provision set forth in Section 1442(a)(1), a case may be removed from state to federal court when the case is brought against "[t]he United States or any agency thereof or any officer (or any person acting under that officer) of the United States or of any agency thereof, in an official or individual capacity, for or relating to any act under color of such officer." 28 U.S.C. § 1442(a)(1).
As a general matter, "the defendant bears the burden of demonstrating the propriety of removal." Grimo v. Blue Cross/Blue Shield of Vt., 34 F.3d 148, 151 (2d Cir.1994). Plaintiff characterizes that burden as "heavy" (Pl. Mem. at 1), but in doing so she misses the distinction between the general removal statutes, which are to be strictly construed, and federal-officer removal, which "should not be frustrated by a narrow, grudging interpretation." Willingham v. Morgan, 395 U.S. 402, 407, 89 S.Ct. 1813, 23 L.Ed.2d 396 (1969).
The federal officer removal statute must be construed broadly because "one of the most important reasons for removal is to have the validity of the defense of official immunity tried in a federal court." Id. Thus, at this phase of trial, "we are concerned with who makes the ultimate determination, not what that determination will be." Ruppel v. CBS Corp., 701 F.3d 1176, 1182 (7th Cir.2012). A federal officer, or his agent, "need not win his case before he can have it removed." Willingham, 395 U.S. at 407, 89 S.Ct. 1813. As the Court in Hagen explained, and this Court agrees:
In the Second Circuit, private contractors may avail themselves of federal officer removal if they meet a three-part test:
Isaacson v. Dow Chem. Co., 517 F.3d 129, 135 (2d Cir.2008) (internal citations omitted). Below, each element is discussed in turn.
The parties do not dispute the personhood of defendants in this case for purposes of the remand issue. The Second Circuit has previously held that corporate entities like defendants are "person[s]" under § 1442. In re Methyl Tertiary Butyl Esther Prods. Liab. Litig., 488 F.3d 112, 124 (2d Cir.2007).
In addition, there is evidence that defendants acted under a federal officer. "The words `acting under' are to be interpreted broadly." Isaacson, 517 F.3d at 136 (citing Watson v. Philip Morris Cos., 551 U.S. 142, 147, 127 S.Ct. 2301, 168 L.Ed.2d 42 (2007)). An entity acts under a federal officer when it helps with or carries out that officer's duty, often under close supervision. Id. at 137; see also Ruppel, 701 F.3d at 1181 ("Cases in which the Supreme Court has approved removal involve defendants working hand-in-hand with the federal government to achieve a task that furthers an end of the federal government.").
Isaacson found this element satisfied where the defendant was a private contractor supplying the Government with a product it needed during war — "a product that, in the absence of Defendants, the Government would have had to produce itself." 517 F.3d at 137. In Isaacson, that product was Agent Orange; here, the products are Navy ship components that are of the same necessary character, especially when considering the vital role of warships in our nation's defense. As is discussed infra, there is colorable evidence that defendants acted "under" the Navy in building these warship components by working hand-in-hand with naval authorities to ensure compliance with exacting technical demands.
The second element requires defendants to show that they performed the actions at issue under color of federal office. "Over time, this second prong has come to be known as the causation requirement." Isaacson, 517 F.3d at 137 (citing Maryland v. Soper (No. 1), 270 U.S. 9, 33, 46 S.Ct. 185, 70 L.Ed. 449 (1926)). Private parties, like defendants here, "must demonstrate that the acts for which they are being sued ... occurred because of what they were asked to do by the Government." Id. (emphasis in original).
Although this element requires a factual showing, Isaacson clarified that "[t]he hurdle erected by this requirement
The principal dispute between the parties is whether defendants have shown a colorable federal defense, namely the federal contractor defense. "The rationale for this defense is not to protect the contractor as a contractor, but `solely as a means of protecting the government's discretionary authority over areas of significant federal interest.'" McCue v. City of New York, 521 F.3d 169, 194 (2d Cir.2008) (quoting In re "Agent Orange" Prod. Liab. Litig., 517 F.3d 76, 89-90 (2d Cir.2008)).
The federal contractor defense displaces state-law design and manufacturing duties "when (1) the United States approved reasonably precise specifications; (2) the equipment conformed to those specifications; and (3) the supplier warned the United States about the dangers in the use of the equipment that were known to the supplier but not to the United States." Boyle, 487 U.S. at 512, 108 S.Ct. 2510. The Second Circuit has also applied Boyle to the duty to warn, requiring defendants to show that federal government officials "dictated" the contents of any warnings that would accompany the product. Grispo v. Eagle-Pitcher Indus. Inc., 897 F.2d 626, 630 (2d Cir.1990).
Boyle and Grispo both examined the merits of the federal contractor defense at a later stage of trial. Thus, although they define the elements of the defense at issue, the evidentiary burden is lower here. For the purposes of this remand motion, the federal contractor defense need only be "colorable," not "clearly sustainable." Willingham, 395 U.S. at 406-07, 89 S.Ct. 1813.
The Second Circuit has not defined "colorable" beyond Willingham's distinction with "clearly sustainable," but the decisions of other courts confirm that defendants' burdens of persuasion and production are low. In Hagen, Judge Robreno concluded that courts should consider facts in the light most favorable to defendants. 739 F.Supp.2d at 783. At least two courts in this circuit have held that "[a]dequately supported affidavits are sufficient to establish a colorable federal defense." Depascale v. Sylvania Elec. Prods. Inc., 584 F.Supp.2d 522, 527 (E.D.N.Y.2008) (citing Viscosi v. Am. Optical Corp., No. 3:07-CV-1559, 2008 WL 4426884, at *4 (D.Conn. Sept. 29, 2008)).
These decisions undoubtedly serve the purpose of § 1442(a)(1) and follow the Supreme Court's guidance not to interpret that statute "narrow[ly]" or "grudging[ly]." Willingham, 395 U.S. at 407, 89 S.Ct. 1813. With that guidance in mind, it is apparent, based upon the current record, that defendants' evidence is colorable under all three elements of
Second, the evidence of the Navy's acceptance and use of defendants' products, after the rigorous trial and approval process described in the affidavits,
Finally, the affidavits provide at least colorable evidence that the Navy knew far more about asbestos than the defendants.
In sum, defendants have submitted evidence to support their position that they can satisfy all three elements of Boyle, and have raised a colorable federal contractor defense. As noted supra, plaintiff's arguments to the contrary rely on characterizations of the affidavits as containing hearsay and speculation, and seek to draw fine distinctions concerning how reasonably precise the Navy's regulations and contract terms were. For example, plaintiff relies heavily on Holdren v. Buffalo Pumps, Inc., 614 F.Supp.2d 129, 144-45 (D.Mass.2009) to support its argument that the Court should look past the affidavits and consider whether the text of specific documents expressly prohibited asbestos warnings. The MDL Court concluded that Holdren's evidentiary standard was simply too high at the remand stage, given that the purpose of federal officer removal was to encourage the trial of such complex evidentiary questions in federal court. Hagen, 739 F.Supp.2d at 781-82. This
For the foregoing reasons, defendants' removal of this action to federal court was proper under 28 U.S.C. § 1442(a)(1), and accordingly, plaintiff's motion to remand is denied.
SO ORDERED.