WILLIAM F. KUNTZ, II, District Judge.
Before the Court is a petition for the writ of habeas corpus pursuant to 28 U.S.C. § 2254 by Petitioner Roger Jefferson ("Petitioner"). After a jury trial in New York State Supreme Court, Richmond County, Petitioner was convicted of Criminal Possession of a Weapon in the Third Degree and Criminal Trespass in the Third Degree. After exhausting his state court remedies, Petitioner brought this action in the Eastern District of New York on June 30, 2009. The Court referred the petition to Chief Magistrate Judge Steven Gold on March 12, 2013 and received a Report and Recommendation on May 8, 2013. After de novo review, the Report and Recommendation is adopted in its entirety and the petition for the writ of habeas corpus is denied.
To the extent a party makes specific and timely written objections to a magistrate judge's Report and Recommendation, the district court must review de novo "those portions of the report ... to which objection is made." 28 U.S.C. § 636(b)(1)(C); see also Fed.R.Civ.P. 72(b)(3). A proper objection requires reference to a specific portion of the Report and Recommendation. Pall Corp. v. Entegris, Inc., 249 F.R.D. 48, 51 (E.D.N.Y. 2008) (Seybert, J.) (quoting Barratt v. Joie, No. 96-CV-324, 2002 WL 335014, at *1 (S.D.N.Y. Mar. 4, 2002)). If a party "makes only conclusory or general objections, or simply reiterates his original arguments, the Court reviews the Report and Recommendation only for clear error." Barratt, 2002 WL 335014, at *1 (Swain, J.) (citations omitted). Furthermore, even during de novo review, the Court will "ordinarily refuse to consider arguments, case law and/or evidentiary material which could have been, but [were] not, presented to the magistrate judge in the first instance." Kennedy v. Adamo, No. 02-CV-1776, 2006 WL 3704784, at *1 (E.D.N.Y. Sept. 1, 2006) (Vitaliano, J.) (citation and internal quotation marks omitted). Upon review, "[t]he district judge may accept, reject, or modify the recommended disposition; receive further evidence; or return the matter to the magistrate judge with instructions." Fed.R.Civ.P. 72(b)(3).
A federal habeas court may only consider whether a person is in custody pursuant to a state court judgment in violation of the United States Constitution or laws or treaties of the United States. 28 U.S.C. § 2254(a). The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") requires federal courts to apply
The relevant factual and procedural background of this case is set forth in the Report and Recommendation of Chief Magistrate Judge Gold ("the Report"). (Dkt. No. 18, Report & Recommendation ("R & R") (May 8, 2013).) In his objections to the Report, (Dkt. No. 20, Objection to Report and Recommendation ("Pet's Obj.") (June 26, 2013)), Petitioner argues that:
Petitioner's first objection is based on a fundamental misreading of controlling case law. Petitioner contends that he was "compelled" to wear his prison garb on the first day of jury selection because he requested to wear his civilian clothing prior to the commencement of the trial and the Department of Corrections denied this request. (Pet's Obj. at 15-16.) According to Petitioner's reading of Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976), the compulsion requirement is satisfied any time that the defendant objects to the State's conduct prior to or during trial. (Pet.'s Obj. at 16.)
Estelle dictates the same result here. Despite Petitioner's allegation that he objected to the Department of Corrections' insistence that he wear the prison-issued jump suit, (Pet's Obj. at 16-17), the first objection to the trial court was not made until the conclusion of the first day of jury selection, (Pet.'s Obj. at 17). Cf. United States v. Hurtado, 47 F.3d 577, 581 (2d Cir.1995) (finding compulsion when counsel objected to the trial judge concerning his client's prison attire, but the court nonetheless continued with jury selection). After that objection was raised, Petitioner was permitted to appear in civilian clothing for the remainder of jury selection and the entire trial. Therefore, Petitioner was never compelled to wear his prison uniform under the Estelle standard, and Magistrate Judge Gold's holding on compulsion is adopted by the Court. As there was no infringement on Petitioner's right to fair trial, the question of whether Petitioner was prejudiced is irrelevant at this juncture.
On the question of whether Petitioner's counsel's performance was deficient because he failed to object to Petitioner's prison attire until the conclusion of the first day of jury selection, the Report concluded that the issue "presents a close question." (R & R at 20.) The Report went on to evaluate whether the attorney's failure to object was prejudicial to Petitioner. (R & R at 20); see Strickland v. Washington, 466 U.S. 668, 697, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) (permitting courts to address the question of prejudice first). The Report concluded that because of the repeated references to Jefferson's present incarceration, the strength of the government's case, the inconsistencies between Jefferson's trial and grand jury testimony, and that Jefferson only appeared before the jury in prison garb for one day, he was not prejudiced by his counsel's failure to object. (R & R at 20.) "The prevalence of the references to incarceration in the trial transcript demonstrates that, even if the jurors identified Jefferson's jumpsuit as prison clothing, and even if they remembered that jumpsuit during their deliberations, [P]etitioner would not have been prejudiced because the jurors would have known he was incarcerated by virtue of his own testimony." (R & R at 17.)
The most potent objection raised by Petitioner is that subsequent references by a defendant to his current incarceration cannot
Nonetheless, Petitioner's reliance on Gaito fails here for a number of reasons. First, in the forty years since Gaito, the Court of Appeals for the Second Circuit has not adopted this analysis and the Third Circuit's opinion is not binding on this Court. Secondly, Petitioner's references to his own incarceration reflect no strategic attempt to mitigate the jury's prior observation and were made fleetingly, unnecessarily, and often unprompted during cross-examination. (R & R at 16-17.) Lastly, the trial transcript also included frequent references to the Petitioner's prior arrest, conviction for two felonies, and time in prison, often in response to defense counsel's questioning. (R & R at 17) (with citations to the trial record). Petitioner's testimony regarding his prior convictions and jail time further diminish the likelihood of a strategic basis for the post-objection references to his current incarceration.
Even without consideration of the incarceration testimony, Petitioner has failed to "show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694, 104 S.Ct. 2052 ("A reasonable probability is a probability sufficient to undermine confidence in the outcome."). Petitioner's primary defense at trial was that he was framed by the police, but the persuasiveness of this defense was substantially undermined by the inconsistencies between Petitioner's grand jury and trial testimony. (R & R at 20.) Petitioner's defense was confronted with the generally consistent and credible testimony of three police officers about Petitioner's possession and disposal of a gun. (R & R at 17, 20.) It was not counsel's delayed objection that led to Petitioner's conviction, it was the Petitioner's inconsistent testimony that made his "framing" defense so unbelievable to the jury. The contrast in the quality and consistency of testimony during the trial weighs "heavily against the notion that Jefferson was prejudiced by wearing prison garb on the first day of jury selection." (R & R at 20.)
Moreover, "the length of time [a defendant was in prison attire] is a factor to be considered" when evaluating prejudice. Hurtado, 47 F.3d at 582 (finding one day of trial in prison garb was non-prejudicial in light of the evidence of defendant's guilt). Here, Petitioner was only in his prison attire for one day of jury selection. (R & R at 4.) While time is not dispositive, this factor, coupled with the weight of the evidence against the defendant, further demonstrates that Petitioner cannot establish a reasonable probability of acquittal were it not for his initial appearance in the prison jumpsuit.
These considerations are taken in light of AEDPA's mandate imposing a "highly deferential standard for evaluating state-court rulings and demand[ing] that state-court decisions be given the benefit of the doubt." Renico, 559 U.S. at 773, 130 S.Ct. 1855 (internal quotations and citations omitted). Under this guiding standard
For the reasons set forth above, the Petitioner's objections are overruled and the Report and Recommendation of Chief Magistrate Judge Gold is adopted in its entirety as the opinion of this Court. Accordingly, the petition for a writ of habeas corpus, pursuant to 28 U.S.C. § 2254, is DENIED. Because Petitioner has not made a substantial showing of the denial of any constitutional right, a certificate of appealability will not be issued. 28 U.S.C. § 2253.
STEVEN M. GOLD, United States Magistrate Judge.
Roger Jefferson brings this petition for a writ of habeas corpus pursuant to the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), 28 U.S.C. § 2254. Jefferson was convicted after trial in Richmond County of Criminal Possession of a Weapon in the Third Degree and Criminal Trespass in the Third Degree, and sentenced to seven years of imprisonment followed by five years of post-release supervision on the weapons charge and a ninety-day concurrent sentence on the trespassing charge. Habeas Pet. at 1; Pet. Mem. at 1, 10.
Jefferson challenges his conviction on the grounds that 1) his right to a fair trial was violated when he was compelled to wear a prison jumpsuit during the first day of jury selection in his criminal case, and 2) he was denied effective assistance of counsel when his criminal trial attorney did not object to Jefferson's prison clothing until the end of the first day of jury selection. Habeas Pet. at 6-8.
By Order of March 12, 2013, the Honorable William F. Kuntz referred this petition to me for report and recommendation. For the reasons stated below, I respectfully recommend that the petition be denied in its entirety.
Jefferson's conviction for criminal possession of a weapon and criminal trespass arose out of a police stop of Jefferson near the Mariner's Harbor Houses Development on Staten Island in the early morning of July 15, 2005. The relevant events that occurred during jury selection and the evidence presented at trial are recounted below.
Jefferson contends that, on January 11, 2006, the first day of jury selection, he was clad in a Department of Corrections jumpsuit.
The record is unclear about whether the clothing Jefferson wore on January 11, 2006 would have appeared to be prison issue to the jury. The New York Department of Corrections advised petitioner's counsel that it could not determine whether Mr. Jefferson was wearing civilian or prison clothing when he left jail for court on January 11; however, if Jefferson had been wearing prison clothing, "he would have worn a brown jumpsuit with white `DOC' lettering on the back." Letter from New York City Department of Corrections dated September 25, 2007, Docket Entry 5-23 at 11. In addition, petitioner's trial counsel, Gregory Clarke, submitted an affirmation in connection with the Jefferson's state court collateral attack on his conviction, asserting that his client's clothing consisted of "a brown, one-piece prison jumpsuit" with "large, contrasting white letters on the back that clearly indicated it was a Department of Corrections jumpsuit." Clarke Affirm. ¶ 4, Docket Entry 5-18 at 25.
It is undisputed that Jefferson's trial counsel did not raise any formal objection, on the record, to petitioner's wearing the jumpsuit prior to the commencement of jury selection. Clarke Affirm. ¶ 4. Although trial counsel contends that he did raise the matter of Jefferson's clothing before proceedings started, he concedes that the record does not reflect that he did so.
Counsel did bring Jefferson's clothing to the attention of the court, on the record, at the end of the first day of jury selection, as reflected in the following exchange:
VD Tr. at 181-82.
During their case-in-chief, the People presented seven witnesses: Police Officers Adam Fiore and Gerard DelPrete and Sergeant Robert Warshefskie, the officers who stopped Jefferson; Detective Joseph Cummings, an expert in firearms identification and examination; Police Officer Joseph Thompson, who prepared the gun recovered from the scene for laboratory testing; Detective Cynthia Ramirez, an expert in identification and comparison of latent fingerprints; and Edward Wallace, an expert in finding, securing and identifying fingerprints.
The three officers present at the scene testified by and large consistently. Their testimony, when considered in combination, related the following facts. At approximately 1:35 in the morning on July 15, 2005, Sergeant Warshefskie and Police Officers Fiore and DelPrete were in an unmarked car in the parking lot adjacent to two buildings in the Mariner's Harbor Houses, 161 Continental Avenue and 264 Lockman Avenue. Tr. at 23-24, 54, 222.
In the interim, Fiore returned from the roof having recovered Jefferson's gun. Id. at 28-29. Fiore later gave the gun to DelPrete, who marked it with his initials. Id. at 170-72. The gun was tested and determined to be operable, id. at 121, but no latent fingerprints of value were found on the handle after testing, id. at 132. Following retrieval of the gun, Jefferson was taken to the precinct and informed there that he would be charged for criminal possession of a weapon. Id. at 97.
The prosecution's remaining witnesses testified regarding the process of testing the firearm for fingerprints. This testimony is not summarized here because it is not relevant to the Jefferson's claims.
The petitioner testified in his own defense during trial. In addition, the defense called two other witnesses: Wallace Jefferson, petitioner's brother, and Joseph Augeri, who was held at the precinct in the same cell as Jefferson. Their testimony, taken in aggregate, relates the following series of facts.
On the night of his arrest, Jefferson visited with his brother for approximately five or six hours before leaving between 11:30pm and 12:30am. Id. at 338, 342, 346. Wallace Jefferson testified that petitioner did not have a gun in his possession at that time. Id. at 342-43. After leaving his brother's residence, petitioner went to visit his friend Fareed, who lives at 161 Continental Avenue. Id. at 351. Petitioner testified at trial that he then left that building to go a nearby nightclub. Id. at 351-52. This testimony, though, was inconsistent with Jefferson's testimony before the grand jury that he visited his sister, then spent time with a woman named Josie in 161 Continental, and finally left, intending to return to his brother's apartment. Id. at 385-86, 389. When confronted with this apparent inconsistency on cross-examination at trial, Jefferson explained that he met with Josie at Fareed's apartment, but did not mention Fareed to the grand jury because he wanted to avoid involving Fareed and his family in his case. Id. at 386-87.
Jefferson testified that, as he exited the building at 161 Continental Avenue, he was stopped by police officers in the parking lot. Id. at 351-52. Jefferson was wearing a long shirt that did not reveal his waistband, and he did not lift his shirt up. Id. at 375-77. Jefferson produced identification and a pocket knife he was carrying to Officer DelPrete while Officer Fiore made a phone call and Sergeant Warshefskie went up to the roof. Id. at 352-56, 388-89. The officers then took Jefferson to the precinct, ostensibly to be given a desk appearance ticket for trespassing. Id. at 360. Once at the precinct, however, and after spending approximately five hours waiting in a cell, Jefferson learned he was being charged with criminal possession of a weapon. Id. at 361. Jefferson also noted that he saw Detective Mary Javis at the precinct talking to the officers who had arrested him. Id. at 374-75, 395-96. Javis had investigated Jefferson in connection with a previous weapons charge for which he was prosecuted and acquitted after trial. Id. at 364.
While in the precinct, Jefferson was held with Joseph Augeri. Augeri testified at Jefferson's trial as a defense witness, and described being questioned by police officers about whether Jefferson had told him anything about a gun, denying knowing anything about Jefferson having a gun,
In rebuttal, in addition to recalling DelPrete and Warshefskie, the People called Detective Javis. Javis testified that she was working on an unrelated case on the night of July 14 and was not on duty when Jefferson was arrested. Id. at 494. Javis further testified that, although she was at the precinct for approximately five minutes on the morning of July 15, she did not speak with any of the officers who had arrested Jefferson and was not even aware of Jefferson's arrest. Id. at 495-98.
Following his trial, Jefferson moved to vacate his conviction pursuant to New York's Criminal Procedure Law Section 440.10(1)(h), which authorizes a court to vacate a judgment "obtained in violation of a right of the defendant under the constitution of [New York] or of the United States." See 440.10 Notice of Motion, Docket Entry 5-18, at 1. Jefferson's motion was supported by an attorney's affirmation and a memorandum of law, and both asserted that Jefferson was denied due process and deprived of effective assistance because his trial attorney failed to object to his appearance before the jury in prison clothing. Pet. 440.10 Affirm. ¶ 1; Pet. 440.10 Mem. at 1-2, Docket Entry 5-18 at 4, 32-33. The prosecution opposed the motion. Docket Entries 5-19, 5-20.
On August 9, 2007, the trial court denied Jefferson's Section 440.10 motion on the prison garb issue because the direct appeal of Jefferson's conviction had not yet been perfected and because, as noted above, the trial court recalled that, "[i]n any event," "the coveralls worn by defendant did not necessarily disclose [his] inmate status." 440.10 Order, Docket Entry 5-22, at 1. The Court further observed that defendant could not have suffered any prejudice from wearing prison clothes because he volunteered on cross-examination that he had been "remanded" and was "locked up." Id. at 2. Jefferson moved for reconsideration of the order, reasserting his due process and ineffective assistance claims, and challenging the court's finding that his clothing did not indicate he was in custody. Docket Entry 5-23. The motion was denied, largely based on the judge's recollection that Jefferson's clothing did not identify him as a prisoner. Docket Entry 5-25. Petitioner next sought leave to appeal the orders denying his motions under Section 440.10 and for reconsideration to the Appellate Division, Second Department. Docket Entry 5-26. This application was also denied. Docket Entry 5-28.
Jefferson subsequently brought a direct appeal to the Appellate Division, Second Department. Jefferson App. Mem. at 1, 27, Docket Entry 5-10 (indicating that notice of appeal was filed on July 28, 2006 and that supporting papers were submitted on April 1, 2008). Jefferson pressed two arguments on direct appeal: that he was denied effective assistance of counsel under the United States and New York constitutions when counsel did not promptly object to his wearing prison clothing in court and that he was he was denied his right to a fair trial by being compelled to wear such clothing. Id. at 2. The Second Department affirmed the judgment of the trial court, stating that Jefferson was "not denied the effective assistance of counsel because his counsel did not object to the defendant's appearance in court in prison attire until the end of the first day of jury selection" and that his "remaining contentions
On January 28, 2009, Jefferson filed a letter seeking leave to appeal the Second Department's decision to the Court of Appeals. Docket Entry 5-14. Jefferson provided copies of his briefs on direct appeal and a letter informing the then-Acting Chief Judge that he sought "leave to appeal all issues raised in his Appellate Division briefs." Id. In a follow-up letter, Jefferson focused primarily on his ineffective assistance claim and the opportunity it provided to the Court of Appeals to apply its precedent concerning the right not to appear in prison garb in the context of an ineffective assistance claim; however, Jefferson also raised the question of whether his fair trial rights were violated by his appearance in prison garb. Leave App.2d at 1, Docket Entry 5-15 (discussing People v. Roman, 35 N.Y.2d 978, 365 N.Y.S.2d 527, 324 N.E.2d 885 (1975)); id. at 4 (identifying the second topic of the letter as involving "The Fundamental Right To A Fair Trial And Meaningful Representation"). On March 19, 2009, the Court of Appeals denied leave to appeal. Docket Entry 5-17. The instant petition was filed on June 30, 2009.
This court's review of Jefferson's petition is governed by AEDPA, 28 U.S.C. § 2254. Before reaching the merits of petitioner's claims, I consider the procedural requirements of AEDPA and the statute's legal standard.
AEDPA requires that a state prisoner file a petition for a writ of habeas corpus within one year of "the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review." 28 U.S.C. § 2244(d)(1)(A). The judgment in Jefferson's case became final ninety days after the New York Court of Appeals denied him leave to appeal, the date his time to petition the United States Supreme Court for a writ of certiorari expired. See Sup. Ct. R. 13(1) ("a petition for a writ of certiorari to review a judgment ... entered by a state court of last resort ... is timely when it is filed with the Clerk of this Court within ninety days after the entry of the judgment"); McKinney v. Artuz, 326 F.3d 87, 96 (2d Cir.2003) (calculating the AEDPA statute of limitations as beginning to run 90 days after a New York state prisoner was denied leave to appeal to the Court of Appeals).
Jefferson's petition was clearly timely filed. The Court of Appeals denied his motion for leave to appeal on March 19, 2009. Habeas Pet. at 3; see also Docket Entry 5-17 (Court of Appeals certificate denying leave to appeal). Ninety days later, or on June 17, 2009, Jefferson's time to petition the Supreme Court for a writ of certiorari expired. The instant petition was filed thirteen days later, on June 30, 2009.
Under AEDPA, petitioners for habeas relief who are serving state sentences must first exhaust all available state court remedies. 28 U.S.C. § 2254(b); Baldwin v. Reese, 541 U.S. 27, 29, 124 S.Ct. 1347, 158 L.Ed.2d 64 (2004).
Ramirez v. Attorney Gen. of New York, 280 F.3d 87, 94 (2d Cir.2001). In Baldwin, the Supreme Court held that "a state prisoner does not `fairly present' a claim to a state court if that court must read beyond a petition or a brief (or a similar document) that does not alert it to the presence of a federal claim in order to find material... that does so." 541 U.S. at 32, 124 S.Ct. 1347. While a petitioner need not cite "`book and verse' of the United States Constitution, [he] may fairly present his federal claim to the state court through," inter alia, "`reliance on pertinent federal cases employing constitutional analysis ... [or an] allegation of a pattern of facts that is well within the mainstream of constitutional litigation.'" Allison v. Khahaifa, 2011 WL 3298876, at *6 (E.D.N.Y. Aug. 1, 2011) (quoting Daye v. Atty. Gen. of the State of N.Y., 696 F.2d 186, 194 (2d Cir. 1982)). Where a petitioner argues claims to the Appellate Division but is denied leave to appeal to the state's highest court, he may still meet the exhaustion requirement if his "leave application `clearly state[s] that he [is] pressing all of the claims raised in [an] attached [Appellate Division] brief.'" Harris v. Fischer, 438 Fed.Appx. 11, 13 (2d Cir.2011) (quoting Jordan v. Lefevre, 206 F.3d 196, 199 (2d Cir.2000)).
Respondents argue that Jefferson failed to exhaust his fair trial claim because his letter to the Honorable Eugene F. Piggott of the Court of Appeals discussed his ineffective assistance claim but not his claim that he was denied a fair trial. Resp. Mem. at 11.
Pursuant to AEDPA's deferential standard, a federal court may not grant a writ of habeas corpus to a state prisoner on a claim that was adjudicated on the merits in state court
28 U.S.C. § 2254(d); see also Price v. Vincent, 538 U.S. 634, 639-40, 123 S.Ct. 1848, 155 L.Ed.2d 877 (2003). Thus, under AEDPA, a federal habeas court may not issue a writ simply because it decides that the state court applied Supreme Court precedent incorrectly. Price, 538 U.S. at 641, 123 S.Ct. 1848. Rather,
Williams v. Taylor, 529 U.S. 362, 412-13, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). In the Second Circuit, it is well-established that "the objectively unreasonable standard of § 2254(d)(1) means that [a] petitioner must identify some increment of incorrectness beyond error in order to obtain habeas relief." Cotto v. Herbert, 331 F.3d 217, 248 (2d Cir.2003) (internal quotation marks omitted).
Petitioner argues that the Second Department's rejection of his fair trial claim
In Williams, the Supreme Court held that "the State cannot, consistently with the Fourteenth Amendment, compel an accused to stand trial before a jury while dressed in identifiable prison clothes." 425 U.S. at 512, 96 S.Ct. 1691. Such compulsion "furthers no essential state policy," id. at 505, 96 S.Ct. 1691, and has been widely recognized to impair "the presumption [of innocence] so basic to the adversary system," id. at 504, 96 S.Ct. 1691 (collecting cases). The Supreme Court made it clear, however, that the burden rests on a defendant and his counsel to object to appearing in identifiable prison clothing, explaining that a defendant may have a tactical reason for preferring to appear in prison clothes. Id. at 508, 96 S.Ct. 1691. The Court explicitly found that a trial judge has no obligation to inquire when a defendant appears in prison garb, because "once a defendant has the assistance of counsel[,] the vast array of trial decisions, strategic and tactical, which must be made before and during trial rests with the accused and his attorney. Any other approach would rewrite the duties of trial judges and counsel in our legal system." Id. at 512, 96 S.Ct. 1691. Accordingly, the Court concluded that "the failure to make an objection to the court as to being tried in [identifiable prison] clothes, for whatever reason, is sufficient to negate the presence of compulsion necessary to establish a constitutional violation." 425 U.S. at 512-13, 96 S.Ct. 1691; see also United States v. Henry, 47 F.3d 17, 22 (2d Cir.1995) (finding no compulsion where "the court did not affirmatively prevent [defendant] from wearing civilian clothing, but simply refused to" delay commencement of the trial to permit him to obtain that clothing); Dixon v. McGinnis, 2010 WL 3260459, at *14 (S.D.N.Y. June 9, 2010) (noting that, for "federal habeas purposes," the failure of defense counsel to object to petitioner's clothing and the absence of any indication in the record of what petitioner was wearing was "dispositive" and required denial of petitioner's due process claim (internal citation omitted)).
In this case, it is undisputed that Jefferson's criminal trial attorney did not object to Jefferson's appearance in prison clothes until the end of the first day of jury selection and that, upon hearing the objection, the trial judge ensured that Jefferson appeared in civilian clothing thereafter. Under these circumstances, the compulsion held in Williams to be a necessary component of a constitutional violation was absent, and the decision of the Appellate Division to reject petitioner's fair trial claim was thus neither contrary to nor an unreasonable application of Supreme Court precedent.
Jefferson's fair trial claim would fail even if he had been compelled to wear prison clothing during his trial. "Even where a defendant is compelled to wear prison clothes at trial, ... that constitutional error is subject to harmless error analysis." United States v. Hurtado, 47 F.3d 577, 581 (2d Cir.1995) (citing Davidson v. Riley, 45 F.3d 625, 631-32 (2d Cir.1995)); see also Jones v. Lantry, 2011 WL 5402463, at *2 (E.D.N.Y. Nov. 4, 2011) (denying a motion for a new trial in part because the defendant did not object to wearing prison clothing until the end of the first day of trial and because there was
The Supreme Court identified the danger that concerned it in Williams as follows: "[t]he constant reminder of the accused's condition implicit in such distinctive, identifiable attire may affect a juror's judgment. The defendant's clothing is so likely to be a continuing influence throughout the trial that ... an unacceptable risk is presented of impermissible factors coming into play." 425 U.S. at 505, 96 S.Ct. 1691. This danger did not arise at Jefferson's trial for two reasons. First, as has been repeatedly noted, Jefferson appeared before the jury in prison garb only on the first day of jury selection, and in civilian clothes thereafter. In a case where, like here, a defendant appeared in prison garb for only one day during a trial, the Second Circuit reasoned that the "risk of prejudice to a defendant may well be less... than when a defendant is compelled to wear prison clothes for an entire trial" (internal citations omitted). Hurtado, 47 F.3d at 582; cf. United States v. Deandrade, 600 F.3d 115, 119 (2d Cir. 2010) (holding that "a brief and fleeting comment on the defendant's incarceration during trial, without more, does not impair the presumption of innocence to such an extent that a mistrial is required"). Second, and perhaps more significantly, the fact that Jefferson was incarcerated during his trial — as well as on prior occasions — was referred to a number of times during the court proceedings, including at least three occasions when it was noted by petitioner himself. For example, and as highlighted by respondent, Jefferson answered the prosecutor's question, "And did you go home that day [the day of Jefferson's arraignment]?" by stating, "No, I did not go home, I have been locked up ever since."
Id. at 383.
Id. at 387. Frequent references were also made to petitioner's having been previously arrested, convicted of two felonies, and
The prevalence of these references to incarceration in the trial transcript demonstrates that, even if the jurors identified Jefferson's jumpsuit as prison clothing, and even if they remembered that jumpsuit during their deliberations, petitioner would not have been prejudiced because the jurors would have known he was incarcerated by virtue of his own testimony. Further, there was ample evidence presented of Jefferson's guilt; while Jefferson's trial testimony about why he was near the housing complex on the night of his arrest was inconsistent with his testimony before the grand jury, Tr. at 386, 389-90, three police officers testified, generally consistently, about Jefferson's possession and disposal of a gun, Tr. at 21-49 (Fiore direct testimony), 160-80 (DelPrete direct testimony), 219-30 (Warshefskie direct testimony). In light of the testimony referenced above, it cannot be said that Jefferson's appearance in prison garb had a "substantial and injurious effect" on the jury's verdict. For this reason as well, the Second Department's decision that petitioner's fair trial claim lacked merit was not contrary to federal law.
Jefferson also challenges his conviction on the ground that his trial counsel's failure to object to his appearance in prison clothes constituted ineffective assistance of counsel. Specifically, he contends that the state court's rejection of his ineffective assistance claim was based on an unreasonable application of Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), and on an unreasonable determination of the facts in light of the record developed during the Section 440.10 proceeding. Pet. Mem. at 25-39.
"Under Strickland, in order to prevail on an ineffective-assistance-of-counsel claim, a defendant must meet a two-pronged test: (1) he `must show that counsel's performance was deficient'" and "(2) he must show that `the deficient performance prejudiced the defense.'" Bennett v. United States, 663 F.3d 71, 84 (2d Cir. 2011) (quoting Strickland, 466 U.S. at 687, 694, 104 S.Ct. 2052). "It is the accused's `heavy burden' to demonstrate a constitutional violation under Strickland." Moreno v. Smith, 2010 WL 2975762, at *15 (E.D.N.Y. July 26, 2010) (quoting United States v. Gaskin, 364 F.3d 438, 468 (2d Cir.2004)).
When considering the first prong,
466 U.S. at 688, 104 S.Ct. 2052 (citing Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158, 100 L.Ed. 83 (1955)). To determine whether deficient performance resulted in prejudice, courts ask whether "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Id. at 694, 104 S.Ct. 2052. "It is not enough ... to show that the errors had some conceivable effect on the outcome" since virtually all of counsel's acts have some effect. Id. at 693, 104 S.Ct. 2052. Notably, "a verdict or conclusion only weakly supported by the record is more likely to have been affected by errors than one with overwhelming record support."
Jefferson contends that his trial counsel's performance was deficient because his counsel failed to object when Jefferson appeared in a DOC jumpsuit on the first day of jury selection. As indicated above, Strickland requires a defendant claiming ineffective assistance of counsel to overcome the presumption that counsel's challenged action was part of a sound trial strategy. That presumption would seem to be particularly strong in this case, because the Supreme Court recognized in Williams that defendants sometimes decide to appear in prison clothing for tactical reasons. 425 U.S. at 508, 96 S.Ct. 1691 (noting that "it is not an uncommon defense tactic to produce the defendant in jail clothes in the hope of eliciting sympathy from the jury"). Jefferson's trial counsel, however, submitted an affirmation in support of petitioner's Section 440.10 motion declaring that he "did not have Mr. Jefferson appear in his prison garb during the first day of jury selection for any strategic reason." Clarke Affirm. ¶ 4, Docket Entry 5-18 at 25.
In light of the affirmation submitted by Jefferson's trial counsel, whether petitioner has overcome the presumption that his counsel's failure to object was tactical presents a close question. I need not reach that question, however, because it was clearly reasonable for the Appellate
For the above reasons, I respectfully recommend that Jefferson's habeas petition be denied. Any objections to the recommendations made in this Report must be submitted within fourteen days after filing of the Report and, in any event, no later than May 27, 2013. See 28 U.S.C. § 636(b)(1); Fed. R. Civ. Proc. 72(b)(2). Failure to file timely objections may waive the right to appeal the District Court's order. See Small v. Sec'y of Health & Human Servs., 892 F.2d 15, 16 (2d Cir. 1989) (discussing waiver under the former ten-day limit).
Brooklyn, New York, May 8, 2013.
Had the Appellate Division had found that the claim was procedurally defaulted due to the lack of a timely objection, its finding would have constituted a ruling on an adequate and independent state law ground, barring habeas review. Green v. Travis, 414 F.3d 288, 294 (2d Cir.2005) (internal citations omitted). However, the Appellate Division did not state in its opinion that there had been a default, Docket Entry 5-13, and courts are presumed in this circumstance to have ruled on the merits, Jimenez v. Walker, 458 F.3d 130, 145 (2d Cir.2006). Finally, the exhaustion question raised by respondent is of no moment in any event, as a court may deny a habeas petition on its merits even when state court remedies are unexhausted. 28 U.S.C. § 2254(b)(2).
It is unclear precisely what standard the Second Department employed in evaluating petitioner's ineffective assistance claim; the opinion simply states that Jefferson was not denied effective assistance of counsel. People v. Jefferson, 58 A.D.3d 753, 753, 870 N.Y.S.2d 804 (2d Dep't 2009). The opinion does cite three New York cases on ineffective assistance of counsel: People v. Turner, 5 N.Y.3d 476, 806 N.Y.S.2d 154, 840 N.E.2d 123 (2005), People v. Baldi, 54 N.Y.2d 137, 444 N.Y.S.2d 893, 429 N.E.2d 400 (1981), and People v. Marshall, 2 A.D.3d 1157, 768 N.Y.S.2d 703 (3d Dep't 2003). Turner and Baldi discuss the standards for ineffective assistance under both the federal and state constitutions. Marshall employs the "meaningful representation" standard in a prison garb case, but ultimately concludes that, under Williams, a failure to object to a defendant's clothing does not constitute ineffective assistance. 2 A.D.3d at 1158, 768 N.Y.S.2d 703. Even assuming the Second Department applied the New York standard, however, its ruling would not, for the reasons discussed above, be contrary to Strickland.