JOANNA SEYBERT, District Judge.
Pending before the Court is defendants Richard Dormer, Roger Shannon, Robert Moore, Thaddeus Nieves (collectively, the "Individual Defendants"), and Suffolk County's (the "County" and together with the Individual Defendants, "Defendants") motion for summary judgment. (Docket Entry 40.) For the following reasons, Defendants' motion is GRANTED IN PART and DENIED IN PART.
Plaintiff William Hasper ("Plaintiff") is a retired Lieutenant of the Suffolk County Police Department ("SCPD"). (See Defs.' Br., Docket Entry 40-13 at 3.) In addition to his police work, Plaintiff was involved in Suffolk County politics. In 2003 and 2004, Plaintiff volunteered as a driver for Steve Levy's Suffolk County Executive campaign. (July 2012 Order at 2 (citing Am. Compl., Docket Entry 12, ¶ 15).) Plaintiff's volunteer work was unrelated to his official duties as a police officer and occurred during Plaintiff's off-duty hours. (July 2012 Order at 2 (citing Am. Compl. ¶ 15).)
In 2007, Plaintiff complained to his superior, Inspector Aristedes Mojica, about a police officer under Plaintiff's command named Laurie Salerno ("Salerno") who had made several inappropriate sexual comments. (July 2012 Order at 3.) Plaintiff claims that he complained to his superiors about Salerno's comments on at least three separate occasions—by phone, in writing, and in person. (Pl.'s Dep. Tr., Docket Entry 43-2, at 26:4-35:18.) Plaintiff's complaints received no immediate response, and according to Plaintiff, Mojica and Police Chief Moore eventually told Plaintiff that Salerno would not be disciplined. (July 2012 Order at 3; Am. Compl ¶ 22.)
In April 2008, Salerno filed a sexual harassment complaint against Plaintiff. (Am. Compl. ¶ 23.) On July 21, 2008, Plaintiff filed a written response to Salerno's sexual harassment complaint. (Pl.'s 56.1 Counterstmt., Docket Entry 41-9, ¶ 2.) Plaintiff maintains that his response contained the names of several high-ranking officials and that Inspector Brown, an SCPD Investigator, asked Plaintiff to change his report. (Pl.'s 56.1 Counterstmt. ¶ 2; July 2012 Order at 3.) Plaintiff refused to do so. (Pl.'s 56.1 Counterstmt. ¶ 2.) Ultimately, on September 18, 2008, the SCPD determined that Salerno's charges were unfounded and Plaintiff suffered no disciplinary consequences. (Pl.'s 56.1 Countersmt. ¶¶ 3-4.)
In December 2009, a former SCPD clerk named Elizabeth Cosgrove ("Cosgrove") retired and indicated in writing that she was leaving the SCPD because of Plaintiff's sexual harassment. (Def.'s Br. at 4; Pl.'s 56.1 Countersmt. ¶ 5.) Plaintiff filed a written response to Cosgrove's allegations and the SCPD investigated and eventually determined that her complaint was unfounded. (Pl.'s 56.1 Counterstmt. ¶¶ 9, 14.)
In early 2010, the SCPD Internal Affairs Bureau ("IAB") conducted surveillance of Plaintiff. (Pl.'s 56.1 Counterstmt. ¶ 6.) On one occasion, the IAB trailed Plaintiff to a message parlor in Massapequa, New York. (Defs.' Br. at 5; Defs.' 56.1 Stmt. ¶ 7.) Plaintiff maintains that he visited massage parlors to receive treatment for a line-of-duty injury. (Pl.'s 56.1 Counterstmt ¶ 7.)
On March 10, 2010, Plaintiff was reassigned to the Office of the Chief of Department, where Plaintiff claims he had "no duties [and] no responsibilities." (Pl.'s 56.1 Counterstmt. ¶ 8.) Then, on April 19, 2010, Plaintiff was reassigned to the 4th Precinct. (Pl.'s 56.1 Counterstmt. ¶ 10.) The following day, Plaintiff was again reassigned, this time to the 3rd Precinct. (Pl.'s 56.1 Countersmt. ¶ 11.)
On June 9, 2010, Inspector Jan Rios told Plaintiff to report to the District Attorney's Office. (Pl.'s 56.1 Countersmt. ¶ 12.) There, Assistant District Attorney Christopher McPartland questioned Plaintiff in connection with their investigation of Steve Levy, and Plaintiff provided "truthful answers" to questions regarding associates of Levy, property owned by Levy, Levy's involvement with a HUD loan, and Levy's acceptance of cash donations. (Pl.'s 56.1 Counterstmt. ¶ 12.) That same day, the SCPD ordered Plaintiff to attend a psychological evaluation. (Pl.'s 56.1 Counterstmt. ¶ 13.) However, the order to attend a psychological evaluation was later rescinded. (Am Compl. ¶ 38.)
In September 2010, the SCPD served Plaintiff with departmental misconduct charges. (July 2012 Order at 4; Pl.'s 56.1 Counterstmt. ¶ 15.) The parties have described these charges against Plaintiff as follows: failing to properly supervise his staff at the Court Liaison Bureau; using his police vehicle to conduct personal business; leaving SCPD jurisdiction while on duty/without approval; failing to secure his firearm; and association with a known criminal. (Defs.' Br. at 6-7.)
Subsequently, on June 29, 2011, Salerno and Cosgrove filed a lawsuit in the Eastern District of New York against Plaintiff and the County alleging that Plaintiff sexually harassed them. (Pl.'s 56.1 Counterstmt. ¶ 16.) Plaintiff claims that the County has refused to defend him in the sexual harassment lawsuit. (
Plaintiff commenced this action on July 6, 2011 alleging causes of action for First and Fourteenth Amendment for retaliation and violations of Plaintiff's right to equal protection under 42 U.S.C. § 1983. (Compl. ¶¶ 43-46.) Plaintiff also claimed that he was subject to gender discrimination under Title VII and the New York Human Rights Law. (Compl. ¶¶ 47-48.) Defendants moved to dismiss the Complaint on July 12, 2012 and the Court granted and denied the motion in part. (July 2012 Order at 13.) The Court also allowed Plaintiff to replead his allegations, (July 2012 Order at 13), and Plaintiff filed an Amended Complaint on February 3, 2012, (
The Court will first address the applicable legal standard on a motion for summary judgment before turning to the parties' arguments.
Summary judgment is appropriate where "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a);
"The burden of showing the absence of any genuine dispute as to a material fact rests on the party seeking summary judgment."
"The same standard applies where, as here, the parties filed cross-motions for summary judgment . . . ."
Plaintiff brings his First Amendment retaliation claim, pursuant to 42 U.S.C. § 1983. "Section 1983 provides a private right of action against any person who, under color of state law, causes another person to be subjected to the deprivation of rights under the Constitution or federal law."
Defendant claims that Plaintiff has failed to make out a prima facie First Amendment retaliation claim. (Defs.' Br. at 8.) To make out a prima facie case of First Amendment retaliation, a public employee must put forth evidence showing that: "`(1) [he] engaged in constitutionally protected speech because [he] spoke as [a] citizen on a matter of public concern; (2) [he] suffered an adverse employment action; and (3) the speech was a motivating factor in the adverse employment decision.'"
Plaintiff claims he engaged in constitutionally protected speech by making statements to ADA McPartland in connection with the Levy investigation (
"`In the context of a First Amendment retaliation claim . . . retaliatory conduct that would deter a similarly situated individual of ordinary firmness from exercising his or her constitutional rights constitutes an adverse action.'"
Plaintiff argues that he suffered three adverse actions:
(1) being ordered for a psychological evaluation; (2) being charged with misconduct; and (3) not being given representation in a lawsuit or being adequately informed of his rights or status in a litigation. (Pl.'s Opp. Br. at 12-13.) Defendants address only the first and second alleged adverse actions. Specifically, Defendants argue that the psychological evaluation was not an adverse action because the order to attend an evaluation was rescinded and the issuance of misconduct charges was not an adverse action because the charges were not "false charges,"
The Court agrees that the initiation of disciplinary action, standing alone, does not rise to the level of an adverse employment action.
Here, the issuance of misconduct charges, standing alone, was not an adverse employment action because no adverse consequences resulted from the charges—Plaintiff retired before the charges were adjudicated. In addition to asserting misconduct charges against Plaintiff, however, Defendants ordered Plaintiff to undergo a psychological evaluation on the same day he spoke to the District Attorney's office about Levy. Forcing employees to undergo a psychological evaluation has been held to constitute an adverse employment action.
Plaintiff also contends that the SCPD's failure to defend him in the sexual harassment suit brought by Cosgrave and Salerno was an adverse employment action. Since the parties' submissions do not cite to evidence sufficient to determine as a matter of law whether the SCPD had a duty to defend Plaintiff, the Court cannot decide at this juncture whether the SCPD's refusal to do so was an adverse action. It is noteworthy, however, that the SCPD refused to furnish Plaintiff a defense in the suit, even though it investigated both Salerno and Cosgrove's sexual harassment allegations and found them to be unfounded. (Pl.'s 56.1 Counterstmt. ¶¶ 3-4, 9, 14.) Defendants' failure to defend Plaintiff cannot be deemed an adverse employment action without a legal determination that they were required to do so.
Defendants maintain that, even if Plaintiff sustained an adverse employment action, he cannot show a causal connection between his speech (what they identify as Plaintiff's statements to ADA McPartland) and any such adverse action. The Court disagrees.
A "causal connection can be demonstrated by plaintiff `indirectly by showing that the protected activity was followed by adverse treatment in employment, or directly by evidence of retaliatory animus.'"
Here, Plaintiff produced evidence that the order to undergo a psychological evaluation came on the same day, indeed, within hours, as Plaintiff's statements to ADA McPartland. (Pl.'s 56.1 Counterstmt. ¶ 13.) Although there is no bright-line rule as to what exact temporal proximately is sufficient to create an inference that a causal connection exists, a period of mere hours is sufficient.
Defendants also assert that Plaintiff has not put forth sufficient evidence showing the SCPD knew what Plaintiff said to ADA McPartland. (Defs.' Br. at 11.) There is evidence, however, that individuals in the SCPD knew Plaintiff was speaking to ADA McPartland. In fact, Inspector Rios informed Plaintiff that he was to report to the District Attorney's office "forthwith." (Pl.'s 56.1 Counterstmt. ¶ 12.) Moreover, upon his return from the DA's office, Plaintiff spoke with Inspector Rios and received calls from Deputy Inspector Caldarelli and Chief Mango.
Defendants' motion for summary judgment with respect to Plaintiff's First Amendment retaliation claim is therefore DENIED.
Defendant moves to dismiss Plaintiff's Title VII gender discrimination claims, arguing that Plaintiff has failed to set forth a prima facie case. Specifically, Defendants argue that "the record is devoid of any evidence that Plaintiff was treated differently from women making allegations of sexual harassment." (Defs.' Br. at 14.) The Court disagrees.
Title VII prohibits discrimination "against any individual . . . because of such individual's race, color, religion, sex, or national origin." 42 U.S.C. § 2000e-2(a)(1). Courts analyze employment discrimination claims brought under the burden shifting framework set forth in the Supreme Court's decision in
Defendant does not dispute that the first, second, and third elements of Plaintiff's prima facie case are satisfied, but asserts that there is insufficient evidence supporting the third element—"an inference of discrimination." (See Defs.' Br. at 13.) In the Second Circuit, a plaintiff may raise an inference of gender discrimination by showing that the employer treated him "less favorably than similarly situated [female] employees."
Here, Plaintiff alleges that he complained to his superiors at SCPD on at least three separate occasions—by phone, in writing, and in person—about Salerno's sexually charged statements. (Pl.'s Dep. Tr. 26:4-35:18). Yet Plaintiff's superiors took no action and did not investigate his complaints. Conversely, when Salerno and Cosgrove complained that Plaintiff sexually harassed them, the SCPD did investigate their claims.
The Court finds that Plaintiff has raised a genuine issue of material fact with respect to his allegation that he was treated less favorably than similarly situated female employees who complained they were being sexually harassed. In
Here, Plaintiff complained to his superior about Salerno's sexually charged behavior on at least three occasions but his superiors ignored his complaints and refused to take any action. Conversely, after Salerno and Cosgrove claimed that they were sexually harassed by Plaintiff, their allegations were investigated. Defendants argue that Plaintiff, Salerno, and Cosgrove are not similarly situated because Salerno and Cosgrove both filed formal complaints alleging that they were sexually harassed with the SCPD's sexual harassment officer, but Plaintiff did not. (Pl.'s Opp. Br. at 14.) In fact, only Salerno filed a formal sexual harassment complaint. Cosgrove wrote in her retirement papers that she was leaving the police force because of Plaintiff's sexual harassment and her papers were forwarded to the sexual harassment office before being investigated. (July 2012 Order at 4; Pl.'s 56.1 Countersmt. ¶ 5; Defs.' Br. at 14.) Unlike the facts in
Defendants' motion for summary judgment with respect to Plaintiffs' discrimination claim is therefore DENIED.
Defendants argue that Plaintiff cannot make out a Title VII retaliation claim because Plaintiff was transferred from his post at the Police Liaison Bureau as a direct result of IAB's determination—following an investigation—that he engaged in misconduct. (Defs.' Br. at 15.) Defendants therefore claim the IAB's finding that Plaintiff engaged in misconduct was a legitimate nondiscriminatory reason for his reassignment. (Defs. Br. at 16.)
Title VII prohibits an employer from retaliating against an employee because she has engaged in protected activity, namely, "oppos[ing] any practice made an unlawful employment practice [under Title VII], or because [she] has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under [Title VII]." 42 U.S.C. § 2000e-3(a). "Under the first step of the
Plaintiff claims he engaged in two protected activities: (1) complaining to his superiors about Salerno's offensive conduct and (2) submitting a response to Salerno's allegations that he sexually harassed her. (Pl.'s Opp. Br. at 20.) As a consequence, Plaintiff claims that he was subjected to five separate adverse employment actions. Specifically, Plaintiff claims he was: (1) transferred to new positions within the SCPD, (2) investigated by the IAB, (3) issued disciplinary charges, (4) ordered to undergo a psychological evaluation, and (5) was refused a defense in a sexual harassment lawsuit brought against him. (Pl.'s Opp. Br. at 21.)
Defendants assert that the IAB's determination that he engaged in misconduct was a legitimate nondiscriminatory reason for Plaintiff's transfer to a different department. (Defs.' Br. at 16.) The Court agrees. It is undisputed that Plaintiff visited a message parlor when he should have been at work and his conduct was uncovered by the IAB. Absent evidence that the SCPD's reason for transferring plaintiff was pretextual, it was permissible to transfer Plaintiff as a result of his misconduct.
Plaintiff counters that Defendants claimed reason for the transfer was a pretext. Specifically, Plaintiff points to deposition testimony which purportedly demonstrates Plaintiff was transferred out of the Court Liaison Bureau because he engaged in protected activities—namely complaining about Salerno's conduct and responding to her sexual harassment allegations. (Pl.'s Opp. at 21.) Plaintiff specifically points to the following evidence: (1) the fact that Plaintiff was directed to remove the names of high ranking officials in the department from his response to Salerno's sexual harassment allegation; and (2) evidence that Shannon told Plaintiff "you have a good career going for you in the police department, don't sidetrack it or ruin it because of Salerno."
Nevertheless, Defendants did not address whether a causal connection exists between Plaintiff's protected activities and the other alleged adverse employment actions—(1) being investigated by the IAB, (2) the issuance of disciplinary charges, (3) being ordered to undergo a psychological evaluation, and (4) the SCPD's refusal to defend him in a sexual harassment lawsuit. The Court therefore DENIES the balance of Plaintiff's motion for summary judgment with respect to Plaintiff's retaliation claim.
Although "[l]ocal government bodies, . . . are considered `persons' within the meaning of § 1983, [ ] they cannot be held liable under this statute solely because of the discriminatory actions of one of their employees."
Plaintiff maintains that Police Commissioner Shannon and Deputy Police Commissioner Dormer were personally involved in the decision to impose the following adverse employment actions on Plaintiff: (1) transferring Plaintiff; (2) making the decision to investigate Plaintiff; (3) ordering him to attend psychological examination; and (4) issuing disciplinary charges against him. (Pl.'s Opp. Br. at 24.) Defendants do not dispute that Shannon and Dormer were personally involved in these decisions and do not dispute that they were "policymakers" under
Therefore, Defendants' motion for summary judgment with respect to Defendants' municipal liability argument is DENIED.
Defendants argue that the Individual Defendants named in this suit must be dismissed under the doctrine of qualified immunity. (Defs.' Br. at 20.) It is undisputed that Title VII claims cannot be brought against individual defendants.
For the foregoing reasons, Defendants' Motion for summary judgment at Docket Entry 40 is GRANTED IN PART and DENIED in part. Defendants' motion is GRANTED only in so far as the Court agrees that Plaintiff has not shown a causal connection between his transfer from the Court Liaison Bureau and Plaintiff's protected conduct for purposes of his Title VII retaliation claim. Defendants' motion for summary judgment is otherwise DENIED.
SO ORDERED.