ANN M. DONNELLY, District Judge.
David Robles, proceeding pro se, filed a habeas petition under 28 U.S.C. § 2254 challenging his state convictions for attempted murder in the first degree and related offenses, for which he was sentenced to an aggregate prison term of 40 years to life. In a Report and Recommendation dated September 9, 2011. Magistrate Judge James Orenstein recommended that the petition be denied. The Honorable Sandra Townes later adopted Judge Orenstein's Report and Recommendation in its entirety. (Report and Recommendations dated Sept. 9, 2011, Dkt. No. 35 ("R&R"), adopted by, Order dated Nov. 14, 2012, Dkt. No. 45).
At around 2 a.m. on March 3, 2003, two intruders repeatedly stabbed William Lavery and his brother in their third-floor Queens apartment.
In June of 2004, following a jury trial before Justice Evelyn Braun of New York Supreme Court, Queens County, Robles was convicted of attempted murder in the first degree and 16 related offenses. (Id. at 6; Dkt. No. 6-2 at 50, 193.
In June of 2009, Robles filed a habeas petition alleging 11 claims for relief. (Id. at 9, 10-11.) Among other things, he argued that his confession was involuntary and obtained in violation of his Miranda rights; that Lavery's identification of him was unduly suggestive and should have been suppressed; and that his trial counsel was ineffective for various reasons. (Id. at 9, 40, 61-62.) In his ineffectiveness claim, Robles targeted the performance of Kathleen Gallo, the attorney who represented him at trial. (Id. at 61-62.) Before Gallo began representing Robles, attorney Tejender Baines served as his counsel. (Petitioner's Rule 60(b) Motion dated Aug. 14, 2017, Dkt. No. 55 ("Pet. Mot."), at 2 ¶ 2.) At Robles' request, the trial judge discharged Baines in early April of 2003.
Judge Townes referred Robles' habeas petition to Magistrate Judge Orenstein for a report and recommendation. (Dkt. Entry dated 12/04/2009.) In September of 2011, Judge Orenstein issued a report in which he recommended that Robles' petition be denied. (R&R at 84.) In November of 2012, the Court adopted Judge Orenstein's report in its entirety and denied Robles' petition. (Dkt. No. 45.)
In July of 2012, Robles filed a second § 440.10 motion in state court, arguing for the first time that his first attorney—Baines—was ineffective because he did not inform him or Gallo that on March 19, 2003, the prosecution had made a pre-indictment plea offer that included a determinate sentence of 12 years. (Pet. Mot. at 1, 2, 17.) Robles learned about the offer on May 17, 2004 (the first day of trial), when an assistant district attorney mentioned the previous offer on the record. (Id. at 17, 54-55; Did. No. 6-2 at 50, 193.) By that point, the offer was off the table. (Pet. Mot. at 18, 55.)
Justice Braun held a hearing on Robles' second § 440.10 motion at which Robles, Baines, Gallo, the prosecuting assistant district attorney, and a supervising assistant district attorney testified. (Id. at 13 ¶ 11.) Robles testified that he would have taken the pre-indictment plea offer had he known about it. (Id. at 33-34, 73.)
In October of 2014, Justice Braun issued an 86-page decision denying Robles' § 440.10 motion. (Id. at 13, 41.) Although Robles has annexed only three pages of that decision to his motion (id. at 26-27.41), Justice Braun apparently concluded that Baines did not infirm Robles or Gallo about the pre-indictment plea offer, or put the offer on the record. (Id. at 13, 26-27.) As a result, she determined that Baines' performance fell below an objectively reasonable level and that Robles therefore satisfied Strickland's first prong for establishing a claim of ineffective assistance of counsel. (Id. at 2, 27)
In papers filed on August 27, 2015, Robles asked the Second Circuit for leave to file a successive habeas petition. (Dkt. No. 56-1.) He argued that he was denied effective assistance of counsel based on Baines' mishandling of the prosecution's pre-indictment plea offer. (Id. at 8.) On September 21, 2015, the Second Circuit denied the motion because Robles failed to satisfy the requirements of 28 U.S.C. § 2244(b). (Dkt. No. 54.)
Almost two years later, on August 25, 2017, Robles filed this motion under Rule 60(b) to "challenge and test the legality" of Justice's Braun's denial of his second § 440.10 motion, and "to have her judgment/decision overturned on facts of law." (Pet. Mot. at 3 ¶ 6.) Robles purports to proceed under subsections (3), (4), and (6) of Rule 60(b). (Id. at 2 3). These subsections, respectively, permit district judges to vacate judgments that are procured by "fraud" or are "void" or for "any other reason that justifies relief." Fed. R. Civ. P. 60(b)(3)-(4), (6).
Robles argues that Justice Braun's decision denying his second § 440.10 motion "is contrary to all state and federal standards set forth by the United States Supreme Court." (Pet. Mot. at 11.) In his view, these authorities dictate that "whenever there is a bona fide ineffective assistance of counsel, as in this instant case . . ., prejudice is automatically attached." (Id. (emphasis in original).) According to Robles, Justice Braun correctly concluded that Baines' performance was objectively unreasonable under Strickland's first prong, but erred in finding no prejudice under the second prong because he would have accepted the 12-year plea offer had he known about it. (Id. at 19.) Robles appears to believe that Justice Braun's decision was motivated at least in part by her personal animus against him. (Id. at 21-22.) His submission includes complaints that he has filed against the judge—including with the New York State Commission on Judicial Conduct—in which he accuses her of flouting state and federal law in her rulings against him. (Id. at 42-52.)
In September of 2017, New York's Attorney General opposed Robles' motion, arguing that it constitutes a successive habeas petition and warrants dismissal on that basis. (Declaration in Opposition to Petitioner's Motion Pursuant to FRCP 60(B) dated Sept. 14, 2017, Dkt. No. 56, ¶ 6.) Robles filed one reply declaration in October of 2017 and another in February of 2018. (Declaration in Opposition to the People's Opposition filed on Oct. 2,2017, Dkt. No. 57 ("Pct. First Reply"); Declaration in Support for Relief from Judgement filed on Feb. 1, 2018, Dkt. No. 59 ("Pet. Second Reply").) Given Robles' pro se status the Court considers both declarations and construes all of his submissions liberally, interpreting them to raise the strongest arguments that they suggest.
Federal Rule of Civil Procedure 60(b) provides that district courts may relieve parties from judgments and orders under specific circumstances. Though Rule 60(b) applies to habeas proceedings, a petitioner cannot use it "to avoid the restriction on second or successive habeas corpus petitions," and courts have "the obligation to characterize the request for relief properly, regardless of the label that the petitioner applies." Dent v. United States, No. 09-CV-1938 (BMC), 2013 WL 2302044, at *2 (E.D.N.Y. May 24, 2013); see also Fed. R. Civ. P. 81(a)(4)(A); Gonzalez v. Crosby, 545 U.S. 524, 529 (2005) ("Rule 60(b), like the rest of the Rules of Civil Procedure, applies in habeas corpus proceedings under 28 U.S.C. § 2254 only to the extent that it is not inconsistent with applicable federal statutory provisions and rules.") (internal alterations, quotation marks, and citations omitted).
"A Rule 60(b) motion has a `different objective[]' than a habeas petition." Carbone v. Cunningham, 857 F.Supp.2d 486, 488 (S.D.N.Y. 2012) (quoting Rodriguez v. Mitchell, 252 F.3d 191. 197 (2d Cir. 2001)). Specifically, habeas "petitions seek to invalidate an underlying criminal conviction [or sentence], whereas Rule 60(b) motions only seek to vacate a j udQment, such as a judgment dismissing a habeas petition." Ackridge v. Barkley, No. 06-CV-3891 (CS) (LMS), 2008 WL 4555251, at *5 (S.D.N.Y. Oct. 7, 2008); see also United States v. Christian Bros. Contracting Corp., 586 F. App'x 79. 80 (2d Cir. 2014). "A motion that `seeks to add a new ground for relief or that `attacks the federal court's previous resolution of a claim on the merits' can only be raised in a successive habeas petition, as compared to a motion identifying `some defect in the integrity of the federal habeas proceedings,' which may be considered on a Rule 60(b) motion." United States v. Spigehnan, No. 05-CR-960 (JPO), 2017 WL 2275022, at *3 (S.D.N.Y. May 24, 2017) (quoting Gonzalez, 545 U.S. at 532) (emphasis omitted). "A Rule 60(b) motion attacks the integrity of a habeas proceeding if it does not `assert, or reassert, claims of error in the movant's state conviction.'" Hamilton v. Lee, 188 F. Stipp. 3d 221, 239 (E.D.N.Y. 2016) (quoting Gonzalez, 545 U.S. at 531). Examples of proper Rule 60(b) motions include arguments that a court erroneously avoided deciding the merits of a claim for reasons such as "failure to exhaust, procedural default, or statute-of-limitations bar." Gonzalez, 545 U.S. at 532 n.4.
"Under the Antiterrorism and Effective Death Penalty Act (`AEDPA'), successive federal habeas petitions requesting relief from a conviction in state court must satisfy strict requirements before a district court can adjudicate them on the merits." Hamilton, 188 F. Supp. 3d at 239 (citing 28 U.S.C. § 2244(b)). Specifically, before a district court may even entertain a successive habeas petition, the Second Circuit must certify that the petition (1) does not raise a "claim that has already been adjudicated in a previous petition" and (2) that it "relies on either a new and retroactive rule of constitutional law or new facts showing a high probability of actual innocence." Gonzalez, 545 U.S. at 529-30 (citing 28 U.S.C. §§ 2244(b)(1)-(2)). "Absent authorization from the Second Circuit," district courts "lackll jurisdiction to consider a successive habeas petition." Sterling v. Kuhlman, No. 97-CV-2825 (RWS), 2006 WL 177404, at *2 (S.D.N.Y. Jan. 25, 2006) (citing Torres v. Senkowski, 316 F.3d 147, 149 (2d Cir. 2003)).
When presented with successive habeas petitions stylized as Rule 60(b) motions, the district court has "two procedural options: (i) the court may treat the Rule 60(b) motion as `a second or successive' habeas petition, in which case it should be transferred to [the Second Circuit] for possible certification, or (ii) the court may simply deny the portion of the motion attacking the underlying conviction `as beyond the scope of Rule 60(b).'" Harris v. United States, 367 F.3d 74, 82 (2d Cir. 2004) (quoting Gillen v. United States, 3 11 F.3d 529, 534 (2d Cir. 2002)). Of course, if the Second Circuit has already denied certification, any transfer to the Second Circuit for certification "would be futile." Persaud v. United States, No. 04-CV-2862 (CBA), 2010 WL 538823, at *3 (E.D.N.Y. Feb. 11, 2010).
Although Robles styles his application as a Rule 60(b) motion, it is in reality a successive habeas petition and must be denied as outside the scope of Rule 60(b). As a preliminary matter, in his initial motion papers, Robles appears to assume that Rule 60(b) allows district courts to vacate the orders and judgments of other courts. Thus, Robles asks this Court to vacate Justice Braun's order denying his second § 440.10 motion, arguing that her decision "was procured by fraud" because it "contradicts federal law" and that it "is void because [Justice] Braun abused her power" when issuing her ruling. (Pet. Mot. at 2-3 ¶¶ 3-5 (citing Fed. R. Civ. P. 60(b)(3)-(4)). Rule 60(b), however, allows a district court to vacate only its own orders and judgments, and only in the civil context. See Negron v. United States, 164 F. App'x 158, 158-59 (2d Cir. 2006) ("Federal Rules of Civil Procedure `govern the procedure in the United States district courts in all suits of a civil nature' . . . . Thus, Rule 60(b) cannot afford [petitioner] relief from his judgment of conviction in a criminal case.") (quoting Fed. R. Civ. P. 1): Ford v. Dept of Soc. Servs., No. 10-CV-3800 (RWS). 2011 WL 1458138, at *6 (S.D.N.Y. Mar. 22, 2011) ("Rule 60(h)(6) only `allows a district court to vacate its own final judgment') (quoting Socialist Republic of Romania v. Wildenstein & Co., 147 F.R.D. 62, 65 (S.D.N.Y. 1993)).
In his reply papers, Robles appears to realize his mistake, as he states that the "judgment sought to be vacated . . . is a judgment of this Court" presumably referring to the Court's November 2012 judgment denying his habeas petition. (Pet. Second Reply at 2.) In Robles' view, the Court would have ruled in his favor had it known about his ineffectiveness claim against Baines when deciding his habeas petition. (Id. (contending that the Court's November 2012 decision was "founded upon error not in the law, but rather an error of fact not appearing on the face of the record which was unknown at the time to the Court" and that the Court's judgment against him "would not have been entered had this fact been known").) At the same time, Robles asserts that his ineffectiveness claim against Baines is "not a new claim" because in his initial petition he had argued that he received ineffective assistance of counsel at the "`pretrial" phase of his case. (Pet. First Reply at 2 ¶ 6 (quoting R&R at 61).) He contends, though, that the Court did not address the claim's merits because it was not yet exhausted. (Id. at 3 ¶ 9 (stating that his "ineffective assistance" claim against Baines "was left untouched by Judge Orenstein because of its unexhausted nature").)
Although Robles' initial habeas petition asserted ineffective assistance of counsel on several grounds, they all involved Gallo, not Baines. His petition never mentioned Baines, or the 12-year pre-indictment plea offer that Baines allegedly mishandled. Because Robles did not argue that Baines was ineffective, the Court did not decline to review the claim's merits because Robles failed to exhaust the claim, but because the claim was not before the Court at all. A party's failure to raise a claim in a habeas proceeding does not call into doubt the proceeding's integrity. See Al Kassar v. United States, No. 13-CV-3541 (JSR), 2015 WL 1209663, at *2 (S.D.N.Y. Mar. 11, 2015) ("Petitioner does not challenge the validity of his previous habeas proceeding. Rather, his motion raises new claims, which were not raised [before] . . . . His claims are therefore `beyond the scope of Rule 60(b),' . . . and must be denied.") (quoting Gitten, 311 F.3d at 534). Thus, Robles' claim that Baines was ineffective is not an attack on the integrity of his habeas proceeding but on his state conviction. His motion is therefore outside Rule 60(b)'s scope and must be denied.
Finally, Robles' reliance on Buck v, Davis, U.S. 137 S.Ct. 759 (2017), is misplaced. (Pet. Second Reply at 3-4 ¶ 7.) The petitioner in Buck filed a cognizable Rule 60(b) motion, and the distinction between Rule 60(b) motions and a successive habeas petitions was not at issue in that case. See Davis v. New York, No. 07-CV-9265 (SHS), 2017 WL 5157458, at *2 (S.D.N.Y. Nov. 6, 2017) ("Because [petitioner's] motion is a second or successive habeas petition, he cannot rely on the line of recent U.S. Supreme Court decisions he cites, which address when relief from judgment is proper under Rule 60."); see also United States v. Short, 695 F. App'x 822, 823 (5th Cir. 2017) ("[Petitioner's] reliance on Buck v. Davis . . . is misplaced because that decision does not support his argument that the district court erred in determining that his Rule 60(b) motion was an unauthorized successive § 2255 motion."). Buck simply did not alter the rule that a "motion that `present[s] new claims for relief from [the underlying] judgment of conviction' or attempts to `add a new ground for relief is beyond the scope of Rule 60(b)." Albir Al-Khabbaz, 2017 WL 7693368, at *2 (quoting Gonzalez, 545 U.S. at 531-32).
Even if Robles' application were a genuine Rule 60(b) motion, the Court would deny it as untimely. Motions under Rule 60(b)(1)-(3) must be made "no more than a year after the entry of the judgment," whereas motions under Rule 60(b)(4)-(6) must be made "within a reasonable time." Fed. R. Civ. P. 60(c)(1). To decide whether a motion is filed "within a `reasonable time,' the Court `must scrutinize the particular circumstances of the case, and balance the interest in finality with the reasons for delay.'" Carbone, 857 F. Stipp. 2d at 488 (quoting PRC Harris, Inc. v. Boeing Co., 700 F.2d 894, 897 (2d Cir. 1983)).
The Court denied Robles' habeas petition on November 14, 2012, and the Clerk issued a final judgment the same day. (Dkt. Nos. 45, 46.) Robles did not file this motion until August 25, 2017—almost five years later and well beyond the one-year statutory period for motions under Rule 60(b)(1)-(3), and not a "reasonable time" to file a motion under Rule 60(b)(4)-(6). See, e.g., Kellogg v. Strack, 269 F.3d 100, 104 (2d Cir. 2001) (26 months "constitutes a patently unreasonable delay absent mitigating circumstances").
Nor is there any reason to exclude the time that his second § 440.10 motion and related appeals were pending in state court (July 2012 to May 2015) and when his motion to file a successive petition was pending in the Second Circuit (August to September 2015). (Supra at 3-5.) Robles has known about the 12-year pre-indictment plea offer since May of 2004. (Supra at 4.) Indeed, in a letter to Justice Braun before his sentencing in July of 2004, Robles argued (as he does here, more than a decade later) that he would have taken this offer had it been conveyed to him. (Pet. Mot. at 20.) Because Robles could have raised the issue on direct appeal or in his first § 440.10 motion, the pendency of proceedings between 201 2 and 2015 do not excuse the delay. Even if the Court were to overlook the time that passed during the pendency of these recent proceedings, however, approximately two years of delay would still go unexplained, which is beyond "a reasonable time."
For these reasons, Robles' motion is denied.