NICHOLAS G. GARAUFIS, District Judge.
Before the court are three applications by Defendant Mark Johnson for leave to file various documents submitted in conjunction with Defendant's forthcoming sentencing under seal or subject to redactions. First, Defendant requests permission to file redacted versions of sentencing letters submitted by eleven of Defendant's friends and former colleagues, all of whom are currently or were formerly employed in the financial industry. (Def. Mar. 9, 2018, Letter ("Mar. 9 Ltr.") (Dkt. 204).) In this application, Defendant also requests leave to file under seal a letter submitted by a teacher at Defendant's children's school. ad.) Second, Defendant seeks leave to file under seal twelve other letters that "contain sensitive information about [Defendant's] children that does not belong in the public domain." (Def. Mar. 14, 2018, Letter ("Mar. 14 Ltr.") (Dkt. 206) at 1.) Third, Defendant requests permission to file publicly redacted versions of his sentencing memorandum and the related declarations and exhibits. (Def. Mar. 25, 2018, Letter ("Mar. 25 Ltr.") (Dkt. 209).) The Government has not opposed these applications.
Defendant's applications are GRANTED IN PART and DENIED IN PART.
"Sentencing proceedings are presumed to be open to the public under the First Amendment's right of access to judicial proceedings and documents."
While a common-law right of access may be overcome by "balanc[ing] competing considerations against it," the First Amendment right of access can be overcome with "on the record findings . . . that closure is essential to preserve higher values and is narrowly tailored to serve that interest."
First, and as noted above, Defendant seeks leave to file versions of eleven letters submitted by people employed in the financial services industry (the "Writers") with the Writers' "names and other personal identifying information" redacted. (Mar. 9 Ltr.) Defendant claims that the Writers have "expressed concern with having their personal information in the public domain for fear of media exposure and/or potential repercussions in their workplace." (Mar. 9 Ltr.)
The court is not convinced that Defendant has met his burden for rebutting the presumption of public access to these letters, including the Writers' identities. Although the court is sensitive to the need for caution when publishing the personal information of third parties, concerns that typically animate the redaction of such information are not obviously present here.
While the Writers' identities are not sufficiently private in nature to overcome the presumption of public access, the court does agree that the Writers have greater privacy concerns regarding their contact information.
Accordingly, Defendant's request to redact personally identifying information about the Writers is only granted with respect to the Writers' contact information. In advance of the below deadline for compliance with this Memorandum and Opinion, counsel for Defendant may also submit a memorandum of law under seal explaining with particularity why the disclosure of the Writers' names poses a substantial risk of reputational injury or request to withdraw these eleven letters from the court's consideration of Defendant's sentence.
Defendant also seeks leave to file under seal one letter written by a teacher at Defendant's children's school, as well as twelve letters containing personal information about Defendant's children. (Mar. 9 Ltr.; Mar. 14 Ltr.) Defendant states that, under the policy of the school where she works, the teacher "cannot file her letter containing sensitive information about the children in the public domain." (Mar. 9 Ltr.) As to the other letters, Defendant claims that they contain "sensitive information about the children that does not belong in the public domain." (Mar. 14 Ltr.)
Courts generally find that the presumption of public access does not compel disclosure of the names of minor children. See
Accordingly, counsel for Defendant shall file public versions of the thirteen letters for which redaction is sought with all references to the children (including names and any other personally identifiable information) redacted and the identities of the authors withheld as requested.
Finally, Defendant seeks leave to file publicly redacted versions of his sentencing memorandum, the attached declarations, and annexed exhibits because they contain (1) highly personal and sensitive information about Defendant's children, (2) material subject to the protective order issued by the court on September 1, 2016, and (3) Defendant's confidential termination agreement with HSBC. (Mar. 25 Ltr.)
The court grants Defendant's request, with one modification. While the court agrees redaction of "highly personal and sensitive information" about Defendant's family is proper, the request to redact all "highly personal and sensitive information" about Defendant himself is too broad.
Accordingly, the court grants Defendant leave to file publicly redacted versions of the sentencing documents insofar as they refer to (1) highly personal and sensitive information about Defendant's children and other family affairs, (2) material subject to the protective order issued by the court on September 1, 2016, and (3) Defendant's confidential termination agreement with HSBC. If Defendant believes that further redactions are necessary, he must submit such a request in advance of the below deadline for public disclosure of the sentencing documents.
Defendant's Applications to Redact and File Under Seal Certain Documents (Dkts. 204, 206, 209) are GRANTED IN PART and DENIED IN PART. Defendant is DIRECTED to file versions of these documents on the public docket for this case consistent with the foregoing. The court STAYS this order until April 4, 2018, at 5:00 P.M. so that any party that wishes to appeal on the basis that further sealing is appropriate may seek a lengthier stay from the United States Court of Appeals for the Second Circuit.
SO ORDERED.