Pamela K. Chen, United States District Judge.
Plaintiff Tyrieke Chandler ("Plaintiff" or "Chandler") brings this matter alleging that Defendants Janssen Pharmaceuticals, Inc., Johnson & Johnson, and Janssen Research & Development, LLC (collectively "Defendants"), the manufacturers of antipsychotic prescription drug Risperdal®, failed to warn Plaintiff of the injurious side effects of the drug, including gynecomastia, a medical condition that causes the enlargement of breast tissue. The parties allege jurisdiction under 28 U.S.C. §§ 1332, 1441, and 1446 because the parties are of diverse citizenship and the amount in controversy exceeds $75,000. Before the Court is Defendants' motion for summary judgment. For the reasons set forth herein, the Court grants Defendants' motion for summary judgment in its entirety and all claims against Defendants are dismissed.
Risperdal®
(Id. at ¶ 3 (emphasis in original).) The 1993 Label also stated that the "safety and effectiveness [of Risperdal] in children have not been established." (Id. at ¶ 4.)
Risperdal was first approved for pediatric use — for irritability associated with autistic disorder — on October 6, 2006. (Id. at ¶ 5.) A subsection entitled "Pediatric Use" was added to the "PRECAUTIONS" section of Risperdal's label at that time. It states, in relevant part:
(Id. (emphasis in original).)
In 2007, the label was changed, and the "WARNINGS" and "PRECAUTIONS" sections were merged. The label included the following language:
WARNINGS AND PRECAUTIONS
(Risperdal Label 2007, Dkt. 52-18, at 1, 12.) The 2007 label contained the same information as the 2006 label about the clinical trial of 1885 children and adolescents, and the gynecomastia incidence rate of 2.3%. (Id. at 33.)
Plaintiff was born in 1996. (Defs'. 56.1 at ¶ 6.) Plaintiff has a long history of psychological issues that began when he was six years old. (Id. at ¶ 8.) In June 2002, the Administration for Children's Services ("ACS") removed Plaintiff from his mother's home when his infant brother tested positive for marijuana at birth. (Id. at ¶ 9.) Plaintiff was housed in seven different foster homes over the next month and showed aggressive behavior toward adults and other children during this period. (Id. at ¶ 10.) In August 2002, Plaintiff was brought to the emergency room at Lincoln Medical and Mental Health Center ("Lincoln") because he was showing "uncontrollable behavior" toward his foster mother. (Id. at ¶ 11.) Plaintiff was released to the care of a new foster mother, but returned to Lincoln two days later for behavioral issues. (Id. at ¶¶ 15-16.) A subsequent psychiatric consultation diagnosed Plaintiff with Attention Deficit Hyperactive Disorder ("ADHD") and Depressive Disorder, and indicated that he "poses a danger to self and others." (Id. at ¶ 19.) Plaintiff was taking Adderall XR and Zoloft at the time. (Id. at ¶ 20.)
In February 2003, Plaintiff was hospitalized at St. Vincent's Hospital for a week after becoming "physically aggressive at school." (Id. at ¶ 22.) Plaintiff was diagnosed with ADHD and Oppositional Defiant Disorder. (Id. at ¶ 23.) Plaintiff's doctor discontinued Zoloft, decreased Plaintiff's Adderall dosage, and prescribed Risperdal. (Id. at ¶ 24.) A few months later, in August 2003, Plaintiff was brought to New York Foundling Hospital, where he was placed on Adderall 20 mg and Risperdal 0.75 mg, which was soon thereafter increased to 1.5 mg. (Id. at ¶¶ 26-27.) In September 2003, Plaintiff's social worker noted that Plaintiff had "made a significant improvement in symptoms of hyperactivity, impulsivity and attention span" and noted his "positive response to the combination of psychotropic medication and routine, structure and consistent limit setting." (Id. at ¶ 28.) One of Plaintiff's doctors, Fatima Taylor, recommended that Plaintiff be placed in a residential treatment center and continue on psychotropic medications. (Id. at ¶ 30.)
In October 2003, Plaintiff was placed in The Children's Village in Dobbs Ferry. (Id. at ¶ 31.) The psychiatrists at Children's village continued prescribing Plaintiff Adderall and Risperdal. (Id. at ¶ 32.) In April 2004, Children's Village psychiatrist Dr. Mary Lincoln noted that Plaintiff was prescribed Adderall 30 mg and Risperdal 2 mg to treat his symptoms of ADHD and aggression. (Id. at ¶ 33.) Dr. Lincoln noted that Plaintiff's issues seemed to worsen in the absence of regular contact with his mother, and diagnosed Plaintiff with ADHD and Oppositional Defiant Disorder. (Id. at ¶¶ 33-34.) Between August and October 2004, Plaintiff's aggression appeared to decline, so Plaintiff's doctor decreased Plaintiff's Risperdal dose to 0.5 mg. (Id. at ¶¶ 35-36.) But, in November 2004, Plaintiff's behavior deteriorated; his therapist noted that his behavior was "explosive and unsafe." (Id. at ¶ 38.) In December 2004, Plaintiff was admitted to the Crisis Residence section of Children's Village for behavioral issues at a Thanksgiving dinner after he learned he could not visit his birth mother. (Id. at ¶ 39.) Progress notes from February 2005 state that Plaintiff's non-compliance with his medication was "associated w[ith] dramatic behavioral deterioration" and that Plaintiff's grandmother stated that Plaintiff "kicked her and threw [a] tantrum" on his last home visit. (Id. at ¶ 40.) Less than a year later, in January 2006, Plaintiff's grandmother stated that on a recent home visit, Plaintiff threw chairs, took the hinges off a door, grabbed her by the collar, and threatened to break her glasses. (Id. at ¶ 41.) Children's Village
Dr. Robert Miller, a child psychiatrist at Children's Village, treated Plaintiff between July 2005 and September 2008. (Id. at ¶ 44.) In November 2006, Dr. Miller observed that Plaintiff's general level of aggression might be increasing. (Id. at ¶ 45.) Dr. Miller continued Plaintiff's maintenance medications of Risperdal 2 mg and Adderall 30 mg. (Id. at ¶ 46.) In February 2007, Plaintiff was admitted again to the Crisis Residence at Children's Village after learning that he might not be able to leave Children's Village in the custody of his grandmother. (Id. at ¶ 48.) Dr. Miller diagnosed Plaintiff with an adjustment disorder and when his symptoms did not improve, he was hospitalized on March 8, 2007 "for safety concerns." (Id. at ¶¶ 49-50.) While hospitalized, Plaintiff's Risperdal was increased to 4 mg daily and he was also prescribed Prozac 20 mg. (Id. at ¶ 51.) Plaintiff's condition improved briefly in April 2007. (Id. at ¶ 52.) But, in June 2007, Plaintiff was again placed in the Crisis Residence for "aggressive behavior." (Id. at ¶ 53.) Dr. Miller continued Risperdal at 4 mg daily, along with Adderall 30 mg and Prozac 20 mg. (Id. at ¶ 55.)
In July 2007, Plaintiff was hospitalized at Stony Lodge Hospital for a month. (Id. at ¶ 56.). Dr. Miller noted Plaintiff's new medication of Zoloft 100 mg, and continued prescribing Risperdal 4 mg and Adderall 30 mg. (Id.) In March 2008, Dr. Miller reduced Plaintiff's Risperdal dose from 4 mg to 3 mg. (Id. at ¶ 65.) In July 2008, Dr. Miller noted that Plaintiff was doing well, but did not want to lower his medication in view of his upcoming discharge into the care of his grandmother. (Id. at ¶ 66.) That same month, Plaintiff's prolactin levels were measured and found to be 23.3 ng/mL, within normal range for a child. (Id. at ¶ 119.)
In October 2008, Plaintiff was discharged from Children's Village into the care of his grandmother. (Id. at ¶ 67.) His medications at that time were Adderall 30 mg; Risperdal 3 mg; and Zoloft 100 mg. (Id. at ¶ 68.)
On June 12, 2009, Plaintiff saw psychiatrist Dr. Robert Neal. (Id. at ¶ 102.) Plaintiff complained of enlarged breasts. Dr. Neal asked Plaintiff to lift his shirt and documented the breast enlargement. (Id. at ¶ 103.) Dr. Neal noted that Plaintiff "continues to have disabling psychiatric signs and symptoms," and recommended that Plaintiff discontinue Risperdal, which he observed was "probably responsible for the breast enlargement." (Id. at ¶ 105.) Dr. Neal also recommended Plaintiff discontinue Zoloft, but continue taking Adderall. Dr. Neal noted that he had been aware of the correlation between Risperidone and breast enlargement for several years prior to June 2009. (Id. at ¶ 100.) In August of 2009, after Plaintiff had stopped taking Risperdal, his prolactin levels were measured for a second time and were found to be 6.75 ng/mL, within normal range. (Id. at ¶ 120.)
Plaintiff continued to see other doctors throughout 2009 and 2010. In December 2009, Dr. Rhonda Cambridge Phillip noted that Plaintiff was taking a new antipsychotic medication, Haldol, which could be contributing to his gynecomastia. (Id. at ¶ 109.) In April 2010, Dr. Amish Nishawala stated that Plaintiff had stopped taking Haldol because of its "potential effect on his gynecomastia," but that his behavior had worsened. (Id. at ¶ 111.) In December 2011, Plaintiff was hospitalized at Kings County Hospital after his grandmother reported that he had been violent at home. (Id. at ¶ 112.) In January 2012, Dr. Neal reduced the prescribed amount of Seroquel, yet another antipsychotic, and added
In February 2012, Plaintiff complained to Dr. Neal again about his enlarged breasts. (Id. at ¶ 114.) Dr. Neal diagnosed Plaintiff with bipolar disorder and mania, and increased Plaintiff's lithium dose while maintaining his Seroquel and Depakote. (Id. at ¶ 115.) In March 2012, Dr. Neal saw Plaintiff for the last time and noted that Plaintiff complained that his breasts continued to enlarge. (Id. at ¶ 116.) On May 7, 2012, Plaintiff's prolactin levels were tested for a third time and found to be 8.0 ng/mL, within normal range for a boy his age. (Id. at ¶ 121.) In September 2012, Plaintiff ceased taking any medication due to pancreatitis, which his physicians associated with lithium and Depakote. (Id. at ¶ 118.)
In April 2014, Plaintiff underwent bilateral mastectomies to remove his enlarged breast tissue at Mount Sinai Hospital. (Plaintiff's Rule 56.1 Statement ("Pl's. 56.1"), Dkt. 53, at ¶ 124.)
Plaintiff filed his complaint in this action on March 30, 2015 in Kings County Supreme Court. (Dkt. 1.) On May 28, 2015, Defendants removed this case to federal court based on diversity jurisdiction under 28 U.S.C. §§ 1332, 1441, and 1446. (Dkt. 1.) On June 24, 2015, Plaintiff filed an amended complaint. (Dkt. 11.) Defendants answered the amended complaint on July 1, 2015. (Dkt. 12.) The parties completed discovery on July 7, 2017. Defendants' motion for summary judgment was fully briefed on December 18, 2017. (Dkts. 46, 49.) At Defendants' request (Dkt. 51), the Court held oral argument on the motion for summary judgment on June 11, 2018.
"Summary judgment is appropriate where there are no genuine disputes concerning any material facts, and where the moving party is entitled to judgment as a matter of law." Summa v. Hofstra Univ., 708 F.3d 115, 123 (2d Cir. 2013) (quoting Weinstein v. Albright, 261 F.3d 127, 132 (2d Cir. 2001)); see also Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). "Material" facts are facts that "might affect the outcome of the suit under the governing law." Anderson, 477 U.S. at 248, 106 S.Ct. 2505. A "genuine" dispute exists "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Id. "The moving party bears the burden of establishing the absence of any genuine issue of material fact." Zalaski v. City of Bridgeport Police Dep't, 613 F.3d 336, 340 (2d Cir. 2010) (citing Celotex Corp., 477 U.S. at 322, 106 S.Ct. 2548). Once a defendant has met his initial burden, the plaintiff must "designate specific facts showing that there is a genuine issue for trial." Celotex Corp., 477 U.S. at 324, 106 S.Ct. 2548 (internal quotation marks omitted). In determining whether there are genuine disputes of material fact, the court must "resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought." Terry v. Ashcroft, 336 F.3d 128, 137 (2d Cir. 2003) (citation and internal quotation marks omitted). "Summary judgment is appropriate only `[w]here the record taken as a whole could not lead a rational trier of fact to find for the non-moving party.'" Donnelly v. Greenburgh Cent. Sch. Dist. No. 7, 691 F.3d 134, 141 (2d Cir. 2012) (alterations in original) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986)).
"Under New York law, a pharmaceutical manufacturer has a duty `to warn of all potential dangers in its prescription drugs that it knew, or, in the exercise of reasonable care, should have known to exist.'" DiBartolo v. Abbott Labs., 914 F.Supp.2d 601, 611 (S.D.N.Y. 2012) (quoting Martin v. Hacker, 83 N.Y.2d 1, 8, 607 N.Y.S.2d 598, 628 N.E.2d 1308 (1993)). The manufacturer's duty to warn "is fulfilled by giving adequate warning through the prescribing physician, not directly to the patient." Abrams v. Bute, 27 N.Y.S.3d 58, 65, 138 A.D.3d 179 (2016) (citations omitted); Dibartolo, 914 F.Supp.2d at 611 ("The New York Court of Appeals has adopted the Informed Intermediary Doctrine ... also known as the `Learned Intermediary Doctrine,' which provides that a drug manufacturer's duty is to warn the treating physician, not the patient."). Pursuant to the "Learned Intermediary Doctrine," "a manufacturer's duty is to warn only of those dangers it knows of or are reasonably foreseeable." Davids v. Novartis Pharm. Corp., 857 F.Supp.2d 267, 286 (E.D.N.Y. 2012).
A prescription medicine warning is adequate as a matter of law "if it provides specific detailed information on the risks of the drug." Martin, 83 N.Y.2d at 10, 607 N.Y.S.2d 598, 628 N.E.2d 1308. Specifically, "prescription medicine warnings are adequate when ... information regarding `the precise malady incurred' was communicated in the prescribing information." Alston v. Caraco Pharm., Inc., 670 F.Supp.2d 279, 284 (S.D.N.Y. 2009) (citation omitted). In making this determination, the Court should consider factors including "whether the warning is accurate, clear, consistent on its face, and whether it portrays with sufficient intensity the risk involved in taking the drug." Martin, 83 N.Y.2d at 10, 607 N.Y.S.2d 598, 628 N.E.2d 1308. A warning is accurate if it is "correct, fully descriptive and complete, and ... convey[s] updated information as to all of the drug's known side effects." Id. at 11, 607 N.Y.S.2d 598, 628 N.E.2d 1308 (citation omitted). It is clear if it is "direct, unequivocal and sufficiently forceful to convey the risk." Id.
Courts must evaluate the entire warning, as any vagueness that appears from reading individual sentences in isolation "may be overcome if, when read as a whole, the warning conveys a meaning as to the consequences that is unmistakable." Id. at 12, 607 N.Y.S.2d 598, 628 N.E.2d 1308. An otherwise clear warning "may be obscured by inconsistencies or contradictory statements made in different sections of the package insert regarding the same side effect or from language in a later section that dilutes the intensity of a caveat made in an earlier section." Id. at 11, 607 N.Y.S.2d 598, 628 N.E.2d 1308. Ordinarily, the adequacy of a warning is a question of fact left to the jury, unless the warning so clearly and accurately conveys the risk of the complained-about injury that reasonable persons could not disagree as to the adequacy of that label. See Bukowski v. CooperVision, Inc., 185 A.D.2d 31, 592 N.Y.S.2d 807, 808 (3d Dep't 1993).
To state a prima facie claim for failure to warn, "[a] plaintiff must demonstrate [1] that the warning was inadequate and [2] that the failure to adequately warn of the dangers of the drug was a proximate cause of his or her injuries." DiBartolo, 914 F.Supp.2d at 611-12 (quoting Glucksman
Plaintiff's failure to warn claim alleges that Risperdal's labels, both before and after October 2006, the time at which Risperdal was approved for pediatric use, were inadequate because they insufficiently described the incidence rate of gynecomastia. Plaintiff, who began taking Risperdal in 2003 and began developing breasts in 2005, asserts that prior to October 2006, Defendants never issued a warning that Risperdal was for adult use only and attempted to "`downplay' the real risk associated with the drug." (Pl. Opp'n Mot., Dkt. 52, at 35.) Plaintiff argues it was not enough for Defendants to "generally" warn of the risks of gynecomastia and elevated prolactin levels on the label, because the drug was "illegally marketed" to children prior to 2006. (Id.) Further, Defendants allege, the drug's label did not contain any mention of gynecomastia, hyperprolactinemia, and/or precocious puberty under the "WARNINGS" or "ADVERSE REACTIONS" sections of the label. (Id. at 8, 35.) Plaintiff claims that a drug company cannot provide an adequate warning by mentioning a significant risk "in passing." (Id.)
Regarding Risperdal's post-October 2006 label, Plaintiff claims that Defendants omitted specific and important risk information and failed to timely update the information on the label when it had knowledge of the risks. (Id. at 34.) In particular, Plaintiff cites two studies showing that gynecomastia incidence rates were between two and five times higher than the rate of 2.3% listed on Risperdal's post-October 2006 label. One study allegedly showed that gynecomastia incidence rates were 4.8% in children and adolescents, while the other study allegedly concluded that the rate was closer to 12.5%. (Id. at 36.) Plaintiff argues that these rates were significantly higher than what Dr. Miller, Plaintiff's prescribing physician, thought they were at time, and that had Dr. Miller been advised by Defendants of the higher rates, he would have changed his prescribing decisions. (Id.)
In their summary judgment motion, Defendants argue that Plaintiff has not produced admissible evidence demonstrating that the warning on Risperdal's label was inadequate, which is fatal to his failure to warn claim. (Def. Mot. S.J., Dkt. 46-1, at 20.) Defendants note that since Risperdal's approval by the FDA in 1993, the risk of gynecomastia, in fact, has been communicated to physicians in the "PRECAUTIONS" section of the label. (Id. at 8.) Defendants argue that the only "evidence" Plaintiff offers to support his claim that the label did not adequately warn of the risk of gynecomastia are the two clinical studies that Plaintiff contends show a higher incidence of gynecomastia — a contention that is inadmissible without expert testimony. (Defs'. Reply, Dkt 49, at 9-10.) Defendants dispute Plaintiff's characterization and "cherry pick[ing]" of these studies, noting that the two were part of a group of eighteen clinical studies on the side effects of Risperdal that were considered by Defendants and the FDA when determining the appropriate incidence rate of gynecomastia to include on Risperdal's label. (Id.)
As an initial consideration, the Learned Intermediary Doctrine as applied in this case precludes Plaintiff from recovering for any injuries sustained from the use of Risperdal unless he can show that the warnings were inadequate as to his prescribing physicians. Davids, 857 F.Supp.2d at 286. Plaintiff has offered Risperdal's FDA-approved labels as evidence of warnings provided to physicians contemporaneous with or predating Plaintiff's
The Court finds that Plaintiff cannot prove that Risperdal's 2002, 2006, and 2007 labels were inadequate. Gynecomastia is identified in the 2002 Risperdal label. (Defs'. Rule 56.1, at ¶ 3.) The 2002 label, which was in effect at the time Plaintiff began taking Risperdal in 2003, included a detailed list of possible side effects — including gynecomastia, galactorrhea, and hyperprolactinemia, among others — under the "PRECAUTIONS" section of the label. (Id.) The FDA-approved label for Risperdal warns about the risk of gynecomastia and further explains that such conditions have been reported with prolactin-elevating compounds. See Alston, 670 F.Supp.2d at 284 ("[P]rescription medicine warnings are adequate when, as here, information regarding `the precise malady incurred' was communicated in the prescribing information.") (quoting Wolfgruber v. Upjohn Co., 72 A.D.2d 59, 423 N.Y.S.2d 95, 96-97 (4th Dep't. 1979)). Indeed, Plaintiff's prescribers, along with the larger medical community at Children's Village, were always aware of the possible risk of gynecomastia. (Pl's. 56.1, at ¶¶ 82, 86, 100; Deposition of Dr. Robert Miller ("Robert Miller Dep."), Dkt. 46-9, at 23:17-24:9 (Dr. Miller was aware that Risperdal could cause gynecomastia before the onset of Plaintiff's breast enlargement).) Thus, because the 2002 label warned that the product could cause gynecomastia, it satisfied Defendants' duty to provide adequate warnings to treating physicians regarding a possible risk of the product. Fane v. Zimmer, 927 F.2d 124, 129 (2d Cir. 1991) (finding drug manufacturer "absolved from liability as a matter of law" where it provided plaintiff's physician with "specific detailed information on the risks of the [product]"); Stahl v. Novartis Pharmaceuticals Corp., 283 F.3d 254, 266 (5th Cir. 2002) ("[A[ drug warning is adequate as a matter of law if it clearly and unambiguously notifies the prescribing physician of the particular adverse reaction that forms the basis of the plaintiff's complaint."); Sita v. Danek Medical, Inc., 43 F.Supp.2d 245, 260 (E.D.N.Y.1999) (granting summary judgment because defendant warned physician "against the precise usage and injuries in question").
To the extent Plaintiff argues that the 2002 label was inadequate because it did not include information about the 2.3% incidence rate of gynecomastia, even though Defendants were allegedly marketing Risperdal "illegally", i.e., pre-indication for children, to children,
With respect to Risperdal's 2006 and 2007 labels, which warned of a 2.3% incidence rate of gynecomastia, Plaintiff has not produced admissible evidence that these warnings were inadequate. As a general matter, expert testimony is required when the factual content of the underlying issues is not found within common knowledge and experience of laypersons. Fane, 927 F.2d at 131-32 (affirming the trial court's directed verdict for the defendant in a product liability case because, absent expert medical testimony on the issue of causation, the plaintiffs could not prove the elements of strict liability or negligence). Even though a "jury does not need expert testimony to find a label inadequate," Billiar v. Minnesota Min. and Mfg. Co., 623 F.2d 240, 247 (2d Cir. 1980), courts routinely have held that conclusory opinions from counsel or experts are not enough to create a genuine issue of material fact in a failure to warn claim, see e.g., Browning v. Wyeth, Inc., 38 A.D.3d 1177, 831 N.Y.S.2d 804, 804 (2007) (affirming summary judgment in drug manufacturer's favor and holding that the warning "portrayed with `sufficient intensity' the risks involved in taking the drugs" and that "the conclusory opinion of plaintiff's expert was insufficient to raise an issue of fact.").
Plaintiff argues that Defendants should have changed the Risperdal label — which the Court construes for purposes of Plaintiff's claim as referring to the 2002, 2006, and 2007 labels — as developing research on Risperdal indicated that the drug caused gynecomastia at a higher rate of incidence than 2.3%. Plaintiff offers two studies that allegedly show incidence rates
The Court finds that this issue should not be left to a jury. Neither the Court nor a lay jury is capable of assessing the credibility of the two studies, synthesizing the results of the studies (which do not plainly identify any of the proposed warnings), or comparing the results of these studies with other studies that came to contrary conclusions. The Court is also in no position to second-guess the FDA-approved label that lists the 2.3% incidence rate of gynecomastia. The FDA, staffed by medical experts, "frequently takes years to carefully consider the evidence gleaned from multiple studies and reports before approving the form of a final warning." Montagnon, 584 F.Supp.2d at 463. Even if expert testimony were not required as a matter of law, the Court finds that no jury of laypersons, on the basis of only two studies, which have not been interpreted by expert testimony, could reasonably decide that Defendants should have rewritten their warnings at some point before 2007. See Gold v. Dalkon Shield Claimants Trust, No. B-82-383 (EBB), 1998 WL 351456 at *3 (D.Conn. Jun. 15, 1998) (granting summary judgment where no expert testimony was offered to prove that a birth control device malfunctioned and holding that "[m]edical evidence relating to causes of injury to the human body is not normally considered to
In sum, Plaintiff has failed to demonstrate a material issue of fact in dispute as to whether the 2002, 2006, and 2007 Risperdal labels adequately conveyed the risk of gynecomastia to prescribing medical professionals. Indeed, the undisputed evidence demonstrates that these labels warned of the "precise malady" that Plaintiff "incurred".
Even if the warning on the Risperdal label was somehow lacking, Plaintiff must also show that Defendants' failure to provide a sufficient warning to Plaintiff's prescribing physicians was the proximate cause of his injury. Figueroa v. Bos. Sci. Corp., 254 F.Supp.2d 361, 370 (S.D.N.Y. 2003). In asserting a failure to warn claim, a plaintiff must prove both general causation and specific causation. Ruggiero v. Warner-Lambert Co., 424 F.3d 249, 252 n.1 (2d Cir. 2005). General causation "bears on whether the type of injury at issue can be caused or exacerbated by the defendant's product," while specific causation addresses "whether, in the particular instance, the injury actually was caused or exacerbated by the defendant's product." Id. Further, proof of general causation is a "necessary predicate for that of specific causation — if there is no evidence that a product is capable of causing the kind of harm claimed, then there is no basis to accept evidence that the product in fact did so in a specific case." In re Rezulin Products Liability Litigation, 441 F.Supp.2d 567, 575 (S.D.N.Y. 2006).
When a case rests on complex medical issues, the plaintiff must introduce evidence, including expert medical testimony, establishing causation. Fane, 927 F.2d at 131. Plaintiff's expert, Dr. Bradley Miller,
Under New York's proximate cause standard, a defendant in a failure to warn case is entitled to summary judgment if the evidence establishes "that any given warning would have been futile — [1] either because any such warnings would not have been heeded or [2] because the injury would have occurred, regardless of the given warnings." Bee v. Novartis Pharms. Corp., 18 F.Supp.3d 268, 284 (E.D.N.Y. 2014). On the first prong, "a plaintiff must demonstrate that had a different, more accurate warning[] been given, his physician would not have prescribed
Here, there is no evidence that had Defendants given a "different, more accurate warning" for Risperdal, Plaintiff's physicians would not have prescribed the drug in the same manner. Drs. Miller and Neal testified that they had knowledge of the side-effects of Risperdal, including gynecomastia, both before and during the time that they prescribed the drug. Dr. Neal testified that he was aware of the "possible correlation" between Risperdal and gynecomastia for "[a]t least a couple of years" prior to June 2009. (Deposition of Dr. Robert Neal ("Neal Dep."), Dkt. 46-16, at 26:13-27:3.) Dr. Neal stated that he was not sure he would have changed his decision even if he knew the risk was higher. Rather, he would have done a "risk/benefit analysis and considered [gynecomastia] as a potential risk and weighed it against the potential benefits of keeping [Plaintiff] on the medicine." (Id. at 30:17-31:2.) Dr. Miller similarly stated that he knew of the effects of Risperdal "[p]robably since shortly after it came out" and that his "knowledge of the association between Risperdal and gynecomastia" had not changed over time. (Robert Miller Dep., at 23:18-24:9.) Dr. Miller, however, testified that he did not learn of the risk of gynecomastia from Risperdal's label and thought that the risk was less than 1% ten years after the label was changed to reflect a possible 2.3% risk. (Id. at 111:19-112:23.) Dr. Miller did not read the warnings on any of Risperdal's labels, but rather was aware of the risks and benefits of Risperdal from his education, medical training, and clinical experience. (Id.)
Furthermore, despite knowing of the risk of gynecomastia associated with Risperdal, Dr. Miller did not inform Plaintiff of that risk. In his deposition, Dr. Miller testified:
(Id. at 116:23-117:17.)
Both Dr. Miller's failure to read Risperdal label and advise Plaintiff of this potential adverse effect, despite knowing of it, constitutes an intervening cause severing the causal connection between Defendants' alleged failure to warn and Plaintiff's injury. Ohuche v. Merck & Co., 903 F.Supp.2d 143, 151-52 (S.D.N.Y. 2012) (finding that manufacturer's alleged failure to adequately disclose risks of drug Zostavax was not
Nonetheless, Plaintiff argues that even though Dr. Miller did not read the warning labels, he would have changed the way he prescribed the drug if he knew that the incidence rates of gynecomastia were much higher than he previously thought.
Lastly, the fact that Plaintiff's guardian, according to her affirmation, would not have consented to the Risperdal prescription had Dr. Miller advised her of the risk of gynecomastia is irrelevant to Plaintiff's claims against Defendants. See Salva v. Blum, 277 A.D.2d 985, 716 N.Y.S.2d 527, 528 (4th Dep't 2000) ("Lack of informed consent is not a theory of liability upon which an injured person may sue the manufacturer of a defective product."). A failure to obtain informed consent might be a viable theory of liability against the physician or the hospital where the operation was performed. However, neither Dr. Miller nor Children's Village is a party to this lawsuit.
In sum, Plaintiff cannot establish specific causation and, on this basis alone, Defendants are entitled to summary judgment.
For the reasons stated herein, Defendants' motion for summary judgment is granted, and all claims against Defendants are dismissed.
SO ORDERED.