LaSHANN DeARCY HALL, United States District Judge:
Plaintiff Todd Banks, individually and on behalf of a putative class, brings the instant action against Defendant Pro Custom Solar LLC, d/b/a Momentum Solar ("Momentum Solar"), alleging that Defendant violated the Telephone Consumer Protection Act, 47 U.S.C. § 227 (the "TCPA" or the "Act") and New York General Business Law § 399-p ("NYGBL") by initiating or authorizing two "robocalls" to Plaintiff's residential telephone number without Plaintiff's consent. Defendant moves pursuant to Federal Rule of Civil Procedure 12(b)(6) to dismiss the amended complaint.
Plaintiff received unsolicited calls on December 29, 2016, and January 12, 2017 (collectively the "Calls"), to his residential telephone line. (Am. Compl. ¶¶ 12, 26, ECF No. 15.) When Plaintiff answered the Calls, a prerecorded voice, which identified itself as Steven with Home Solar Solutions, asked a series of questions regarding home ownership and energy costs. (Id. ¶¶ 13, 27.) At the conclusion of each recording, the Calls were transferred to a live representative from Advanced Energy Solutions who informed Plaintiff that the Calls "had been made in order to promote goods and services of [Defendant]." (Id. ¶¶ 14, 15, 28, 29.)
Subsequently, Plaintiff "engaged in research," which included making three calls on January 10, 2017. (Id. ¶¶ 17, 18, 21, 23.) Plaintiff first called Sunnova Energy Corporation ("Sunnova"), a company he believed to be affiliated with Defendant. (Id. ¶¶ 17, 18.) A Sunnova representative confirmed Plaintiff's belief that the companies were affiliated, stating that Sunnova works with Momentum Solar. (Id. ¶ 19.) The representative also stated that Sunnova uses
To withstand a Rule 12(b)(6) motion to dismiss, a complaint "must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). A claim is facially plausible when the alleged facts allow the court to draw a "reasonable inference" of a defendant's liability for the alleged misconduct. Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. While this standard requires more than a "sheer possibility" of a defendant's liability, id., "[i]t is not the Court's function to weigh the evidence that might be presented at trial" on a motion to dismiss, Morris v. Northrop Grumman Corp., 37 F.Supp.2d 556, 565 (E.D.N.Y. 1999). Instead, "the Court must merely determine whether the complaint itself is legally sufficient, and, in doing so, it is well settled that the Court must accept the factual allegations of the complaint as true." Id. (citations omitted).
Plaintiff alleges that the Calls violated the TCPA and NYGBL because they constituted unauthorized "robocalls." (See generally Am. Compl.) Plaintiff seeks to hold Defendant liable, either directly or vicariously, for the alleged violations. (Id.) Defendant argues that Plaintiff's claims warrant dismissal because Plaintiff failed to plead sufficiently that Defendant initiated the Calls for purposes of direct liability. (Def.'s Mem. of Law in Supp. of Def.'s Mot. to Dismiss ("Def.'s Mot.") at 9, ECF No. 23-1.) In addition, Defendant argues that Plaintiff's "threadbare conclusions fail to construct a foundation" for any theory of vicarious liability. (Def.'s Mot. at 1.) The Court agrees with Defendant that Plaintiff fails to plead direct liability; however, the Court finds that Plaintiff sufficiently pleads vicarious liability under the apparent authority doctrine.
The TCPA was passed primarily because "many consumers [were] outraged over the proliferation of intrusive, nuisance telemarketing calls to their homes." Mims v. Arrow Fin. Servs., LLC, 565 U.S. 368, 372, 132 S.Ct. 740, 181 L.Ed.2d 881 (2012) (alterations omitted). The section of the TCPA relevant to this case prohibits, with certain exceptions not relevant here, "any person within the United States" from "initiat[ing] any telephone call to any residential telephone line using an artificial or prerecorded voice to deliver a message without the prior express consent of the called party." 47 U.S.C. § 227(b)(1). As such, for direct liability, a plaintiff must allege that a defendant initiated an unlawful call in order to state a plausible claim.
Here, Plaintiff alleges that, during the course of his investigatory calls on January 10, 2017, Sunnova confirmed that it "works with" Defendant. (Am. Compl.
However, unlike direct liability, Plaintiff successfully pleads vicarious liability. It is well settled that a defendant may also be held liable under the TCPA consistent with traditional agency principles. Campbell-Ewald Co. v. Gomez, ___ U.S. ___, 136 S.Ct. 663, 674, 193 L.Ed.2d 571 (2016), as revised (Feb. 9, 2016) ("[U]nder federal common-law principles of agency, there is vicarious liability for TCPA violations."); McCabe v. Caribbean Cruise Line, Inc., No. 13-CV-6131, 2014 WL 3014874, at *3 (E.D.N.Y. July 3, 2014) ("[T]raditional principles of vicarious liability apply to actions brought under the TCPA because any other interpretation would allow companies to evade TCPA liability simply by creative contracting.") (internal quotations and citations omitted.) Here, Plaintiff advances the theories of actual authority, apparent authority, and ratification in alleging that Defendant is vicariously liable under the TCPA. (Am. Compl. ¶¶ 36-38.)
With respect to apparent authority, such a relationship "arises from the `written or spoken words or any other conduct of the principal which, reasonably interpreted, causes [a] third person to believe that the principal consents to have [an] act done on his behalf by the person purporting to act for him." Dinaco, Inc. v. Time Warner, Inc., 346 F.3d 64, 69 (2d Cir. 2003) (quoting Minskoff v. Am. Exp. Travel Related Servs. Co., 98 F.3d 703, 708 (2d Cir. 1996)). In other words, the Court is to focus on the principal's conduct from a third party's perspective, and decide whether that conduct reasonably gives the appearance that an agent is authorized to act.
Here, Plaintiff alleges that, at the conclusion of the prerecorded messages, he was transferred to a live representative of Advanced Energy Solutions. (Am. Compl. ¶¶ 14, 28.) Advanced Energy Solutions stated that the Calls had been placed to "promote the goods and services of [Defendant]." (Id. ¶¶ 15, 29.) During Plaintiff's subsequent investigatory calls, a representative of Defendant confirmed that Advanced Energy Solutions was its operating service. (Id. ¶ 25.) In addition, a representative of Defendant stated: "I think there is a robotic message [] that reaches out to homeowners that might be inquiring or may[]be interested in going solar." (Id. ¶ 22.) From the perspective of Plaintiff, Defendant's statements could reasonably give the appearance that Defendant, the
For the foregoing reasons, Defendant's motion to dismiss the amended complaint is DENIED.
SO ORDERED.