I. LEO GLASSER, District Judge.
Plaintiff Nchewi Akpoke ("Akpoke" or "Plaintiff") brought 42 U.S.C. § 1983 and Monell claims against Defendants City of New York (the "City"), Robert Hesterhagen, Daniel Golat, and Michael Dicecco (collectively, "Defendants") alleging an unreasonable stop and search, excessive force, and failure to intervene in violation of his Fourth and Fourteenth Amendment rights. (ECF No. 15, "Compl."). He withdrew his unreasonable stop and excessive force claims. (ECF No. 60 at 1). Pending before the Court is Defendants' motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure on the remaining unreasonable search, failure to intervene, and Monell claims. (ECF No. 56). Oral argument was held on January 2, 2019. (ECF No. 70). For the reasons explained below, Defendants' motion is
Many of the relevant facts below are disputed by the parties.
The individual Defendants are police officers employed by the NYPD and were on duty the night of July 26, 2015. (Compl. ¶ 8). Akpoke alleges that at approximately 10:52 p.m., he was driving with two of his friends when Defendants Hesterhagen and Golat flashed their lights, indicating that he should pull over. (Compl. ¶ 11-12). Defendants claim instead that Akpoke was double parked near an intersection. (ECF No. 61 at ¶ 17; Hesterhagen Depo. Tr. 18:20). After Hesterhagen approached the driver's side of Akpoke's vehicle, he shined a flashlight and saw a handle of a machete covered by a sheath, wedged in between the driver's seat and the middle console.
One of the officers arrested and handcuffed Akpoke at the back of his vehicle for possessing the machete. (Compl. ¶ 31; ECF No. 51 at ¶ 23; ECF No. 61 at ¶ 23). Akpoke claims that after the arrest, the other three officers searched his vehicle and found a bludgeon and a gravity knife, causing damage to the dashboard in the process.
Summary judgment is appropriate when there are "no genuine issues as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c); see also Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 585-87 (1986). A genuine issue of material fact exists if a reasonable jury could find in favor of the non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S.242, 248 (1986). The moving party has the burden to demonstrate the absence of a genuine issue of material fact, and the Court must draw all reasonable inferences in favor of the non-moving party. Id. at 255.
If the summary judgment movant satisfies its initial burden of production, the burden of proof shifts to the non-movant who must demonstrate that a genuine issue of fact does exist. Id. at 250. The non-moving party "must do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita Elec. Indus. Co., Ltd., 475 U.S. at 586. Rule 56(e) "requires the nonmoving party to go beyond the pleadings and by [its] own affidavits, or by the `depositions, answers to interrogatories, and admission on file,' designate `specific facts showing that there is a genuine issue for trial.'" Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). Once the nonmovant has met that requirement, its "allegations [will be] taken as true, and [it] will receive the benefit of the doubt when [its] assertions conflict with those of the movant." Samuels v. Mockry, 77 F.3d 34, 36 (2d Cir. 1996).
The Court's role in a motion for summary judgment is one of "issue-finding," not "issueresolution." Ramirez v. New York City Bd. of Educ., 481 F.Supp.2d 209, 216 (E.D.N.Y. 2007). Therefore, the Court's charge is not to "weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial." Anderson, 477 U.S. at 249.
As a threshold matter, Defendants claim that the supplemental paragraphs in Akpoke's Rule 56.1 statement should be stricken because they "do not contain
Akpoke alleges the following in his Section 1983 cause of action:
(Compl. ¶¶ 42-45). Defendants argue that this claim should be dismissed because Akpoke failed "to identify which constitutional rights guaranteed by the Fourth and Fourteenth Amendments were allegedly violated or specify the factual basis for [this] claim. . . ." (ECF No. 58 at 5). The Court agrees. Akpoke failed to give Defendants notice of any harm he suffered separate and apart from his more specific claims for an unconstitutional search and the failure to intervene. Folk v. City of New York, 243 F.Supp.3d 363, 371 (E.D.N.Y. 2017); see also Crown Heights Shomrim Volunteer Safety Patrol, Inc. v. City of New York, No. 11-CV-329 (KAM), 2014 WL 4804869, at *5 n. 3 (E.D.N.Y. Sept. 25, 2014) (dismissing plaintiff's Section 1983 claim because "[g]eneral allegations in the Complaint, without supporting facts other than a clause incorporating an entire complaint by reference, are insufficient to withstand even a motion to dismiss because they do not give fair notice of what the claim is and the grounds upon which it rests."). Accordingly, Akpoke's Section 1983 claim is dismissed.
Warrantless searches are "per se unreasonable" under the Fourth Amendment subject to a few exceptions, including a search incident to a lawful arrest. Arizona v. Gant, 556 U.S. 332 (2009). That exception applies if the arrest is lawful and if the space to be searched is within an arrestee's "immediate control," meaning "the area within which he might gain possession of a weapon or destructible evidence," or when it is "reasonable to believe evidence relevant to the crime of arrest might be found." Id. at 335, 343. Therefore, a vehicle search incident to a lawful arrest is unlawful if it was done "after the arrestee has been secured and cannot access the interior of the vehicle" or there was no "likelihood of discovering offense-related evidence" in the vehicle. Id.
There are genuine issues of fact precluding summary judgment of Akpoke's unreasonable search claim, including whether Akpoke's arrest for possession of the machete was lawful.
Defendants argue that because Akpoke pled guilty to disorderly conduct, the unlawful arrest was transformed into a lawful one. That argument is without merit. Akpoke pled guilty to disorderly conduct to settle the misdemeanor charge that he was in possession of the bludgeon and the gravity knife, which are per se violations. He was not ultimately charged for possession of the machete, which was the basis for his arrest. (See Exhibit 17). Defendants also argue that the search satisfies the automobile exception to the Fourth Amendment, which applies "if a car is readily mobile and probable cause exists to believe it contains contraband." Maryland v. Dyson, 527 U.S. 465, 467 (1999). There is a genuine issue of fact whether it was reasonable for Defendants to believe the vehicle contained other contraband after they were told that the machete was used for yard work. United States v. Robles, 253 F.Supp.2d 544, 551 (S.D.N.Y. 2002) (rejecting the application of the automobile exception because "the government has offered no evidence, other than the knife (which itself was illegally seized), to demonstrate probable cause to believe that there was any criminal activity afoot."). For the same reasons, there is a genuine issue of fact whether there was a likelihood of discovering any other offense-related evidence in the vehicle, which would satisfy the search incident to a lawful arrest exception. Accordingly, Defendants' motion for summary judgment of Akpoke's Fourth Amendment unreasonable search claim is denied.
"It is widely recognized that all law enforcement officials have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence." Terebesi v. Torreso, 764 F.3d 217, 243 (2d Cir. 2014). "An officer who fails to intercede in a constitutional violation is liable for the preventable harm caused by the actions of other officers." Id. Whether the officer had a "realistic opportunity" to intervene is normally a question for the jury, unless, "considering all the evidence, a reasonable jury could not possibly conclude otherwise." Id. at 244.
Akpoke alleges that the officers who were present "failed to intervene to prevent the unconstitutional stop of [his] vehicle . . . failed to intervene to prevent the unconstitutional use of force against [him] . . . and failed to intervene to correct Defendant Hesterhagen's subsequent fabrication of evidence on the government paperwork documenting the incident." (Compl. ¶¶ 15-17). His Memorandum of Law indicates that his failure to intervene claim may be based solely on the unlawful search, and he confirmed that is the case at oral argument. (ECF No. 60 at 1, 14). While Akpoke claims that Dicecco and the fourth officer arrived on the scene before the search, Defendants claim that Dicecco did not arrive until after the search, so he did not have an opportunity to intervene. The need for Dicecco's presence at the scene after the arrest and search is questionable, but nevertheless, this is a material fact to be resolved at trial. Accordingly, Defendants' motion for summary judgment of Akpoke's failure to intervene claim is denied.
Akpoke also asserts a Monell claim against the City, which arises from the Supreme Court case Monell v. Department of Social Services, 436 U.S. 658 (1978), which held that local governments cannot be held liable under a theory of respondeat superior but can be held liable when a constitutional violation is caused by governmental action. To succeed on such a claim, a plaintiff must establish three elements: "(1) an official policy or custom that (2) causes the plaintiff to be subjected to (3) a denial of a constitutional right." Martin v. City of New York, 627 F.Supp. 892, 895 (E.D.N.Y. 1985) (citing Batista v. Rodriguez, 702 F.2d 393, 397 (2d Cir. 1983). A custom or policy may be established through policy statements, ordinances, regulations, or decisions "officially adopted and promulgated by that body's officers." Monell, 436 U.S. at 690.
Although "official policy" often refers to formal rules or customs that intentionally establish "fixed plans of action" over a period of time, when a municipality "chooses a course of action tailored to a specific situation," this may also "represent an act of official government policy as that term is commonly understood." Montero v. City of Yonkers, New York, 890 F.3d 386, 403 (2d Cir. 2018). Such policies need not be authorized or ratified by multiple decisionmakers of the municipality; "even a single action by a decisionmaker who possesses final authority to establish municipal liability with respect to the action ordered may deprive the plaintiff his or her constitutional rights." Id. However, when a non-decisionmaker committed the constitutional violation, "the plaintiff must show that the decisionmaker ordered or ratified such a subordinate's conduct or was aware of a subordinate's unconstitutional actions, and consciously chose to ignore them, effectively ratifying the actions." Id.
"Where senior personnel have knowledge of a pattern of constitutionally offensive acts by their subordinates but fail to take remedial steps, the municipality may be held liable for a subsequent violation if the superior's inaction amounts to deliberate indifference or to tacit authorization of the offensive acts." Turpin v. Mailet, 619 F.2d 196, 201 (2d Cir. 1980). A finding of "deliberate indifference" depends on the careful assessment of the facts and whether those facts demonstrate that the policymaker's inaction was the result of "conscious choice" and not just "mere negligence." Cash v. Cty. of Erie, 654 F.3d 324, 334 (2d Cir. 2011). Thus, deliberate indifference may be inferred where "the need for more or better supervision to protect against constitutional violations was obvious, but the policymaker failed to make meaningful efforts to address the risk of harm to plaintiffs." Id. (internal citations omitted).
Akpoke alleges that his constitutional rights were violated "as a direct result of the unconstitutional policies, customs, or practices of the City, including, without limitation, the inadequate screening, hiring, retaining, training and supervising of its employees." (Compl. ¶ 32). He bases his claim on four previously-filed lawsuits and five complaints to the Civilian Complaint Review Board ("CCRB") and argues that the City had notice and was deliberately indifferent to those lawsuits and complaints, which caused his injuries here. (Compl. ¶¶ 86-89; ECF No. 60 at 16). The City argues (1) that the conduct giving rise to those lawsuits and complaints was not sufficiently similar to Defendants' conduct here to place the City on notice of any training deficiency regarding an unlawful search of a vehicle and (2) the Defendant with five allegations against him received additional training on Fourth Amendment principles. (ECF No. 67 at 11).
Akpoke failed to show that the City had notice that Defendants were likely to commit an unlawful search of his vehicle and made a "conscious choice" not to take remedial steps. While "a given officer's disciplinary history may be probative of whether it was foreseeable to the municipality that the officer would engage in misconduct yet again," where, as here, "there is no evidence as to the facts underlying the claims or how thoroughly they were investigated by the City," the Court cannot find that the City was deliberately indifferent. Outlaw v. City of Hartford, 884 F.3d 351, 379-80 (2d Cir. 2018) (holding that 66 lawsuits and 87 other claims against the city's police officers was not enough to establish deliberate indifference to the use of excessive force). In any event, as the City notes, some of the lawsuits and CCRB complaints cited by Akpoke did not involve unlawful searches and those that did were either unsubstantiated or resulted in exoneration. (ECF No. 67 at 11). Therefore, the need for more or better supervision to protect against the alleged constitutional violation here was not "obvious." Accordingly, Defendants' motion for summary judgment as to Akpoke's Monell claim is granted.
For the reasons set forth above, Defendants' motion for summary judgment of Plaintiff's Section 1983 and Monell claims is GRANTED and their motion for summary judgment of Plaintiff's unreasonable search and failure to intervene claims is DENIED. Having denied Defendants' motion in part, Rule 11 sanctions are not warranted.
SO ORDERED.