JOAN M. AZRACK, District Judge.
On July 10, 2015, following a jury trial in state court, Christopher Foster ("Foster") was convicted of one count of Manslaughter in the First Degree and one count of Endangering the Welfare of a Child in connection with the death of his newborn son. On November 13, 2015, Foster was sentenced to twenty years and forty-two days of imprisonment on the Manslaughter count and one year of imprisonment on the Endangering count followed by five years of postrelease supervision, with both sentences to run concurrently.
Foster, through counsel, petitions this Court for a writ of habeas corpus pursuant to 28 U.S.C. § 2254, raising three grounds for relief. For the following reasons, all of Foster's proffered grounds are without merit. Thus, the Court DENIES Foster's petition in its entirety.
The following facts are taken from the evidence at trial.
Clarissa met Foster in 2010 and began a romantic relationship; approximately three months into their relationship Clarissa learned that she was pregnant with Foster's child. (Tr. 418-23.) At the time, Clarissa was receiving methadone at a clinic due to an addiction to Oxycodone; she received drug testing at this clinic and was testing clean for drugs. (Tr. 421-22.) Upon Foster learning that Clarissa was pregnant, he told her he wanted her to get an abortion and told her that she was irrational for not wanting to terminate the pregnancy. (Tr. 423-25.) When Clarissa was pregnant, Foster had a two-and-a-half-year-old son from another relationship. (Tr. 425.) Ultimately, Clarissa decided to keep the baby and when she informed Foster, he broke up with her. (Tr. 426-27.) During Clarissa's pregnancy Foster had no contact with Clarissa. (Tr. 429.)
The baby, named Jonathan Christopher ("Jonathan"), was born on August 29, 2011; Foster was not present for the birth and was informed of Jonathan's birth through a text message. (Tr. 428-29.)
Both during her pregnancy and after Jonathan was born, Clarissa lived in an apartment with her mother Barbara Hertzler ("Barbara") in Ronkonkoma, New York. (Tr. 427.)
At trial, Clarissa explained that Barbara previously had a nervous breakdown and had been diagnosed with psychoaffective bipolar manic depression, a mental illness that required her to take medication that made her drowsy at night.
When Clarissa was still in the hospital, Clarissa decided to allow a nurse to visit her home after the birth to check on Jonathan's well-being and to make sure there were no side effects due to her methadone use. (Tr. 430-31.) Delores Welch, a registered nurse with the Suffolk County Health Department, was tasked with visiting Clarissa's home to check on the health of Jonathan. (Tr. 76-81.) Ultimately, Welch visited the home three times. (Tr. 82-100.) The first visit was on September 9, 2011, during which Welch interacted with Clarissa and Barbara. (Tr. 82-83.) Welch checked Jonathan, found no physical injuries, and observed Clarissa bonding with Jonathan and Barbara enthusiastic about the new baby. (Tr. 83-92.) The second visit was on September 15, 2011, again both Clarissa and Barbara were present. (Tr. 92-93.) No injuries were observed on Jonathan's body and he was at a normal weight for his age. (Tr. 93-96.) The third and final visit was on September 22, 2011, during which Welch again observed no injuries or signs of infection to Jonathan. (Tr. 96-100.) During all three visits Welch performed a full check of Jonathan's body, including inside his mouth. (Tr. 82-100.) Foster was never present for Welch to interact with him. (Tr. 92-97.)
Foster met Jonathan when he was approximately three to four weeks old. (Tr. 438-39.) Shortly thereafter, Foster moved into the apartment with Clarissa, Jonathan, and Barbara. (Tr. 450.)
When Foster interacted with Jonathan, Clarissa noticed that at times he was rough with Jonathan, observing an incident where Foster threw Jonathan into the air as one would do with a much older baby. (Tr. 439.) During another interaction, Clarissa and Foster were in the car and Jonathan was crying, at which point Foster yelled at Jonathan to "Shut the `F' up." (Tr. 439-40.) Clarissa felt as though she had to regularly remind Foster to be careful with Jonathan. (Tr. 440-41.)
Notwithstanding Clarissa's efforts, Foster refused to sign Jonathan's birth certificate. (Tr. 441-42.) Further, Foster failed to provide medical insurance to Jonathan, though his other son was covered through his work's medical insurance. (Tr. 442.) Although Clarissa allowed Foster to live in her apartment with her mother and Jonathan and drove Foster to his job at South Shore Materials, Foster did not provide financial support for the care of Jonathan. (Tr. 450-51.)
The sleeping arrangement at the Hertzler home was that Jonathan slept beside Clarissa's bed, in a Pack `n Play. (Tr. 457.) Jonathan woke up frequently throughout the night and Clarissa was the one who would wake up to care for him. (Tr. 461.) Although, at first, Foster would get up when Jonathan awoke, this stopped due to an incident where Foster fell asleep with Jonathan after Foster woke up to feed him. (Tr. 461-62.) After that incident, Clarissa felt uncomfortable with Foster taking care of Jonathan during the night, so she took care of this herself. (Tr. 463.)
On Friday October 7, 2011, Clarissa allowed Barbara to watch Jonathan for approximately three hours when she went out to dinner with Foster and other family members. (Tr. 465-66.) This was the first time Clarissa allowed anyone to watch Jonathan for an extended period of time. (Tr. 466.) When Clarissa and Foster returned, she observed Jonathan to be fine and only upon their return did Barbara take her medication. (Tr. 467.) On Saturday October 8 and Sunday October 9, 2011, Foster and his older son stayed with Clarissa at her apartment. (Tr. 468.)
During the days leading up to Jonathan's death, he was having increased difficulty eating and was drooling more than usual. (Tr. 473.) In addition, Clarissa had observed a bruise on Jonathan's stomach, but she believed the bruise was caused during a change of Jonathan's diaper. (Tr. 473-74.)
On October 10, 2011, Clarissa noticed a bruise near Jonathan's temple and observed that the area under Jonathan's lip appeared irritated. (Tr. 469-71.) Clarissa called Foster at work to ask about the injury and he said that Jonathan had hit his head on the nightstand during a feeding. (Tr. 471.) Clarissa planned to take Jonathan for medical attention the following day, but, as explained below, Jonathan was found dead on the morning of October 11, 2011. (Tr. 472.)
At around 1:30 A.M. on October 11, Clarissa fed Jonathan. (Tr. 474.) After she fed Jonathan, she placed him in the Pack `n Play beside her.
At approximately 5:30 A.M. that morning, Foster called Leonard LaRosa ("LaRosa"), his boss at South Side Materials. (Tr. 149, 152, 160.) During this call, which was out of the ordinary, Foster stated that his baby was blue and was not breathing.
After feeding Jonathan at 1:30 A.M. and falling asleep, the next thing Clarissa remembers is Foster waking her up, between 6:00 and 6:30 A.M., so that she could take him to work. (Tr. 491.) After Foster woke her up, Clarissa went outside, smoked a cigarette, came inside, and laid out Jonathan's clothing. (Tr. 491.) At this point, Foster said to Clarissa, "I think there's something wrong with Jonathan." (Tr. 492.)
Clarissa rushed to Jonathan in the bedroom, noticed he was not breathing, began screaming, and Barbara entered the bedroom. (Tr. 492.) Barbara called 911 at 6:41 A.M.; the 911 operator instructed Barbara to go outside to wait for an ambulance and attempted to provide help to Clarissa and Foster in administering CPR to Jonathan. (Tr. 194-97, 492-93.) Clarissa tried to perform CPR and observed Foster to be just sitting there. (Tr. 492-93.) Approximately 70 minutes elapsed from Foster's phone call to LaRosa and the initial 911 call made by Barbara.
EMT Gary Stadler responded to the 911 call, arriving at the home at 6:48 A.M. (Tr. 204-06.) Upon arrival he encountered Barbara outside directing him to an upstairs bedroom. (Tr. 207.) When EMT Stadler got to the bedroom he saw Jonathan lying lifeless on the Pack `n Play, he immediately began to administer CPR. (Tr. 207-08.) EMT Stadler observed Clarissa to be hysterical but observed no emotional response from Foster. (Tr. 209.) Additionally, EMT Stadler observed a dime-sized bruise to the left temple of Jonathan. (Tr. 210.)
Police Officer Jamie Dreschler also responded to the 911 call. When she arrived at the home, EMTs were already there. (Tr. 227-29.) Officer Dreschler was directed to a bedroom inside the home by Barbara. (Tr. 229.) There, Officer Dreschler saw Jonathan, noticed that his skin was blue, and observed Clarissa to be hysterical. (Tr. 229-31.) Foster, who had no expression on his face, approached Officer Dreschler and asked if he should speak to his supervisor to call out of work. (Tr. 232-33.) Officer Dreschler explained to Foster that this was an emergency and he should not worry about going to work. (Tr. 233.)
Police Officer Karen Kelly also responded to the scene and observed the EMTs taking the baby out of the home to the ambulance and transporting the baby to Stony Brook University Hospital. (Tr. 209, 254-55.) Officer Kelly offered Clarissa and Foster a ride to the hospital; Foster continued to express a desire to call his work supervisor, but Officer Kelly told him that he was not going to work today. (Tr. 256.) Officer Kelly observed Clarissa to be upset and emotional, but did not observe an emotional response from Foster. (Tr. 257.)
Jonathan was pronounced dead at 7:23 A.M. at Stony Brook Hospital. (Tr. 237-39, 69.) In a private room in the hospital, Clarissa was given her deceased child to hold and law enforcement observed her to be upset and crying. (
Detective Thomas Walsh and Alfred Ciccotto of the Suffolk County Homicide Squad were assigned to investigate the incident and responded to Stony Brook Hospital. (Tr. 631-32.) Due to the nature of the injuries to Jonathan the matter was determined a homicide investigation. (Tr. 631-32.) Detective Walsh saw Jonathan deceased at the hospital and observed that he had a bruise on the left side of his head, a cut under his chin, cuts on his cheeks, petechial hemorrhage in the right eye, bruising on his stomach, and a torn upper frenulum. (Tr. 633-34.) Detective Walsh and Detective Ciccotto initially spoke with Clarissa and Foster together while still at the hospital. (Tr. 634.) When Detective Walsh spoke to Foster, Foster stated that he held Jonathan between approximately 2:30 A.M. and 3:30 A.M. and that he had no knowledge of the bruises on the baby. (Tr. 635.) Detective Walsh then spoke with Foster in a separate room at the hospital while Detective Ciccotto was going to speak separately with Clarissa. (Tr. 636-37.) Foster's statement was reduced to writing. (Tr. 637.) Foster stated the following, in pertinent part:
(Tr. 641-42.) Detective Walsh noticed that when Foster and Clarissa were together Foster said that they both had seen the bruise that morning, but during Foster's written statement he said they'd seen the bruise the day prior. (Tr. 644.)
Detective Walsh and Detective Ciccotto went to the Hertzler home and interviewed Barbara at approximately 7:20 P.M.; they found Barbara to be cooperative. (Tr. 645-46.)
At approximately 8:40 P.M., Detective Walsh and Detective Ciccotto went to the home of Foster's mother. There, Detective Ciccotto spoke with Clarissa inside the house while Detective Walsh spoke with Foster in the driveway. (Tr. 646.) During this interview, Foster stated that the bruise on Jonathan's head was possibly from a nighttime feeding. (Tr. 647.) After Detective Walsh told Foster that Jonathan had additional injuries to his head, Foster volunteered that Jonathan had fallen out of a swing and hit his head on the swing in the week prior to his death. (Tr. 648.) This was the first time that first Foster had mentioned Jonathan falling out of a swing. On October 12, Clarissa and Foster went to the Homicide Squad to again be interviewed by law enforcement; no arrests were made at this time. (Tr. 650.) During Detective Walsh's interview of Clarissa, she was emotional and was unable to provide any explanations for the cause of Jonathan's injuries. (Tr. 650-52.) Clarissa also told law enforcement that Foster was not a "physical person," was sweet with the baby, and she believed him incapable of hurting the baby." (Tr. 570.)
On October 13, the Detectives took the swing and Pack `n Play for further investigation. (Tr. 652-53.)
On October 11, the day of Jonathan's death, Clarissa asked Adrienne Scarcella (Clarissa is her granddaughter's aunt) to go to Barbara's apartment and to pack away the baby items. (Tr. 338-346.) While packing the belongings on October 12, Adrienne Scarcella found a blanket and either a onesie or washcloth that had what appeared to be blood stains on them. (Tr. 347-48.) Adrienne Scarcella thought that these items were suspicious, so she packed them away and kept them in a closet at her house for safekeeping. Ultimately, when the investigation into Jonathan's death continued, Adrienne Scarcella provided the items to Clarissa, which she provided to law enforcement in June 2012. (Tr. 350-51, 513, 720-23.)
At trial, the only witness called by the defense was Jonathan Foster, a cousin of Foster's. (Tr. 875-912.) Jonathan Foster stated that he was present for the removal of the baby's items. According to Jonathan Foster, Barbara was present at the apartment that day and stated to him "Jonathan, sometimes I hear voices to kill." (Tr. 877-97.) Jonathan Foster conceded on crossexamination that he had not informed law enforcement of Barbara saying this.
Following the death of Jonathan, Clarissa repeatedly asked Foster about what had happened, but Foster kept putting off the conversation, saying that they could talk about it at a later time. (Tr. 503-05.) Foster told Clarissa conflicting stories about the discovery of blood on one of Jonathan's spit-up rags, first saying that he cut himself shaving and later saying it was from Jonathan's circumcision wound opening. (Tr. 505-10.) Clarissa and Foster eventually broke up in 2012. (Tr. 509.)
Multiple items from the home, related to the incident, were analyzed at the Suffolk County Crime Laboratory, including baby blankets, bed sheet, crib liner, a wash cloth, and a onesie. (Tr. 378-81.) To summarize, blood stains were found on these items, a DNA profile was created from the blood samples for comparison purposes, and Jonathan was deemed a match to the blood recovered from the items from the bedroom. (Tr. 384-85.)
An autopsy of Jonathan was performed that included a full list of the injuries discovered on Jonathan's body at the time of his death:
(Tr. 769-73.)
According to the testimony of Doctor Michael Caplan, the Chief Medical Examiner at the Suffolk County Medical Examiner's Office, the bruises to Jonathan's chest may have been caused by the attempts to perform CPR.
Dr. Caplan, however, opined that the bruise to Jonathan's left temple and the injuries to the back of his head occurred shortly before his death. (Tr. 795-97.) In Dr. Caplan's medical opinion, "the cause of death was blunt impact to the head, with fractures of the skull and injuries of his brain." (Tr. 820.) Dr. Caplan opined that death from these injuries likely occurred sometime between a few minutes and two hours after these injuries were inflicted. (Tr. 821, 848-59.) Dr. Caplan also opined that if the fatal injuries were delivered at 1:30 A.M.—when Clarissa testified she fed Jonathan—those injuries would have been obvious by 3:00 to 3:30 A.M, the time at which Foster stated he woke up with Jonathan. (Tr. 836.)
Foster was ultimately arrested on October 7, 2013. (Tr. 724.) He was tried in New York Supreme Court, Suffolk County, starting on June 22, 2015. (Tr. 45.) At trial, the prosecution presented the testimony of Clarissa, LaRosa, Conklin, Delores Welch, multiple members of law enforcement who played a role in the investigation of this matter, Dr. Michael Caplan, and other expert witnesses involved in the medical determinations and the DNA analysis. (Tr. 76-874.) Jonathan Foster, a cousin of Foster's, was the only witness called by the defense.
At trial, defense counsel argued at trial that "no evidence [] shows that Christopher Foster hurt Jonathan Hertzler" and stressed that that law enforcement never adequately investigated Barbara as a potential suspect. (Tr. 932-69.) In addition, defense counsel attacked all areas of the prosecution's case, arguing that: (1) though Foster was not supportive of Clarissa's pregnancy it does not follow that he murdered Jonathan (Tr. 941); (2) the jury should doubt the timeline of the call to LaRosa due to the passage of time and the lack of phone records (Tr. 943); (3) Foster's lack of emotional response is consistent with being in shock because of a traumatic incident (Tr. 944-45); (4) Clarissa and Barbara were Jonathan's primary caretakers and Clarissa was a drug user who suffered from depression through her life (Tr. 946-47); (5) Clarissa repeatedly told law enforcement that she did not believe Foster capable of hurting Jonathan (Tr. 948-50); (6) Adrienne Scarcella hid the bloody blankets to protect Clarissa and Barbara (Tr. 953-54); (7) Barbara was immediately discounted as a suspect by law enforcement even though she shared the home and suffered from mental illness (Tr. 957); and (8) Foster was extensively interviewed by law enforcement and maintained he would never hurt Jonathan (Tr. 965-66). Ultimately, on July 10, 2015, Foster was convicted of Manslaughter in the First Degree and Endangering the Welfare of a Child. (Tr. 1136-38.) Foster was acquitted of Murder in the Second Degree. (Tr. 1136-38.)
On November 13, 2015, Foster was sentenced to a term of twenty years and forty-two days incarceration for the manslaughter count to run concurrent to a term of one-year incarceration for the endangering count, followed by five years of post-release supervision. (S. 11-12.)
On October 31, 2015, Foster appealed his conviction to the Second Department of the New York State Appellate Division. On appeal, he argued: (1) that the prosecution failed to meet its burden of proof beyond a reasonable doubt and the resulting conviction was against the weight of the evidence; (2) that certain testimony from Clarissa in which she opined about Foster's guilt deprived Foster of his Fourteenth Amendment right to a fair trial; and (3) the trial court's preclusion of defense counsel's cross-examination of Clarissa concerning findings made in a Family Court proceeding violated his right to confront Clarissa. (
The Second Department affirmed Foster's conviction on October 5, 2016, rejecting Foster's claims in their entirety.
On December 5, 2016, the New York Court of Appeal denied Foster's request for leave to appeal.
Foster filed a motion pursuant to Section 440.10 of the New York Criminal Procedure Law on March 26, 2016. (
Stalhut explained that she was a neighbor and friend of Barbara's and knew that Barbara suffered from mental illness. (440.10 Hr'g. 1, 7-9.) Stalhut stated that on February 11, 2016, she was at Barbara's apartment assisting her with her prescription medication and observed Barbara to be lucid. (440.10 Hr'g. 1, 9-10.) While at the apartment, Barbara asked Stalhut if she could tell her a secret and then said that on October 11, 2011, "in the middle of the night," she observed Clarissa holding a blanket over Jonathan's face, "suffocating" him, and that she appeared to be applying pressure; Barbara communicated this pressure through the use of "hand gestures." (440.10 Hr'g. 1, 10-12.) Stalhut stated that Barbara told Clarissa to take the blanket off so Jonathan could breath and Clarissa did so. (440.10 Hr'g. 1, 12.) Barbara told Stalhut that Clarissa did not seem like herself and she was afraid that Clarissa was using drugs. (440.10 Hr'g. 1, 12.) Barbara also stated that later that night she was awakened again and checked on Jonathan and he looked horrible. (440.10 Hr'g. 1, 13.)
Stalhut then observed Barbara begin to act in an erratic manner, making Nazi salutes towards the window and gesturing towards things that were not there, and Stalhut called 911 to get help. (440.10 Hr'g. 1, 15-18.) According to Stalhut, Barbara was then committed to a hospital for a month. (440.10 Hr'g 2, 37.)
According to Stalhut's testimony, the following day she wrote down what happened, called 911, and gave a letter with the above-mentioned information to the police, who informed her that the case was closed as Foster had confessed.
During the hearing, Stalhut also explained that she had another conversation with Barbara on March 14, 2016, while wearing a recording device at the request of a defense investigator. (440.10 Hr'g. 2, 19-24, 36.) This recording was played at trial and Barbara testified about that conversation. (
During the prosecution's cross-examination of Stalhut, Barbara's multiple struggles with mental stability were addressed. (440.10 Hr'g. 2, 3-5.) In addition, through the cross-examination it became clear that there were some discrepancies between the conversations on February 11 and March 14.
Following Stalhut's testimony, the Government called no witnesses, but introduced portions of Barbara's medical records from prior hospitalizations, Jonathan's autopsy report, and the transcript of Dr. Caplan's expert trial testimony. (440.10 Hr'g. 2, 53-55.) Barbara did not testify during the hearing.
Following the hearing, the Supreme Court of Suffolk County denied Foster's 440.10 motion. (
(Court Order Denying Def.'s 440.10 Mot. at 101.) The court emphasized that because the medical evidence at trial concluded that Jonathan's death was a result of blunt force trauma, Barbara's alleged statements regarding suffocation would not have affected the verdict. (
On January 24, 2018, the Second Department affirmed the denial of Foster's 440.10 motion, stating that "[t]he court properly found that the defendant failed to meet his burden of establishing that the newly discovered evidence was of such a character as to create a probability that, had it been received at trial, the verdict would have been more favorable to the defendant."
Foster filed this petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 on September 28, 2017.
For the reasons discussed below, all of Foster's claims are without merit. Thus, the instant petition is DENIED in its entirety.
Congress enacted the Antiterrorism and Effective Death Penalty Act ("AEDPA"), Pub. L. No. 104-132, 110 Stat. 1214 (1996), to restrict "the power of federal courts to grant writs of habeas corpus to state prisoners."
Generally, a court cannot review a habeas petition unless the petitioner "has exhausted the remedies available" in state courts. 28 U.S.C. § 2254(b)(1)(A). The exhaustion requirement is designed to provide state courts with the "opportunity to pass upon and correct alleged violations of its prisoners' federal rights."
Where the petition is a "mixed petition," containing both exhausted and unexhausted claims, the court can deny the unexhausted claims if they are plainly meritless.
A federal court cannot review a habeas petition "when the state court's decision rests upon a state-law ground that `is independent of the federal question and adequate to support the judgment.'"
"The concepts of procedural bar and exhaustion often interact in an important way."
To overcome a procedural bar a petitioner must show either (1) "cause for the default and actual prejudice as a result of the alleged violation of federal law" or (2) "that failure to consider the claims will result in a fundamental miscarriage of justice."
To satisfy the prejudice requirement, the petitioner must demonstrate that ground invoked by the petition to establish cause not only "created a
Even if a petitioner cannot establish cause and prejudice, a federal court may excuse a petitioner's procedural default if he can show that a fundamental miscarriage of justice would result. A petitioner can overcome a procedural bar by showing "that he is actually innocent of the crime for which he has been convicted."
If a state court reached the merits of a claim, a federal court may not grant a writ of habeas corpus unless the state court's adjudication of the claim either:
28 U.SC. § 2254(d). The Supreme Court has construed AEDPA "to give independent meaning to `contrary [to]' and `unreasonable.'"
A state court's decision is "contrary to" clearly established federal law if "the state court arrives at a conclusion opposite to that reached by [the Supreme Court] on a question of law or if the state court decides a case differently than [the Supreme Court] has on a set of materially indistinguishable facts."
AEDPA "`imposes a highly deferential standard for evaluating state-court rulings and demands that state-court decisions be given the benefit of the doubt.'"
Furthermore, a state court's determinations of factual issues are "presumed to be correct," and the petitioner has "the burden of rebutting the presumption of correctness by clear and convincing evidence." 28 U.S.C. § 2254(e)(1);
As mentioned above, Foster seeks habeas relief on three separate grounds: (1) that the prosecution failed to meet their burden of proof at trial and his conviction is against the weight of the evidence; (2) that portions of Clarissa's testimony deprived him of a fair trial; and (3) that the trial court's limiting of defense counsel's cross-examination rose to the level of a confrontation clause violation. As is discussed below, all of Foster's claims are without merit. Accordingly, the petition is denied in its entirety.
Foster argues that the prosecution failed to meet its burden of proof beyond a reasonable doubt at trial, and as such, his conviction is against the weight of the evidence, attacking pieces of evidence presented over the course of the trial. (
On direct appeal, the Second Department rejected this claim and found that "[v]iewing the evidence in the light most favorable to the prosecution . . . [the court] conduct[ed] an independent review of the weight of the evidence . . . accord[ed] great deference to the jury's opportunity to view the witnesses, hear the testimony, and observe demeanor."
As a threshold matter, to the extent Foster raises a weight of the evidence claim, it is well established that a "weight of the evidence" claim is based solely on state law.
Regarding the sufficiency of the evidence claim, it is well-settled that a petitioner "bears a very heavy burden" when attacking the legal sufficiency of the evidence in an application for a writ of habeas corpus.
The Court notes that "[w]here there are conflicts in the testimony, [a federal court] must defer to the jury's resolution of the weight of the evidence and the credibility of the witnesses."
When evaluating a sufficiency of the evidence claim, "[a] federal court must look to state law to determine the elements of the crime."
In the instant petition, Foster contends that,
As part of his sufficiency challenge, Foster also argues that Stalhut's information contradicts the evidence presented at trial and that the trial court disregarded the findings made in a parallel Family Court proceeding. However, neither of these points have any relevance to Foster's sufficiency challenge.
Ultimately, Foster takes issue with the conclusions drawn by the jury regarding the evidence at trial. However, when considering the evidence as a whole and the trial record in its entirety, the Court does not find that no reasonable juror could have come to a conclusion of guilt. The jury was entitled to credit the testimony of the witnesses at trial, which included civilian witnesses, members of law enforcement involved in the investigation, and expert witnesses. Based on the medical examiner's testimony, a reasonable jury could find, beyond a reasonable doubt, that Jonathan died from "blunt impact to the head, with fractures of the skull and injuries of his brain." (Tr. 820.) The remaining question was who did this to Jonathan. The jury could have credited Clarissa's testimony and concluded that she did not inflict this injury on Jonathan. That left only Foster and Barbara as the potential suspects. And, there was sufficient circumstantial evidence from which a jury could find, beyond a reasonable doubt, that Foster was responsible for Jonathan's injuries and death and was guilty of Manslaughter in the First Degree and Endangering the Welfare of a Child. As discussed above, Foster's conviction was based on circumstantial evidence that included: (1) medical testimony that established numerous injuries to Jonathan, with blunt force trauma being the ultimate cause of death; (2) prior to Foster's return to Jonathan's life, no injuries were observed by visiting nurse Delores Welch; (3) once Foster moved into the home, Jonathan sustained injuries; (4) Foster conceded that he woke up to care for Jonathan between 2:30 a.m. and 3:00 a.m. on the night in question; (5) Foster was the last person to interact with Jonathan before his death; (6) LaRosa testified that Foster called him at 5:30 a.m. saying Jonathan was blue and not breathing; (7) despite LaRosa telling Foster to call to 911, Foster did not do so and instead waited until Clarissa woke up approximately seventy minutes later to say anything about Jonathan's condition; (8) Foster provided conflicting accounts of the causes of Jonathan's injuries; and (9) law enforcement investigated and excluded both Clarissa and Barbara as Jonathan's killer. The Court acknowledges that the conviction was based solely on circumstantial evidence, but "[g]uilt beyond a reasonable doubt may be established entirely by circumstantial evidence, and this evidence must not be reviewed piecemeal, but rather as a whole."
It is well established that "[f]ederal habeas courts are not free to reassess fact-specific credibility judgments by juries or to weigh conflicting testimony . . . On collateral review [the] Court must presume that the jury resolved any questions of credibility in favor of the prosecution."
Next, Foster contends that he was denied his right to a fair trial when Clarissa "invaded the province of the jury . . . by rendering an opinion . . . that [Foster] had killed the infant, even though she had no proof and, in any event, this was the ultimate question of fact for the jury to decide." (
For context, the following portions of the underlying trial transcript are at issue for purposes of this claim:
(Tr. 596 (emphasis added).)
(Tr. 509-10 (emphasis added).)
(Tr. 510-11 (emphasis added).)
(Tr. 614 (emphasis added).)
It is well-settled that even "an incorrect state court evidentiary ruling does not rise to the level of constitutional error necessary to warrant habeas relief, unless the error deprived [p]etitioner of a fundamentally fair trial."
The Court has reviewed the underlying record in its totality and concludes that Foster has not established that any of the above statements deprived him of a fair trial. Certainly, the state court's denial of this claim was neither contrary to or an unreasonable application of federal law or an unreasonable determination of the facts.
As an initial matter, for two of the statements, the trial court actually sustained defense counsel's objections to the challenged testimony. Although Foster claims that the trial court should have issued curative instructions at that time, defense counsel never sought such instructions for any of the statements at issue. Moreover, the trial court's final instructions to the jury informed them that "[t]estimony which was stricken from the record, or to which an objection was sustained, must be disregarded by you," (Tr. 1018.), and jurors are presumed to follow the court's instructions.
As to the two disputed pieces of testimony where the trial court overruled Foster's objections, that testimony did not deprive Petitioner of a fair trial. First, Clarissa testified about her reasons for breaking up with Foster, stating "[b]ecause something wasn't right. He knew." That testimony, which concerned Clarissa's subjective belief about Foster, was admissible because it was relevant to explain why she broke up with him.
Finally, even if all four of the disputed statements are considered cumulatively, Foster was not denied a fair trial. In light of all the evidence at trial, these four speculative statements from Clarissa were not "sufficiently material to provide the basis for conviction or to remove a reasonable doubt that would have existed on the record without it." Foster certainly cannot show that, in rejecting this fair trial claim, the state court's decision was contrary to or an unreasonable application of federal law or an unreasonable determination of the facts.
Thus, for the reasons set forth above, the Court denies Foster's fair trial claim.
Foster contends that he is entitled to habeas relief because the trial court erred by precluding defense counsel from cross-examining Clarissa regarding a family court abuse petition and the Family Court's ultimate finding of abuse against her. (
Prior to Foster's criminal trial, the state brought, in Family Court, an abuse and neglect petition against both Clarissa and Foster stemming from Jonathan's death. The petition alleged that the Clarissa and Foster, "while responsible for the care, supervision, and guardianship of Jonathan Hertzler . . . inflicted physical injury by other than accidental means, which caused [his] death." (Family Court Order at 1.) The Family Court found the abuse petition against Clarissa and Foster was established. (
Prior to trial, the prosecution moved, in limine, to preclude defense counsel from questioning Clarissa about the Family Court proceeding. Foster filed a letter opposing that motion, arguing that the Confrontation Clause entitled him to question Clarissa about the Family Court's findings.
The trial court addressed the Family Court hearing at the start of the trial:
(Tr. 25-27.) The prosecution proceeded to argue that the questioning regarding the Family Court proceeding would cause insurmountable prejudice to the prosecution, notwithstanding a curative instruction. (Tr. 29.) Defense counsel responded by stating that the above-mentioned court ruling was correct. (Tr. 32-34.) The trial court ultimately stood by its ruling. (Tr. 32-34.)
During the trial, pursuant to the trial court's ruling, Clarissa's was cross-examined regarding the Family Court proceeding:
(Tr. 527-29.)
Foster raised this claim on direct appeal and the Second Department found that he had "failed to preserve for appellate review his contention that he was deprived of his constitutional right to confront witnesses against him and thereby to present a defense in reference to a prior Family Court finding . . . and we decline to reach the issue in the exercise of our interest of justice jurisdiction."
Based on this determination, Respondent maintains that this claim is procedurally barred from habeas review because, according to Respondent, Foster failed to raise a contemporaneous objection to the trial court's limiting of the cross-examination regarding the Family Court findings. (
The Supreme Court has instructed that pursuant to the Confrontation Clause, a petitioner is entitled to "a meaningful opportunity to cross-examine witnesses against him."
"Combining the standard for restricting cross-examination with the AEDPA standard, in order to grant [a] habeas petition [the federal court] would have to conclude not only that the trial court abused its `broad discretion' by precluding cross-examination. . . but also that the [state appellate court] could not reasonably have determined that the [evidence] would have been excludable had the trial court properly applied `standard rules of evidence.'"
Foster contends that the trial court improperly precluded the cross-examination regarding the Family Court petition and finding.
As an initial matter, although the Second Department did not address the merits of Foster's Confrontation Clause claim because it found the claim to be procedurally barred, the trial court rejected this claim on the merits. Accordingly, the trial court's rejection of this claim on the merits is presumably entitled to AEDPA deference. In any event, even if de novo review were applicable, Foster's Confrontation Clause claim would still fail.
The trial court's limitation of Clarissa's examination here was not a Confrontation Clause violation and, certainly, was neither contrary to or an unreasonable application of federal law.
The trial court's ruling was not incorrect under New York's evidentiary rules. Nor can Foster show that the application of New York's evidentiary rules here "was arbitrary or disproportionate to the purposes" they are designed to serve.
Allowing Clarissa to be questioned about the Family Court's ruling could have potentially confused the jury. In Family Court, Suffolk County only had to establish abuse by a preponderance of the evidence and the Family Court drew adverse inferences against both Clarissa and Foster for invoking their Fifth Amendment rights not to testify.
Foster claims that the Family Court's ruling would have shown that Clarissa had a motive to fabricate her testimony in order to "exonerate her[self] and protect her mother." (Pet. at 41.) However, even absent the Family Court proceeding, Clarissa already had a powerful motive to lie in order to shield herself from criminal prosecution. Allowing questioning concerning the Family Court's ruling would have added little, if anything, in this regard. Moreover, with respect to Foster's claim that Clarissa had a motive to protect her mother, the Family Court ruling did not even contain any adverse findings concerning Barbara. In fact, the Family Court explicitly ruled that Barbara was not Jonathan's caretaker and did not have access to Jonathan on the night in question. (Family Court Order at 4.)
Furthermore, although the defense tried to show at trial that Clarissa did not take Jonathan to the doctor because she feared Child Protective Services being alerted, Foster could adequately advance this argument without exploring the later Family Court petition and the Family Court's findings.
Foster also stresses that questioning about the Family Court's ruling was critical because, according to Foster, a reasonable juror would have concluded that if the Family Court had found that Clarissa killed her son, "it may very well be true." (Pet. at 43.) As explained above, the trial court was well within its discretion to preclude Foster's attempt to introduce the Family Court's ruling in order to establish that Clarissa had, in fact, abused Jonathan and was responsible for his death. The Family Court's ruling was likely to cause jury confusion and also had marginal probative value as Clarissa did not testify in Family Court.
Accordingly, the trial court's restriction on Clarissa's cross-examination did not violate the Confrontation Clause and certainly was neither contrary to or an unreasonable application of federal law.
In his habeas petition, Foster also argues that the trial court erred when it precluded Foster from questioning Clarissa about the abuse and neglect petition that was filed against her in Family Court. This claim may be unexhausted. Foster's brief to the Second Department focused on the trial court's refusal to allow questioning about the Family Court's findings, not on the Family Court petition itself. In any event, this argument is plainly meritless. There was little additional probative value in allowing questioning about the abuse petition itself. Notably, even Foster's habeas petition never explains why questioning concerning the abuse petition itself would have been critical to his defense—instead, all of Foster's arguments focus on the alleged importance of the Family Court's findings. Moreover, Foster had ample other evidence to attack Clarissa' credibility and Foster had the ability, at trial, to explore the evidence underlying both the abuse petition and the Family Court's ultimate findings. Any preclusion of questioning about the abuse petition would not have violated Foster's confrontation rights.
Finally, Foster also claims that trial court's ruling that prevented him from exploring the abuse petition and the Family Court's finding during Clarissa's cross-examination violated his rights under the Fourteenth Amendment to due process and a fair trial. It seems doubtful that Foster adequately raised this claim in state court for purposes of exhaustion. (
For the reasons stated above, Foster's petition is DENIED. A certificate of appealability shall not issue because Foster has not made a substantial showing that he was denied a constitutional right.
Foster's sufficiency challenge also references findings made by the Family Court. As explained
It appears that one of Barbara's mental health treatment records indicates that Adrienne Hertlzer—Clarissa's sister who was not present on the night of October 11, 2011—believed that Clarissa murdered Jonathan and that Barbara started believing this as well. (Tr. 21-22.) The prosecution filed a motion in limine to preclude defense counsel from inquiring into this and other topics related to Barbara's mental health treatment. (Tr. 21.). The trial court denied the prosecution's motion and explicitly stated that the defense would be allowed to cross examine Barbara about her mental health history. (Tr. 25.) Thus, contrary to Foster's claim, it does not appear that the trial court precluded the defense from inquiring into these statements by Barbara, who was never called to the stand. Moreover, even if the trial court did preclude the defense from introducing these statements, the trial court would have had ample grounds to do so and the exclusion of any such statements would not establish that the disputed statements made by Clarissa deprived Foster of a fair trial.
Finally, Foster suggests, in passing, that Stalhut's testimony has some relevance to his fair trial claim concerning Clarissa's testimony. (Pet. at 35.) Stalhut, however, did not testify at the trial and, as noted previously, Foster has not raised any claims in his habeas petition challenging the state court's denial of his § 440.10 motion concerning Stalhut.