LAWRE E. KAHN, District Judge.
Before the Court are Defendants Chongqing Rato Power Co. Ltd., Rato North America, and Denver Global Products, Inc.'s (collectively, "Defendants") Motions for summary judgment, as well as both parties' claim construction Briefs. Dkt. Nos. 82 ("Defendants' '678 Motion"); 82-1 ("Defendants' '678 Memorandum"); 83 ("Defendants' '746 Motion"); 83-1 ("Defendants' '746 Memorandum"); 91 ("Plaintiffs' CC Brief'); 94 ("Defendants' CC Brief'); 95 ("Defendants' Indefiniteness Motion"); 95-1 ("Defendants' Indefiniteness Memorandum"). Plaintiffs Briggs & Stratton Corp. and Briggs & Stratton Power Products Group, LLC (collectively, "Plaintiffs") have responded to each Motion, and Defendants have replied. Dkt. Nos. 92 ("Plaintiffs' '678 Response"); 93 ("Plaintiffs' '746 Response"); 98 ("Defendants' '678 Reply"); 99 ("Defendants' '746 Reply"); 102 ("Plaintiffs' Indefiniteness Response"); 105 ("Defendants' Indefiniteness Reply"). The Court further permitted Plaintiffs to file a combined Sur-Reply Memorandum addressing both the '678 and '746 Motions. Dkt. Nos. 101-1 ("Plaintiffs' Sur-Reply"); 103. Additionally, each side has submitted a rebuttal to the other's CC Brief. Dkt. Nos. 106 ("Plaintiffs' CC Rebuttal"); 107 ("Defendants' CC Rebuttal"). For the following reasons, the Court grants Defendants' '678 Motion, and denies their '746 and Indefiniteness Motions.
At issue in this case is whether Defendants' production and sale of a multi-purpose vehicle known as the RAVEN infringes on two of Plaintiffs' patents, U.S. Patent Nos. 6,510,678 (the "'678 patent") and 7,107,746 (the '746 patent"). The '678 patent refers to a suspension system employing a "load compensation adjuster."`678 patent col. 2:45-50. According to the specification, the '678 patent primarily strives to solve the problem of full compression of the suspension's weight-bearing spring, which causes discomfort to the rider and can reduce the life of the suspension's spring due to "coil bind."
Plaintiffs filed this action and moved for a preliminary injunction enjoining Defendants from manufacturing or selling the RAVEN unit. Dkt. Nos. 1 ("Complaint"); 27 ("PI Motion"). In their PI Motion, Plaintiffs alleged that they were likely to succeed in showing that the RAVEN infringed one claim, Claim 39, from the '678 patent and another, Claim 6, from the '746 patent, and that they were facing irreparable harm. Dkt. No. 27-1 ("PI Memorandum") at 10-24. The Court found that Defendants were likely to show that Claim 39 was invalid, and therefore Plaintiffs were not likely to succeed on the merits of that claim. Dkt. No. 70 ("PI Order") at 10-25. But, although the Court disagreed with Plaintiffs' construction of "central longitudinal beam," it nevertheless found that Plaintiffs had raised a sufficiently serious question going to the merits of their claim that the RAVEN infringed Claim 6 of the '746 patent.
The construction and interpretation of patent claims is an issue of law for courts to decide.
The Federal Circuit has set forth a framework for claim construction.
Where one of ordinary skill in the art would not find a clear meaning in the claim terms alone, courts should turn to intrinsic and extrinsic evidence.
In cases where a claim term simply cannot be construed by a person of ordinary skill in the art, that claim is considered to be indefinite. Previously, the standard for showing indefiniteness was whether the term was "not amenable to construction" or was "insolubly ambiguous."
The Court previously found that the parties were in agreement that a person of ordinary skill in the art in question would have at least a bachelor's degree in mechanical engineering, as well as experience in the design or analysis of dynamic systems. PI Order at 7. The parties' experts have revised their definitions of a person with ordinary skill in the art; they agree that such a person would have experience in the design or development of suspension systems.
The parties disagree on the construction of seven relevant terms in the '678 patent. These terms appear in Claim 34, an independent claim from which all other putatively infringed claims depend. Claim 34 reads:
'678 patent col. 11:22-12:6.
Central to the scope and effect of the '678 patent as a whole is the definition of "load compensation adjuster," a mechanism present in the independent suspension. As a preliminary matter, the parties agree that the "load compensation adjuster" has no customary or usual meaning to a person of ordinary skill in the art.
Plaintiffs assert that a plain-English reading of "load compensation adjuster" suggests that the mechanism "is adjustable to compensate for loads of differing weights." Pls.' CC Br. at 12. The Court reads this phrase differently. Plaintiffs' textual interpretation would make sense if the mechanism were dubbed an "adjustable load compensator." A more natural reading, however, leads to the definition that a "load compensation adjuster" is a part of the system that adjusts the way the system compensates for loads of differing weights. The '678 patent's specification supports this reading.
The specification puts into context what a "load compensation adjuster" is in view of the entire suspension:
'678 patent col. 2:46-50. The description makes clear that the rear wheel suspension system as a whole—not the load compensation adjuster itself, per se—is what compensates for riders of differing weights. Rather, consistent with the lay-English meaning of "load compensation adjuster," the role of the load compensation adjuster is to adjust the way that the suspension compensates for differing loads. Cf. Hicks Decl. ¶ 38; '678 patent col. 2:31-40. The specification's descriptions of Figures 14-16 further state that the role of the embodiments is "load compensation adjustment," not simply load compensation.
All embodiments listed in the specification are fully consistent with this definition. The identified embodiments include an "Overload Spring 100," a "Shock Absorber 102," an "Air Shock 104," and an "Airbag 106."
Plaintiffs maintain, however, that because each load compensation adjuster is itself adjustable, that functionality is vital and should be read into the term's construction. Pls.' CC Br. at 12-13; Pls.' CC Rebuttal at 10. Not only is this assertion contrary to the plain-English meaning of "adjuster," it also lacks any basis in the claim language and the specification. An adjuster, by definition, adjusts; that an object adjusts provides no context for whether it may also be adjusted. Furthermore, Overload Spring 100—which alone is the preferred embodiment of a load compensation adjuster—is not itself adjustable. Hicks explains that Nut 98 may be tightened or loosened to adjust the tension in Overload Spring 100. Hicks Decl. 14. However, the patent language does not claim that Nut 98 is part of the load compensation adjuster, and its stated purpose is to pre-compress Spring 72, not Overload Spring 100.
Defendants claim that a load compensation adjuster should "carry part of the weight placed on the main frame." Defs.' CC Br. at 2. However, that construction is inaccurate. The preferred embodiment, the Overload Spring 100, only carries weight when the main suspension spring is compressed more than one inch. '678 patent col. 6:46-49. Again, because "[a] claim construction that excludes the preferred embodiment `is rarely, if ever, correct and would require highly persuasive evidentiary support,"
Finally, Defendants argue that "load compensation adjuster" is indefinite. Defs.' CC Br. at 5-6. As basis, Defendants argue that a hydraulic shock absorber, such as Shock Absorber 102, never "carries part of the weight" and therefore does not fit the description. To the extent Defendants argue that the load compensation adjuster must always carry some of the weight, the Court has shown above that the position is misguided. To the extent Defendants wish to impose a restriction that the load compensation adjuster must sometimes carry part of the weight, they overgeneralize the description of what one embodiment of a load compensation adjuster, the Overload Spring 100, does. '678 patent col. 6:48-49. Meanwhile, all embodiments perform a common function, adjusting the tension in the spring at some levels of compression, that is consistent with the plain-English meaning of "load compensation adjuster" and the stated aim of the load compensation adjuster in the specification. Defendants have not, therefore, satisfied their burden to show invalidity for indefiniteness.
Accordingly, the Court construes "load compensation adjuster" to mean "a component of the suspension that adjusts the tension in the suspension spring that compensates for different loads at some or all levels of compression."
The parties disagree on the interpretation of the second half of this phrase. Plaintiffs argue that "force" refers to the combined force of the load compensation adjuster and the suspension spring as a system on the wheel. Pls.' CC Br. at 14-15. Defendants interpret "force" to refer to each of the individual forces exerted by both the spring and the load compensation adjuster on the wheel. Defs.' CC Br. at 6-7.
The parties dispute the plain-English meaning of the claim language. Defendants assert that, if the inventor had meant a combined force, the claim would read, in relevant part, "force exerted by the spring and the load compensation adjuster when compressed." Defs.' Br. at 6. Plaintiffs assert that a combined force is implied by the use of a singular "force," rather than "forces." Pls.' CC Br. at 14-15. The language leans in favor of Defendants' interpretation. The use of the singular "force" would be proper sentence construction if each of the spring and the load compensation adjuster exerted one relevant force. As Defendants point out, the use of the second "by" refers "force" to each of the spring and the load compensation adjuster individually.
However, Plaintiffs' reading is more consistent with the specification. While Plaintiffs' reading of the claim would include all embodiments listed in the specification, Defendants' reading would exclude the hydraulic shock absorber. This is because a shock absorber always exerts a force that is counter to motion. So, while the shock absorber and spring would both exert a downward force on the wheel as it moves upward, the shock absorber and the spring would exert an upward and a downward force on the wheel, respectively, as the wheel moves downward. However, the net force exerted by the spring and load compensation adjuster system on the wheel would still be downward in the latter case.
The Court finds that, though Defendants' plain-text reading of the claim is probably more correct on a purely textual level, the wording of the sentence is not so clear as to adopt that definition over one that is entirely consistent with the specification. Accordingly, the Court interprets "force" to mean the combined force of the load compensation adjuster and the suspension spring.
The parties dispute whether "inside" means that the load compensation adjuster is entirely inside the respective spring. Defs.' CC Br. at 7-8; Pls.' CC Br. at 16-17. Plaintiffs argue that a person of ordinary skill in the art would recognize "inside" to signify a suspension where the load compensation adjuster runs through, but not necessarily entirely inside, the spring rather than next to it—for example, in a coil-over suspension.
Defendants' argument is belied by the specification and patent drawings. Indeed, of the embodiments shown and described, only Overload Spring 100 would satisfy a requirement that the load compensation adjuster be located entirely within the spring.
The meaning of the portion of the quoted sentence falling before the comma is largely uncontested by the parties. Defendants' sole contention is that the word "always" be added before "in a downward direction" for the sake of clarity.
More contentious is whether the part of the sentence falling after the comma refers to an inherent property of the spring chosen for the suspension, or the mower's design and assembly. Defs.' CC Br. at 8-9; Pls.' CC Br. at 14-15. Plaintiffs contend that viewing the spring's range of motion in light of the mower's assembly would contradict the next part of Claim 34, which states that the assembly then "prevent[s] full compression of the spring with the load compensation adjuster." Pls.' CC Rebuttal at 14-15; '678 patent col. 12:1-2. In fact, the opposite is true—the claim's phrasing serves to highlight the function of the load compensation adjuster. As Defendants point out, Claim 34 is explicitly a method of assembly. Defs.' CC Br. at 9; '678 patent col. 11:22-23. The suspension spring is introduced earlier in the claim than the phrase at issue, and there appears to be no particular reason that a description of the spring's inherent range of motion belongs in this step of the claim as opposed to an earlier step.
Accordingly, the Court construes this term to mean "positioning the spring of each independent suspension to bias a respective wheel of the two wheels in a downward direction, the spring, but for the load compensation adjuster, operating in a range of compression between uncompressed and fully compressed states."
The parties agree that a "main frame," by its plain meaning, is a "primary load-bearing structure." Defs.' CC Br. at 9. The parties disagree on whether reference to a "subframe" elsewhere in the specification requires further differentiation to give proper meaning to the "main frame" and assure definiteness. The Court cannot discern why this dispute is meaningful. As Plaintiffs point out, Defendants have adduced no evidence as to why a person of ordinary skill in the art would be unable to determine the primary load-bearing structure in a mower, and therefore they have not shown why declining to further construe the claim would render it indefinite.
Defendants assert that there is no valid basis to distinguish the above-quoted terms of Claim 34, and therefore the Claim is indefinite. Defs.' CC Br. at 10-13. Central to this dispute are the meanings of the words "with" and "coupling."
Plaintiffs argue that "providing a main frame with a cutter deck" means "providing a main frame and a cutter deck under the main frame," and that the meaning of "coupling the cutter deck to the main frame" is apparent from the plain language. This construction, however, is unhelpful on its own because even if the "underneath" relationship can be implied from the embodiments in the specification and their descriptions as a claim limitation—which is a contentious proposition in and of itself, see
Defendants' proffered interpretation, if the claim is not indefinite, is equally dubious because it contradicts the preferred embodiment. Defendants argue that "provides a main frame with a cutter deck" means that the main frame "includes" a cutter deck, and that "coupling" the cutter deck to the main frame means that the cutter deck is connected "directly" to the main frame. Defs.' CC Br. at 10. The preferred embodiment contains neither of these features.
In keeping with the Court's construction of "the spring having a range of compression between uncompressed and fully compressed states," the Court views the entirety of Claim 34 as a broad-to-narrow series of steps pertaining to "[a] method for assembling a mower."`678 patent col. 11:22-23. Among the definitions for "provide," when used as a transitive verb, is "to make available." WEBSTER'S II NEW RIVERSIDE UNIVERSITY DICTIONARY 948 (1988). Therefore, the first contested clause requires only that the mower be assembled in such a way that cutter deck is made available to the main frame. The cutter deck is then joined or attached to the main frame.
The question, then, is whether "coupling" requires only some kind of connection, direct or indirect, or something more. The word "coupling" is used elsewhere in Claim 34 to describe the two rear wheels' connection to the main frame, which the clause makes explicit is through an independent suspension. '678 patent col. 11:27. Claim 34 also uses "coupling" to describe the attachment of each of the front two wheels to the main frame, without further specificity as to how.
The parties disagree both on the meaning of the word "central" and the meaning of the word "beam." The Court previously construed each of these terms in the PI Order. "Central" was construed to mean "placement of the beams so that the first and second longitudinal pivot axes are `laterally spaced from the longitudinal axis between about 0% and about 20% of the track width." PI Order at 26. "Beam" was construed to mean "a single structural member not composed of any other member."
Defendants argue that the Court's prior construction of "central" reads on U.S. Patent No. 3,719,371 to Musgrave ("Musgrave"). Central to Defendants' argument is an analysis by its expert, Dr. Radcliffe, that Musgrave's longitudinal pivot axes are located between about 0% and about 20% of the track width from its longitudinal axis, and the prosecution history forbids a definition that reads on Musgrave. Dkt. No. 97 ("Radcliffe CC Declaration") at 13. However, Dr. Radcliffe's conclusion was based on a ruler measurement of Musgrave's specification illustrations.
Defendants also argue that the placement of the longitudinal beams is entirely irrelevant to the location of the longitudinal pivot axis, rendering any definition of "central" based on the pivot axes indefinite. Defs.' CC Rebuttal at 17. However, Dr. Radcliffe's only stated support for that assertion is the flawed assumption that Musgrave's patent drawings are to proportion. Radcliffe CC Decl. at 13. To the extent the assertion is still true, the Court declines to alter its existing construction of "central" without some showing as to why.
Plaintiffs seem to ignore the prior litigation as to the meaning of the word "beam" and simply argue that the plain meaning of the term supports its definition that a beam may be made up of any number of structural members. Pls.' CC Br. at 19-20; Pls.' CC Rebuttal at 21-22. However, as the Court discussed at length in the PI Order, the specification describes an invention as having a "frame [that] can be constructed partially or entirely of different structural members."`746 patent col. 26:50-51; PI Order at 27-30. Additionally, "the term `beam' (whether referring to the longitudinal beams or any other beam of the frame . . . ) is intended to encompass all of these structural members."`746 patent col. 26:55-58. It is well settled that the ordinary meaning of a word or phrase has no bearing on its definition in a patent when the inventor expresses clear intent to act as her own lexicographer.
Accordingly, because neither party has presented evidence that calls into question the Court's construction of "central longitudinal beam" in the PI Order, the Court maintains that definition of the term.
The parties never meaningfully engage in the reconciliation of "the" and "at least one" as they refer to a central longitudinal beam. As a preliminary matter, the plain meaning of the claim would be clear if it read "pivotably coupled to at least one central longitudinal beam": each wheel must be attached to a central longitudinal beam but, if there is more than one, not necessarily all of them. However, that is not what the claim says, and therefore the Court must address whether or not the addition of the word "the" significantly changes the meaning.
Defendants argue that the Court should look to the prosecution history, where the inventors differentiated a previous iteration of Claim 1 from Musgrave by stating, inter alia, that "only one wheel is coupled to each [central longitudinal beam]" in that patent. Dkt. No. 96 Ex. 4 at 8. This argument was presented in an attempt to prove that Claim 1 did not read on Musgrave.
Plaintiffs attempt to resolve the apparent ambiguity by revising the definition of "central longitudinal beam" to include several beams that together make up a beam known as "the at least one central longitudinal beam." However, that explanation would render the entire claim indefinite. As the Court stated in the PI Order, "if beams could be composed of other beams, a person of ordinary skill in the art would have no practicable way of distinguishing between a beam and a frame. At what point, this person would ask, does a specific conglomeration of beams go from being simply another beam to being the frame?" PI Order at 28. Because Plaintiffs have still not addressed the difference between a frame and a beam, the Court continues to interpret a frame and a beam in a way that makes them mutually exclusive.
Because the parties have provided no permissible interpretation of the claim term, and there has been no showing of indefiniteness by clear and convincing evidence, the Court simply declines to engage in further construction of this portion of the term at this time.
The parties further dispute the meaning of "about a first longitudinal pivot axis . . . ." Defendants argue that the pivot axis must be defined as running through the "center of rotation of the wheel." Defs.' CC Br. at 21. Defendants "support" this construction by stating, without citation or explanation as to relevance, that the RAVEN's more complex double swing arm suspension demonstrates that a more exacting definition is necessary. It is entirely unclear to the Court what relevance the characteristics of the allegedly infringing art have on the interpretation of the allegedly infringed patent's terms. Therefore, the Court also declines to construe this part of the term.
Defendants argue that "substantially parallel" is a measure of degree not properly defined by the specification, and is therefore indefinite. Defs.' CC Br. at 21. "When a word of degree is used the district court must determine whether the patent's specification provides some standard for measuring that degree . . . [,] that is, whether one of ordinary skill in the art would understand what is claimed when the claim is read in light of the specification."
Defendants have not established, by clear and convincing evidence, that one of ordinary skill in the art would not be able to discern the meaning of "substantially" as it pertains to the parallel nature of beams. Indeed, they present no evidence at all regarding how one of ordinary skill in the art would interpret "substantially parallel." Rather, they cite alleged inconsistencies between Plaintiffs' Invalidity Response and the Hicks Declaration on indefiniteness, as well as a lack of explicit definition in the specification. Defs.' Indefiniteness Reply at 9-10. First, Plaintiffs' use of "substantially" or "approximately" in their papers does not contradict Hicks' definition of "substantially" to mean "within tolerances specified by the manufacturer."
Defendants make exactly the same arguments regarding this claim term as they made regarding the term "substantially parallel," again seemingly ignoring that it is their burden to show invalidity.
The parties' dispute regarding these terms covers two main issues: first, whether the transverse and longitudinal portions must be of substantial length; and second, whether those portions may be substantially orthogonal to and parallel to the longitudinal axis, respectively.
There is nothing in the claim language or the specification to indicate that the transverse and longitudinal portions must be of substantial length, nor is there any extrinsic evidence before the Court that one of skill in the art would read in such a restriction. Although Defendants claim that they present the side-by-side illustrations of a '746 patent embodiment and the RAVEN to "illustrate where the parties' dispute over the claim lies," Defs.' CC Br. at 23, in essence they are asking the Court to decide whether the RAVEN infringes. Cf.
Furthermore, in the Court's view, whether the transverse and longitudinal portions may be substantially at a right angle to and parallel to the longitudinal axis, respectively, is inextricably linked to the requirement that the central longitudinal beam be "substantially parallel" to the longitudinal axis. Indeed, even in Figure 39, which Defendants argue clearly shows the suspension arms at right angles, the suspension arms appear to be at right angles to the central longitudinal beam. Because the central longitudinal beam is only substantially parallel to the longitudinal axis, then, it follows that even an exact right angle to the central longitudinal beam will be only substantially orthogonal to the longitudinal axis. Accordingly, the Court construes "transverse portions" to mean "portions substantially at a right angle to the longitudinal axis," and "longitudinal portion" to mean "portion substantially parallel to the longitudinal axis."
The parties disagree on whether the preambles of Claims 1 and 10 are limiting to include only mowers. Pls.' CC Br. at 17-19; Defs.' CC Br. at 24-25. As a preliminary matter, Defendants assert that Plaintiffs waived the right to argue the preambles are limiting by admitting that they were not in their infringement contentions under the Local Rules. Dkt. No. 96 Ex. 7 at 16, 24. The Court agrees. The Local Patent Rules' purpose in this and other jurisdictions is to compel parties to "crystallize their theories of the case early in the litigation and adhere to these theories once they have been disclosed."
However, even if Plaintiffs could still argue that the preambles were limiting, that argument would be incorrect. "[W]hen the claim body describes a structurally complete invention such that deletion of the preamble phrase does not affect the structure or steps of the claimed invention," a preamble is held to be not limiting.
Summary judgment is proper where "there is no genuine issue as to any material fact," and thus "the movant is entitled to judgment as a matter of law."
Federal statute directs that patents be presumed valid. 35 U.S.C. § 282. The party moving to invalidate a patent at the summary judgment stage bears the burden of producing clear and convincing evidence of invalidity such that no reasonable factfinder could find otherwise.
35 U.S.C. § 103 requires that an invention be non-obvious in light of prior art in order to be patentable. A patent may be invalidated "if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains." 35 U.S.C. § 103. "Obviousness is a question of law based on underlying facts."
A patent's specification must "contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same." 35 U.S.C. § 112. "The hallmark of written description is disclosure," signifying that "the inventor had possession of the claimed subject matter as of the filing date."
A claim is anticipated by prior art, and thus is not patentable, if "the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of the application for patent in the United States." 35 U.S.C. § 102(b). "[A] claim is anticipated if each and every limitation is found either expressly or inherently in a single prior art reference."
Defendants challenge the validity of the '678 patent on two grounds. First, Defendants argue that Claims 34, 35, 39, 44, and 45 are obvious in light of some combination of Musgrave and U.S. Patent No. 2,756,045 to Savory ("Savory"). Defs."678 Mem. at 10-18. Defendants then argue that the same Claims lack written description in the specification.
Musgrave discloses "a mobile work vehicle such as a riding mower" that has an "independent front suspension." Musgrave, abstract and col. 1:36-37. The independent suspension in Musgrave employs a torsion bar spring assembly, rather than a coil-over-shock assembly, which Radcliffe asserts are known alternatives to one skilled in the art of suspension design.
Savory discloses a rear suspension with a coil spring over a shock assembly—a "coil-over suspension"—for motorcycles. Savory, col. 1:15-20 and Fig. 1. Savory addresses the problem of the varying loads placed on a motorcycle rear suspension depending on whether a pillion passenger rides.
The Court described the pertinent details of the '678 patent's prosecution history in the PI Order.
Plaintiffs argue that Radcliffe's lack of experience in the art of lawnmower design disqualifies him from commenting on the obviousness of the '678 patent. Because the parties here disagree on whether one skilled only in the design of vehicle suspensions and one skilled in the design of vehicle suspensions and lawnmowers would view the obviousness of the '678 patent identically, the Court must now resolve exactly what the relevant art is.
Plaintiffs argue that familiarity with lawnmowers is an integral part of the relevant art by citing the '678 patent's many references to lawnmowers, which signal that careful attention must be paid to the implications of an independent suspension with load compensation adjuster in mowers. Pls."678 Resp. at 11. However, the scope of the inquiry and the choice of the relevant art depend not on the stated purpose of the inventor, but rather "the objective reach of the claim."
Clearly relevant is the relationship between the art upon which the parties agree and the art that they dispute. In
Defendants assert that if one skilled only in the suspension art perceives a set of obvious combinations of existing suspension inventions, then one skilled in both the lawnmower and suspension arts would perceive all of those obvious combinations and more. Defs."678 Reply at 6-7. However, this line of reasoning ignores that some suspensions might completely frustrate the primary purpose of a lawnmower—to cut grass reasonably evenly, appear to interfere with that primary purpose to such an extent that expertise is needed to restore an acceptable level of functionality, or be otherwise impractical in context. The fact that an invention is not obvious if the relevant prior art "teaches away" from the invention further serves to illustrate this point.
The heart of the issue is whether the invention claimed in the '678 patent is closely enough related to the essential and overall function of a lawnmower that the gravity of the invention could only be properly understood by one skilled in the art of mowers. The Court finds that it is not. The ultimate problem that the '678 suspension seeks to address is the bottoming out of the suspension springs under varying loads and terrain demands. '678 patent, col. 2:31-41. As is clear in light of Savory, this problem is not unique to lawnmowers. Plaintiffs' distinction between a pillion passenger and lawn clippings, Pls."678 Resp. at 16, is meaningless; both add load to the rear of the vehicle such that they increase the likelihood of a rear suspension spring bottoming out. Plaintiffs also stress the importance of the lawnmower's essential function of cutting grass to an even height.
Defendants assert that the combination of the independent suspension disclosed in Musgrave and the teachings of Savory would have made the claimed invention in the '678 patent obvious to one of ordinary skill in the suspension art. Defs."678 Mem. at 9-15. Defendants argue, essentially, that: Musgrave uses an independent suspension; a coil-over suspension, which is a claimed embodiment of the '678 patent, was to one of ordinary skill a known alternative to the torsion bar suspension; and Savory directly addresses the problem of bottoming out in a coil-over suspension.
A prior art reference "teaches away" from certain combinations with other references where "a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant."
A question of fact exists as to whether Musgrave teaches away from the combination with Savory. Musgrave did not employ a coil suspension as its independent front suspension; a torsion bar system was used. Musgrave col. 6:66-7:40 and Figs. 3, 10. Although coil springs and torsion bars are "well-known alternatives," Defs."678 Mem. at 13, even Defendants agree that, in some stituations, the choice of one is preferable to the other, see Defs."678 Reply at 6 ("Indeed, th[e] GM patent suggests that coil springs are preferable to torsion bars for "off-road type driving situations," providing a reason to substitute Savory for Musgrave's torsion bars for certain applications."). Because torsion bars move longitudinally down the vehicle to accommodate different loads, rather than simply compressing up and down, Dkt. No. 92-2 ("Hicks SJ Declaration") ¶ 34, they "maintain a desired relation of the [main] platform and the front wheels in any instance, irrespective of their joint or relative movements," Musgrave col. 7:29-34. The gravity of this assertion, according to Hicks, is that the substitution of a coil spring would not yield the same desired relationship between the front wheels and the main platform to which the cutting deck is attached. Hicks SJ Decl. ¶ 35. It is significant to the Court that, in order to restore that same level of functionality and desired relationship using a coil suspension, the '678 patent admits in plain terms that an entirely different patent is necessary. '678 patent col. 2:26-30 ("An improvement in one of the related applications connects the cutter deck with the rear wheels, thereby ensuring that the cutter deck moves relative to the wheels and the ground rather than relative to the chassis of the mower.").
Accordingly, the Court finds a question of fact as to whether Musgrave teaches away from the incorporation of Savory. However, even if Musgrave did not directly teach away from the use of Savory, the benefits of the torsion bar system in Musgrave still require Defendants to show some motivation for the combination with Savory beyond a conclusory statement that the '678 patent constitutes "the predictable use of prior art elements according to their established functions,"
Plaintiffs further argue that Musgrave teaches away from Savory because it claims that it provides "ease and comfort" even though the torsion bars can "bottom out." Pls."678 Resp. at 16-17; Musgrave col. 6:27. This argument fails. There is no indication in Musgrave's specification that the choice of torsion bars—as opposed to other suspension methods—is what causes the ease and comfort of the claimed invention.
However, because genuine disputes of fact exist as to motivation and whether Musgrave teaches away from using the coil spring suspension in Savory, a grant of summary judgment is inappropriate at this stage on the issue of obviousness.
Having found that Defendants have not met their burden of proving obviousness, the Court next considers whether the same claims lack a written description. This dispute centers around whether or not the patent actually discloses that the shock absorber embodiment of a load compensation adjuster prevents full compression of the spring, as Claim 39 states in combination with the claim on which it depends, Claim 34. The Court finds that it does not, and thus Claim 34 and all of the dependent claims lack written description.
Plaintiffs state that "the '678 patent ties the prevention of coil bind directly to the load compensation adjuster." Pls."678 Resp. at 24-25. This is, of course, true: Claim 39 identifies the load compensation adjuster simply to be a "shock absorber," as does the specification. '678 patent cols. 52-54 and Fig. 14 (identifying and portraying a "shock absorber embodiment of the load compensation adjuster" and indicating only two relevant pieces of equipment, the shock absorber and the coil spring); 7:8-12 (stating that the change in the load compensation adjuster in the drawing embodiment is a substitution of Shock Absorber 102 for Overload Spring 100). As discussed supra, the clear text of the specification indicates that it intended the shock absorber, not a coil-over suspension, to be the load compensation adjuster.
"The written description requirement also ensures that when a patent claims a genus by its function or result, the specification recites sufficient materials to accomplish that function."
It is clear that the original purpose of the '678 patent was never to fully prevent full compression of the spring; accordingly, it is no wonder that there is no written description for that functionality in the specification. The inventor of the '678 patent has testified that the '678 patent's purpose was instead "to reduce the likelihood of bottoming out by putting another element into the lawnmower that would relieve some of the load." Dkt. No. 85, Ex. GG at 75 (emphasis added). This explanation makes sense in light of the choice to use a shock absorber and that, even for the overload spring preferred embodiment, the specification never teaches how the load compensation adjuster actually prevents bottoming out of the spring.
Defendants also challenge the validity of the '746 patent. First, Defendants argue that the "746 patent is anticipated by two pieces of prior art: U.S. Patent No. 6,101,794 to Christopherson et al. ("Christopherson"), and the 1988 Yamaha Terrapro ("Terrapro"). Defs."746 Mem. at 9-14. Second, Defendants argue that if the Court finds that one piece of prior art does not anticipate some elements of the '746 patent's Claims while the other does, those elements are are obvious.
Defendants' arguments as to Christopherson's anticipation of the '746 patent again rely on a patent drawing analysis undertaken by their expert, Dr. Radcliffe, to establish the existence of longitudinal pivot axes within about 0% and about 20% of the track width from the longitudinal axis and, by extension in accordance with the Court's claim construction, a central longitudinal beam.
Defendants argue that, based on Radcliffe's analysis of an actual Terrapro model, the Terrapro anticipates every element of the '746 patent. Defs."746 Mem. at 14. The Terrapro, however, is not a lawnmower, but an all-terrain vehicle ("ATV") for which users can purchase a lawnmower attachment. Although the Court determined supra that the preambles to Claims 1 and 10 are not limiting, that does not end the inquiry as to whether the Terrapro qualifies as prior art—which a reference must be to establish anticipation.
Unlike the '678 patent, the '746 patent's specification consistently focuses on the implications of the design choices for the evenness of the cut of grass and the life of the mower as a whole.
The Court finds a question of fact in whether one of ordinary skill in the lawnmower art would find the Terrapro to be prior art. Because Radcliffe has admitted that he has no prior experience in the design or analysis of lawnmowers, see Pls.' 746 Resp., Ex. 1 at 21:9-15, he is unqualified to determine what is and is not prior art in the art of lawnmowers.
Defendants further allege that the '746 patent is obvious in light of some combination of the elements disclosed by the Terrapro and Christopherson. Defendants appear to argue that, if one of either the Terrapro or Christopherson discloses each element of putatively infringed claims, a finding of obviousness is the logical outgrowth of that disclosure. However, that argument is insufficient to satisfy the moving party's burden of proof on summary judgment for obviousness.
When a party seeking to invalidate a patent combines multiple prior art references in an attempt to show obviousness, it must show why a person of ordinary skill would have combined those references.
What's more, the opinion of an expert not skilled in the relevant art cannot form the basis for a finding of obviousness.
Accordingly, it is hereby: