GLENN T. SUDDABY, District Judge.
Currently before the Court, in this personal injury action filed by M.B. and Maureen Scott, individually and as parent and natural guardian of M.B. ("Plaintiffs") against CSX Transportation, Inc. ("Defendant"), are Defendant's motion for summary judgment and Defendant's motion to preclude the use of the opinions of Plaintiffs' liability expert, Nicholas Bellizzi, in opposition to Defendant's motion for summary judgment and at trial. (Dkt. Nos. 49, 50.) For the reasons set forth below, Defendant's motion to preclude is granted and the motion for summary judgment is granted.
This action was originally commenced in New York State Supreme Court, County of Ulster, on or about March 23, 2012. (Dkt. No. 1.) Generally, the Complaint alleges that on November 27, 2010, while crossing railroad tracks located in Kingston, New York, M.B. was struck and injured by a train owned and carelessly operated by Defendant. (Dkt. No. 1, Attach. 1, at ¶¶ 10-18 [Pls.' Compl.].) Based on these factual allegations, the Complaint sets forth two causes of action: (1) negligence; and (2) the loss of M.B.'s services, love, companionship, and support. (Id. ¶¶ 19, 21.) Pursuant to 28 U.S.C. § 1332(a), this lawsuit was removed to the Northern District of New York on the basis of diversity jurisdiction. (Dkt. No. 1.)
Over the following two years, this matter endured a prolonged discovery process in which the original discovery deadline date of July 31, 2013, was extended several times until discovery was finally completed on May 16, 2014. (Dkt. Nos. 13, 19, 25, 30, 43, 47.) This delay was apparently caused by Plaintiffs' failure to comply with discovery deadlines and timely serve expert reports, culminating in sanctions
The following material facts have been asserted and supported by Defendant in
1. At the time of the accident, Plaintiff, M.B., was approximately thirteen years and ten months old.
2. The railroad tracks where the accident occurred are near Greenkill Avenue, south of Broadway Bridge, in Kingston, New York.
3. The accident occurred at approximately 2:30 p.m. in broad daylight on November 27, 2010, when a CSX train traveling in a southerly direction made contact with M.B.
4. Before the accident and at the point of impact, the train was traveling at approximately 38 miles per hour. (Compare Dkt. No. 56, ¶ 8 [Def.'s Rule 7.1 Statement, asserting above-stated fact and citing record evidence that establishes fact] with Dkt. No. 58, Attach. 2, at ¶ 8 [Plf.'s Rule 7.1 Response, failing to cite record evidence that controverts above-stated fact].)
5. The train's speed of 38 miles per hour was within the authorized speed (50 mph) of CSX's Albany Division Timetable for freight trains at the location of the accident and within the maximum allowable operating speed (60 mph) for freight trains on a Class 4 track.
6. Before the collision, M.B. ran across the railroad right-of-way toward the railroad track in an attempt to beat the train.
7. While attempting to cross the railroad tracks, M.B. tripped and fell.
8. Before contact, Russell Clark, the CSX train engineer, blew the train's horn and rang the train's bell to provide a warning to M.B. and to warn M.B. to get out of the way.
9. Indeed, the train gave audible warnings through either the train's horn or train's bell for approximately two (2) minutes and twenty (20) seconds before the point of impact with M.B. and continued to do so up until the time the train came to a complete stop after the accident.
10. Before November 27, 2010, M.B. was fully aware that trains would use the railroad tracks on a regular basis at the location of the accident. In addition, M.B. knew that train tracks are dangerous.
11. Before the day of the accident, Mr. Clark had never seen any pedestrians, individuals or trespassers cross the railroad tracks at this location.
According to Mr. Bellizzi's curriculum vitae, he is a professional engineer licensed in both New York and New Jersey. (Dkt. No. 58, Ex. A., at 23.) Although Mr. Bellizzi also states he is an accident reconstructionist, he has not received accreditation or any other form of certification in the area of accident reconstruction. (Compare Dkt. No. 58, Ex. A, at ¶ 1 [Bellizzi Decl.] with Dkt. No. 50, Attach. 3, at 19:4-22 [Bellizzi Dep.].)
After reviewing the evidence, Mr. Bellizzi rendered the following opinions. The train consisted of 136 cars, including "73 loads [and] 63 empties," which amounted to a combined weight of 11,483 tons and extended to a combined length of 8,480 feet. (Dkt. No. 50, Attach. 2, at 4.) The train was initially traveling at 38 mph, or 55.7 feet per second, as it approached the point of impact. (Dkt. No. 50, Attach. 2, at 7.) The interval between the time that M.B. first became visible to the train crew inside the locomotive cab and the time that the locomotive struck M.B. was approximately five seconds. (Id.) During these
According to Mr. Bellizzi, a train operator's perception reaction time ("PRT"), which is the total elapsed time from when an object or person is detected to applying the train's brake, is 1.0 to 1.2 seconds. (Id.) This PRT was calculated based upon Mr. Bellizzi's prior experience "in numerous similar train accident cases." (Id. at 7-8.) Based on this PRT, he opined that, had the train operator (Russell Clark) applied the train's brakes 1.2 seconds after M.B. first came into view, the train would have arrived at the point of impact .27 seconds later, which would have been enough time for M.B. to clear the train's path.
According to Mr. Peterson's expert report, he has a degree in mechanical engineering and has held a variety of positions in the locomotive industry, including as a certified locomotive engineer, and has operated numerous passenger and freight trains. (Dkt. No. 50, Attach. 4, at 1 [Peterson Expert Report].)
After reviewing the evidence, Mr. Peterson rendered the following opinions. M.B. was visible approximately four to five seconds before impact. (Dkt. No. 50, Attach. 4, at 6 [Peterson Expert Report]; Dkt. No. 50, Attach. 4, ¶ 12 [Peterson Aff.].) Furthermore, the train was traveling at 38 mph immediately before the collision with M.B. (Dkt. No. 50, Attach. 4, at 4 [Peterson Expert Report]; Dkt. No. 50, Attach. 4, ¶ 12 [Peterson Aff.].) Two (2) seconds before the collision, the train's engineer sounded the train's horn. (Dkt. No. 50, Attach. 4, at 6 [Peterson Expert Report]; Dkt. No. 50, Attach. 4, ¶ 12 [Peterson Aff.].) In addition, the train's bell had been
In contrast to Mr. Bellizzi's opinion, Mr. Peterson opines that, based upon his experience, the PRT for a train operator is 1.5 to 2.5 seconds. (Dkt. No. 50, Attach. 4, ¶ 13 [Peterson Aff.].) Mr. Peterson also takes exception to Mr. Bellizzi's use of an average deceleration time over the entire stop in performing his calculations. (Id. ¶ 9.) According to Mr. Peterson, average deceleration "assumes linear, or constant, deceleration and ignores the physics of train braking." (Id.) Rather, Mr. Peterson states that an
(Id.; Dkt. No. 50, Attach. 4, at 7 [Peterson Expert Report].)
In support of his opinion, Mr. Peterson cites the data contained in the event recorder, which, according to Mr. Peterson, "clearly demonstrates that four (4) seconds after the emergency brake in this train was applied or after the initial throttle reduction and service braking, a maximum reduction in speed of only 1 mph would occur." (Id.) Therefore, Mr. Peterson opines that, "even had engineer Clark applied the train brakes in emergency instantly at the time when M.B. was possibly visible (approximately 4 to 5 seconds before impact), the train was only approximately 225 to 280 feet away and the train's arrival could not have been measurably delayed." (Dkt. No. 50, Attach. 4, at 7 [Peterson Expert Report]; Dkt. No. 50, Attach. 4, ¶ 10 [Peterson Aff.].)
Generally, Defendant makes six arguments in support of its motion for summary judgment. (Dkt. No. 49, Attach. 23, at 2-25 [Def.'s Mem. of Law].) First, Defendant argues that it had no legal duty to stop the train at the time and in the manner alleged by Plaintiffs. (Id. at 28.) Second, Defendant argues that any claim by Plaintiffs regarding the train's speed and movement is preempted by federal law. (Id. at 8-11.) Third, Defendant argues that M.B.'s conduct in attempting to "beat the train" was so egregious that it negates any causal connection between the acts of CSX and the cause of the accident. (Id. at 11-17.) Fourth, Defendant argues that M.B. assumed the risk of his own conduct when he attempted to cross the railroad tracks in the face of an oncoming train. (Id. at 17.) Fifth, Defendant argues that its failure to erect warning signs or fencing was not the proximate cause of the accident. (Id. at 18-22.) Sixth, and finally,
Generally, in response to Defendant's motion for summary judgment, Plaintiffs argue that there exists a "battle of experts" such that issues of fact are present and summary judgment should therefore be denied. (Dkt. No. 58, Attach. 1, at 12-16 [Pls.' Opp'n Mem. of Law].)
Generally, in reply to Plaintiffs' opposition, Defendant notes that Plaintiffs have failed to respond to the majority of Defendant's arguments set forth in its memorandum of law. (Dkt. No. 60, ¶¶ 3, 5, 7, 13 [Def.'s Reply Decl.].) Next, Defendant argues that CSX had no duty to take any emergency action to slow down the train upon first observing M.B. emerge from the wooded area. (Id. ¶¶ 8-16.) In addition, Defendant notes that, although Plaintiffs claim they are not arguing that the train engineer should have made an emergency application of the brakes but that he should have merely slowed down the train, Mr. Bellizzi opines that the only way to have prevented the accident was to apply the emergency brakes as soon as M.B. was observed. (Id. at 3, n. 1.) Finally, Defendant reiterates its argument that M.B. recklessly attempted to beat the train, which was the sole proximate cause of the accident. (Id. ¶¶ 17-22.)
Generally, Defendant makes four arguments in support of its motion to preclude the testimony of Mr. Bellizzi. (Dkt. No. 50, Attach. 6 [Def.'s Mem. of Law].) First, Defendant argues that Mr. Bellizzi's opinions in regard to the CSX engineer's alleged failure to timely apply the train brakes and his purported failure to take reasonable and preventative action do not satisfy the Daubert standards of reliability. (Id. at 3-11.) Specifically, Defendant argues that these opinions are not based on any studies, data, or facts and there is too great an analytical gap between their supposed methodology and the opinion offered. (Id.)
Second, Defendant argues that Mr. Bellizzi's opinion that CSX was negligent due to its failure to fence the area along the railroad tracks and the engineer's failure to immediately apply the emergency brake is unreliable under Daubert because it is not based on any studies, data, or facts. (Id. at 12-13.)
Third, Defendant argues that Mr. Bellizzi's failure to take New York law into consideration, such as the point of law that a train engineer is not required to apply the emergency brake merely upon sight of a person approaching the track and the point of law that a railroad is not required to fence an area along its tracks to prevent access to trespassers, disqualifies him from testifying or opining in this matter. (Id. at 14.) Moreover, Defendant argues that, because Mr. Bellizzi has never operated a train and has ignored the proper methodology to calculate the deceleration of a train, he is not qualified to testify as an expert involving railroad collisions. (Id.) In support of this argument, Defendant cites four New York State Appellate Division cases in which Mr. Bellizzi's opinions were questioned and/or excluded.
Generally, in response to Defendant's motion to preclude, Plaintiffs argue that there is no basis to preclude Mr. Bellizzi as an expert and that only a conflict exists between the experts' respective opinions, which should be resolved by a jury. (Dkt. No. 58, Attach. 1, at 5-12 [Pls.' Opp'n Mem. of Law].) Specifically, Plaintiffs argue that Defendant has not proffered any evidence to contest Mr. Bellizzi's qualifications. (Id. at 5-6.) Therefore, according to Plaintiffs, the Court must determine whether Mr. Bellizzi's opinions are sufficiently reliable and relevant. (Id. at 6.)
In this regard, Plaintiffs argue that, although Mr. Bellizzi draws on his personal experience in formulating his opinions, Defendant's expert does so as well, and that this is an issue of credibility rather than of admissibility. (Id. at 6-7, 9.) Plaintiffs argue that an expert is not required to provide published studies, or other textual support, that unequivocally support his or her conclusions. (Id. at 8-10.)
Next, Plaintiffs argue that strict adherence to Daubert is not a requirement for admissibility. (Id. at 9-12.) Rather, Plaintiffs argue that Mr. Bellizzi "restricted his observations and conclusions to the express area of train operation with an admixture of his own `personal knowledge and experience' to formulate his calculations, none of which were remotely conclusory or speculative." (Id. at 10.) Furthermore, Plaintiffs argue that Mr. Bellizzi has not "ventured randomly beyond his field of expertise in some unwarranted fashion." (Id.) Accordingly, Plaintiffs argue that a "rudimentary analysis of the calculations upon which plaintiff's expert rendered his opinion should be sufficient to withstand the type of gate-keeper scrutiny contemplated by Daubert and Kumho." (Id. at 12.)
Generally, in reply to Plaintiffs' opposition, Defendant asserts the following arguments. (Dkt. No. 60 [Def.'s Reply Decl.].)
Finally, Defendant repeats its argument that Mr. Bellizzi's opinion regarding the purported ability of M.B. to extricate himself from danger if he had 0.27 seconds of
Pursuant to Fed.R.Evid. 702, which governs the admissibility of expert testimony,
Fed.R.Evid. 702. In reviewing the admissibility of expert testimony, "the district court has a `gatekeeping' function under Rule 702 — it is charged with `the task of ensuring that an expert's testimony both rests on a reliable foundation and is relevant to the task at hand." Amorgianos v. Nat'l R.R. Passenger Corp., 303 F.3d 256, 265 (2d Cir.2002) (quoting Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 597, 113 S.Ct. 2786, 125 L.Ed.2d 469 [1993]). The rule set forth in Daubert applies to technical or other specialized knowledge, as well as scientific knowledge. See Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999).
As the Second Circuit has explained,
Amorgianos, 303 F.3d at 265-66 (internal alterations, quotation marks, and citations omitted).
Furthermore,
Id. at 266 (internal quotation marks and citations omitted). However, "[t]hese factors do not constitute ... a `definitive checklist or test,'" and "`[t]he inquiry envisioned by Rule 702 is ... a flexible one.'" Id. (quoting Daubert, 509 U.S. at 593-94, 113 S.Ct. 2786). The court must also consider the fact that "experience in conjunction with other knowledge, skill, training or education ... [may] provide a sufficient foundation for expert testimony," and "[i]n certain fields, experience is the predominant, if not sole, basis for a great deal of reliable expert testimony." Fed. R.Evid. 702, Advisory Committee's Note; see also Kumho Tire, 526 U.S. at 156, 119 S.Ct. 1167 ("[N]o one denies that an expert might draw a conclusion from a set of observations based on extensive and specialized experience.").
"In undertaking this flexible inquiry, the district court must focus on the principles and methodology employed by the expert, without regard to the conclusions the expert has reached or the district court's belief as to the correctness of those conclusions." Amorgianos, 303 F.3d at 266 (citations omitted). "In deciding whether a step in an expert's analysis is unreliable, the district court should undertake a rigorous examination of the facts on which the expert relies, the method by which the expert draws an opinion from those facts, and how the expert applies the facts and methods to the case at hand." Id. at 267. "A minor flaw in an expert's reasoning or a slight modification of an otherwise reliable method will not render an expert's opinion per se inadmissible." Id. "The judge should only exclude the evidence if the flaw is large enough that the expert lacks good grounds for his or her conclusions." Id. (internal quotation marks and citation omitted). Accordingly, "gaps or inconsistencies" in an expert's reasoning, or arguments that an expert's conclusions are wrong, "go to the weight of the evidence, not to its admissibility." Campbell v. Metro. Prop. & Cas. Ins. Co., 239 F.3d 179, 186 (2d Cir.2001) (citations omitted). "Likewise, disputes regarding the nature and strength of an expert's credentials, an expert's use or application of his or her methodology, or the existence or number of supporting authorities for an expert's opinion go to the weight, not the admissibility of the expert's testimony." Cruz v. Kumho Tire Co., 10-CV-0219, 2015 WL 2193796, at *5 (N.D.N.Y. May 11, 2015) (citing McCullock v. H.B. Fuller Co., 61 F.3d 1038, 1044 [2d Cir.1995]).
As the courts and Advisory Committee have made clear, "the rejection of expert testimony is the exception rather than the rule." Fed.R.Evid. 702, Advisory Committee's Note; see also Borawick v. Shay, 68 F.3d 597, 610 (2d Cir.1995) ("[B]y loosening the strictures on scientific evidence..., Daubert reinforces the idea that there should be a presumption of admissibility of evidence."). This presumption "recognizes that our adversary system provides the necessary tools for challenging reliable, albeit debatable, expert testimony." Amorgianos, 303 F.3d at 267. As the Supreme Court has noted, "[v]igorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence." Daubert, 509 U.S. at 596, 113 S.Ct. 2786.
However, "when an expert opinion is based on data, a methodology, or studies that are simply inadequate to support the conclusions reached, Daubert and Rule 702 mandate the exclusion of that unreliable opinion testimony." Amorgianos,
Under Fed.R.Civ.P. 56, summary judgment is warranted if "the movant shows that there is no genuine dispute as to any material fact and that the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). A dispute of fact is "genuine" if "the [record] evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). As a result, "[c]onclusory allegations, conjecture and speculation ... are insufficient to create a genuine issue of fact." Kerzer v. Kingly Mfg., 156 F.3d 396, 400 (2d Cir. 1998) (citation omitted); see also Fed. R.Civ.P. 56(e)(2). As the Supreme Court has famously explained, "[the non-moving party] must do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 585-86, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). As for the materiality requirement, a dispute of fact is "material" if it "might affect the outcome of the suit under the governing law." Anderson, 477 U.S. at 248, 106 S.Ct. 2505. "Factual disputes that are irrelevant or unnecessary will not be counted." Id.
In determining whether a genuine issue of material fact exists, the Court must resolve all ambiguities and draw all reasonable inferences against the moving party. Anderson, 477 U.S. at 255, 106 S.Ct. 2505. In addition, "[the moving party] bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the... [record] which it believes demonstrate[s] the absence of any genuine issue of material fact." Celotex v. Catrett, 477 U.S. 317, 323-24, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); see also Fed.R.Civ.P. 56(c), (e). However, when the moving party has met this initial burden of establishing the absence of any genuine issue of material fact, the nonmoving party must come forward with specific facts showing a genuine dispute of material fact for trial. Fed.R.Civ.P. 56(c), (e). Where the non-movant fails to deny the factual assertions contained in the movant's Rule 7.1 Statement of Material Facts in matching numbered paragraphs supported by a citation to admissible record evidence (as required by Local Rule 7.1[a][3] of the Court's Local Rules of Practice), the court may not rely solely on the movant's Rule 7.1 Statement; rather, the court must be satisfied that the citations to evidence in the record support the movant's assertions. See Giannullo v. City of N.Y., 322 F.3d 139, 143, n. 5 (2d Cir.2003) (holding that not verifying in the record the assertions in the motion for summary judgment "would derogate the truth-finding functions of the judicial process by substituting convenience for facts").
Finally, when a non-movant fails to oppose a legal argument asserted by a movant, the movant's burden with regard to that argument is lightened, such that, in
After carefully considering the matter, the Court answers this question in the negative for the reasons stated in Defendant's memorandum of law and Defendant's Reply Declaration. (Dkt. No. 50, Attach. 6, at 3-13 [Def.'s Mem. of Law]; Dkt. No. 60, ¶¶ 6-14 [Def.'s Reply Decl.].) To those reasons, the Court adds the following analysis.
As discussed above, Mr. Bellizzi applies an "average deceleration rate" in determining that the train would have decelerated at the rate of .923 mph per second, or 1.35 feet per second, once the train's brakes were applied. (Dkt. No. 50, Attach. 2, at 7-8 [Bellizzi Expert Report]; Dkt. No. 58, Ex. A, at ¶ 11 [Bellizzi Decl.].) Defendant argues that this opinion is unreliable and not based upon proper methodology. (Dkt. No. 50, Attach. 6, at 3-11.) Moreover, Defendant argues that an average deceleration rate "ignores the actual physics of train braking wherein when the brake application is made, the air has to propagate through the brake pipe." (Dkt. No. 50, Attach. 6, at 5.)
The Court agrees that Mr. Bellizzi's opinion regarding the train's deceleration is unreliable. First, Mr. Bellizzi's opinion that the train would have decelerated at the rate of .923 per second is contrary to the objective evidence. Specifically, the data from the event recorder and DVR indicates that, when the train's emergency brakes were applied after the collision with M.B., approximately four (4) seconds elapsed before the train's speed decreased by one mph.
Similarly, Mr. Bellizzi admitted he had not seen the specific brake diagrams for
As indicated above in Part III.A. of this Decision and Order, the Court is mindful that it must remain flexible in evaluating the admissibility of an expert's opinions. However, other than performing a rudimentary analysis of the math used in Mr. Bellizzi's calculations (i.e., ensuring Mr. Bellizzi's math is correct), the Court is unable to determine a basis that supports Mr. Bellizzi's methodology. Specifically, Mr. Bellizzi agrees that air needs to travel through all of the train cars and the brake cylinder pressure has to build up before there is effective braking power. However, Mr. Bellizzi opines that the train will begin to decelerate one mph per second as soon as the brakes are applied and does not offer any explanation why this is so. See In re Rezulin Prods. Liab. Litig., 369 F.Supp.2d 398, 425 (S.D.N.Y.2005) (holding that where "relevant scientific literature contains evidence tending to refute the expert's theory and the expert does not acknowledge or account for that evidence, the expert's opinion is unreliable."). Perhaps most damaging to Mr. Bellizzi's opinion is that both the DVR and the event recorder establish that the train needed the first four seconds after the brakes were applied before its speed decreased by one mph. This need for deceleration occurred on the same track and approximately ten seconds after the collision with M.B. (See Dkt. No. 50, Attach. 4, at 6 [Peterson Expert Report].)
Notwithstanding this contrary evidence, the Court would be, of course, amenable to allowing Mr. Bellizzi's opinion to be presented to a jury. However, Mr. Bellizzi fails to point to any studies or literature demonstrating that the average deceleration rate is an appropriate method for determining the train's deceleration rate under the circumstances of this case. This failure — coupled with the fact that Mr. Bellizzi admitted he did not consider the train's considerable length and weight, did not consider the time it would take for the air to travel through the individual cars or for the brake cylinder pressure to build up, and did not take the time to familiarize himself with the train's brake system (beyond reading Mr. Clark's deposition transcript) — further places Mr. Bellizzi's opinion on shaky ground. In other words, Mr. Bellizzi has performed a basic calculation of the train's "average deceleration rate" without providing any support regarding its reliability or reasons why it should be applied in this case. See In re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 743 (3d Cir.1994) (noting that, "even if an expert's proposed testimony constitutes scientific knowledge, his or her testimony will be excluded if it is not scientific knowledge for purposes of the case"). Accordingly, the Court finds that Plaintiffs have failed to establish that Mr. Bellizzi's opinion regarding the train's average deceleration rate is based upon proper methodology and is sufficiently reliable to be admissible in this case.
After carefully considering the matter, the Court answers this question in
Mr. Bellizzi's expert report states that "[t]rain operator reaction time (PRT), which is the total elapsed time from when an object or person is detected to applying the train's brake is 1.01.2 seconds, based upon my prior experience in numerous similar train accident cases." (Dkt. No. 50, Attach. 2, at 7-8 [Bellizzi Expert Report].) As Defendant notes, Mr. Bellizzi's opinion regarding a train operator's PRT has been rejected by New York state appellate courts. See Dibble v. NYCTA, 76 A.D.3d 272, 279-280, 903 N.Y.S.2d 376 (N.Y.App.Div. 1st Dept.2010); Mirjah v. NYCTA, 48 A.D.3d 764, 853 N.Y.S.2d 148 (N.Y.App.Div. 2d Dept.2008). In Dibble, a train collided with a pedestrian who was laying on subway tracks. Dibble, 76 A.D.3d at 273, 903 N.Y.S.2d 376. Mr. Bellizzi was called as plaintiff's expert to support the argument that, had the train operator reacted quicker in applying the train's brakes, the train would have stopped before striking plaintiff. Id. at 275, 903 N.Y.S.2d 376. In support of this argument, Mr. Bellizzi applied an average reaction time of one second to the train operator. Id. The First Department rejected this proposition, stating
Id. at 280, 903 N.Y.S.2d 376. Furthermore, the court recognized that "it is self-evident that if the average reaction time is deemed to be one second for train operators, then a number of all operators will have a reaction time of less than one second, and correspondingly a number of all train operators a reaction time of more than one second." Id. The court then pointed out that "nothing in the record indicates where [the defendant train operator] might be found along that spectrum." Id. Moreover, Mr. Bellizzi acknowledged that "reaction time also may be affected on any particular occasion by factors such as age and vision and other variables such as lighting or weather or time of day" but did not make any effort to apply those factors to the train operator's reaction time. Id. at 280-81, 903 N.Y.S.2d 376.
In the present case, Mr. Bellizzi's opinion regarding PRT suffers from the same flaws recognized in Dibble.
Perhaps most importantly, Mr. Bellizzi's report states that the PRT is based upon his "prior experience in numerous similar train accident cases." (Dkt. No. 50, Attach. 2, at 7-8.) "[W]hile experience can provide the basis to qualify a witness as an expert, the experience must be demonstrated and have direct relevance to the issues in the case." Dreyer v. Ryder Auto. Carrier Grp., Inc., 98-CV-0082, 2005 WL 1074320, at *1 (W.D.N.Y. Feb. 9, 2005) (citing Wilson v. Woods, 163 F.3d 935, 938 [5th Cir.1999]). Moreover, "nothing in either Daubert or the Federal Rules of Evidence requires a district court to admit opinion evidence that is connected to existing data only by the ipse dixit of the expert." Gen. Elec. Co., 522 U.S. at 146, 118 S.Ct. 512. Here, Mr. Bellizzi testified that he has never worked as a train engineer or conductor or in any similar position. (Id. at 17:6-18.) Therefore, without any studies or practical experience operating a locomotive to support Mr. Bellizzi's proposed PRT, the Court finds that this opinion is arbitrary, impermissibly speculative, and unreliable. Accordingly, the Court finds Mr. Bellizzi's opinion regarding Mr. Clark's purported PRT inadmissible. See Mercer v. S. Bend Snowmobiler's Club, Inc., 03-CV-0276, 2006 WL 3804884, at *5 (N.D.Ind. Dec. 22, 2006) (precluding expert opinion regarding PRT where expert did not provide any reliable principles or methodology for his conclusion).
After carefully considering the matter, the Court answers both of these questions in the negative, in part
As discussed above, Mr. Bellizzi opines that, had the train's brakes been applied 3.8 seconds before the collision, this would have afforded M.B. an additional 0.27 of a second to clear the train's path and that this would have been a sufficient amount of time for him to do so. (Dkt. No. 50, Attach. 2, at 8-9.) It is not disputed that M.B. disappears from view on the DVR an instant before impact. (Dkt. No. 50, Attach. 3, at 33:15-34:2.) Therefore, it is unknown what M.B. was doing at the precise moment of impact. (Id.) Nevertheless, Mr. Bellizzi opined that M.B. would have been able to escape the train's path
Specifically, Mr. Bellizzi testified as follows:
(Id. at 40:5-20.)
When questioned further, Mr. Bellizzi testified that he had not reviewed pictures or diagrams depicting the front of the train (id. 35:3-7); he did not know how wide the locomotive was (id. at 36:3-4); he did not know the width of the rails (id. at 92:2-3); he had not visited the site of the accident (id. at 15:24-16:2, 23:4-6); he had not spoken with M.B. regarding the accident (id. at 23:9-14); and he did not review M.B.'s medical records because Mr. Bellizzi did not believe M.B.'s injuries were important in determining what part of the train struck M.B. (id. at 37:14-16, 38:13-39:2). Similarly, Mr. Bellizzi did not know M.B.'s height or weight because he did not think these characteristics would have an effect on how long it would take M.B. to clear the train's path. (Id. 43:2-9.) When asked again to provide a basis for this opinion, in the form of a study or scientific literature, Mr. Bellizzi stated,
(Id. at 89:12-21.) Having reviewed Mr. Bellizzi's deposition and expert report, the Court finds that Mr. Bellizzi's opinion on this issue is more a conclusory assertion than an opinion. Mr. Bellizzi completely fails to offer any basis for his opinion, scientific or otherwise, which supports the notion that M.B. could have moved out of the train's path had he been afforded an additional 0.27 of a second.
Moreover, the Court does not believe that Mr. Bellizzi is qualified to render such an opinion. In Nna v. Am. Standard, Inc., 630 F.Supp.2d 115 (D.Mass. 2009), the court dealt with a strikingly similar issue regarding whether two experts, a licensed engineer who was also an accident reconstructionist, and a professional engineer, were qualified to opine as to the amount of time it would take for a railroad crew to move out of a train's path. Nna, 630 F.Supp.2d at 136-37. There, the experts sought to opine about the issue of causation in a train accident involving a railroad work crew that was on the tracks. Id. The defendant took exception to the experts attempt to opine that the workers would have had sufficient time to escape the oncoming train had the train's horn sounded properly when it was activated 60-70 yards away. Id.
With respect to the first expert, the court held that
Id. at 136. The court concluded that "[i]n the absence of any identifiable methodology, beyond [the expert's] general impression of how quickly experienced railroad employees can move, his conclusion as to the sufficiency of the time to move away is not admissible as an expert opinion." Id. at 136-37.
Similarly, here, Mr. Bellizzi's curriculum vitae is devoid of any indication that he has received any training, education, or experience in an area such as human factors analysis that would allow him to determine the minimum time required for M.B. to clear the train's path. (Dkt. No. 58, Ex. A., at 23.) See also Lappe v. Am. Honda Motor Co., Inc., 857 F.Supp. 222, 227 (N.D.N.Y.1994) (holding that "[a]n expert must, however, stay within the reasonable confines of his subject area, and cannot render expert opinion on an entirely different field or discipline.") (citing Wheeler v. John Deere Co., 935 F.2d 1090, 1100 [10th Cir.1991].) Here, as in Nna, there is no indication that Mr. Bellizzi has attempted to perform such a calculation, nor has he identified any methodology in support of his opinion. Rather, Mr. Bellizzi appears to have merely calculated that M.B. would have had 0.27 of a second in additional time if the train braked earlier, and then jumped to the conclusion that this would have been sufficient for M.B. to move out of the way. However, the Court agrees with Defendant and finds that Mr. Bellizzi is not qualified to render such an opinion nor is his opinion, as presented, sufficiently reliable to be deemed admissible.
Because Plaintiffs' opposition to Defendant's motion for summary judgment hinges on the admissibility of their expert's opinions, and because the Court has decided to exclude those opinions, Defendant's motion for summary judgment should be granted. See Trumps v. Toastmaster, Inc., 969 F.Supp. 247, 254 (S.D.N.Y.1997) ("It follows from the exclusion of Kaufmann's opinion evidence that Toastmaster's motion for summary judgment must be granted."); Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). However, in the interest of thoroughness, the Court will address the legal arguments asserted by Defendant in its motion for summary judgment. The Court notes, once again, that Plaintiffs' did not respond to these specific arguments in their opposition to Defendant's motion. Accordingly, Defendant's burden with regard to their arguments is lightened, such that, in order to succeed on these arguments, Defendant need only show that their arguments possess facial merit. See Cossey v. David, 04-CV-1501, 2007 WL 3171819, at *7 (N.D.N.Y. Oct. 29, 2007) (noting that, where plaintiffs do not respond to defendants' argument made in their summary judgment motion, plaintiffs are deemed to have consented to defendants' argument, and thus defendants must only satisfy "their modest burden of demonstrating entitlement to the relief requested through that argument"); accord,
After carefully considering the matter, the Court answers this question in the negative for the reasons stated in Defendant's memorandum of law. (Dkt. No. 50, Attach. 6, at 18-22 [Def.'s Mem. of Law].) To those reasons, the Court adds the following analysis.
"Under New York law, the elements of a negligence claim are: (1) a duty owed to the plaintiff by the defendant; (2) breach of that duty; and (3) injury substantially caused by that breach." Lombard v. Booz-Allen & Hamilton, Inc., 280 F.3d 209, 215 (2d Cir.2002). With respect to the first element, New York no longer frames duty of care in terms of the status of an entrant on another's property, such as invitee, licensee, or trespasser. Basso v. Miller, 40 N.Y.2d 233, 241, 386 N.Y.S.2d 564, 352 N.E.2d 868 (1976). However, as the New York Court of Appeals has stated, "[w]hile status is no longer determinative, considerations of who plaintiff is and what his purpose is upon the land are factors which, if known, may be included in arriving at what would be reasonable care under the circumstances." Basso, 40 N.Y.2d at 241, 386 N.Y.S.2d 564, 352 N.E.2d 868.
"Accordingly, the law has developed such that it recognizes a higher duty of care where the railroad has knowledge of a person's entry and the scope of the duty expands in relation to the knowledge. Knowledge need not be actual but may be imputed through notice of an entrant's presence." Bowen v. Nat'l R.R. Passenger Corp., 363 F.Supp.2d 370, 375 (N.D.N.Y.2005) (citing Fuentes v. Consol. Rail Corp., 789 F.Supp. 638, 641 [S.D.N.Y. 1992]). "As one would expect, the scope of duty owed contracts where a railroad lacks such knowledge and has a reasonable expectation that persons will not be present on its right of way." Bowen, 363 F.Supp.2d at 375. Yet, "[d]espite the miles of tracks that pass through populated areas, trespassers are not presumed to be inevitable entrants and deemed legally anticipated. On the contrary, they are legally sanctioned under N.Y. R.R. Law § 83 which prohibits anyone not associated with the railroad from walking on or along the tracks." Id.
Although Plaintiffs have not addressed this issue in their opposition memorandum of law, Mr. Bellizzi notes in his report that "[t]he areas on both sides of the track were not fenced." (Dkt. No. 50, Attach. 2, at 6 [Bellizzi Expert Report].) In addition, Mr. Bellizzi states that the photographs "illustrated foot paths tracked in the snow across the subject track area." (Id.) Based upon a review of the photographs, Mr. Bellizzi opined that
(Id. at 8-9.) Mr. Bellizzi also appears to suggest that CSX should had have fences erected to prevent the public from using the railroad tracks in this area. (Dkt. No.
Conversely, Defendant argues that M.B. was a trespasser and there was no prior notice to CSX that pedestrians regularly crossed the tracks in this area. (Dkt. No. 49, Attach. 23, at 24-25 [Def.'s Mem. of Law].) Moreover, Defendant argues the photographs that Mr. Bellizzi relied upon in forming his opinion were provided by Plaintiffs' counsel but that Plaintiffs do not know who took the photographs, when they were taken, and what they were taken of. (Dkt. No. 60, ¶¶ 21-23 [Def.'s Reply Decl.].) Therefore, because the photographs are not admissible and Mr. Bellizzi has not visited the accident site, Defendant argues that Mr. Bellizzi's opinion is unreliable and speculative. (Id. ¶ 23.)
The Court finds the suggestion that Mr. Clark, the train operator, should have known that members of the public regularly crossed the tracks in the area of the accident to be unpersuasive. First, Mr. Clark testified at his deposition that, before the accident, he has operated a locomotive through the area many times. (Dkt. No. 49, Attach. 7, at 30:2-6; Dkt. No. 49, Attach. 8, at 57:2558:4.) However, Mr. Clark had never seen anybody cross the tracks before the accident. (Dkt. No. 49, Attach. 8, at 58:7-20.) Similarly, M.B. testified that he had never seen a train on the tracks in the area of the accident when he had crossed the tracks on prior occasions. (Dkt. No. 49, Attach. 5, at 35:13-17.)
Second, upon reviewing Defendant's Notice to Admit (Dkt. No. 60, Attach. 4 Def.'s Notice to Admit), Plaintiffs' response thereto (Dkt. No. 60, Attach. 5), Defendant's letter correspondence to Plaintiffs advising of their inadequate response to Defendant's Notice to Admit (Dkt. No. 60, Attach. 6), Mr. Bellizzi's testimony that his opinion regarding the snow tracks was based solely upon his review of the photographs (Dkt. No. 50, Attach. 3, at 79:15-18), and the failure to establish when the photographs were taken (id. at 43:18-47:25), the Court agrees with Defendant that the photographs are not sufficiently reliable to support Mr. Bellizzi's opinion that the tracks were regularly crossed by pedestrians, such that Defendant should have been on notice of same.
Finally, the Court finds, in any event, that the alleged failure to erect fencing or to place warning signs was not the proximate cause of M.B.'s accident. Specifically, M.B. testified that he had crossed these tracks on prior occasions (Dkt. No. 49, Attach. 5, at 35:13-17; Dkt. No. 49, Attach. 6, at 24:11-17) and knew that the tracks were used by trains on a regular basis (Dkt. No. 49, Attach. 6, at 24:18-22.) M.B. also testified that, before the accident, he knew that train tracks are dangerous. (Dkt. No. 49, Attach. 6, at 58:9-12.) Nonetheless, M.B. testified that, on the day of the accident, he intended to beat the train. (Dkt. No. 49, Attach. 6, at 29:3-9.)
It has been held that "`the absence of a warning sign cannot be excluded as a cause unless the plaintiffs' awareness of the condition would have lead to the same course of conduct as if the sign had been present.'" Leiching v. Consol. Rail Corp., 901 F.Supp. 95, 99 (N.D.N.Y.1995) (quoting Vasquez v. Consol. Rail Corp., 180 A.D.2d 247, 584 N.Y.S.2d 345 [N.Y.App. Div. 3d Dept.1992]); see also Rowell v. Town of Hempstead, 186 A.D.2d 553, 588 N.Y.S.2d 405 (N.Y.App.Div. 2d Dept.1992). In Leiching, the court held that the failure to erect warning signs on a railroad track was not the proximate cause of plaintiff's accident since "the plaintiff admitted to already having specific knowledge of the dangers he faced with respect to walking on the tracks. Notwithstanding that
With respect to a duty to fence, "[a]bsent a statutory requirement, railroad owners do not have a duty to fence their property to prevent trespassing." Bowen, 363 F.Supp.2d at 378 (citing Munger v. Tonawanda R. Co., 4 N.Y. 349 [N.Y.1850]); see also Leone v. CSX Transp., Inc., 2008 WL 828125, at *12 (N.D.N.Y. Mar. 26, 2008) ("[I]t appears that New York's Court of Appeals long ago answered `No' to the question of whether a railroad had a duty to erect fencing in order to prevent a child from wandering onto its tracks and being killed.") (citing DiCaprio v. N.Y. Cent. R. Co., 231 N.Y. 94, 98, 131 N.E. 746 [N.Y.1921]). Here, as in Leone,
Leone, 2008 WL 828125, at *12.
With respect to a train operator's duty to act when a pedestrian is seen near a railroad track, the Second Circuit has stated "`[i]t is the established ["open-run"] rule in New York ... that when a train engineer sees a person on or near the track, he is not bound to stop his train immediately, but has the right to assume that in broad daylight, the person will see and hear the train, heed the danger, and leave the track.'" Raspente v. Amtrak, 111 F.3d 239, 242 (2d Cir.1997) (quoting Alba v. Long Island R.R., 204 A.D.2d 143, 611 N.Y.S.2d 196 [N.Y.App.Div. 1st Dept. 1994]); see also Leone, 2008 WL 828125, at *5; Chrystal v. Troy & B.R. Co., 105 N.Y. 164, 11 N.E. 380 (N.Y.1887); N.Y. PJI 2:176. Furthermore, "[o]nce it becomes apparent to [an] engineer that the person on the tracks cannot or will not remove himself from harm's way, the engineer has a duty to make an emergency stop." Raspente, 111 F.3d at 242 (citing Alba, 611 N.Y.S.2d at 197).
As discussed above, it is undisputed that the train was traveling approximately 38 mph when it approached the area of the accident. It is also undisputed that the train's bell had been ringing continuously for two minutes and twenty seconds before the collision and Mr. Clark sounded the train's horn seconds before impact.
In any event, the Court agrees with Defendant that M.B.'s reckless conduct was the proximate cause of the accident. (Dkt. No. 49, Attach. 23, at 11-17 [Def.'s Mem. of Law].) New York courts have held that "[a] plaintiff's intervening conduct ... can break the chain of causal connection between a defendant's breach of duty and an ensuing injury to a plaintiff so as to relieve a defendant from liability for negligence. Moreover, where a party merely furnishes the occasion for an accident but does not cause it, liability may not be imposed." Portelli v. Garcia, 195 Misc.2d 217, 221, 756 N.Y.S.2d 415 (N.Y.Sup.Ct. Nassau Cnty.2003) (citing Katz v. Klagsbrun, 299 A.D.2d 317, 750 N.Y.S.2d 308 [N.Y.App.Div. 2d Dept. 2002]). This has been applied in the context of railroad accidents in several cases. See Mooney v. Long Island R.R., 305 A.D.2d 560, 759 N.Y.S.2d 380 (N.Y.App. Div. 2d Dept.2003) ("The sole proximate cause of the infant plaintiffs' injuries was their reckless behavior in proceeding around a safety gate in the down position and crossing the tracks directly behind an eastbound train without first checking to see if a westbound train was approaching."); de Pena v. NYCTA, 236 A.D.2d 209, 653 N.Y.S.2d 327 (N.Y.App.Div. 1st Dept.1997) ("The recklessness of this activity [electrocution of 13-year-old boy by railroad track after he snuck down into subway] should have been so obvious, even to City lads of such tender age, that the case should have been dismissed before trial ... compensation should not be granted where the proximate cause of death or injury is an individual's own willful behavior in engaging in hazardous and illegal conduct."); Gao Yi Feng v. Metro. Transp. Auth., 285 A.D.2d 447, 727 N.Y.S.2d 470 (N.Y.App.Div. 2d Dept.2001) (finding that plaintiff's conduct in standing immediately next to active train tracks while facing away from oncoming train traffic was a "superseding cause necessarily relieving the defendants of liability"); Prysock v. Metro. Transp. Auth., 251 A.D.2d 308, 673 N.Y.S.2d 736 (N.Y.App. Div. 2d Dept.1998) (holding that a motorist's conduct in driving her car onto railroad tracks, when backed-up traffic did not leave her room to safely pass over them, was an intervening and unforeseeable action which broke any causal nexus between injuries she sustained in collision with train and any alleged negligence on part of train operator and railroad); Guller v. Consol. Rail Corp., 242 A.D.2d 283, 661 N.Y.S.2d 42 (N.Y.App.Div. 2d Dept.1997) (holding that railroad cannot be reasonably deemed negligent for failing to anticipate that plaintiff would leap forward into the path of a train when it was just 5 or 10 feet away).
Once again, in the present case, M.B. testified he knew, before the accident, that train tracks are dangerous. Furthermore, M.B. testified that, on the day of the accident, he saw the train from 50 yards away. (Dkt. No. 49, Attach. 6, at 25:25-26:7.) Despite seeing the train, M.B. decided to try to beat it. (Id. at 29:3-9.) Based upon these facts, the Court agrees that M.B.'s reckless conduct was the sole proximate cause of the accident. Accordingly, Plaintiffs have failed to establish a genuine dispute of material fact regarding Defendant's alleged negligence. Therefore, Plaintiff Maureen Scott's claim for loss of filial consortium is also dismissed. See Gerzog v. London Fog Corp., 907 F.Supp. 590, 605 (E.D.N.Y.1995) (holding that "a claim for loss of consortium is a derivative claim which does not exist separate and apart from the injured spouse's claims"); Hassanein v. Avianca Airlines, 872 F.Supp. 1183,