DAVID N. HURD, District Judge.
Plaintiff Troy Alexander ("Alexander" or "plaintiff") has filed this civil rights action pursuant to 42 U.S.C. § 1983 and related state law against defendants City of Syracuse (the "City"), County of Onondaga (the "County"), Syracuse Police Department ("SPD") Detective Rory Gilhooley ("Detective Gilhooley"), and Lashauna Monahan ("Monahan").
Alexander's eight-count amended complaint asserts claims for unlawful search and seizure, false arrest, malicious prosecution, defamation, intentional infliction of emotional distress, and violations of the New York State Constitution. The County has answered the complaint and asserted a cross-claim for apportionment of liability against the City and Detective Gilhooley (collectively the "City defendants").
For their part, however, the City defendants have moved pursuant to Federal Rule of Civil Procedure ("Rule") 12(b)(6) seeking to dismiss several of Alexander's state and federal claims as well as the County's cross-claim for contribution. The motion has been fully briefed and will be considered on the basis of the submissions without oral argument.
The following facts are taken from Alexander's operative pleading, Dkt. No. 39, and are assumed true for purposes of the City defendants' motion to dismiss.
Alexander is a forty-nine-year-old African-American man who lives at 1906 South State Street in the City of Syracuse.
On October 24, 2016, Detective Gilhooley and other SPD officers entered Alexander's home without a warrant or his consent. Am. Compl. ¶ 12. This group of SPD officers "put [p]laintiff out of his home physically," and did not allow him to re-enter.
As Alexander explains, SPD officers, presumably Detective Gilhooley, forced Monahan "into service as a confidential informant" and then instructed her to attempt to make a "controlled buy" of drugs from him. Am. Compl. ¶ 32. Plaintiff alleges that no such "buy" ever occurred because he is not involved in any drug activity.
In any event, the SPD officers did not allow Alexander to return to his home at all that day.
Alexander decided he would "walk across the street to a convenience store, [known as the] Middle East Market, to see if he could get a copy of the store's video surveillance, which captured the front of his residence in addition to other areas around the store." Am. Compl. ¶ 18. When plaintiff tried to cross the street to reach the store, "he was taken down by Detective Gilhooley."
Detective Gilhooley transported Alexander to the "Criminal Investigation Division" and attempted to question him. Am. Compl. ¶ 21. When plaintiff refused to speak with him and requested an attorney, "he was told by Detective Gilhooley that because he didn't want to talk to him he would charge him."
Another detective, Detective Stonecypher, walked Alexander from the "Public Safety Building" over the "Justice Center." Am. Compl. ¶ 22. According to plaintiff, Detective Stonecypher made statements "which plaintiff understood to mean that Detective Stonecypher was in on his being charged along with Detective Gilhooley."
Alexander was charged with a variety of drug offenses, including Criminal Possession of a Controlled Substance in the Third Degree in violation of N.Y. Penal Law § 220.16, Criminal Possession of a Controlled Substance in the Seventh Degree in violation of N.Y. Penal Law § 220.03, and three counts of Criminally Using Drug Paraphernalia in the Second Degree in violation of N.Y. Penal Law § 220.50(1)-(3). Am. Compl. ¶ 23.
At this point, Alexander alleges that Detective Gilhooley "re-interviewed" Monahan and "coerced her to make up information." Am. Compl. ¶ 24. According to plaintiff, Monahan's "initial statement made no mention that plaintiff was involved, or even present."
On October 30, 2016, presumably as a result of this coerced accusation, Alexander was "falsely charged with Rape, Sodomy, and False Imprisonment." Am. Compl. ¶ 26. Plaintiff alleges that Monahan falsely identified plaintiff's home as the location of the sexual assault.
On November 7, 2016, DPW initiated workplace disciplinary proceedings against Alexander on the basis of the criminal charges filed against him. Am. Compl. ¶ 30. Plaintiff was put on a ten-day suspension.
On August 22, 2017, the Onondaga County District Attorney's Office "admitted in open court" that (1) a surveillance tape secured from the convenience store across the street from Alexander's home and (2) the lack of forensic linking plaintiff to the charged crimes "was responsible for their motion to dismiss [the] charges." Am. Compl. ¶ 35. The criminal proceedings against plaintiff have since been terminated in his favor.
"To survive a Rule 12(b)(6) motion to dismiss, the `[f]actual allegations must be enough to raise a right to relief above the speculative level.'"
"When ruling on a motion to dismiss, the court must accept as true all of the factual allegations contained in the complaint and draw all reasonable inferences in the non-movant's favor."
At the outset, the City defendants have expressed some uncertainty about the precise contours of Alexander's different state and federal law causes of action. City Defs.' Mem., Dkt. No. 42-6 at 5-6 (setting forth a spreadsheet of plaintiff's various claims).
To further complicate matters, throughout his amended complaint Alexander has mostly failed to connect his various theories of liability to the particular defendant or defendants allegedly responsible for each violation. Instead, plaintiff has opted to use a "shotgun pleading," a document that makes it "virtually impossible to know which allegations of fact are intended to support which claim(s) for relief."
While this kind of pleading probably requires a smaller investment of time and fewer resources to draft and file, in the longer run it amounts to more work for everyone involved in the litigation. It leaves the defendants confused about which one of them has been sued (and for what). It requires the plaintiff to explain in other filings made during the course of the litigation "what he really meant to say" when he drafted the pleading. And most importantly, it wastes judicial resources, since the task of sorting out all this confusion always falls squarely on the Court itself.
Based on a review of the operative pleading and his opposition memorandum, Alexander appears to be pressing what amounts to mostly standard fare for a federal civil rights lawsuit arising from a police investigation and later criminal prosecution: (1) a § 1983 claim for unlawful search and seizure of his residence; (2) a § 1983 claim for unlawful seizure of his two automobiles; (3) a § 1983 claim for false arrest; (4) a § 1983 claim for malicious prosecution; (5) a § 1983 claim for municipal liability; (6) a state law claim for false arrest; (7) a state law claim for malicious prosecution; (8) a state law claim for violations of the New York State Constitution; (9) a state law claim for infliction of emotional distress; and (10) a state law claim premised on various theories of defamation.
On the merits, the City defendants' partial dismissal motion argues that (1) most of Alexander's state law claims are barred because he failed to comply with the notice of claim requirements imposed by state and local law; (2) the malicious prosecution claims fail to allege certain necessary elements; (3) the defamation claims are not pleaded with sufficient particularity; (4) the emotional distress claim is duplicative of other, more specific theories of relief alleged in the pleading; (5) the false arrest and imprisonment claims are barred by the existence of probable cause; (6) the state constitutional claim is duplicative of other, more specific claims; (7) the City is immune from liability for punitive damages; (8) the operative pleading fails to state a § 1983 claim for municipal liability against the City; and (9) the County's cross-claims are barred because it also failed to comply with the notice of claim requirements imposed by state and local law.
First, the City defendants argue that Alexander failed to properly serve a notice of claim "with respect to his claims for equal protection under the New York State constitution, malicious prosecution, defamation per se and/or slander, and intentional inflection [sic] of emotional distress." City Defs.' Mem., Dkt. No. 42-6 at 8.
Alexander responds that (1) he served two notices of claim while acting pro se; (2) each of these filings clearly assert he was "falsely arrested and imprisoned" and his property was seized; and (3) the City cannot show it suffered any prejudice from deficiencies in these two notices and therefore the Court should exercise its discretion to disregard any defects it finds in them. Pl.'s Opp'n, Dkt. No. 49 at 3-4.
The City defendants reply that Alexander should not be allowed to pursue theories of liability that were not referenced, indirectly or otherwise, in either of his notices of claim. City Defs.' Reply, Dkt. No. 50 at 6.
"Under New York law, a notice of claim is a mandatory precondition to bringing a tort claim against a municipality or any of its officers, agents or employees."
"To pass muster, the notice must include enough information to enable the municipality to investigate the claim adequately. Merely providing notice of the occurrence is not adequate to constitute notice of a particular claim."
Alexander's amended complaint alleges that he complied with this state law requirement by serving a notice of claim before bringing this suit. Am. Compl. ¶ 3. However, plaintiff did not attach a notice of claim to his pleading. Instead, the City defendants have submitted as exhibits the two different notices of claim they received from plaintiff.
Generally speaking, it is inappropriate to consider matters outside the four corners of the pleading when evaluating a defendant's 12(b)(6) motion to dismiss. However, because (1) a proper notice of claim is "integral" to the state law causes of action and (2) Alexander does not appear to contest the accuracy or authenticity of the two notices supplied by the City defendants, Exhibits A and B to the Clarke Declaration are properly considered here.
Alexander's first pro se notice of claim, which is sworn to on November 28, 2016, names as defendants the "City of Syracuse and Police Department" and states that:
Ex. A to Clarke Decl., Dkt. No. 42-2.
Alexander's second pro se notice of claim, which is sworn to on September 11, 2017, adds the "Onondaga County Sheriff" and "Lashauna Monahan" as named defendants and again states that:
Ex. B to Clarke Decl., Dkt. No. 42-3.
Upon review, Alexander's state law constitutional claims, claims for defamation per se and/or slander, and claims for intentional infliction of emotional distress are barred by his failure to include them in his notice of claim. However, plaintiff's state law malicious prosecution claim is not.
Alexander correctly argues that federal courts can, and sometimes do, choose to overlook certain defects in a plaintiff's notice of claim.
However, because this state law requirement is supposed to be construed "strictly," courts typically refuse to permit a plaintiff, whether pro se or counseled, to avoid dismissal of a state law theory of liability that is not even referenced in a notice of claim.
This seems especially true when a plaintiff attempts to add claims for negligent or intentional infliction of emotional distress.
Next, the City defendants argue Alexander's malicious prosecution claims must be dismissed because he has failed to plausibly allege (1) the prosecution was initiated without probable cause; (2) the charges were terminated in his favor; or (3) any facts demonstrating actual malice. City Defs.' Mem. at 10. Plaintiff responds that Detective Gilhooley consciously ignored the exculpatory surveillance video evidence from the convenience store and chose to charge plaintiff just because he refused to cooperate with him. Pl.'s Opp'n at 5.
Generally speaking, "[c]laims of malicious prosecution arising under Section 1983 are governed by the same standard applied under state law."
To prevail on a claim of malicious prosecution, a plaintiff must establish: (1) the initiation of a proceeding, (2) its termination favorably to plaintiff, (3) lack of probable cause, and (4) malice.
In addition, a § 1983 malicious prosecution claim requires that "there must be a seizure or other perversion of proper legal procedures implicating the claimant's personal liberty and privacy interests under the Fourth Amendment."
At this early juncture, Alexander's malicious prosecution claims survive dismissal. Plaintiff alleges that (1) Detective Gilhooley coerced Monahan into accusing plaintiff; (2) Detective Gilhooley then consciously ignored the exculpatory surveillance video evidence favorable to plaintiff; (3) Detective Gilhooley chose to charge plaintiff just because he refused to cooperate; (4) all of the charges were terminated in his favor; and (4) the County prosecutor admitted, in open court, that there was no evidence on which to base any charges against him. Those allegations, considered together, are sufficient to avoid dismissal right now.
Alexander should note, however, that the Second Circuit has recently clarified a frequently litigated aspect of § 1983 claims for malicious prosecution brought in New York federal courts: the favorable termination element.
As set forth above, Alexander's various state law defamation theories are barred by New York's notice of claim requirement. Even assuming otherwise, plaintiff has failed to plead any of these theories with the requisite particularity. They are therefore also subject to dismissal on this basis.
"Defamation, consisting of the twin torts of libel and slander, is the invasion of the interest in a reputation and good name. Generally, spoken defamatory words are slander; written defamatory words are libel."
"To prevail on a claim for either libel or slander under New York law, plaintiff must show (i) a defamatory statement of fact, (ii) that is false, (iii) published to a third party, (iv) of and concerning the plaintiff, (v) made with the applicable level of fault on the part of the speaker, (vi) either causing special harm or constituting [defamation] per se, and (vii) not protected by privilege."
Alexander's amended complaint alleges in conclusory fashion that:
Am. Compl. ¶ 61.
As the City defendants point out, this bare accusation fails to inform the reader about the specific information alleged to be false.
It can be inferred from the parties' submissions and the general tenor of Alexander's amended complaint that his defamation claims are directed at the City and County's release of information concerning the fact of his arrest and prosecution on criminal charges.
But Alexander himself acknowledges that he was in fact arrested by Detective Gilhooley and then charged with crimes, first for drugs and then for sexual assault (albeit allegedly without sufficient evidence and/or for improper reasons or with an improper purpose). Am. Compl. ¶¶ 19, 23, 26.
Under these circumstances, Alexander cannot sustain a claim for defamation.
As with his defamation claims, Alexander's emotional distress claims are barred by New York's notice of claim requirement. However, plaintiff also appears to have abandoned this type of claim in his opposition submission, and for good reason: regardless of the notice of claim issue, it too is subject to dismissal.
"Under New York law, a claim for intentional infliction of emotional distress requires a showing of (1) extreme and outrageous conduct; (2) intent to cause, or reckless disregard of a substantial probability of causing, severe emotional distress; (3) a causal connection between the conduct and the injury; and (4) severe emotional distress."
"Liability will be found `only where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community.'"
The standard for asserting an intentional infliction of emotional distress claim is "rigorous, and difficult to satisfy." Howell, 592 N.Y.S.2d at 353 (citations omitted). Indeed, an emotional distress claim is "highly disfavored" under New York law and "is to be invoked only as a last resort."
As the New York Court of Appeals recognized in
Alexander's amended complaint makes a half-hearted attempt to adhere to this demanding standard by alleging in conclusory fashion that "defendants carried out a campaign of unreasonable search and seizures, false arrest, [and] malicious persecution [sic] without sufficient factual information." Am. Compl. ¶ 65.
But this pro forma language is insufficient to overcome the high bar imposed by New York law. If anything, the conduct alleged by Alexander falls squarely within the ambit of traditional tort liability.
The City defendants argue Alexander's false arrest claims must be dismissed because he has failed to plead a lack of probable cause. City Defs.' Mem. at 15. Plaintiff responds that he has sufficiently alleged a § 1983 claim for false arrest and a related state law claim for false arrest and imprisonment based on his specific allegations of conduct attributable to Detective Gilhooley. Pl.'s Opp'n at 7.
Claims for "false arrest" and "false imprisonment" are "synonymous" under New York law, and both are "substantially the same" as a § 1983 claim for false arrest.
"Under New York law, an action for false arrest requires that the plaintiff show that (1) the defendant intended to confine him, (2) the plaintiff was conscious of the confinement, (3) the plaintiff did not consent to the confinement and (4) the confinement was not otherwise privileged."
"To avoid liability for a claim of false arrest, an arresting officer may demonstrate that either (1) he had probable cause for the arrest, or (2) he is protected from liability because he has qualified immunity."
"A police officer has probable cause to arrest when he has `knowledge or reasonably trustworthy information of facts and circumstances that are sufficient to warrant a person of reasonable caution in the belief that the person to be arrested has committed or is committing a crime.'"
Upon review, Alexander's state and federal false arrest claims survive dismissal. At this early stage of the proceedings, it cannot be determined whether probable cause existed to arrest plaintiff.
After all, under certain circumstances an officer's awareness of facts supporting a defense—such as knowledge of the existence of exculpatory surveillance footage—can even eliminate probable cause.
The City defendants argue Alexander's claims under the New York State Constitution should be dismissed because they are duplicative of other, more specific remedies available to him. City Defs.' Mem. at 16.
Defendants are correct. "Where, as here, adequate remedies are available under § 1983, a plaintiff has no private right of action under the New York State Constitution."
The City defendants argue that Alexander has failed to plausibly allege a claim for municipal liability under § 1983. City Defs.' Mem. at 18-20. As defendants put it, "the complaint is light on facts and heavy on conclusory, boilerplate language."
"Before a municipality can be held liable under § 1983, it must be shown to have been `the moving force of the constitutional violation.'"
"In order to prevail on a claim against a municipality under section 1983 based on acts of a public official, a plaintiff is required to prove: (1) actions taken under color of law; (2) deprivation of a constitutional or statutory right; (3) causation; (4) damages; and (5) that an official policy of the municipality caused the constitutional injury."
"The fifth element reflects the notion that `a municipality may not be held liable under § 1983 solely because it employs a tortfeasor.'"
"Accordingly, a plaintiff may satisfy this fifth element with evidence of: `(1) a formal policy officially endorsed by the municipality; (2) actions taken by government officials responsible for establishing the municipal policies that caused the particular deprivation in question; (3) a practice so consistent and widespread that, although not expressly authorized, constitutes a custom or usage of which a supervising policy-maker must have been aware; or (4) a failure by policymakers to provide adequate training or supervision to subordinates to such an extent that it amounts to deliberate indifference to the rights of those who come into contact with the municipal employees.'"
The City defendants have the better of this argument. This Court is well familiar with the contours of § 1983
But neither
Alexander's amended complaint fails to plausibly establish an all-important link in the causal chain leading to
Finally, the City defendants argue the County's cross-claim must be dismissed because it too failed to properly serve a notice of claim. City Defs.' Mem. at 21-22. The County responds that a notice of claim is not required where, as here, another municipal entity merely seeks to assert a cross-claim for an apportionment of tort liability. County Def. Mem., Dkt. No. 48-1 at 4.
For now, this motion will be denied. Generally speaking, "[a]n action for contribution may be maintained between concurrent, successive, independent, alternative, and even intentional tort-feasors, who have caused the `same injury' to plaintiff."
However, the only apparent basis on which this cross-claim might ever become relevant is on Alexander's state law false arrest or state law malicious prosecution claims.
Even then, it is unclear how either of these claims will ultimately satisfy the "same injury" requirement. Although Alexander makes general references to the Onondaga County District Attorney's Office and to Assistant District Attorney Maureen Berry ("ADA Berry"), Am. Compl. ¶ 7, it is unclear on what basis plaintiff might seek to pursue a claim against the County that would overlap with his remaining claims against the City defendants.
Notably, Alexander has not named ADA Berry as a defendant, presumably because he is aware of the broad immunity from individual § 1983 liability afforded to prosecutors.
Alexander's § 1983 claims against Detective Gilhooley for unlawful search and seizure, false arrest, and malicious prosecution remain for discovery. So too do plaintiff's state law claims against the City defendants for false arrest and malicious prosecution.
To the extent he has alleged facts plausibly giving rise to liability, Alexander's various claims still remain against the County (which has filed an answer) and Monahan (who has not). Indeed, there is currently a motion for default judgment pending against Monahan. That motion must be denied. Plaintiff's original complaint is no longer the operative pleading and therefore Monahan's default on the prior pleading should be vacated as moot.
Alexander should take note that the bulk of the legal theories pleaded in his amended complaint are not cognizable against a cooperating witness, or even a confidential informant who is "pressed into service" by the police, as plaintiff alleges Monahan was here.
Alexander is advised to consider voluntarily discontinuing this action against Monahan. If, however, plaintiff plans pursues a renewed default judgment against this particular defendant, he should be prepared to explain in significant detail how the facts alleged in his operative pleading render Monahan liable under the particular circumstances of this case.
Therefore, it is
ORDERED that
1. The City defendants' partial motion to dismiss is GRANTED in part and DENIED in part;
2. Plaintiff's state law defamation, emotional distress, and constitutional claims are DISMISSED against the City of Syracuse and Detective Gilhooley;
3. Plaintiff's § 1983 municipal liability claims against the City of Syracuse are DISMISSED;
4. Plaintiff's § 1983 claims for search and seizure, false arrest, and malicious prosecution REMAIN for discovery;
5. Plaintiff's state law claims for false arrest and malicious prosecution REMAIN for discovery;
6. The City defendants' motion to dismiss the County's cross-claim for apportionment of state law tort liability is DENIED;
7. Alexander's motion for entry of default judgment against defendant Monahan is DENIED;
9. The City defendants shall file and serve an answer to plaintiff's operative pleading; and
10. The Clerk of the Court is directed to amend the docket report to conform with the instructions in footnote 1.
IT IS SO ORDERED.