DAVID N. HURD, District Judge.
Plaintiff G.B., as the guardian and administrator of the estate of her daughter A.B.
Presently under consideration is defendants' motion for summary judgment pursuant to Federal Rule of Civil Procedure 56.
The following facts, taken from the amended complaint and the parties' statements pursuant to Northern District of New York Local Rule 7.1(3), are undisputed unless otherwise indicated. Consideration has been given to whether the parties have proffered admissible evidence in support of their positions and has viewed the facts in the light most favorable to the nonmoving plaintiff.
The parties dispute many of the relevant, material facts of this case.
In 2012, A.B. was a 27 year old woman who suffered from Goldenhar Syndrome and who had been diagnosed with a number of severe mental disabilities. From 2007 to 2012, A.B. resided at a OPWDD community residence in Brunswick, New York that provides room, board and services to persons with developmental disabilities (the "McChesney Facility"). At the relevant time, the McChesney Facility housed six individuals with developmental disabilities, four females and two males. The house contained four bedrooms on the second floor. A.B. roomed with another female resident in one bedroom while the two male residents, including an individual identified as R.V., occupied another bedroom on the second floor. The McChesney Facility was staffed 24 hours per day by a variety of OPWDD employees, many of whom provided one-on-one care to the residents.
Sometime in April 2012, A.B. informed staff at a day program that R.V. had entered her room in the evening and urinated on her bed, and that she had physically assaulted him in response. A.B.'s report was conveyed to Turck, the Treatment Team Leader for OPWDD's team. In that position, Turck oversaw eight OPWDD residential facilities in the Capital District. Turck states that she informed DiPace and Gorrill of A.B.'s allegation and instructed them to check A.B.'s bed linens for signs of urine and to conduct a body check of R.V. to determine if he was injured. DiPace served as a Developmental Assistant 2, known as the "house leader", of the McChesney Facility, and Gorrill served as a Developmental Assistant 1, known as the "assistant house leader" of the McChesney Facility. Defendants allege that DiPace and Gorrill investigated A.B.'s allegation pursuant to Turck's directive and did not find any evidence to substantiate the allegation. Turck contends that A.B.'s allegation did not constitute a reportable incident requiring formal OPWDD investigation, a conclusion she came to after consulting with OPWDD's leader for incident review and compliance. The parties agree that no additional protections such as door locks, monitors, additional staffing or other precautions were put in place as a result of A.B.'s allegation.
On the evening of April 26, 2017, it is alleged that R.V. went into A.B.'s room and raped her. Grupe, a Developmental Support Aide ("DSA"), was the only employee working at the McChesney Facility the evening of A.B.'s rape. Grupe was stationed on the first floor while all residents were on the second floor of the facility. Investigations by both the Rensselaer County Sheriff's Office and the OPWDD substantiated A.B.'s rape allegation. While R.V. did not have a history of sexually aggressive behavior
Summary judgment is appropriate where, construing the evidence in the light most favorable to the non-moving party, "there is no genuine issue as to any material fact and that the movant is entitled to a judgment as a matter of law". FED. R. CIV. PRO. 56(c);
"[T]he mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact."
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege both that: (1) a right secured by the Constitution or laws of the United States was violated, and (2) the right was violated by a person acting under the color of state law.
"Substantive due process protects against government action that is arbitrary, conscience-shocking, or oppressive in a constitutional sense, but not against government action that is incorrect or ill advised."
The FHA provides that "it shall be unlawful . . . to discriminate against any person in the terms, conditions, or privileges of sale or rental of a dwelling, or in the provision of services or facilities in connection therewith, because of . . . sex . . ." 42 U.S.C. § 3604(b). The FHA also makes it "unlawful to coerce, intimidate, threaten, or interfere with any person in the exercise or enjoyment of, or on account of his having exercised or enjoyed, or on account of his having aided or encouraged any other person in the exercise or enjoyment of, any right granted or protected by section . . . 3604[.]" 42 U.S.C. § 3617.
"Courts in this Circuit have construed § 3604(b) of the FHA to prohibit the creation of a `hostile environment' by individuals who have control or authority over the `terms, conditions, or privileges of sale or rental of a dwelling,' similar to the prohibition imposed by Title VII against the creation of a hostile work environment."
The New York Human Rights Law likewises prohibit discrimination in the provision of housing accommodations or in the terms or conditions of such arrangement. Section 296(5)(a)(2) of the New York State Human Rights Law provides, in relevant part, that it "shall be an unlawful discriminatory practice for the owner . . . or other person having the right to sell, rent or lease a housing accommodation . . . or any agent or employee thereof . . . to discriminate against any person because of . . . sex . . . in the terms, conditions or privileges of the sale, rental or lease of any such housing accommodation or in the furnishing of facilities or services therewith." N.Y. EXEC. LAW § 296. Courts in the Second Circuit have recognized a cause of action pursuant to Section 296 where a hostile housing environment exists with regards to allegations of sexual harassment.
Developmentally disabled individuals "in the custody of state officials have constitutionally protected rights to adequate food, shelter, clothing and medical care, to safe living conditions, and to freedom from undue bodily restraint."
In the Northern District, courts have found that the deliberate indifference standard is appropriate where the plaintiff is an involuntarily committed individual alleging failure to protect in violation of their substantive due process rights after an assault by another patient.
Based on the existing case law, the professional judgment standard will be applied to defendant Turck and the deliberate indifference standard will be applied to defendants DiPace, Gorrill and Grupe.
"To establish a defendant's `deliberate indifference' to a violation of law, a plaintiff must show that the defendant acted with a sufficiently culpable state of mind."
Plaintiff argues that the defendants failed to take any action to protect A.B. from sexual assault after A.B. reported that R.V. entered her room uninvited and urinated on her bed. Plaintiff alleges that defendants failed to: (i) place a door alarm on A.B.'s bedroom door, (ii) place an audio monitor in A.B.'s bedroom, (iii) increase the number of night staff at the facility, (iv) increase the frequency of bed checks, (v) move A.B. or R.V. to a room on the first floor, (vi) direct any staff to write A.B.'s allegation down and undertake a formal investigation or (v) inform A.B.'s parents of the allegation.
In their motion, defendants argue that Grupe, Gorrill and DiPace lacked the authority necessary to institute any safety measures and are therefore not personally involved.
Defendants concede that both Gorrill and DiPace were aware of A.B.'s allegation that R.V. had entered her room and urinated on her bed sometime in April 2012. Further, as individuals overseeing the daily operation of the McChesney facility, they had a certain amount of authority and control over the direction of activities there.
Plaintiff points out that prior to 2012, OPWDD staff had implemented protective measures in response to allegations of A.B.'s sexual activity. In 2007, after A.B. had alleged she had sexual intercourse with a peer at her OPWDD residence, "[o]vernight staffing was increased from one staff to two staff," and a door alarm was put on her bedroom door.
Additionally, after A.B.'s return to the McChesney Facility in May 2012, numerous protective measures were taken, seemingly without the approval of the OPWDD Human Rights Committee. Turck testified that, generally, it was possible to install motion detectors or door alarms on a temporary basis prior to obtaining approval from the Rights Committee for certain protection reasons.
Further, both DiPace and Gorrill were members of A.B.'s Treatment Team. During the period between A.B.'s urination allegation against R.V. and the rape on April 27, 2012, neither DiPace nor Gorrill requested that a meeting be held to discuss or address A.B.'s allegation or begin the process of implementing safety measures if outside approval was in did necessary.
Upon review of the materials supplied by the parties, the deliberate indifference standard should apply to DiPace and Gorrill given their positions. A fact finder should decide whether either DiPace or Gorrill possessed sufficient authority as developmental assistants or as members of A.B.'s treatment team, to initiate or put in place safeguards to protect A.B. from harm. It will then be for such fact finder to determine whether DiPace or Gorrill knew, or should have known, that there was an excessive risk of harm to the health or safety of A.B. and whether their actions constituted a reckless failure to act with reasonable care in order to mitigate that risk. As a result, defendants' motion for summary judgment with regards to the personal involvement of DiPace and Gorill will be denied.
It is not alleged that Grupe was aware A.B.'s urination allegation against R.V. prior to the rape on the evening of April 26, 2012. However, she was on duty the night of the incident. Grupe testified that she would generally spend her time on the first floor and would go upstairs if she heard movement on the second floor.
As the only employee on duty at the McChensey Facility during the night shift, it was imperative that Grupe be alert to any movement among the residents on the second floor. Grupe was aware that there were both male and female residents there and that were no locks on the residents' doors. With the admission that she was prone to fall asleep on the overnight shift, her decision to choose to work such shift could be considered by a reasonable fact finder to be deliberately indifference to the health and safety of the residents at the McChensey Facility. Therefore, Grupe is not entitled to summary judgment as a result of a lack of personal involvement and the motion will be denied in this regard.
Next, defendants assert that they are entitled to qualified immunity given A.B.'s alleged history of making false allegations and R.V.'s lack of prior sexual incidents.
"Qualified immunity shields government officials from civil suits for damages `insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
"Defendants are entitled to qualified immunity `if either (a) the defendant's action did not violate clearly established law, or (b) it was objectively reasonable for the defendant to believe that his action did not violate such law.'"
The Supreme Court has long held that the "right to personal security constitutes a history liberty interest protected substantively by the Due Process Clause."
The second prong requires a determination of whether "it was objectively reasonable for [defendants] to believe their acts did not violate" A.B.'s right to safe living conditions.
A reasonable fact finder could conclude that the defendant's conduct was not objectively reasonable. Turck, DiPace and Gorrill were aware of A.B.'s allegation that R.V. entered her room in the evening of April 26, 2012 and urinated of her bed. Such act would be a vulgar invasion of A.B.'s living space and an affront to her safety. A fact finder could conclude that Turck's decision not to classify the allegation as a reportable incident triggering a formal investigation, regardless whether other persons were consulted, was objectively unreasonable. Further, a reasonable fact finder could find that the dismissal of A.B.'s allegation by Turck, DiPace and Gorrill after an alleged informal investigation and their failure to enact any safety precautions in the McChensey facility was objectively unreasonable. Lastly, a fact finder could conclude that the actions of Grupe, as the only night staff on duty, were objectively unreasonable. Therefore, none of the defendants entitled to qualified immunity and their motion for summary judgment in this regard will be denied.
Defendants further argue that they are entitled to summary judgment as they allege that Turck, DiPace and Gorrill took concerted steps to investigate A.B.'s urination allegations against R.V. and therefore did not act with deliberate indifference.
Defendants claim that Turck informally instructed DiPace and Gorrill to inspect A.B.'s bed linens for signs of urine and to inpsect R.V. for any signs of injury and found no evidence substantiating A.B.'s allegation against R.V. Defendants assert that while plaintiff may disagree with the investigation that occurred or its finding, the fact that some investigation was conducted demonstrates that they were not deliberately indifferent.
However, plaintiff argues that the claim that an informal investigation was conducted is not credible in light of the lack of records concerning the alleged actions taken by defendants. Plaintiff points to the fact that a body check form of R.V. was not completed and no contemporaneous records were prepared reflecting this investigation. Plaintiff persuasively argues that much, if not most, of the actions taken by staff at the McChensey Facility are documented in some way, from the "daily communication reports" evidencing every positive alarm report during the evenings, to the "general note" ledger documenting resident behavior.
At the summary judgment stage, the credibility of Turck, DiPace and Gorrill cannot be determined. Further, a reasonable jury may concluded that, regardless of whether an informal investigation was performed as claimed by defendants, the failure to the defendants to conduct a formal investigation or to implement any safety measures as a result of A.B.'s allegation constituted deliberate indifference. Therefore, defendants' motion concerning a lack of deliberate indifference will be denied.
The FHA prohibits a broad range of discriminatory housing practices based on a variety of protected characteristics, including sex.
Defendants argue that the FHA does not confer liability on state employees for the alleged conduct of one group home tenant against another tenant and even if it were to hold that it does, defendants should be entitled to qualified immunity as there is a lack of pre-existing law in the Second Circuit to establish such a federal right.
The Second Circuit recently decided
However, review of case law that existed prior to
At the time of the incident in April 2012, such cause of action under the FHA was not a "clearly established" statutory right of which reasonable people would have known for purposes of qualified immunity. While plaintiff argues that qualified immunity is not applicable under the FHA, numerous courts have found that municipal defendants and state actors may be afforded qualified immunity under the FHA.
Claims of housing discrimination under the NYHRL are analyzed under the same framework as the FHA.
Plaintiff has presented sufficient evidence concerning her failure to protect claim to warrant a trial concerning all defendants. However, defendants have demonstrated an entitlement to summary judgment with regards to plaintiff's Fair Housing Act claim and the claim under New York Human Rights Law.
Therefore, it is ORDERED that:
(1) Defendants' motion for summary judgment is
(2) Plaintiff's second and third causes of action are
(3) Plaintiff's first cause of action against all defendants
(4) A jury trial is scheduled for May 6, 2019 in Utica, New York and pretrial submissions must be filed on or before 5:00 p.m. on April 26, 2019.
IT IS SO ORDERED.