RAMOS, District Judge.
Pro se plaintiff Anthony Lindsey ("Plaintiff" or "Lindsey") brings this suit pursuant to 42 U.S.C. § 1983. Lindsey alleges that on December 16, 2008, Detective Sean Butler, Detective Richard Werner,
Plaintiff, a practicing Black Sunni Muslim, was arrested on December 16, 2008,
At a certain point during several hours of questioning, Detectives Butler and Werner arranged for a police lineup. Id. ¶ 29. When the "fillers" arrived for the lineup, the detectives realized that they were all "clean shaven and none were similar to Plaintiff." Id. Because the detectives "could not place [Plaintiff] in the line-up where Plaintiff was [the] only one with facial hair," they asked Lindsey "if he would forfeit his religious rights and allow them to shave his face." Id. Plaintiff objected, "NO!" Id. Lindsey also requested counsel. Id.
Later in the questioning, Lindsey asked Detective Butler if he could use the bathroom. Id. Three or four unidentified officers allegedly rear-cuffed Lindsey upon his exiting the bathroom and forcefully knocked him to the floor while Detective Werner "forcibly shaved Plaintiff['s] facial hair." Id. Despite Plaintiff's objections and request to contact counsel, Detective Butler commanded that Lindsey be shaved. Id. ¶ 12. Specifically, according to Plaintiff, "Detective Sean Butler gave the Order to Detective Richard Werner to shave plaintiff['s] facial hair which was then done." Pl. Opp. Mem. L. 1.
In addition to being forcibly shaven, Plaintiff suffered "various injuries" as a result of Defendants' conduct, including a mild concussion from being slammed on the floor and lower back pain. Am. Compl. ¶ 21. Detective Butler denied Plaintiff's requests for medical attention, "stating that there is no medical here and you're not getting medical assistance or [a]ttention." Id.
Plaintiff alleges that former NYPD Commissioner Ray Kelly ("Commissioner Kelly") "excersized [sic] deliberate indifference in his position as Commissioner, where he knew that his subordinates had been following his unwritten policies and practices to use excessive force upon Plaintiff a Muslim to forcefully shave a Muslim Beard without seeking a court order for permission to do this ... as required by law." Id. ¶ 32.
Lindsey further alleges that all of the defendants are "Pro-White officials of the city, acting with racial [a]nimus while attacking Plaintiff who is [a] Black Sunni Muslim by forcefully shaving his facial hair with no right to do so." Id. ¶ 27.
Plaintiff requested leave to proceed in forma pauperis on December 12, 2011, and filed the original complaint that day. Doc. 2. The original complaint brought claims under the First, Fourth, Eighth, and Fourteenth Amendments.
Defendants moved to dismiss the original complaint on November 30, 2012 pursuant to Fed.R.Civ.P. 12(b)(6) for failure to state a claim. Doc. 24. Plaintiff did not file an opposition to the motion to dismiss, but did file a submission on January 18, 2013 entitled "Motion to Amend Pursuant to Fed.R.Civ.P. 15(a)," which attached a proposed amended complaint. On January 23, 2013, Defendants opposed Plaintiff's motion to amend, arguing that the proposed amended complaint would be futile.
On June 24, 2013, the Court granted Plaintiff's motion to amend with respect to the First Amendment claim and the Fourteenth Amendment due process claim, but denied the motion with respect to the claims under the Equal Protection Clause and the Fifth and Sixth Amendments as well as the claims against the City of New
Plaintiff filed the Amended Complaint on September 3, 2013, bringing claims under the First, Fourth, Eighth, and Fourteenth Amendments. Doc. 37. Defendants moved to dismiss the Amended Complaint on November 15, 2013. Doc. 41.
On a motion to dismiss pursuant to Fed. R.Civ.P. 12(b)(6), the court must accept as true all of the factual allegations from the complaint, and draw all reasonable inferences in the plaintiff's favor. Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir.2014). However, this requirement does not apply to legal conclusions, bare assertions, or conclusory statements. Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). The complaint must adhere to Fed.R.Civ.P. 8(a), which has been interpreted to require that it contain enough factual matter for the claim to be plausible on its face. Id. (citing Twombly, 550 U.S. at 570, 127 S.Ct. 1955). A claim is facially plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. (citing Twombly, 550 U.S. at 556, 127 S.Ct. 1955). Rule 8(a) "does not unlock the doors of discovery for a plaintiff armed with nothing more than conclusions." Id. at 678-79, 129 S.Ct. 1937. If the plaintiff has not "nudged [his] claims across the line from conceivable to plausible, [the] Complaint must be dismissed." Twombly, 550 U.S. at 570, 127 S.Ct. 1955.
In the case of a pro se plaintiff, a court is obligated to construe the complaint liberally, Hill v. Curcione, 657 F.3d 116, 122 (2d Cir.2011), and to interpret the claims as raising the strongest arguments that they suggest. Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir.2006). The obligation to be lenient while reading a pro se plaintiff's pleadings "applies with particular force when the plaintiff's civil rights are at issue." Jackson v. N.Y.S. Dep't of Labor, 709 F.Supp.2d 218, 224 (S.D.N.Y.2010) (citing McEachin v. McGuinnis, 357 F.3d 197, 200 (2d Cir. 2004)). "However, even pro se plaintiffs asserting civil rights claims cannot withstand a motion to dismiss unless their pleadings contain factual allegations sufficient to raise a right to relief above the speculative level." Id. (quoting Twombly, 550 U.S. at 555, 127 S.Ct. 1955) (internal quotation marks omitted). Additionally, as the Second Circuit recently held, "[a] district court deciding a motion to dismiss may consider factual allegations made by a pro se party in his papers opposing the motion." Walker, 717 F.3d at 122 n. 1 (emphasis added).
To state a claim under 42 U.S.C. § 1983, a defendant must have been acting under the "color of state law" when he
Plaintiff claims that Defendants violated his First Amendment rights in two ways. First, he charges that Detectives Butler and Werner exercised deliberate indifference toward the free exercise of his religion by forcibly shaving his beard. Am. Compl. ¶¶ 18, 17. Lindsey further alleges that the NYPD acted on unwritten policies and practices to use excessive force to shave his beard. Id. ¶ 32.
The First Amendment provides in part that "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof...." U.S. Const. amend. I. The Free Exercise Clause protects against "governmental compulsion either to do or refrain from doing an act forbidden or required by one's religion, or to affirm or disavow a belief forbidden or required by one's religion." Mozert v. Hawkins Cnty. Bd. of Educ., 827 F.2d 1058, 1066 (6th Cir.1987), cert. denied, 484 U.S. 1066, 108 S.Ct. 1029, 98 L.Ed.2d 993 (1988). The Clause therefore "recognizes the value of religious training, teaching and observance and, more particularly, the right of every person to freely choose his own course with reference thereto, free of any compulsion from the state." Sch. Dist. of Abington Twp. v. Schempp, 374 U.S. 203, 222, 83 S.Ct. 1560, 10 L.Ed.2d 844 (1963). To state a claim under the Free Exercise Clause, a plaintiff must demonstrate that the official conduct at issue operated coercively against plaintiff "in the practice of his religion." Harris v. McRae, 448 U.S. 297, 321, 100 S.Ct. 2671, 65 L.Ed.2d 784 (1980) (internal quotation marks and citation omitted).
Defendants look to Farid v. Smith, 850 F.2d 917, 926 (2d Cir.1988), for the argument that any infringement on Lindsey's sincerely held religious beliefs must be balanced against the "legitimate penological objective" advanced in shaving his beard. Defs. Mem. L. 15-16.
In its decision on Plaintiff's motion to amend, the Court noted that "[t]he Second Circuit has held that the threshold for impinging upon the constitutional rights of those in prisons is different—and lower—than the threshold for those in jails." Lindsey, 2013 WL 3186488, at *2. Specifically, in Shain v. Ellison, 273 F.3d 56, 66 (2d Cir.2001), the Second Circuit distinguished jails from prisons in the context of strip searches. The court concluded that individuals in custody in local correctional facilities or jails "have a right to be free of strip search absent reasonable suspicion that they are carrying contraband or weapons," whereas strip searches in prisons are subject to the legitimate penological interest test. Id. Lindsey's rights are presumably entitled to equal or greater protection than the arrestees and pretrial detainees in Shain because, according to the Complaint, he "was merely detained in a police station (not a local correctional facility or jail) following his arrest, and had not yet even been charged with a crime." Lindsey, 2013 WL 3186488, at *2.
Outside the prison context, a law that is neutral and of general applicability need not be justified by a compelling governmental interest even if the law has the incidental effect of burdening a particular religious practice.
Construed liberally, Plaintiff has alleged that the NYPD maintains an unwritten policy and practice to forcibly shave
Defendants argue that shaving Lindsey's face in the context of a custodial interrogation would serve the same security interests as prison grooming policies, as well as ensure that a reliable identification could be made at the police lineup. Defs. Mem. L. 16.
First, the Court notes that the reliable identification of suspects of crime is of course a legitimate state interest. See, e.g., United States v. Amerson, 483 F.3d 73, 87 (2d Cir.2007) (noting in the context of DNA-based records that "[t]here can be little doubt that the government has a compelling interest in rapidly and accurately solving crimes...."); Jones v. Murray, 962 F.2d 302, 306 (4th Cir.1992) ("[W]hen a suspect is arrested upon probable cause, his identification becomes a matter of legitimate state interest and he can hardly claim privacy in it. We accept this proposition because the identification of suspects is relevant not only to solving the crime for which the suspect is arrested, but also for maintaining a permanent record to solve other past and future crimes."). In the Fifth Amendment context, courts have also ruled that forcing a suspect to alter his appearance for the purpose of participation in a police lineup does not violate the right against self-incrimination. See, e.g., United States v. Wade, 388 U.S. 218, 222, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967) (compelling a robbery suspect to alter his appearance by wearing strips of tape on his face while participating in a lineup does not violate his Fifth Amendment rights). Here, while Defendants claim that the reliable identification of suspects in a police lineup is a legitimate state interest—and though it may be—they have not argued or demonstrated that shaving Plaintiff's beard was narrowly tailored to advance this interest.
The Court also accepts that reasonable security concerns are present in jails and police stations. However, there is nothing to suggest that Detectives Butler and Werner or the officers present for the interrogation shaved Lindsey's beard in order to ensure their safety or the safety of other arrestees. Instead, the Amended Complaint alleges that the officers shaved his beard during a station house interrogation for the specific purpose of facilitating a lineup. Indeed, the Amended Complaint specifically alleges that he was forcibly shaved because the "fillers" who happened to be gathered by the Police did not have facial hair. It requires little imagination to conceive of alternative ways to fashion an appropriate lineup without impinging on Plaintiff's religious freedom. While discovery may well refute Plaintiff's factual allegations, the Court is required to credit them at this juncture. Accordingly, Plaintiff has stated a sufficient claim that his First Amendment right of religious freedom was violated.
For these reasons, Defendants' motion to dismiss the First Amendment claim is DENIED.
Plaintiff claims that the officers subjected him to excessive force in violation of the Eighth Amendment. The Court must dismiss this claim because the Eighth Amendment attaches only after conviction. See De Campoamor v. Horodecki,
Lindsey alleges that Detectives Butler and Werner violated his Fourth Amendment rights by forcing him to the ground and holding him against his will while shaving his beard without a court order. Am. Compl. ¶¶ 25-27. In analyzing the Fourth Amendment claim, the trier of fact must consider the reasonableness of the officers' conduct, and in particular "whether, in light of the circumstances confronting the officer, the amount and nature of the force used was `objectively reasonable.'" Zhao, 656 F.Supp.2d at 389 (quoting Graham v. Connor, 490 U.S. 386, 397, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)).
Here, the officers were not effecting an arrest, but instead conducting a custodial interrogation at the precinct. Courts have found that the use of any force is often unwarranted in the latter context. Lindsey alleges that three or four officers rear-cuffed him and knocked him to the ground so that Detective Werner could forcibly shave his beard. Am. Compl. ¶ 29. According to Lindsey, this application of force caused him to endure "various injuries," including a mild concussion, dizziness,
Lindsey claims that Detectives Butler and Werner asked him if he would allow them to shave his face for the purposes of the line-up, and that he said no. Am. Compl. ¶ 29. According to Plaintiff, there was no further discussion, and he did not make any contact with the officers; instead, he simply asked Detective Butler if he could use the bathroom. Id. Plaintiff claims that it was the officers who then initiated the contact with him as he exited the bathroom. Id. There is no allegation that Plaintiff resisted the officers before, during, or after he was rear-cuffed and forced to the ground.
Accordingly, Defendants' motion to dismiss the Fourth Amendment claim is DENIED.
Plaintiff alleges that Detective Butler commanded Detective Werner to forcibly shave Plaintiff's facial hair. Pl. Opp. Mem. L. 1. Defendants contend that Plaintiff's claims against Detective Butler must be dismissed under the doctrine of qualified immunity because Detective Butler's alleged conduct was objectively reasonable and did not violate a clearly established right. Defs. Mem. L. 18. In particular, Defendants note the Court's characterization of Ross v. Coughlin, 669 F.Supp. 1235 (S.D.N.Y.1987), as the "single case in the Circuit addressing the forcible shaving of a detainee in the context of a due process analysis,"
Under the qualified immunity doctrine, Detective Butler's defense would be viable "only if it were objectively reasonable for [him] to believe that [his] conduct did not violate the Fourth Amendment." Thomas v. Roach, 165 F.3d 137, 143 (2d Cir.1999) (internal citations omitted). Courts in this Circuit have made clear that, "[s]ince the law in this area is well-established, in Fourth Amendment unreasonable force cases, ... the qualified immunity inquiry is the same as the inquiry made on the merits." Washpon v. Parr, 561 F.Supp.2d 394,
In its Order dated June 24, 2013, the Court found Plaintiff's request for leave to amend its claim against the City to be futile. Lindsey, 2013 WL 3186488, at *5. That finding constitutes law of the case and Defendants' motion to dismiss the claims against the City is therefore GRANTED.
Defendants further argue that Plaintiff's claims against former Commissioner Kelly must be dismissed because Lindsey has failed to show the Commissioner's personal involvement in the officers' conduct. Plaintiff alleges that Commissioner Kelly "excersized [sic] deliberate indifference in his position as Commissioner, where he knew that his subordinates had been following his unwritten policies and practices to use excessive force upon Plaintiff a Muslim to forcefully shave a Muslim Beard without seeking a court order." Am. Compl. ¶ 32.
To state a claim under Section 1983, a plaintiff must allege the personal involvement of each defendant. See, e.g., Williams v. Smith, 781 F.2d 319, 323 (2d Cir.1986). "Conclusory accusations regarding a defendant's personal involvement in the alleged violation, standing alone, are not sufficient, and supervisors cannot be held liable based solely on the alleged misconduct of their subordinates." Kee v. Hasty, No. 01 Civ. 2123(KMW) (DF), 2004 WL 807071, at *2 (S.D.N.Y. Apr. 14, 2004) (internal citations omitted). In Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir.1995), the Second Circuit established that the personal involvement of a supervisory defendant may be shown by evidence that the defendant (1) participated directly in the alleged violation; (2) failed to remedy the violation after learning of it through a report or appeal; (3) created a custom or policy fostering the violation or allowed the custom or policy to continue after learning about it; (4) was grossly negligent in supervising the officers involved; or (5) exhibited deliberate indifference to the plaintiff's rights by failing to act on information indicating that unconstitutional acts were occurring. In Iqbal, the Supreme Court
Because the Amended Complaint suggests that the alleged unwritten policies and practices were created or adopted by Commissioner Kelly,
The Amended Complaint also names Detective Richard Werner as a defendant. However, Detective Werner has yet to be served. Under Federal Rule of Civil Procedure 4(m), a plaintiff must serve a defendant within 120 days after the complaint is filed. The original complaint was filed on December 12, 2011. Doc. 2. On February 17, 2012, the Court extended Plaintiff's time to serve by 90 days. Doc. 9. To date, Plaintiff has not served Detective Werner with the Summons and Complaint. See Marshall's Process Receipt and Return of Service Unexecuted, filed May 4, 2012. Doc. 14.
Rule 4(m) requires that a court provide notice to a plaintiff before dismissing a claim sua sponte for failure to serve process. See Nagy v. Dwyer, 507 F.3d 161, 164 (2d Cir.2007). Accordingly, the Court will afford Plaintiff sixty (60) days from the date of this Order to show good cause why he has not served Detective Werner. Cf. Chavis v. Zodlow, 128 Fed.Appx. 800, 802 (2d Cir.2005). If Lindsey fails to show good cause during this period, the claims against Detective Werner will be dismissed without prejudice.
For the reasons set forth above, Defendant's motion to dismiss is GRANTED in part and DENIED in part. The Clerk of the Court is respectfully directed to terminate the motion, Doc. 41, and to mail a copy of this Opinion and Order to Plaintiff.
Furthermore, the Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Opinion and Order would not be taken in good faith; therefore, in forma pauperis status is denied for purposes of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45, 82 S.Ct. 917, 8 L.Ed.2d 21 (1962).
It is SO ORDERED.