JOHN F. KEENAN, District Judge.
Before the Court is Petitioner Wilson Abad's
On February 16, 2010, Abad waived indictment and pleaded guilty, pursuant to a plea agreement with the Government, before Judge Paul A. Crotty to (1) conspiracy to distribute and possess with intent to distribute 100 grams and more of heroin, in violation of 21 U.S.C. §§ 812, 841(a)(1), 841(b)(1)(B), and 846; (2) conspiracy to distribute and possess with intent to distribute 500 grams and more of cocaine, in violation of 21 U.S.C. §§ 812, 841(a)(1), 841(b)(1)(B), and 846; and (3) conspiracy to launder narcotics proceeds, in violation of 18 U.S.C. § 1956(h). In their plea agreement, the Government and Abad stipulated that the appropriate sentencing range under the U.S. Sentencing Guidelines was 121 to 151 months. (Gov't Mem. Ex. A at 5.) Abad also stipulated that a sentence within or below the guidelines would be reasonable. (
Abad appealed his sentence on the basis that he received ineffective assistance of counsel in his plea bargaining and sentencing proceedings, and that his 108 month sentence was substantively unreasonable.
Petitioner timely filed for habeas releif, claiming four instances of ineffective assistance of counsel. First, he claims that his attorney promised him that his total prison term would be five years. Second, he states that he was not provided with case discovery prior to entering into his plea agreement. Third, he argues that he was unable to prepare for trial because there was no interpreter to help him communicate with his attorney. Fourth, he claims that he was not consulted during the preparation of his sentencing memorandum, which led to the report being incomplete.
Section 2255 allows a federal prisoner to collaterally attack his conviction or sentence "upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack." § 2255(a). Thus, such a collateral attack is reserved "only for a constitutional error, a lack of jurisdiction in the sentencing court, or an error of law or fact that constitutes `a fundamental defect which inherently results in a complete miscarriage of justice.'"
The Court will address each of Petitioner's four arguments. However, because Abad may have waived his ability to collaterally challenge a sentence that is below the guidelines range, the Court turns first to the voluntariness of Abad's waiver.
Abad's plea agreement waived his right to collaterally attack his sentence. (Gov't Mem. Ex. A at 7.) Such waivers are "presumptively enforceable."
Petitioner argues that the waiver was not made knowingly or voluntarily, and is thus unenforceable, because he was not given an opportunity to present "all § 3553(a) mitigation factors to the Court" at sentencing despite being promised by his counsel and by the Government that if he signed the agreement he would be able to do so. (Abad Mem. 4-5.) Petitioner's argument fails for at least three reasons. First, Abad is not actually challenging the voluntariness of his plea or his waiver, but rather his attorney's conduct at sentencing. That is not sufficient to render his waiver unenforceable.
Second, the record clearly demonstrates that Defendant had a full opportunity to assert factors that would weigh in favor of a sentence below the guidelines range. (Gov't Mem. Ex. D.) Petitioner's counsel submitted a sentencing memorandum that specifically addressed the § 3553(a) factors and argued at the sentencing proceeding for a below guidelines sentence of five years, the mandatory minimum. (
Third, the record offers no other indication that Abad's waiver of his right to collaterally attack his sentence was unknowing or involuntary. Just the opposite. During the plea allocution, Judgy Crotty established that Petitioner was of clear mind, understood the nature of the plea agreement, voluntarily agreed to its terms, and was satisfied with the effectiveness of his attorney's assistance. (Plea Tr. 4, 8, 12.) Petitioner acknowledged that he was not made any promises in exchange for signing the agreement. (Plea Tr. at 12). Significantly, and fatal to his claim, he also affirmed that he agreed to waive his right to appeal or collaterally attack a guidelines sentence of 121 to 151 months. (Plea Tr. at 13-14.)
The Court is "entitled to rely upon the defendant's sworn statements, made in open court . . . that he understood the consequences of his plea."
Even if Abad had not waived his right to collaterally attack his sentence, his petition would be denied because he has failed to show that he received ineffective assistance of counsel. Consequently, in so far as Petitioner's ineffective assistance claims can be construed as challenging the waiver of his right to collaterally attack his sentence, that challenge would also be rejected for failing to establish ineffective assistance of counsel.
To succeed on an ineffective assistance of counsel claim, a petitioner must demonstrate that counsel's (1) "representation fell below an objective level of reasonableness" and (2) "deficient performance prejudiced the defense."
The main problem for Abad on each of his claims is the same one he ran into on the waiver issue. As explained in more detail below, most of his claims contradict his sworn statements during the plea colloquy.
Although Abad makes four claims of ineffective assistance of counsel, the main thrust of his argument is that he only pled guilty because his attorney promised him that he would face a total prison term of five years, and he would not have pleaded guilty to the money laundering count
As to the promise about the length of his sentence, the plea agreement does set forth the applicable mandatory minimums: 5 years on Count 1 and 5 years on Count 2. (Gov't Mem. Ex. A at 1-2.) Abad was thus aware that he faced the five-year mandatory minimum he sought. Indeed, Petitioner's attorney specifically requested a five-year sentence. (Gov't Mem. Ex. D. at 1; Sentencing Tr. Ex. 5.)
But his claim that he was told that he would receive a five year sentence is belied by the record. In addition to the mandatory minimums, Abad's plea agreement also provides the maximum statutory sentence for each Count: 40 years on Count 1, 40 years on Count 2, and 20 years on Count 3. (
The agreement also clearly states that the sentence "is determined solely by the Court." (Gov't Mem. Ex. A at 6.) It notes that "the Sentencing Guidelines are not binding on the Court." (
Thus, as evident from the plea agreement and confirmed by the plea colloquy, Abad pleaded guilty knowing and understanding that he could be incarcerated for more than five years. Therefore, counsel's alleged promise of a five-sentence cannot support a claim for ineffective assistance.
The Court will consider Petitioner's next two claims together since they implicate many of the same parts of the plea colloquy and governing law. First, Petitioner claims counsel was ineffective because she did not provide him case discovery before he pled guilty. (Abad Mem. 2.) Abad asserts that he therefore had to either accept the plea deal or go to trial without trial preparation. (
The record once again contradicts Abad's assertions. At the plea allocution Abad indicated that he was satisfied with counsel's representation (Plea Tr. 8.) He indicated that he had an opportunity to review the information with his attorney, to discuss the charges against him with his attorney, and to discuss pleading guilty with his attorney and its consequences. (Plea Tr. 4-5, 8.) Abad's conclusory claim that he pled guilty because he was unprepared to go to trial is contradicted by the record and is, therefore, not credible. Additionally, a petitioner's general allegation of being unprepared for trial, absent any explanation of specific actions counsel should have taken or how any inactions actually prejudiced his case, is insufficient to support an ineffective assistance of counsel claim.
Finally, Petitioner avers that he was not consulted in the preparation of the December 14, 2010 sentencing memorandum submitted by his attorney to the Court. Specifically, Petitioner claims that his attorney did not include issues that that he expressly wanted included, namely: counsel failed to advise the Court (1) about the full extent of Petitioner's efforts to assist the Government prior to sentencing; (2) about Petitioner's dire financial situation that led to his involvement in criminal activity, specifically (a) medical costs for his life-threatening illness for which he had no medical insurance and (b) the fact that he was helping his father in Ecuador pay for the treatment of his prostate cancer; and (3) that Petitioner would agree to "fast track" deportation if allowed to do so. Petitioner argues that these factors would have warranted a lower sentence, and that counsel's failure to raise them constituted ineffective assistance.
As explained above, this argument is squarely foreclosed by the waiver agreement because it occurred at sentencing, after Abad knowingly and voluntarily waived his right to collaterally attack his sentence. In any event, the record demonstrates that Abad cannot show ineffective assistance of counsel on this ground.
Petitioner's allegations are again flatly contradicted by the record. In the sentencing memorandum, counsel informed the Court that Abad's efforts toward cooperation "most likely would have led to the filing of a `5K letter'" if he had not been "such an insignificant player in this crime." (Gov't Mem. Ex. D at 2.) Abad himself fails to specify the extent of his cooperation.
Next, the sentencing memorandum informed the Court of Abad's diagnosis with a life-threatening illness, that Abad was undergoing a regiment of medication, and that Abad had grave concerns about his health. (
As to Abad's claim that counsel failed to advise the Court that Abad would agree to "fast track" deportation, the Government correctly points out that "fast track" deportation was not available in the Southern District of New York at the time of Abad's sentencing.
Finally, to the extent Abad argues that counsel should have done more to highlight any of the above factors, that claim is not sufficient to vacate his conviction or alter his sentence. The Court "must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance."
For the foregoing reasons, Petitioner's motion to vacate, set aside or correct his sentence pursuant to Section 2255 is denied.